ALDEYRA THERAPEUTICS INC

Ticker: ALDX CUSIP: 01438T106 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Knoll Capital Management, LLC5,475,516$28,363
PERCEPTIVE ADVISORS LLC4,185,632$21,682
BlackRock, Inc.3,850,103$19,944
VANGUARD GROUP INC3,698,682$19,159
KINGDON CAPITAL MANAGEMENT, L.L.C.1,850,000$9,583
D. E. Shaw & Co., Inc.1,601,324$8,295
683 Capital Management, LLC1,530,000$7,925
ARDSLEY ADVISORY PARTNERS LP1,450,000$7,511
KENNEDY CAPITAL MANAGEMENT LLC1,255,838$6,505
AQR CAPITAL MANAGEMENT LLC1,226,922$6,355
GEODE CAPITAL MANAGEMENT, LLC1,170,537$6,065
STATE STREET CORP1,098,600$5,691
ACADIAN ASSET MANAGEMENT LLC979,521$5
JACOBS LEVY EQUITY MANAGEMENT, INC968,751$5,018
MORGAN STANLEY657,032$3,403
DIMENSIONAL FUND ADVISORS LP612,258$3,171
BANK OF AMERICA CORP /DE/410,028$2,124
NORTHERN TRUST CORP379,405$1,965
WELLS FARGO & COMPANY/MN366,169$1,897
RENAISSANCE TECHNOLOGIES LLC350,000$1,813
DEUTSCHE BANK AG\317,335$1,644
GOLDMAN SACHS GROUP INC305,706$1,584
JANE STREET GROUP, LLC303,852$1,574
TWO SIGMA INVESTMENTS, LP287,364$1,489
WOODSTOCK CORP266,756$1,382
BNP PARIBAS ARBITRAGE, SA263,407$1,364
Palo Alto Investors LP225,465$1,168
1492 Capital Management LLC223,317$1,157
WELLINGTON MANAGEMENT GROUP LLP178,851$926
Invesco Ltd.163,087$845
CHARLES SCHWAB INVESTMENT MANAGEMENT INC152,787$791
IEQ CAPITAL, LLC144,199$747
TWO SIGMA ADVISERS, LP121,900$631
Bank of New York Mellon Corp115,766$600
Russell Investments Group, Ltd.114,126$591
Nuveen, LLC108,220$561
GSA CAPITAL PARTNERS LLP96,917$1
UBS Group AG95,677$496
Point72 Asset Management, L.P.94,094$487
ExodusPoint Capital Management, LP92,390$479
Qube Research & Technologies Ltd84,928$440
BARCLAYS PLC84,471$438
GROUP ONE TRADING, L.P.83,449$432
STATE OF WISCONSIN INVESTMENT BOARD81,366$421
Graham Capital Management, L.P.76,365$396
ALLIANCEBERNSTEIN L.P.75,550$391
RHUMBLINE ADVISERS70,413$365
STRS OHIO68,200$353
PRICE T ROWE ASSOCIATES INC /MD/64,262$0
SUSQUEHANNA INTERNATIONAL GROUP, LLP62,907$326
CAPTRUST FINANCIAL ADVISORS51,995$269
Cerity Partners LLC51,049$264
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC47,475$246
Quantinno Capital Management LP45,988$238
MILLENNIUM MANAGEMENT LLC44,059$228
CWM, LLC43,305$0
XTX Topco Ltd42,227$219
ACT CAPITAL MANAGEMENT, LLC41,000$212
SIMPLEX TRADING, LLC39,755$206
CANADA PENSION PLAN INVESTMENT BOARD35,500$184
AMERIPRISE FINANCIAL INC35,304$183
Caption Management, LLC35,000$181
LPL Financial LLC34,916$181
AlphaCentric Advisors LLC34,912$181
FIRST MANHATTAN CO. LLC.34,745$180
Creative Planning34,521$179
INTECH INVESTMENT MANAGEMENT LLC33,328$173
SEI INVESTMENTS CO33,287$172
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC32,683$133
AMERICAN CENTURY COMPANIES INC32,460$168
MetLife Investment Management, LLC29,531$153
AXQ CAPITAL, LP26,810$139
Joseph P. Lucia & Associates, LLC26,732$138
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.25,203$131
Providence Wealth Advisors, LLC25,000$104
Jump Financial, LLC24,480$127
Connor, Clark & Lunn Investment Management Ltd.23,858$124
Mariner, LLC22,876$118
JPMORGAN CHASE & CO21,989$114
FOX RUN MANAGEMENT, L.L.C.20,983$109
Hikari Power Ltd20,020$0
Walleye Capital LLC18,595$96
Pallas Capital Advisors LLC17,338$90
LETKO, BROSSEAU & ASSOCIATES INC17,300$90
MANUFACTURERS LIFE INSURANCE COMPANY, THE17,021$88
Capital Advisors Wealth Management, LLC15,800$82
PFG Investments, LLC15,500$80
JONES FINANCIAL COMPANIES LLLP15,000$78
U.S. Capital Wealth Advisors, LLC14,805$77
Regal Investment Advisors LLC13,565$70
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO13,388$69
Federation des caisses Desjardins du Quebec12,187$63
SG Americas Securities, LLC12,000$0
King Wealth10,800$0
Police & Firemen's Retirement System of New Jersey10,721$56
MERCER GLOBAL ADVISORS INC /ADV10,571$55
Buckingham Strategic Partners10,535$55
CIBC Private Wealth Group, LLC10,505$54
Voya Investment Management LLC10,066$52
Clearstead Advisors, LLC10,007$52
34 other institutions83,566$425
Total (134 institutions)38,929,706$195,238