U S GOLD CORP

Ticker: USAU CUSIP: 90291C201 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Philadelphia Financial Management of San Francisco, LLC1,209,624$23,479
VANGUARD GROUP INC682,141$13,240
BlackRock, Inc.667,768$12,961
MILLENNIUM MANAGEMENT LLC343,204$6,662
GEODE CAPITAL MANAGEMENT, LLC286,848$5,569
Up Capital Management, Inc.265,663$5,157
STATE STREET CORP237,407$4,608
GOLDMAN SACHS GROUP INC177,993$3,455
NORTHERN TRUST CORP87,989$1,708
NewGen Asset Management Ltd80,000$1,553
MORGAN STANLEY71,567$1,389
LOS ANGELES CAPITAL MANAGEMENT LLC70,644$1,099
UBS Group AG66,163$1,284
Cambridge Investment Research Advisors, Inc.60,247$1
JANE STREET GROUP, LLC51,202$994
Prospera Financial Services Inc45,250$878
EAM Investors, LLC44,974$873
CHARLES SCHWAB INVESTMENT MANAGEMENT INC37,581$729
SEI INVESTMENTS CO34,460$669
GSA CAPITAL PARTNERS LLP29,092$1
TWO SIGMA INVESTMENTS, LP26,210$509
Bank of New York Mellon Corp24,593$477
Universal- Beteiligungs- und Servicegesellschaft mbH24,000$471
Virtu Financial LLC23,745$0
SUSQUEHANNA INTERNATIONAL GROUP, LLP22,976$446
CITADEL ADVISORS LLC21,421$416
Nuveen, LLC21,084$409
Quadrature Capital Ltd18,721$363
BARCLAYS PLC18,521$359
WELLS FARGO & COMPANY/MN16,859$327
CoreCap Advisors, LLC14,220$276
RHUMBLINE ADVISERS13,992$272
Cetera Investment Advisers13,710$266
ALLIANCEBERNSTEIN L.P.10,700$208
BANK OF AMERICA CORP /DE/10,464$203
DEUTSCHE BANK AG\8,671$168
MetLife Investment Management, LLC7,651$149
FMR LLC6,591$128
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.5,513$107
Caitong International Asset Management Co., Ltd5,408$105
JPMORGAN CHASE & CO4,744$92
Quantbot Technologies LP4,539$88
NEW YORK STATE COMMON RETIREMENT FUND4,500$88
Trifecta Capital Advisors, LLC3,000$58
GROUP ONE TRADING, L.P.2,917$57
BNP PARIBAS ARBITRAGE, SA2,799$54
CITIGROUP INC2,724$53
Police & Firemen's Retirement System of New Jersey2,722$53
CIBC Private Wealth Group, LLC2,000$39
EVOLUTION WEALTH MANAGEMENT INC.1,400$27
Tower Research Capital LLC (TRC)1,346$26
OSAIC HOLDINGS, INC.1,176$23
Legal & General Group Plc1,162$23
Russell Investments Group, Ltd.1,156$22
Ameritas Investment Partners, Inc.1,124$22
JONES FINANCIAL COMPANIES LLLP1,067$21
PRIVATE TRUST CO NA1,000$19
FINANCIAL CONSULATE, INC1,000$19
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC1,000$19
Sunbelt Securities, Inc.750$15
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM732$14
Steward Partners Investment Advisory, LLC700$14
Parvin Asset Management, LLC650$13
UBS ASSET MANAGEMENT AMERICAS INC472$9
STRS OHIO400$8
AMALGAMATED BANK373$0
ROYAL BANK OF CANADA334$6
N.E.W. Advisory Services LLC200$4
GAMMA Investing LLC177$3
Physician Wealth Advisors, Inc.141$3
Fortitude Family Office, LLC133$3
FEDERATED HERMES, INC.107$2
Atlantic Edge Private Wealth Management, LLC100$2
Sterling Capital Management LLC80$2
VISION FINANCIAL MARKETS LLC70$1
PNC Financial Services Group, Inc.60$1
MASSMUTUAL TRUST CO FSB/ADV45$1
CWM, LLC33$0
SBI Securities Co., Ltd.15$0
HARBOUR INVESTMENTS, INC.6$0
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5$0
Total (81 institutions)4,911,826$92,873