CIK: 0001218583 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 14, 2020
Total Value ($000): $223,592 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPTL | SPDR SER TR | 478,921 | $22,466 | 10.0% | $46.91 | — | PORTFOLIO LN TSR | 78464A664 |
| SPY | SPDR S&P 500 ETF TR | 53,100 | $16,374 | 7.3% | $308.55 | — | Put | 78462F103 |
| — | PROSHARES TR | 378,915 | $8,473 | 3.8% | $22.36 | — | SHORT S&P 500 NE | 74347B425 |
| MTUM | ISHARES TR | 61,632 | $8,074 | 3.6% | $131.00 | — | USA MOMENTUM FCT | 46432F396 |
| JQUA | J P MORGAN EXCHANGE-TRADED F | 263,466 | $8,017 | 3.6% | $30.43 | — | US QUALTY FCTR | 46641Q761 |
| SPLV | INVESCO EXCH TRADED FD TR II | 150,225 | $7,463 | 3.3% | $49.68 | — | S&P500 LOW VOL | 46138E354 |
| ANGL | VANECK VECTORS ETF TR | 244,051 | $7,004 | 3.1% | $28.70 | — | FALLEN ANGEL HG | 92189F437 |
| VMBS | VANGUARD SCOTTSDALE FDS | 128,356 | $6,979 | 3.1% | $54.37 | — | MORTG-BACK SEC | 92206C771 |
| SCHV | SCHWAB STRATEGIC TR | 130,965 | $6,563 | 2.9% | $50.11 | — | US LCAP VA ETF | 808524409 |
| AAPL | APPLE INC | 16,665 | $6,079 | 2.7% | $75.09 | 0.0% | COM | 037833100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 31,916 | $5,697 | 2.5% | $167.50 | +9.0% | CL B NEW | 084670702 |
| FDL | FIRST TR MORNINGSTAR DIVID L | 207,472 | $5,262 | 2.4% | $25.36 | — | SHS | 336917109 |
| SCHA | SCHWAB STRATEGIC TR | 74,662 | $4,878 | 2.2% | $65.33 | — | US SML CAP ETF | 808524607 |
| VNQ | VANGUARD INDEX FDS | 61,447 | $4,825 | 2.2% | $78.52 | — | REAL ESTATE ETF | 922908553 |
| HDEF | DBX ETF TR | 220,380 | $4,491 | 2.0% | $20.38 | — | XTRACK MSCI EAFE | 233051630 |
| GSIE | GOLDMAN SACHS ETF TR | 132,980 | $3,536 | 1.6% | $26.59 | — | ACTIVEBETA INT | 381430107 |
| GEM | GOLDMAN SACHS ETF TR | 114,717 | $3,475 | 1.6% | $30.29 | — | ACTIVEBETA EME | 381430206 |
| CPRT | COPART INC | 41,000 | $3,414 | 1.5% | $6.70 | +199.6% | COM | 217204106 |
| CORP | PIMCO ETF TR | 29,128 | $3,329 | 1.5% | $114.29 | — | INV GRD CRP BD | 72201R817 |
| CRWD | CROWDSTRIKE HLDGS INC | 32,480 | $3,257 | 1.5% | $80.20 | 0.0% | CL A | 22788C105 |
| ET | ENERGY TRANSFER LP | 427,911 | $3,047 | 1.4% | $6.40 | — | COM UT LTD PTN | 29273V100 |
| DVA | DAVITA INC | 33,500 | $2,651 | 1.2% | $59.08 | +32.2% | COM | 23918K108 |
| SPGI | S&P GLOBAL INC | 7,690 | $2,534 | 1.1% | $96.34 | +197.9% | COM | 78409V104 |
| CPB | CAMPBELL SOUP CO | 44,450 | $2,206 | 1.0% | $36.29 | +13.6% | COM | 134429109 |
| MSFT | MICROSOFT CORP | 10,000 | $2,035 | 0.9% | $32.33 | +435.3% | COM | 594918104 |
| PGX | INVESCO EXCH TRADED FD TR II | 111,041 | $1,568 | 0.7% | $14.12 | — | PFD ETF | 46138E511 |
| — | MAG SILVER CORP | 100,000 | $1,410 | 0.6% | $9.35 | — | COM | 55903Q104 |
| GOOG | ALPHABET INC | 830 | $1,173 | 0.5% | $41.18 | +62.6% | CAP STK CL C | 02079K107 |
| UPS | UNITED PARCEL SERVICE INC | 10,537 | $1,172 | 0.5% | $79.74 | 0.0% | CL B | 911312106 |
| VLO | VALERO ENERGY CORP | 19,871 | $1,169 | 0.5% | $47.74 | 0.0% | COM | 91913Y100 |
| VCSH | VANGUARD SCOTTSDALE FDS | 14,000 | $1,157 | 0.5% | $82.64 | — | SHRT TRM CORP BD | 92206C409 |
| DG | DOLLAR GEN CORP NEW | 6,019 | $1,147 | 0.5% | $167.17 | 0.0% | COM | 256677105 |
| QCOM | QUALCOMM INC | 12,523 | $1,142 | 0.5% | $70.96 | 0.0% | COM | 747525103 |
| ABBV | ABBVIE INC | 10,833 | $1,064 | 0.5% | $70.50 | 0.0% | COM | 00287Y109 |
| — | PARSLEY ENERGY INC | 96,920 | $1,035 | 0.5% | $23.07 | — | CL A | 701877102 |
| TMO | THERMO FISHER SCIENTIFIC INC | 2,800 | $1,015 | 0.5% | $79.76 | +314.1% | COM | 883556102 |
| IVW | ISHARES TR | 4,808 | $998 | 0.4% | $168.68 | — | S&P 500 GRWT ETF | 464287309 |
| — | NUVEEN MUN VALUE FD INC | 93,750 | $956 | 0.4% | $10.20 | — | COM | 670928100 |
| VOO | VANGUARD INDEX FDS | 3,334 | $945 | 0.4% | $241.82 | — | S&P 500 ETF SHS | 922908363 |
| — | GLAXOSMITHKLINE PLC | 22,903 | $934 | 0.4% | $40.78 | — | SPONSORED ADR | 37733W105 |
| PEP | PEPSICO INC | 7,000 | $926 | 0.4% | $56.66 | +95.5% | COM | 713448108 |
| ABBNY | ABB LTD | 39,462 | $890 | 0.4% | $22.55 | — | SPONSORED ADR | 000375204 |
| CVE | CENOVUS ENERGY INC | 189,700 | $886 | 0.4% | $6.52 | -46.7% | Call | 15135U109 |
| UNH | UNITEDHEALTH GROUP INC | 3,000 | $885 | 0.4% | $56.37 | +363.2% | COM | 91324P102 |
| PYPL | PAYPAL HLDGS INC | 4,800 | $836 | 0.4% | $36.05 | +282.5% | COM | 70450Y103 |
| NEM | NEWMONT CORP | 13,076 | $807 | 0.4% | $49.87 | 0.0% | COM | 651639106 |
| PPL | PPL CORP | 30,841 | $797 | 0.4% | $20.63 | 0.0% | COM | 69351T106 |
| WPM | WHEATON PRECIOUS METALS CORP | 18,000 | $793 | 0.4% | $18.30 | +101.9% | COM | 962879102 |
| NFLX | NETFLIX INC | 1,735 | $789 | 0.4% | $42.56 | 0.0% | COM | 64110L106 |
| AXP | AMERICAN EXPRESS CO | 8,000 | $762 | 0.3% | $57.32 | +49.4% | COM | 025816109 |
| — | NOBLE ENERGY INC | 84,460 | $757 | 0.3% | $28.85 | — | COM | 655044105 |
| — | PRETIUM RES INC | 89,500 | $752 | 0.3% | $7.68 | — | COM | 74139C102 |
| — | WPX ENERGY INC | 117,368 | $749 | 0.3% | $10.64 | — | COM | 98212B103 |
| — | STAMPS COM INC | 4,000 | $735 | 0.3% | $130.00 | — | COM NEW | 852857200 |
| FANG | DIAMONDBACK ENERGY INC | 17,508 | $732 | 0.3% | $83.84 | -61.5% | COM | 25278X109 |
| ABT | ABBOTT LABS | 8,000 | $731 | 0.3% | $36.93 | +121.9% | COM | 002824100 |
| C | CITIGROUP INC | 14,000 | $715 | 0.3% | $38.03 | +1.7% | COM NEW | 172967424 |
| WMT | WALMART INC | 5,900 | $707 | 0.3% | $20.91 | +82.0% | COM | 931142103 |
| META | FACEBOOK INC | 2,975 | $676 | 0.3% | $143.86 | +44.1% | CL A | 30303M102 |
| KO | COCA COLA CO | 15,000 | $670 | 0.3% | $28.77 | +34.6% | COM | 191216100 |
| UCTT | ULTRA CLEAN HLDGS INC | 29,250 | $662 | 0.3% | $15.21 | +25.0% | COM | 90385V107 |
| — | KIRKLAND LAKE GOLD LTD | 16,000 | $660 | 0.3% | $34.62 | — | COM | 49741E100 |
| FIS | FIDELITY NATL INFORMATION SV | 4,897 | $657 | 0.3% | $35.01 | +233.5% | COM | 31620M106 |
| — | CIMAREX ENERGY CO | 23,604 | $649 | 0.3% | $62.45 | — | COM | 171798101 |
| NAK | NORTHERN DYNASTY MINERALS LT | 450,000 | $644 | 0.3% | $0.47 | +96.7% | COM NEW | 66510M204 |
| ELV | ANTHEM INC | 2,400 | $631 | 0.3% | $107.38 | +130.1% | COM | 036752103 |
| — | PIONEER NAT RES CO | 6,404 | $626 | 0.3% | $158.43 | — | COM | 723787107 |
| MDLZ | MONDELEZ INTL INC | 12,000 | $614 | 0.3% | $23.67 | +88.2% | CL A | 609207105 |
| IWP | ISHARES TR | 3,802 | $601 | 0.3% | $131.71 | — | RUS MD CP GR ETF | 464287481 |
| VO | VANGUARD INDEX FDS | 3,493 | $573 | 0.3% | $169.51 | — | MID CAP ETF | 922908629 |
| GBIL | GOLDMAN SACHS ETF TR | 5,590 | $562 | 0.3% | $100.14 | — | ACCES TREASURY | 381430529 |
| SHV | ISHARES TR | 5,070 | $561 | 0.3% | $110.46 | — | SHORT TREAS BD | 464288679 |
| BIL | SPDR SER TR | 6,130 | $561 | 0.3% | $91.50 | — | SPDR BLOOMBERG | 78468R663 |
| EEM | ISHARES TR | 13,819 | $553 | 0.2% | $43.87 | — | MSCI EMG MKT ETF | 464287234 |
| PG | PROCTER AND GAMBLE CO | 4,600 | $550 | 0.2% | $61.02 | +66.4% | COM | 742718109 |
| — | ASA GOLD AND PRECIOUS MTLS L | 30,245 | $530 | 0.2% | $11.74 | — | SHS | G3156P103 |
| — | CONCHO RES INC | 9,952 | $513 | 0.2% | $86.75 | — | COM | 20605P101 |
| — | BLACKROCK ENHANCED INTL DIV | 99,000 | $509 | 0.2% | $5.74 | — | COM BENE INTER | 092524107 |
| — | SYNTAX ETF TR | 10,831 | $495 | 0.2% | $45.70 | — | STRATIFD LRG CAP | 87166N106 |
| — | WISDOMTREE TR | 19,670 | $494 | 0.2% | $25.06 | — | FLOATNG RAT TREA | 97717X628 |
| OEC | ORION ENGINEERED CARBONS S A | 45,300 | $480 | 0.2% | $19.73 | -53.2% | COM | L72967109 |
| — | VOYA GLBL EQTY DIV & PREM OP | 98,690 | $477 | 0.2% | $6.11 | — | COM | 92912T100 |
| — | GABELLI DIVID & INCOME TR | 26,900 | $473 | 0.2% | $21.14 | — | COM | 36242H104 |
| GILD | GILEAD SCIENCES INC | 6,100 | $469 | 0.2% | $54.76 | +12.2% | COM | 375558103 |
| MHK | MOHAWK INDS INC | 4,500 | $458 | 0.2% | $116.07 | -24.2% | COM | 608190104 |
| TFLO | ISHARES TR | 9,060 | $456 | 0.2% | $50.27 | — | TRS FLT RT BD | 46434V860 |
| TRV | TRAVELERS COMPANIES INC | 4,000 | $456 | 0.2% | $63.44 | +47.5% | COM | 89417E109 |
| ENB | ENBRIDGE INC | 14,600 | $444 | 0.2% | $21.02 | +0.4% | COM | 29250N105 |
| — | SOURCE CAP INC | 13,330 | $441 | 0.2% | $36.29 | — | COM | 836144105 |
| VGSH | VANGUARD SCOTTSDALE FDS | 7,070 | $440 | 0.2% | $62.38 | — | SHORT TERM TREAS | 92206C102 |
| SCHO | SCHWAB STRATEGIC TR | 8,500 | $439 | 0.2% | $51.76 | — | SHT TM US TRES | 808524862 |
| MMSI | MERIT MED SYS INC | 9,500 | $434 | 0.2% | $34.29 | +17.7% | COM | 589889104 |
| T | AT&T INC | 14,076 | $426 | 0.2% | $15.50 | 0.0% | COM | 00206R102 |
| JNJ | JOHNSON & JOHNSON | 3,000 | $422 | 0.2% | $76.58 | +62.2% | COM | 478160104 |
| EQAL | INVESCO EXCH TRADED FD TR II | 13,700 | $420 | 0.2% | $32.18 | — | RUSEL 1000 EQL | 46138E420 |
| GLD | SPDR GOLD TR | 2,490 | $417 | 0.2% | $127.91 | — | GOLD SHS | 78463V107 |
| DLN | WISDOMTREE TR | 4,413 | $410 | 0.2% | $95.04 | — | US LARGECAP DIVD | 97717W307 |
| — | ROYCE VALUE TR INC | 30,830 | $387 | 0.2% | $13.67 | — | COM | 780910105 |
| V | VISA INC | 2,000 | $386 | 0.2% | $87.43 | +100.8% | COM CL A | 92826C839 |
| SHY | ISHARES TR | 4,462 | $386 | 0.2% | $86.72 | — | 1 3 YR TREAS BD | 464287457 |
| GAIA | GAIA INC NEW | 46,000 | $385 | 0.2% | $9.88 | -12.1% | CL A | 36269P104 |
| KMI | KINDER MORGAN INC DEL | 25,326 | $384 | 0.2% | $11.92 | -9.0% | COM | 49456B101 |
| KRNY | KEARNY FINL CORP MD | 47,000 | $384 | 0.2% | $12.87 | -34.9% | COM | 48716P108 |
| — | DIVIDEND & INCOME FD INC | 37,090 | $378 | 0.2% | $12.56 | — | COM NEW | 25538A204 |
| EFA | ISHARES TR | 6,171 | $376 | 0.2% | $60.93 | — | MSCI EAFE ETF | 464287465 |
| — | VOYA GLBL ADV & PREM OPP FD | 45,660 | $374 | 0.2% | $8.07 | — | COM | 92912R104 |
| WFC | WELLS FARGO CO NEW | 14,500 | $371 | 0.2% | $23.98 | 0.0% | COM | 949746101 |
| — | ALTRA INDL MOTION CORP | 11,500 | $366 | 0.2% | $25.61 | — | COM | 02208R106 |
| — | TEKLA HEALTHCARE INVS | 17,130 | $365 | 0.2% | $17.81 | — | SH BEN INT | 87911J103 |
| PSX | PHILLIPS 66 | 5,000 | $360 | 0.2% | $56.22 | 0.0% | COM | 718546104 |
| MPC | MARATHON PETE CORP | 9,500 | $355 | 0.2% | $32.28 | -15.8% | COM | 56585A102 |
| — | SEAGATE TECHNOLOGY PLC | 7,200 | $349 | 0.2% | $38.77 | — | SHS | G7945M107 |
| EPD | ENTERPRISE PRODS PARTNERS L | 19,023 | $346 | 0.2% | $16.09 | — | COM | 293792107 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 8,016 | $346 | 0.2% | $43.16 | — | COM UNIT RP LP | 559080106 |
| — | TEKLA LIFE SCIENCES INVS | 18,520 | $333 | 0.1% | $15.61 | — | SH BEN INT | 87911K100 |
| VTI | VANGUARD INDEX FDS | 2,056 | $322 | 0.1% | $133.73 | — | TOTAL STK MKT | 922908769 |
| NTR | NUTRIEN LTD | 10,000 | $321 | 0.1% | $38.37 | -24.6% | COM | 67077M108 |
| AEM | AGNICO EAGLE MINES LTD | 5,000 | $320 | 0.1% | $51.75 | 0.0% | COM | 008474108 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 83,170 | $317 | 0.1% | $4.15 | — | COM | 003009107 |
| — | BLACKROCK RES & COMMODITIES | 50,690 | $311 | 0.1% | $7.95 | — | SHS | 09257A108 |
| BAC | BK OF AMERICA CORP | 13,000 | $309 | 0.1% | $12.27 | +67.6% | COM | 060505104 |
| AMGN | AMGEN INC | 1,300 | $307 | 0.1% | $90.13 | +112.7% | COM | 031162100 |
| CRK | COMSTOCK RES INC | 69,620 | $305 | 0.1% | $5.66 | 0.0% | COM | 205768302 |
| AXTA | AXALTA COATING SYS LTD | 13,500 | $304 | 0.1% | $28.08 | -27.2% | COM | G0750C108 |
| — | OSISKO GOLD ROYALTIES LTD | 30,000 | $300 | 0.1% | $9.70 | — | COM | 68827L101 |
| FMC | F M C CORP | 3,000 | $299 | 0.1% | $40.13 | +94.1% | COM NEW | 302491303 |
| XLE | SELECT SECTOR SPDR TR | 7,598 | $288 | 0.1% | $37.90 | — | ENERGY | 81369Y506 |
| — | NEW GERMANY FD INC | 18,390 | $279 | 0.1% | $11.64 | — | COM | 644465106 |
| VB | VANGUARD INDEX FDS | 1,884 | $275 | 0.1% | $153.15 | — | SMALL CP ETF | 922908751 |
| GPI | GROUP 1 AUTOMOTIVE INC | 4,129 | $272 | 0.1% | $57.22 | 0.0% | COM | 398905109 |
| — | BERRY GLOBAL GROUP INC | 6,100 | $270 | 0.1% | $22.71 | — | COM | 08579W103 |
| MEOH | METHANEX CORP | 14,700 | $266 | 0.1% | $40.09 | -58.6% | COM | 59151K108 |
| — | ADAM NAT RES FD INC | 22,780 | $259 | 0.1% | $19.03 | — | COM | 00548F105 |
| — | TRI CONTL CORP | 10,380 | $256 | 0.1% | $24.66 | — | COM | 895436103 |
| BWXT | BWX TECHNOLOGIES INC | 4,500 | $255 | 0.1% | $45.37 | +14.9% | COM | 05605H100 |
| IBB | ISHARES TR | 1,856 | $254 | 0.1% | $136.85 | — | NASDAQ BIOTECH | 464287556 |
| — | BLACKROCK ENHANCED GLOBAL DI | 26,770 | $252 | 0.1% | $10.73 | — | COM | 092501105 |
| BP | BP PLC | 10,800 | $252 | 0.1% | $23.33 | — | SPONSORED ADR | 055622104 |
| — | GABELLI HLTHCARE & WELLNESS | 24,760 | $249 | 0.1% | $10.33 | — | SHS | 36246K103 |
| IJK | ISHARES TR | 1,113 | $249 | 0.1% | $223.72 | — | S&P MC 400GR ETF | 464287606 |
| — | ALLIANZGI DIVIDEND INT & PRM | 22,230 | $249 | 0.1% | $11.69 | — | COM | 01883A107 |
| — | LAZARD GLOBAL TOTAL RETURN & | 17,610 | $248 | 0.1% | $16.52 | — | COM | 52106W103 |
| — | ROYCE MICRO-CAP TR INC | 34,270 | $247 | 0.1% | $9.12 | — | COM | 780915104 |
| VMC | VULCAN MATLS CO | 2,100 | $243 | 0.1% | $104.50 | 0.0% | COM | 929160109 |
| VET | VERMILION ENERGY INC | 50,900 | $227 | 0.1% | $7.65 | -38.4% | COM | 923725105 |
| OPLN | KAR AUCTION SVCS INC | 16,315 | $224 | 0.1% | $19.53 | -29.7% | COM | 48238T109 |
| — | ABERDEEN EMRG MRKTS EQT INM | 36,680 | $222 | 0.1% | $6.43 | — | COM | 00301W105 |
| — | BIODELIVERY SCIENCES INTL IN | 50,400 | $220 | 0.1% | $4.37 | — | COM | 09060J106 |
| BLFS | BIOLIFE SOLUTIONS INC | 13,200 | $216 | 0.1% | $13.79 | 0.0% | COM NEW | 09062W204 |
| — | JAPAN SMALLER CAPITALIZATION | 27,490 | $215 | 0.1% | $8.87 | — | COM | 47109U104 |
| IWN | ISHARES TR | 2,200 | $214 | 0.1% | $97.27 | — | RUS 2000 VAL ETF | 464287630 |
| — | HARBORONE BANCORP INC NEW | 25,000 | $214 | 0.1% | $9.82 | — | COM NEW | 41165Y100 |
| — | DISCOVERY INC | 11,000 | $212 | 0.1% | $19.27 | — | COM SER C | 25470F302 |
| TGLS | TECNOGLASS INC | 38,000 | $207 | 0.1% | $6.77 | -41.4% | SHS | G87264100 |
| — | WALGREENS BOOTS ALLIANCE INC | 4,800 | $203 | 0.1% | $42.29 | — | COM | 931427108 |
| VOD | VODAFONE GROUP PLC NEW | 12,000 | $191 | 0.1% | $13.94 | — | SPONSORED ADR | 92857W308 |
| — | CBRE CLARION GLOBAL REAL EST | 31,320 | $187 | 0.1% | $8.10 | — | COM | 12504G100 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 16,850 | $185 | 0.1% | $10.98 | — | COM | 6706ER101 |
| IVZ | INVESCO LTD | 17,000 | $183 | 0.1% | — | — | Call | G491BT108 |
| WPM | WHEATON PRECIOUS METALS CORP | 4,000 | $176 | 0.1% | $18.30 | +101.9% | Call | 962879102 |
| EXPI | EXP WORLD HLDGS INC | 10,000 | $171 | 0.1% | $4.81 | 0.0% | COM | 30212W100 |
| SPY | SPDR S&P 500 ETF TR | 538 | $166 | 0.1% | $308.55 | — | TR UNIT | 78462F103 |
| NGD | NEW GOLD INC CDA | 121,000 | $163 | 0.1% | — | — | Call | 644535106 |
| CNX | CNX RESOURCES CORPORATION | 18,830 | $163 | 0.1% | $10.06 | 0.0% | COM | 12653C108 |
| — | GOODRICH PETE CORP | 19,160 | $138 | 0.1% | $7.20 | — | COM PAR | 382410843 |
| — | NUVEEN SHT DUR CR OPP FD | 10,640 | $125 | 0.1% | $10.89 | — | COM | 67074X107 |
| NXE | NEXGEN ENERGY LTD | 90,000 | $116 | 0.1% | $2.25 | -43.2% | COM | 65340P106 |
| — | CALLON PETE CO DEL | 97,109 | $112 | 0.1% | $6.70 | — | COM | 13123X102 |
| KGC | KINROSS GOLD CORP | 15,000 | $108 | 0.0% | $3.99 | +62.6% | COM | 496902404 |
| CVE | CENOVUS ENERGY INC | 20,000 | $93 | 0.0% | $6.52 | -46.7% | COM | 15135U109 |
| — | ENERPLUS CORP | 29,100 | $82 | 0.0% | $3.32 | — | COM | 292766102 |
| — | NORTHERN OIL & GAS INC NEV | 71,000 | $60 | 0.0% | — | — | Call | 665531109 |
| CNTY | CENTURY CASINOS INC | 10,500 | $44 | 0.0% | $6.49 | -35.4% | COM | 156492100 |
| — | JMP GROUP LLC | 16,000 | $44 | 0.0% | $2.38 | — | COM | 46629U107 |
| DWSN | DAWSON GEOPHYSICAL CO NEW | 26,600 | $38 | 0.0% | $2.41 | -52.5% | COM | 239360100 |
| GALT | GALECTIN THERAPEUTICS INC | 12,000 | $37 | 0.0% | $2.52 | 0.0% | COM NEW | 363225202 |
| — | HIGHPOINT RES CORP | 107,740 | $32 | 0.0% | $5.08 | — | COM | 43114K108 |
| AR | ANTERO RESOURCES CORP | 12,673 | $32 | 0.0% | $36.38 | -92.8% | COM | 03674X106 |
| — | REEDS INC | 30,000 | $29 | 0.0% | $1.12 | — | COM | 758338107 |
| AR | ANTERO RESOURCES CORP | 7,000 | $18 | 0.0% | $36.38 | -92.8% | Call | 03674X106 |