Location: Minneapolis, MN
CIK: 0001557485 · Show all filings
Period: Q1 2013 (Next →)
Filing Date: May 21, 2013
Total Value: $328M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 341,800 | $53.55M | 16.4% | — | — | Call | 78462F903 |
| — | SPDR S&P 500 ETF TR | 340,800 | $53.39M | 16.3% | — | — | Put | 78462F953 |
| SPY | SPDR S&P 500 ETF TR | 134,335 | $21.05M | 6.4% | $156.67 | — | TR UNIT | 78462F103 |
| — | SPDR GOLD TRUST | 114,300 | $17.66M | 5.4% | — | — | Put | 78463V957 |
| — | SPDR GOLD TRUST | 114,300 | $17.66M | 5.4% | — | — | Call | 78463V907 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 88,907 | $12.92M | 3.9% | $145.32 | — | UT SER 1 | 78467X109 |
| IWM | ISHARES TR | 135,047 | $12.75M | 3.9% | $94.43 | — | RUSSELL 2000 | 464287655 |
| — | ISHARES TR | 107,400 | $12.65M | 3.9% | — | — | Call | 464287902 |
| — | ISHARES TR | 118,900 | $11.23M | 3.4% | — | — | Put | 464287955 |
| — | ISHARES TR | 116,900 | $11.04M | 3.4% | — | — | Call | 464287905 |
| — | ISHARES TR | 85,100 | $10.81M | 3.3% | — | — | Put | 464287954 |
| — | ISHARESTR | 83,300 | $9.809M | 3.0% | — | — | Put | 464287952 |
| EFA | ISHARES TR | 120,379 | $7.1M | 2.2% | $58.98 | — | MSCI EAFE INDEX | 464287465 |
| AAPL | APPLE INC | 12,518 | $5.541M | 1.7% | $14.15 | 0.0% | COM | 037833100 |
| AGG | ISHARES TR | 41,227 | $4.565M | 1.4% | $110.73 | — | CORE TOTUSBD ETF | 464287226 |
| EEM | ISHARES TR | 97,137 | $4.155M | 1.3% | $42.77 | — | MSCI EMERG MKT | 464287234 |
| UNP | UNION PAC CORP | 23,108 | $3.291M | 1.0% | $50.94 | 0.0% | COM | 907818108 |
| IVV | ISHARES TR | 19,973 | $3.143M | 1.0% | $157.36 | — | CORE S&P500 ETF | 464287200 |
| IWO | ISHARES TR | 22,010 | $2.369M | 0.7% | $107.63 | — | RUSL 2000 GROW | 464287648 |
| — | APPLE INC | 5,000 | $2.213M | 0.7% | — | — | Put | 037833950 |
| VEA | VANGUARD TAX MANAGED INTL FD | 59,709 | $2.175M | 0.7% | $36.43 | — | MSCI EAFE ETF | 921943858 |
| TIP | ISHARES TR | 17,874 | $2.168M | 0.7% | $121.29 | — | BARCLYS TIPS BD | 464287176 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 8,671 | $1.818M | 0.6% | $209.66 | — | UTSER1 S&PDCRP | 78467Y107 |
| VWO | VANGUARD INTL EQUITY INDEX F | 37,503 | $1.609M | 0.5% | $42.90 | — | FTSE EMR MKT ETF | 922042858 |
| MCD | MCDONALDS CORP | 14,023 | $1.398M | 0.4% | $67.64 | 0.0% | COM | 580135101 |
| SO | SOUTHERN CO | 29,507 | $1.384M | 0.4% | $25.61 | 0.0% | COM | 842587107 |
| GIS | GENERAL MLS INC | 27,532 | $1.358M | 0.4% | $28.50 | 0.0% | COM | 370334104 |
| — | POWERSHARES DB CMDTY IDX TRA | 48,329 | $1.32M | 0.4% | $27.31 | — | UNIT BEN INT | 73935S105 |
| GLD | SPDR GOLD TRUST | 8,397 | $1.297M | 0.4% | $154.46 | — | GOLD SHS | 78463V107 |
| — | APPLE INC | 2,900 | $1.284M | 0.4% | — | — | Call | 037833900 |
| JNJ | JOHNSON & JOHNSON | 14,988 | $1.222M | 0.4% | $52.80 | 0.0% | COM | 478160104 |
| — | JPMORGAN CHASE & CO | 26,378 | $1.2M | 0.4% | $45.49 | — | ALERIAN ML ETN | 46625H365 |
| — | ISHARES TR | 76,676 | $1.199M | 0.4% | $15.64 | — | MRTG PLS CAP IDX | 464288539 |
| — | ISHARES SILVER TRUST | 42,000 | $1.152M | 0.4% | — | — | Call | 46428Q909 |
| — | ISHARES SILVER TRUST | 41,300 | $1.133M | 0.3% | — | — | Put | 46428Q959 |
| WM | WASTE MGMT INC DEL | 28,681 | $1.125M | 0.3% | $27.45 | 0.0% | COM | 94106L109 |
| — | AT&T INC | 30,300 | $1.112M | 0.3% | — | — | Call | 00206R902 |
| MO | ALTRIA GROUP INC | 30,947 | $1.064M | 0.3% | $15.11 | 0.0% | COM | 02209S103 |
| CLX | CLOROX CO DEL COM | 11,341 | $1.004M | 0.3% | $56.06 | 0.0% | COM | 189054109 |
| AIVI | WISDOMTREE TRUST | 23,373 | $984K | 0.3% | $42.10 | — | INTL DIV EX FINL | 97717W786 |
| VNQ | VANGUARD INDEX FDS | 12,281 | $866K | 0.3% | $70.52 | — | REIT ETF | 922908553 |
| MBB | ISHARES TR | 8,003 | $864K | 0.3% | $107.96 | — | BARCLYS MBS BD | 464288588 |
| XLF | SELECT SECTOR SPDR TR | 45,879 | $835K | 0.3% | $18.20 | — | SBI INT-FINL | 81369Y605 |
| — | ANNALY CAP MGMT INC | 49,775 | $791K | 0.2% | $15.89 | — | COM | 035710409 |
| — | COCA COLA CO | 19,500 | $789K | 0.2% | — | — | Call | 191216900 |
| XLI | SELECT SECTOR SPDR TR | 18,350 | $766K | 0.2% | $41.74 | — | SBI INT-INDS | 81369Y704 |
| BWX | SPDR SERIES TRUST | 12,918 | $756K | 0.2% | $58.52 | — | BRCLYS INTL ETF | 78464A516 |
| XLV | SELECT SECTOR SPDR TR | 16,314 | $751K | 0.2% | $46.03 | — | SBI HEALTHCARE | 81369Y209 |
| KMB | KIMBERLY CLARK CORP | 6,902 | $676K | 0.2% | $56.46 | 0.0% | COM | 494368103 |
| BOND | PIMCO ETF TR | 6,022 | $661K | 0.2% | $109.76 | — | TOTL RETN ETF | 72201R775 |
| RWX | SPDR INDEX SHS FDS | 15,339 | $660K | 0.2% | $43.03 | — | DJ INTL RL ETF | 78463X863 |
| VZ | VERIZON COMMUNICATIONS INC | 13,288 | $653K | 0.2% | $23.81 | 0.0% | COM | 92343V104 |
| — | GENERAL ELECTRIC CO | 27,206 | $629K | 0.2% | $23.12 | — | COM | 369604103 |
| — | INTEL CORP | 28,700 | $627K | 0.2% | — | — | Call | 458140900 |
| LQD | ISHARES TR | 5,225 | $626K | 0.2% | $119.81 | — | IBOXX INV CPBD | 464287242 |
| — | MARKET VECTORS ETF TR | 23,081 | $624K | 0.2% | $27.04 | — | EM LC CURR DBT | 57060U522 |
| PFF | ISHARES TR | 15,390 | $624K | 0.2% | $40.55 | — | US PFD STK IDX | 464288687 |
| MMM | 3M CO | 5,847 | $622K | 0.2% | $57.18 | 0.0% | COM | 88579Y101 |
| — | SPDR SERIES TRUST | 14,033 | $577K | 0.2% | $41.12 | — | BRC HGH YLD BD | 78464A417 |
| SPSB | SPDR SERIES TRUST | 18,424 | $567K | 0.2% | $30.78 | — | BARC SHT TR CP | 78464A474 |
| — | BP PLC | 13,300 | $563K | 0.2% | — | — | Call | 055622904 |
| VO | VANGUARD INDEX FDS | 6,038 | $561K | 0.2% | $92.91 | — | MID CAP ETF | 922908629 |
| SHY | ISHARES TR | 6,147 | $519K | 0.2% | $84.43 | — | BARCLYS 1-3 YR | 464287457 |
| IEF | ISHARES TR | 4,513 | $484K | 0.1% | $107.25 | — | BARCLYS 7-10 YR | 464287440 |
| T | AT&T INC | 12,425 | $456K | 0.1% | $10.79 | 0.0% | COM | 00206R102 |
| — | ENERGY TRANSFER PRTNRS L P | 8,938 | $453K | 0.1% | $50.68 | — | UNIT LTD PARTN | 29273R109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,895 | $404K | 0.1% | $117.98 | 0.0% | COM | 459200101 |
| VTI | VANGUARD INDEX FDS | 4,863 | $394K | 0.1% | $81.02 | — | TOTAL STK MKT | 922908769 |
| USIG | ISHARES TR | 3,380 | $380K | 0.1% | $112.43 | — | BARCLYS CR BD | 464288620 |
| BND | VANGUARD BD INDEX FD INC | 4,403 | $368K | 0.1% | $83.58 | — | TOTAL BND MRKT | 921937835 |
| EEMV | ISHARES INC | 5,784 | $352K | 0.1% | $60.86 | — | EM MKT MIN VOL | 464286533 |
| ET | ENERGY TRANSFER EQUITY L P | 5,715 | $334K | 0.1% | $58.44 | — | COM UT LTD PTN | 29273V100 |
| PM | PHILIP MORRIS INTL INC | 3,308 | $307K | 0.1% | $47.83 | 0.0% | COM | 718172109 |
| — | JOHNSON & JOHNSON | 3,500 | $285K | 0.1% | — | — | Call | 478160904 |
| — | UNION PAC CORP | 2,000 | $285K | 0.1% | — | — | Put | 907818958 |
| — | UNION PAC CORP | 2,000 | $285K | 0.1% | — | — | Call | 907818908 |
| EPD | ENTERPRISE PRODS PARTNERS L | 4,522 | $273K | 0.1% | $60.37 | — | COM | 293792107 |
| — | AMERICAN CAPITAL AGENCY CORP | 7,957 | $261K | 0.1% | $32.80 | — | COM | 02503X105 |
| HYG | ISHARES TR | 2,765 | $261K | 0.1% | $94.39 | — | HIGH YLD CORP | 464288513 |
| — | POWERSHS DB MULTI SECT COMM | 4,828 | $260K | 0.1% | $53.85 | — | DB PREC MTLS | 73936B200 |
| — | WHITING PETE CORP | 5,000 | $254K | 0.1% | $50.80 | — | NEW COM | 966387102 |
| — | REGENCY ENERGY PARTNERS L P | 9,832 | $247K | 0.1% | $25.12 | — | COM UNITS L P | 75885Y107 |
| — | KINDER MORGAN ENERGY PARTNER | 2,731 | $245K | 0.1% | $89.71 | — | UT LTD PARTNER | 494550106 |
| INTC | INTEL CORP | 10,552 | $230K | 0.1% | $15.32 | 0.0% | COM | 458140100 |
| — | ALTRIA GORUP INC | 6,600 | $227K | 0.1% | — | — | Call | 02209S903 |
| — | ISHARES TR | 6,100 | $225K | 0.1% | — | — | Call | 464287904 |
| MINT | PIMCO ETF TR | 2,149 | $218K | 0.1% | $101.44 | — | ENHAN SHRT MAT | 72201R833 |
| — | ISHARES TR | 7,967 | $215K | 0.1% | $26.99 | — | INT PFD STK FD | 46429B135 |
| PG | PROCTER & GAMBLE CO | 2,676 | $206K | 0.1% | $51.91 | 0.0% | COM | 742718109 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 26,707 | $109K | 0.0% | $4.08 | — | COM SBI | 021060108 |