Rothschild Capital Partners, LLC Diversified Active

Location: New York, NY

CIK: 0001569833 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Jan 24, 2020

Total Value: $220M (100.0% shares, 0.0% debt)

Holdings (37)

XLV SELECT SECTOR SPDR TR 7.5%

Value $16.54M Shares 162,382 Share Price $101.86 Est. Cost/Share $83.50 Unrealized @ Report Date —

GOOGL ALPHABET INC CLASS A 7.1%

Value $15.53M Shares 11,592 Share Price $1339.37 * Est. Cost/Share $47.14 Unrealized @ Report Date +35.8%

JPM JPMORGAN CHASE & CO 6.5%

Value $14.26M Shares 102,272 Share Price $139.40 * Est. Cost/Share $45.29 Unrealized @ Report Date +139.9%

AAPL APPLE INC 6.3%

Value $13.83M Shares 47,088 Share Price $293.64 * Est. Cost/Share $19.22 Unrealized @ Report Date +222.7%

META FACEBOOK INC 6.3%

Value $13.73M Shares 66,909 Share Price $205.25 * Est. Cost/Share $26.68 Unrealized @ Report Date +620.8%

GLD SPDR GOLD TRUST 6.2%

Value $13.7M Shares 95,888 Share Price $142.90 Est. Cost/Share $127.07 Unrealized @ Report Date —

AMZN AMAZON COM INC 5.9%

Value $12.88M Shares 6,971 Share Price $1847.80 * Est. Cost/Share $19.23 Unrealized @ Report Date +360.4%

XLP SELECT SECTOR SPDR TR 5.4%

Value $11.84M Shares 188,015 Share Price $62.98 Est. Cost/Share $53.75 Unrealized @ Report Date —

ECL ECOLAB INC 4.9%

Value $10.67M Shares 55,297 Share Price $192.99 * Est. Cost/Share $74.60 Unrealized @ Report Date +138.2%

XLK SELECT SECTOR SPDR TR 3.6%

Value $7.895M Shares 86,123 Share Price $91.67 Est. Cost/Share $79.55 Unrealized @ Report Date —

XLU SELECT SECTOR SPDR TR 3.2%

Value $7.121M Shares 110,205 Share Price $64.62 Est. Cost/Share $54.58 Unrealized @ Report Date —

V VISA INC 3.2%

Value $7.072M Shares 37,638 Share Price $187.90 * Est. Cost/Share $86.65 Unrealized @ Report Date +99.1%

EPD ENTERPRISE PRODS PARTNERS L 2.8%

Value $6.138M Shares 217,973 Share Price $28.16 Est. Cost/Share $42.43 Unrealized @ Report Date —

LMT LOCKHEED MARTIN CORP 2.5%

Value $5.583M Shares 14,339 Share Price $389.36 * Est. Cost/Share $183.29 Unrealized @ Report Date +77.2%

XLRE SELECT SECTOR SPDR TR 2.5%

Value $5.575M Shares 144,180 Share Price $38.67 Est. Cost/Share $32.85 Unrealized @ Report Date —

XYL XYLEM INC 2.3%

Value $5.064M Shares 64,270 Share Price $78.79 * Est. Cost/Share $37.04 Unrealized @ Report Date +95.5%

MSFT MICROSOFT CORP 2.3%

Value $5.049M Shares 32,019 Share Price $157.69 * Est. Cost/Share $110.51 Unrealized @ Report Date +26.0%

NOC NORTHROP GRUMMAN CORP 2.3%

Value $5.021M Shares 14,597 Share Price $343.97 * Est. Cost/Share $166.18 Unrealized @ Report Date +91.2%

UNH UNITEDHEALTH GROUP INC 2.1%

Value $4.506M Shares 15,326 Share Price $294.01 * Est. Cost/Share $122.31 Unrealized @ Report Date +93.4%

FLEX FLEX LTD 2.0%

Value $4.348M Shares 344,520 Share Price $12.62 * Est. Cost/Share $8.16 Unrealized @ Report Date +5.7%

GOOG ALPHABET INC CLASS C 2.0%

Value $4.316M Shares 3,228 Share Price $1337.05 * Est. Cost/Share $46.23 Unrealized @ Report Date +38.5%

XLF SELECT SECTOR SPDR TR 1.9%

Value $4.081M Shares 132,582 Share Price $30.78 Est. Cost/Share $24.47 Unrealized @ Report Date —

CRM SALESFORCE COM INC 1.6%

Value $3.481M Shares 21,406 Share Price $162.62 * Est. Cost/Share $154.02 Unrealized @ Report Date +0.6%

IBB ISHARES TR 1.5%

Value $3.387M Shares 28,109 Share Price $120.50 Est. Cost/Share $100.92 Unrealized @ Report Date —

IHI ISHARES TR 1.5%

Value $3.27M Shares 12,372 Share Price $264.31 Est. Cost/Share $264.31 Unrealized @ Report Date —

DCI DONALDSON INC 1.5%

Value $3.261M Shares 56,601 Share Price $57.61 * Est. Cost/Share $29.66 Unrealized @ Report Date +66.2%

XLI SELECT SECTOR SPDR TR 1.0%

Value $2.214M Shares 27,175 Share Price $81.47 Est. Cost/Share $81.47 Unrealized @ Report Date —

XLE SELECT SECTOR SPDR TR 1.0%

Value $2.141M Shares 35,660 Share Price $60.04 Est. Cost/Share $57.35 Unrealized @ Report Date —

KBE SPDR SERIES TRUST 1.0%

Value $2.129M Shares 44,995 Share Price $47.32 Est. Cost/Share $47.32 Unrealized @ Report Date —

AGG ISHARES TR 0.6%

Value $1.27M Shares 11,303 Share Price $112.36 Est. Cost/Share $111.65 Unrealized @ Report Date —

BABA ALIBABA GROUP HLDG LTD 0.5%

Value $1.185M Shares 5,589 Share Price $212.02 Est. Cost/Share $182.45 Unrealized @ Report Date —

EEM ISHARES TR 0.4%

Value $954K Shares 21,250 Share Price $44.89 Est. Cost/Share $39.06 Unrealized @ Report Date —

NSC NORFOLK SOUTHERN CORP 0.2%

Value $530K Shares 2,729 Share Price $194.21 * Est. Cost/Share $56.99 Unrealized @ Report Date +190.5%

JNJ JOHNSON & JOHNSON 0.1%

Value $314K Shares 2,156 Share Price $145.64 * Est. Cost/Share $67.90 Unrealized @ Report Date +68.0%

XOM EXXON MOBIL CORP 0.1%

Value $258K Shares 3,700 Share Price $69.73 * Est. Cost/Share $53.69 Unrealized @ Report Date -3.0%

DGX QUEST DIAGNOSTICS INC 0.1%

Value $237K Shares 2,222 Share Price $106.66 * Est. Cost/Share $46.22 Unrealized @ Report Date +100.0%

CVX CHEVRON CORP NEW 0.1%

Value $219K Shares 1,821 Share Price $120.26 * Est. Cost/Share $87.45 Unrealized @ Report Date +2.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
XLV	SELECT SECTOR SPDR TR	162,382	$16.54M	7.5%	$101.86	$83.50	—	SBI HEALTHCARE	81369Y209
GOOGL	ALPHABET INC CLASS A	11,592	$15.53M	7.1%	$1339.37 *	$47.14	+35.8%	CL A	02079K305
JPM	JPMORGAN CHASE & CO	102,272	$14.26M	6.5%	$139.40 *	$45.29	+139.9%	COM	46625H100
AAPL	APPLE INC	47,088	$13.83M	6.3%	$293.64 *	$19.22	+222.7%	COM	037833100
META	FACEBOOK INC	66,909	$13.73M	6.3%	$205.25 *	$26.68	+620.8%	CL A	30303M102
GLD	SPDR GOLD TRUST	95,888	$13.7M	6.2%	$142.90	$127.07	—	GOLD SHS	78463V107
AMZN	AMAZON COM INC	6,971	$12.88M	5.9%	$1847.80 *	$19.23	+360.4%	COM	023135106
XLP	SELECT SECTOR SPDR TR	188,015	$11.84M	5.4%	$62.98	$53.75	—	SBI CONS STPLS	81369Y308
ECL	ECOLAB INC	55,297	$10.67M	4.9%	$192.99 *	$74.60	+138.2%	COM	278865100
XLK	SELECT SECTOR SPDR TR	86,123	$7.895M	3.6%	$91.67	$79.55	—	TECHNOLOGY	81369Y803
XLU	SELECT SECTOR SPDR TR	110,205	$7.121M	3.2%	$64.62	$54.58	—	SBI INT-UTILS	81369Y886
V	VISA INC	37,638	$7.072M	3.2%	$187.90 *	$86.65	+99.1%	COM CL A	92826C839
EPD	ENTERPRISE PRODS PARTNERS L	217,973	$6.138M	2.8%	$28.16	$42.43	—	COM	293792107
LMT	LOCKHEED MARTIN CORP	14,339	$5.583M	2.5%	$389.36 *	$183.29	+77.2%	COM	539830109
XLRE	SELECT SECTOR SPDR TR	144,180	$5.575M	2.5%	$38.67	$32.85	—	RL EST SEL SEC	81369Y860
XYL	XYLEM INC	64,270	$5.064M	2.3%	$78.79 *	$37.04	+95.5%	COM	98419M100
MSFT	MICROSOFT CORP	32,019	$5.049M	2.3%	$157.69 *	$110.51	+26.0%	COM	594918104
NOC	NORTHROP GRUMMAN CORP	14,597	$5.021M	2.3%	$343.97 *	$166.18	+91.2%	COM	666807102
UNH	UNITEDHEALTH GROUP INC	15,326	$4.506M	2.1%	$294.01 *	$122.31	+93.4%	COM	91324P102
FLEX	FLEX LTD	344,520	$4.348M	2.0%	$12.62 *	$8.16	+5.7%	ORD	Y2573F102
GOOG	ALPHABET INC CLASS C	3,228	$4.316M	2.0%	$1337.05 *	$46.23	+38.5%	CL C	02079K107
XLF	SELECT SECTOR SPDR TR	132,582	$4.081M	1.9%	$30.78	$24.47	—	SBI INT-FINL	81369Y605
CRM	SALESFORCE COM INC	21,406	$3.481M	1.6%	$162.62 *	$154.02	+0.6%	COM	79466L302
IBB	ISHARES TR	28,109	$3.387M	1.5%	$120.50	$100.92	—	NASDAQ BIOTECH	464287556
IHI	ISHARES TR	12,372	$3.27M	1.5%	$264.31	$264.31	—	U.S. MED DVC ETF	464288810
DCI	DONALDSON INC	56,601	$3.261M	1.5%	$57.61 *	$29.66	+66.2%	COM	257651109
XLI	SELECT SECTOR SPDR TR	27,175	$2.214M	1.0%	$81.47	$81.47	—	SBI INT-INDS	81369Y704
XLE	SELECT SECTOR SPDR TR	35,660	$2.141M	1.0%	$60.04	$57.35	—	ENERGY	81369Y506
KBE	SPDR SERIES TRUST	44,995	$2.129M	1.0%	$47.32	$47.32	—	S&P BK ETF	78464A797
AGG	ISHARES TR	11,303	$1.27M	0.6%	$112.36	$111.65	—	CORE US AGGBD ET	464287226
BABA	ALIBABA GROUP HLDG LTD	5,589	$1.185M	0.5%	$212.02	$182.45	—	SPONSORED ADS	01609W102
EEM	ISHARES TR	21,250	$954K	0.4%	$44.89	$39.06	—	MSCI EMG MKT ETF	464287234
NSC	NORFOLK SOUTHERN CORP	2,729	$530K	0.2%	$194.21 *	$56.99	+190.5%	COM	655844108
JNJ	JOHNSON & JOHNSON	2,156	$314K	0.1%	$145.64 *	$67.90	+68.0%	COM	478160104
XOM	EXXON MOBIL CORP	3,700	$258K	0.1%	$69.73 *	$53.69	-3.0%	COM	30231G102
DGX	QUEST DIAGNOSTICS INC	2,222	$237K	0.1%	$106.66 *	$46.22	+100.0%	COM	74834L100
CVX	CHEVRON CORP NEW	1,821	$219K	0.1%	$120.26 *	$87.45	+2.5%	COM	166764100