RAFFLES ASSOCIATES LP Diversified Active

CIK: 0001169581 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 15, 2020

Total Value ($000): $54,894 (100.0% shares, 0.0% debt)

Holdings (45)

BPOP POPULAR INC 13.1%

Value ($000) $7,202 Shares 205,763 Est. Cost $24.51 Unrealized +68.0%

SMBC SOUTHERN MO BANCORP INC 10.5%

Value ($000) $5,786 Shares 238,394 Est. Cost $12.83 Unrealized +135.6%

PROV PROVIDENT FINL HLDGS INC 9.9%

Value ($000) $5,421 Shares 355,949 Est. Cost $15.90 Unrealized +24.0%

— STANDARD AVB FINL CORP 7.9%

Value ($000) $4,319 Shares 204,108 Est. Cost $31.10 Unrealized —

VMD VIEMED HEALTHCARE INC 7.7%

Value ($000) $4,242 Shares 902,300 Est. Cost $6.64 Unrealized -25.4%

AER AERCAP HOLDINGS NV 5.5%

Value ($000) $3,025 Shares 132,723 Est. Cost $26.80 Unrealized +81.3%

— GOODRICH PETE CORP 4.7%

Value ($000) $2,569 Shares 603,034 Est. Cost $10.50 Unrealized —

— MAG SILVER CORP 4.0%

Value ($000) $2,211 Shares 287,900 Est. Cost $6.33 Unrealized —

— HARBORONE BANCORP INC NEW 3.9%

Value ($000) $2,137 Shares 283,753 Est. Cost $10.14 Unrealized —

— VIACOMCBS INC 3.6%

Value ($000) $1,962 Shares 140,064 Est. Cost $24.00 Unrealized —

NSSC NAPCO SEC TECHNOLOGIES INC 2.8%

Value ($000) $1,542 Shares 101,674 Est. Cost $2.09 Unrealized +444.5%

— SYNACOR INC 2.5%

Value ($000) $1,347 Shares 1,320,741 Est. Cost $1.35 Unrealized —

— OSISKO GOLD ROYALTIES LTD 2.4%

Value ($000) $1,302 Shares 175,000 Est. Cost $7.77 Unrealized —

— LIBERTY MEDIA CORP DEL 2.1%

Value ($000) $1,131 Shares 35,756 Est. Cost $33.42 Unrealized —

MAYS MAYS J W INC 2.0%

Value ($000) $1,107 Shares 44,939 Est. Cost $22.25 Unrealized +32.8%

— BARRICK GOLD CORPORATION 1.7%

Value ($000) $916 Shares 50,000 Est. Cost $18.59 Unrealized —

ACA ARCOSA INC 1.4%

Value ($000) $795 Shares 20,000 Est. Cost $27.92 Unrealized +48.5%

OSG AMBAC FINL GROUP INC 1.1%

Value ($000) $617 Shares 50,000 Est. Cost $15.46 Unrealized +23.9%

— LIBERTY MEDIA CORP DEL 1.0%

Value ($000) $567 Shares 17,878 Est. Cost $33.95 Unrealized —

— ALEXCO RESOURCE CORP 1.0%

Value ($000) $549 Shares 450,000 Est. Cost $1.29 Unrealized —

— MACKINAC FINL CORP 0.9%

Value ($000) $507 Shares 48,474 Est. Cost $11.09 Unrealized —

— PRUDENTIAL BANCORP INC NEW 0.9%

Value ($000) $489 Shares 33,040 Est. Cost $17.13 Unrealized —

— MITCHAM INDS INC 0.8%

Value ($000) $416 Shares 332,700 Est. Cost $4.03 Unrealized —

AEM AGNICO EAGLE MINES LTD 0.7%

Value ($000) $398 Shares 10,000 Est. Cost $45.82 Unrealized 0.0%

— FIRST SEACOAST BANCORP 0.7%

Value ($000) $384 Shares 63,648 Est. Cost $9.36 Unrealized —

— FLY LEASING LTD 0.7%

Value ($000) $367 Shares 52,139 Est. Cost $10.57 Unrealized —

FBP FIRST BANCORP P R 0.6%

Value ($000) $346 Shares 65,000 Est. Cost $7.30 Unrealized -6.4%

— FORTUNA SILVER MINES INC 0.6%

Value ($000) $323 Shares 140,000 Est. Cost $5.12 Unrealized —

— VOXX INTL CORP 0.5%

Value ($000) $285 Shares 100,000 Est. Cost $4.99 Unrealized —

— LIBERTY MEDIA CORP DEL 0.4%

Value ($000) $243 Shares 8,939 Est. Cost $28.19 Unrealized —

— AURYN RES INC 0.4%

Value ($000) $235 Shares 250,000 Est. Cost $1.71 Unrealized —

— CONSOL COAL RES LP 0.4%

Value ($000) $232 Shares 40,746 Est. Cost $15.33 Unrealized —

— FOOT LOCKER INC 0.4%

Value ($000) $220 Shares 10,000 Est. Cost $22.00 Unrealized —

SELF GLOBAL SELF STORAGE INC 0.4%

Value ($000) $220 Shares 62,656 Est. Cost $4.29 Unrealized —

— PROVIDENT BANCORP INC 0.4%

Value ($000) $216 Shares 25,000 Est. Cost $12.44 Unrealized —

WMB WILLIAMS COS INC 0.4%

Value ($000) $212 Shares 15,000 Est. Cost $16.27 Unrealized -14.0%

— QUMU CORP 0.3%

Value ($000) $166 Shares 100,000 Est. Cost $1.66 Unrealized —

UBCP UNITED BANCORP INC OHIO 0.3%

Value ($000) $165 Shares 15,000 Est. Cost $13.08 Unrealized -0.2%

SVM SILVERCORP METALS INC 0.3%

Value ($000) $164 Shares 50,000 Est. Cost $4.25 Unrealized 0.0%

— CNX RESOURCES CORPORATION 0.3%

Value ($000) $151 Shares 41,050 Est. Cost $26.88 Unrealized —

— OTELCO INC 0.3%

Value ($000) $141 Shares 30,000 Est. Cost $15.80 Unrealized —

AWX AVALON HLDGS CORP 0.2%

Value ($000) $90 Shares 70,014 Est. Cost $1.74 Unrealized 0.0%

— RAND CAP CORP 0.2%

Value ($000) $89 Shares 39,842 Est. Cost $3.06 Unrealized —

— 180 DEGREE CAP CORP 0.1%

Value ($000) $57 Shares 41,800 Est. Cost $1.99 Unrealized —

— HIGHPOINT RES CORP 0.1%

Value ($000) $31 Shares 162,100 Est. Cost $2.92 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BPOP	POPULAR INC	205,763	$7,202	13.1%	$24.51	+68.0%	COM NEW	733174700
SMBC	SOUTHERN MO BANCORP INC	238,394	$5,786	10.5%	$12.83	+135.6%	COM	843380106
PROV	PROVIDENT FINL HLDGS INC	355,949	$5,421	9.9%	$15.90	+24.0%	COM	743868101
—	STANDARD AVB FINL CORP	204,108	$4,319	7.9%	$31.10	—	COM	85303B100
VMD	VIEMED HEALTHCARE INC	902,300	$4,242	7.7%	$6.64	-25.4%	COM	92663R105
AER	AERCAP HOLDINGS NV	132,723	$3,025	5.5%	$26.80	+81.3%	SHS	N00985106
—	GOODRICH PETE CORP	603,034	$2,569	4.7%	$10.50	—	COM PAR	382410843
—	MAG SILVER CORP	287,900	$2,211	4.0%	$6.33	—	COM	55903Q104
—	HARBORONE BANCORP INC NEW	283,753	$2,137	3.9%	$10.14	—	COM NEW	41165Y100
—	VIACOMCBS INC	140,064	$1,962	3.6%	$24.00	—	CL B	92556H206
NSSC	NAPCO SEC TECHNOLOGIES INC	101,674	$1,542	2.8%	$2.09	+444.5%	COM	630402105
—	SYNACOR INC	1,320,741	$1,347	2.5%	$1.35	—	COM	871561106
—	OSISKO GOLD ROYALTIES LTD	175,000	$1,302	2.4%	$7.77	—	COM	68827L101
—	LIBERTY MEDIA CORP DEL	35,756	$1,131	2.1%	$33.42	—	COM C SIRIUSXM	531229607
MAYS	MAYS J W INC	44,939	$1,107	2.0%	$22.25	+32.8%	COM	578473100
—	BARRICK GOLD CORPORATION	50,000	$916	1.7%	$18.59	—	COM	067901108
ACA	ARCOSA INC	20,000	$795	1.4%	$27.92	+48.5%	COM	039653100
OSG	AMBAC FINL GROUP INC	50,000	$617	1.1%	$15.46	+23.9%	COM NEW	023139884
—	LIBERTY MEDIA CORP DEL	17,878	$567	1.0%	$33.95	—	COM A SIRIUSXM	531229409
—	ALEXCO RESOURCE CORP	450,000	$549	1.0%	$1.29	—	COM	01535P106
—	MACKINAC FINL CORP	48,474	$507	0.9%	$11.09	—	COM	554571109
—	PRUDENTIAL BANCORP INC NEW	33,040	$489	0.9%	$17.13	—	COM	74431A101
—	MITCHAM INDS INC	332,700	$416	0.8%	$4.03	—	COM	606501104
AEM	AGNICO EAGLE MINES LTD	10,000	$398	0.7%	$45.82	0.0%	COM	008474108
—	FIRST SEACOAST BANCORP	63,648	$384	0.7%	$9.36	—	COM	33631P102
—	FLY LEASING LTD	52,139	$367	0.7%	$10.57	—	SPONSORED ADR	34407D109
FBP	FIRST BANCORP P R	65,000	$346	0.6%	$7.30	-6.4%	COM NEW	318672706
—	FORTUNA SILVER MINES INC	140,000	$323	0.6%	$5.12	—	COM	349915108
—	VOXX INTL CORP	100,000	$285	0.5%	$4.99	—	CL A	91829F104
—	LIBERTY MEDIA CORP DEL	8,939	$243	0.4%	$28.19	—	COM SER C FRMLA	531229854
—	AURYN RES INC	250,000	$235	0.4%	$1.71	—	COM	05208W108
—	CONSOL COAL RES LP	40,746	$232	0.4%	$15.33	—	COM UNIT	20855T100
—	FOOT LOCKER INC	10,000	$220	0.4%	$22.00	—	COM	344849104
SELF	GLOBAL SELF STORAGE INC	62,656	$220	0.4%	$4.29	—	COM	37955N106
—	PROVIDENT BANCORP INC	25,000	$216	0.4%	$12.44	—	COM NEW	74383L105
WMB	WILLIAMS COS INC	15,000	$212	0.4%	$16.27	-14.0%	COM	969457100
—	QUMU CORP	100,000	$166	0.3%	$1.66	—	COM	749063103
UBCP	UNITED BANCORP INC OHIO	15,000	$165	0.3%	$13.08	-0.2%	COM	909911109
SVM	SILVERCORP METALS INC	50,000	$164	0.3%	$4.25	0.0%	COM	82835P103
—	CNX RESOURCES CORPORATION	41,050	$151	0.3%	$26.88	—	COM	20854L108
—	OTELCO INC	30,000	$141	0.3%	$15.80	—	CL A NEW	688823301
AWX	AVALON HLDGS CORP	70,014	$90	0.2%	$1.74	0.0%	CL A	05343P109
—	RAND CAP CORP	39,842	$89	0.2%	$3.06	—	COM	752185108
—	180 DEGREE CAP CORP	41,800	$57	0.1%	$1.99	—	COM	68235B109
—	HIGHPOINT RES CORP	162,100	$31	0.1%	$2.92	—	COM	43114K108