RAFFLES ASSOCIATES LP Diversified Active

CIK: 0001169581 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 17, 2021

Total Value ($000): $98,254 (100.0% shares, 0.0% debt)

Holdings (39)

BPOP POPULAR INC 14.7%

Value ($000) $14,416 Shares 205,000 Est. Cost $26.51 Unrealized +111.8%

EBC EASTERN BANKSHARES INC 13.5%

Value ($000) $13,267 Shares 687,760 Est. Cost $12.50 Unrealized +22.6%

SMBC SOUTHERN MO BANCORP INC 9.3%

Value ($000) $9,157 Shares 232,292 Est. Cost $12.83 Unrealized +155.1%

— GOODRICH PETE CORP 6.6%

Value ($000) $6,514 Shares 688,634 Est. Cost $10.11 Unrealized —

PROV PROVIDENT FINL HLDGS INC 6.1%

Value ($000) $6,022 Shares 356,349 Est. Cost $15.90 Unrealized +4.0%

— STANDARD AVB FINL CORP 5.2%

Value ($000) $5,146 Shares 157,622 Est. Cost $31.10 Unrealized —

— VIACOMCBS INC 4.8%

Value ($000) $4,736 Shares 105,000 Est. Cost $45.10 Unrealized —

FBP FIRST BANCORP P R 3.8%

Value ($000) $3,748 Shares 332,874 Est. Cost $5.41 Unrealized +66.5%

VMD VIEMED HEALTHCARE INC 3.4%

Value ($000) $3,355 Shares 331,518 Est. Cost $6.73 Unrealized +39.9%

EXE CHESAPEAKE ENERGY CORP 3.4%

Value ($000) $3,319 Shares 76,500 Est. Cost $35.05 Unrealized 0.0%

— WILLIAM PENN BANCORP INC 3.1%

Value ($000) $3,070 Shares 270,000 Est. Cost $11.37 Unrealized —

AFBI AFFINITY BANCSHARES INC 3.1%

Value ($000) $3,066 Shares 251,535 Est. Cost $10.40 Unrealized 0.0%

— OSISKO GOLD ROYALTIES LTD 2.4%

Value ($000) $2,369 Shares 215,000 Est. Cost $9.63 Unrealized —

BIDU BAIDU INC 2.2%

Value ($000) $2,176 Shares 10,000 Est. Cost $217.60 Unrealized —

— SYNACOR INC 1.9%

Value ($000) $1,887 Shares 861,708 Est. Cost $1.35 Unrealized —

— VOXX INTL CORP 1.9%

Value ($000) $1,820 Shares 95,500 Est. Cost $4.99 Unrealized —

XACCX 180 DEGREE CAP CORP 1.7%

Value ($000) $1,643 Shares 222,064 Est. Cost $7.40 Unrealized —

NSSC NAPCO SEC TECHNOLOGIES INC 1.3%

Value ($000) $1,287 Shares 36,959 Est. Cost $4.41 Unrealized +237.5%

— FAUQUIER BANKSHARES INC 1.3%

Value ($000) $1,272 Shares 59,770 Est. Cost $17.38 Unrealized —

MAYS MAYS J W INC 1.2%

Value ($000) $1,200 Shares 44,439 Est. Cost $22.25 Unrealized +22.5%

— DISCOVERY INC 1.1%

Value ($000) $1,086 Shares 25,000 Est. Cost $43.44 Unrealized —

CRK COMSTOCK RES INC 0.8%

Value ($000) $831 Shares 150,000 Est. Cost $5.20 Unrealized -2.2%

— LIBERTY MEDIA CORP DEL 0.8%

Value ($000) $788 Shares 17,878 Est. Cost $33.95 Unrealized —

— MACKINAC FINL CORP 0.7%

Value ($000) $680 Shares 48,474 Est. Cost $11.09 Unrealized —

LILAK LIBERTY LATIN AMERICA LTD 0.7%

Value ($000) $649 Shares 50,000 Est. Cost $8.81 Unrealized +36.6%

LILA LIBERTY LATIN AMERICA LTD 0.7%

Value ($000) $642 Shares 50,000 Est. Cost $8.96 Unrealized +35.2%

OSG AMBAC FINL GROUP INC 0.6%

Value ($000) $586 Shares 34,993 Est. Cost $15.46 Unrealized +5.6%

NWFL NORWOOD FINL CORP 0.6%

Value ($000) $581 Shares 21,844 Est. Cost $26.18 Unrealized -0.5%

— FIRST SEACOAST BANCORP 0.6%

Value ($000) $579 Shares 58,142 Est. Cost $9.36 Unrealized —

— HYCROFT MINING HOLDING CORP 0.5%

Value ($000) $525 Shares 150,000 Est. Cost $7.85 Unrealized —

SVM SILVERCORP METALS INC 0.5%

Value ($000) $491 Shares 100,000 Est. Cost $6.88 Unrealized -14.8%

EVTC EVERTEC INC 0.4%

Value ($000) $372 Shares 10,000 Est. Cost $31.30 Unrealized +17.2%

— ASSEMBLY BIOSCIENCES INC 0.2%

Value ($000) $230 Shares 50,000 Est. Cost $4.60 Unrealized —

— LIBERTY MEDIA CORP DEL 0.2%

Value ($000) $222 Shares 5,042 Est. Cost $43.44 Unrealized —

UBCP UNITED BANCORP INC OHIO 0.2%

Value ($000) $215 Shares 15,000 Est. Cost $13.08 Unrealized +5.6%

LCTX LINEAGE CELL THERAPEUTICS IN 0.1%

Value ($000) $102 Shares 43,590 Est. Cost $2.40 Unrealized 0.0%

— PROSHARES TR II 0.1%

Value ($000) $85 Shares 15,000 Est. Cost $5.67 Unrealized —

AWX AVALON HLDGS CORP 0.1%

Value ($000) $84 Shares 22,941 Est. Cost $1.64 Unrealized +114.3%

— MIND TECHNOLOGY INC 0.0%

Value ($000) $36 Shares 15,812 Est. Cost $2.08 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BPOP	POPULAR INC	205,000	$14,416	14.7%	$26.51	+111.8%	COM NEW	733174700
EBC	EASTERN BANKSHARES INC	687,760	$13,267	13.5%	$12.50	+22.6%	COM	27627N105
SMBC	SOUTHERN MO BANCORP INC	232,292	$9,157	9.3%	$12.83	+155.1%	COM	843380106
—	GOODRICH PETE CORP	688,634	$6,514	6.6%	$10.11	—	COM PAR	382410843
PROV	PROVIDENT FINL HLDGS INC	356,349	$6,022	6.1%	$15.90	+4.0%	COM	743868101
—	STANDARD AVB FINL CORP	157,622	$5,146	5.2%	$31.10	—	COM	85303B100
—	VIACOMCBS INC	105,000	$4,736	4.8%	$45.10	—	CL B	92556H206
FBP	FIRST BANCORP P R	332,874	$3,748	3.8%	$5.41	+66.5%	COM NEW	318672706
VMD	VIEMED HEALTHCARE INC	331,518	$3,355	3.4%	$6.73	+39.9%	COM	92663R105
EXE	CHESAPEAKE ENERGY CORP	76,500	$3,319	3.4%	$35.05	0.0%	COM	165167735
—	WILLIAM PENN BANCORP INC	270,000	$3,070	3.1%	$11.37	—	COM	96927A105
AFBI	AFFINITY BANCSHARES INC	251,535	$3,066	3.1%	$10.40	0.0%	COM	00832E103
—	OSISKO GOLD ROYALTIES LTD	215,000	$2,369	2.4%	$9.63	—	COM	68827L101
BIDU	BAIDU INC	10,000	$2,176	2.2%	$217.60	—	SPON ADR REP A	056752108
—	SYNACOR INC	861,708	$1,887	1.9%	$1.35	—	COM	871561106
—	VOXX INTL CORP	95,500	$1,820	1.9%	$4.99	—	CL A	91829F104
XACCX	180 DEGREE CAP CORP	222,064	$1,643	1.7%	$7.40	—	COM NEW	68235B208
NSSC	NAPCO SEC TECHNOLOGIES INC	36,959	$1,287	1.3%	$4.41	+237.5%	COM	630402105
—	FAUQUIER BANKSHARES INC	59,770	$1,272	1.3%	$17.38	—	COM	312059108
MAYS	MAYS J W INC	44,439	$1,200	1.2%	$22.25	+22.5%	COM	578473100
—	DISCOVERY INC	25,000	$1,086	1.1%	$43.44	—	COM SER A	25470F104
CRK	COMSTOCK RES INC	150,000	$831	0.8%	$5.20	-2.2%	COM	205768302
—	LIBERTY MEDIA CORP DEL	17,878	$788	0.8%	$33.95	—	COM A SIRIUSXM	531229409
—	MACKINAC FINL CORP	48,474	$680	0.7%	$11.09	—	COM	554571109
LILAK	LIBERTY LATIN AMERICA LTD	50,000	$649	0.7%	$8.81	+36.6%	COM CL C	G9001E128
LILA	LIBERTY LATIN AMERICA LTD	50,000	$642	0.7%	$8.96	+35.2%	COM CL A	G9001E102
OSG	AMBAC FINL GROUP INC	34,993	$586	0.6%	$15.46	+5.6%	COM NEW	023139884
NWFL	NORWOOD FINL CORP	21,844	$581	0.6%	$26.18	-0.5%	COM	669549107
—	FIRST SEACOAST BANCORP	58,142	$579	0.6%	$9.36	—	COM	33631P102
—	HYCROFT MINING HOLDING CORP	150,000	$525	0.5%	$7.85	—	COM CL A	44862P109
SVM	SILVERCORP METALS INC	100,000	$491	0.5%	$6.88	-14.8%	COM	82835P103
EVTC	EVERTEC INC	10,000	$372	0.4%	$31.30	+17.2%	COM	30040P103
—	ASSEMBLY BIOSCIENCES INC	50,000	$230	0.2%	$4.60	—	COM	045396108
—	LIBERTY MEDIA CORP DEL	5,042	$222	0.2%	$43.44	—	COM C SIRIUSXM	531229607
UBCP	UNITED BANCORP INC OHIO	15,000	$215	0.2%	$13.08	+5.6%	COM	909911109
LCTX	LINEAGE CELL THERAPEUTICS IN	43,590	$102	0.1%	$2.40	0.0%	COM	53566P109
—	PROSHARES TR II	15,000	$85	0.1%	$5.67	—	ULTRA VIX SHORT	74347W148
AWX	AVALON HLDGS CORP	22,941	$84	0.1%	$1.64	+114.3%	CL A	05343P109
—	MIND TECHNOLOGY INC	15,812	$36	0.0%	$2.08	—	COM	602566101