RAFFLES ASSOCIATES LP Diversified Active

Location: New York, NY

CIK: 0001169581 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 17, 2021

Total Value: $98.25M (100.0% shares, 0.0% debt)

Holdings (39)

BPOP POPULAR INC 14.7%

Value $14.42M Shares 205,000 Share Price $70.32 * Est. Cost/Share $26.51 Unrealized @ Report Date +111.8%

EBC EASTERN BANKSHARES INC 13.5%

Value $13.27M Shares 687,760 Share Price $19.29 * Est. Cost/Share $12.50 Unrealized @ Report Date +22.6%

SMBC SOUTHERN MO BANCORP INC 9.3%

Value $9.157M Shares 232,292 Share Price $39.42 * Est. Cost/Share $12.83 Unrealized @ Report Date +155.1%

— GOODRICH PETE CORP 6.6%

Value $6.514M Shares 688,634 Share Price $9.46 Est. Cost/Share $10.11 Unrealized @ Report Date —

PROV PROVIDENT FINL HLDGS INC 6.1%

Value $6.022M Shares 356,349 Share Price $16.90 * Est. Cost/Share $15.90 Unrealized @ Report Date +4.0%

— STANDARD AVB FINL CORP 5.2%

Value $5.146M Shares 157,622 Share Price $32.65 Est. Cost/Share $31.10 Unrealized @ Report Date —

— VIACOMCBS INC 4.8%

Value $4.736M Shares 105,000 Share Price $45.10 Est. Cost/Share $45.10 Unrealized @ Report Date —

FBP FIRST BANCORP P R 3.8%

Value $3.748M Shares 332,874 Share Price $11.26 * Est. Cost/Share $5.41 Unrealized @ Report Date +66.5%

VMD VIEMED HEALTHCARE INC 3.4%

Value $3.355M Shares 331,518 Share Price $10.12 * Est. Cost/Share $6.73 Unrealized @ Report Date +39.9%

EXE CHESAPEAKE ENERGY CORP 3.4%

Value $3.319M Shares 76,500 Share Price $43.39 * Est. Cost/Share $35.05 Unrealized @ Report Date 0.0%

— WILLIAM PENN BANCORP INC 3.1%

Value $3.07M Shares 270,000 Share Price $11.37 Est. Cost/Share $11.37 Unrealized @ Report Date —

AFBI AFFINITY BANCSHARES INC 3.1%

Value $3.066M Shares 251,535 Share Price $12.19 * Est. Cost/Share $10.40 Unrealized @ Report Date 0.0%

— OSISKO GOLD ROYALTIES LTD 2.4%

Value $2.369M Shares 215,000 Share Price $11.02 Est. Cost/Share $9.63 Unrealized @ Report Date —

BIDU BAIDU INC 2.2%

Value $2.176M Shares 10,000 Share Price $217.60 Est. Cost/Share $217.60 Unrealized @ Report Date —

— SYNACOR INC 1.9%

Value $1.887M Shares 861,708 Share Price $2.19 Est. Cost/Share $1.35 Unrealized @ Report Date —

— VOXX INTL CORP 1.9%

Value $1.82M Shares 95,500 Share Price $19.06 Est. Cost/Share $4.99 Unrealized @ Report Date —

XACCX 180 DEGREE CAP CORP 1.7%

Value $1.643M Shares 222,064 Share Price $7.40 Est. Cost/Share $7.40 Unrealized @ Report Date —

NSSC NAPCO SEC TECHNOLOGIES INC 1.3%

Value $1.287M Shares 36,959 Share Price $34.82 * Est. Cost/Share $4.41 Unrealized @ Report Date +237.5%

— FAUQUIER BANKSHARES INC 1.3%

Value $1.272M Shares 59,770 Share Price $21.28 Est. Cost/Share $17.38 Unrealized @ Report Date —

MAYS MAYS J W INC 1.2%

Value $1.2M Shares 44,439 Share Price $27.00 Est. Cost/Share $22.25 Unrealized @ Report Date +22.5%

— DISCOVERY INC 1.1%

Value $1.086M Shares 25,000 Share Price $43.44 Est. Cost/Share $43.44 Unrealized @ Report Date —

CRK COMSTOCK RES INC 0.8%

Value $831K Shares 150,000 Share Price $5.54 * Est. Cost/Share $5.20 Unrealized @ Report Date -2.2%

— LIBERTY MEDIA CORP DEL 0.8%

Value $788K Shares 17,878 Share Price $44.08 Est. Cost/Share $33.95 Unrealized @ Report Date —

— MACKINAC FINL CORP 0.7%

Value $680K Shares 48,474 Share Price $14.03 Est. Cost/Share $11.09 Unrealized @ Report Date —

LILAK LIBERTY LATIN AMERICA LTD 0.7%

Value $649K Shares 50,000 Share Price $12.98 * Est. Cost/Share $8.81 Unrealized @ Report Date +36.6%

LILA LIBERTY LATIN AMERICA LTD 0.7%

Value $642K Shares 50,000 Share Price $12.84 * Est. Cost/Share $8.96 Unrealized @ Report Date +35.2%

OSG AMBAC FINL GROUP INC 0.6%

Value $586K Shares 34,993 Share Price $16.75 * Est. Cost/Share $15.46 Unrealized @ Report Date +5.6%

NWFL NORWOOD FINL CORP 0.6%

Value $581K Shares 21,844 Share Price $26.60 * Est. Cost/Share $26.18 Unrealized @ Report Date -0.5%

— FIRST SEACOAST BANCORP 0.6%

Value $579K Shares 58,142 Share Price $9.96 Est. Cost/Share $9.36 Unrealized @ Report Date —

— HYCROFT MINING HOLDING CORP 0.5%

Value $525K Shares 150,000 Share Price $3.50 Est. Cost/Share $7.85 Unrealized @ Report Date —

SVM SILVERCORP METALS INC 0.5%

Value $491K Shares 100,000 Share Price $4.91 * Est. Cost/Share $6.88 Unrealized @ Report Date -14.8%

EVTC EVERTEC INC 0.4%

Value $372K Shares 10,000 Share Price $37.20 Est. Cost/Share $31.30 Unrealized @ Report Date +17.2%

— ASSEMBLY BIOSCIENCES INC 0.2%

Value $230K Shares 50,000 Share Price $4.60 Est. Cost/Share $4.60 Unrealized @ Report Date —

— LIBERTY MEDIA CORP DEL 0.2%

Value $222K Shares 5,042 Share Price $44.03 Est. Cost/Share $43.44 Unrealized @ Report Date —

UBCP UNITED BANCORP INC OHIO 0.2%

Value $215K Shares 15,000 Share Price $14.33 * Est. Cost/Share $13.08 Unrealized @ Report Date +5.6%

LCTX LINEAGE CELL THERAPEUTICS IN 0.1%

Value $102K Shares 43,590 Share Price $2.34 * Est. Cost/Share $2.40 Unrealized @ Report Date 0.0%

— PROSHARES TR II 0.1%

Value $85,000 Shares 15,000 Share Price $5.67 Est. Cost/Share $5.67 Unrealized @ Report Date —

AWX AVALON HLDGS CORP 0.1%

Value $84,000 Shares 22,941 Share Price $3.66 * Est. Cost/Share $1.64 Unrealized @ Report Date +114.3%

— MIND TECHNOLOGY INC 0.0%

Value $36,000 Shares 15,812 Share Price $2.28 Est. Cost/Share $2.08 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
BPOP	POPULAR INC	205,000	$14.42M	14.7%	$70.32 *	$26.51	+111.8%	COM NEW	733174700
EBC	EASTERN BANKSHARES INC	687,760	$13.27M	13.5%	$19.29 *	$12.50	+22.6%	COM	27627N105
SMBC	SOUTHERN MO BANCORP INC	232,292	$9.157M	9.3%	$39.42 *	$12.83	+155.1%	COM	843380106
—	GOODRICH PETE CORP	688,634	$6.514M	6.6%	$9.46	$10.11	—	COM PAR	382410843
PROV	PROVIDENT FINL HLDGS INC	356,349	$6.022M	6.1%	$16.90 *	$15.90	+4.0%	COM	743868101
—	STANDARD AVB FINL CORP	157,622	$5.146M	5.2%	$32.65	$31.10	—	COM	85303B100
—	VIACOMCBS INC	105,000	$4.736M	4.8%	$45.10	$45.10	—	CL B	92556H206
FBP	FIRST BANCORP P R	332,874	$3.748M	3.8%	$11.26 *	$5.41	+66.5%	COM NEW	318672706
VMD	VIEMED HEALTHCARE INC	331,518	$3.355M	3.4%	$10.12 *	$6.73	+39.9%	COM	92663R105
EXE	CHESAPEAKE ENERGY CORP	76,500	$3.319M	3.4%	$43.39 *	$35.05	0.0%	COM	165167735
—	WILLIAM PENN BANCORP INC	270,000	$3.07M	3.1%	$11.37	$11.37	—	COM	96927A105
AFBI	AFFINITY BANCSHARES INC	251,535	$3.066M	3.1%	$12.19 *	$10.40	0.0%	COM	00832E103
—	OSISKO GOLD ROYALTIES LTD	215,000	$2.369M	2.4%	$11.02	$9.63	—	COM	68827L101
BIDU	BAIDU INC	10,000	$2.176M	2.2%	$217.60	$217.60	—	SPON ADR REP A	056752108
—	SYNACOR INC	861,708	$1.887M	1.9%	$2.19	$1.35	—	COM	871561106
—	VOXX INTL CORP	95,500	$1.82M	1.9%	$19.06	$4.99	—	CL A	91829F104
XACCX	180 DEGREE CAP CORP	222,064	$1.643M	1.7%	$7.40	$7.40	—	COM NEW	68235B208
NSSC	NAPCO SEC TECHNOLOGIES INC	36,959	$1.287M	1.3%	$34.82 *	$4.41	+237.5%	COM	630402105
—	FAUQUIER BANKSHARES INC	59,770	$1.272M	1.3%	$21.28	$17.38	—	COM	312059108
MAYS	MAYS J W INC	44,439	$1.2M	1.2%	$27.00	$22.25	+22.5%	COM	578473100
—	DISCOVERY INC	25,000	$1.086M	1.1%	$43.44	$43.44	—	COM SER A	25470F104
CRK	COMSTOCK RES INC	150,000	$831K	0.8%	$5.54 *	$5.20	-2.2%	COM	205768302
—	LIBERTY MEDIA CORP DEL	17,878	$788K	0.8%	$44.08	$33.95	—	COM A SIRIUSXM	531229409
—	MACKINAC FINL CORP	48,474	$680K	0.7%	$14.03	$11.09	—	COM	554571109
LILAK	LIBERTY LATIN AMERICA LTD	50,000	$649K	0.7%	$12.98 *	$8.81	+36.6%	COM CL C	G9001E128
LILA	LIBERTY LATIN AMERICA LTD	50,000	$642K	0.7%	$12.84 *	$8.96	+35.2%	COM CL A	G9001E102
OSG	AMBAC FINL GROUP INC	34,993	$586K	0.6%	$16.75 *	$15.46	+5.6%	COM NEW	023139884
NWFL	NORWOOD FINL CORP	21,844	$581K	0.6%	$26.60 *	$26.18	-0.5%	COM	669549107
—	FIRST SEACOAST BANCORP	58,142	$579K	0.6%	$9.96	$9.36	—	COM	33631P102
—	HYCROFT MINING HOLDING CORP	150,000	$525K	0.5%	$3.50	$7.85	—	COM CL A	44862P109
SVM	SILVERCORP METALS INC	100,000	$491K	0.5%	$4.91 *	$6.88	-14.8%	COM	82835P103
EVTC	EVERTEC INC	10,000	$372K	0.4%	$37.20	$31.30	+17.2%	COM	30040P103
—	ASSEMBLY BIOSCIENCES INC	50,000	$230K	0.2%	$4.60	$4.60	—	COM	045396108
—	LIBERTY MEDIA CORP DEL	5,042	$222K	0.2%	$44.03	$43.44	—	COM C SIRIUSXM	531229607
UBCP	UNITED BANCORP INC OHIO	15,000	$215K	0.2%	$14.33 *	$13.08	+5.6%	COM	909911109
LCTX	LINEAGE CELL THERAPEUTICS IN	43,590	$102K	0.1%	$2.34 *	$2.40	0.0%	COM	53566P109
—	PROSHARES TR II	15,000	$85,000	0.1%	$5.67	$5.67	—	ULTRA VIX SHORT	74347W148
AWX	AVALON HLDGS CORP	22,941	$84,000	0.1%	$3.66 *	$1.64	+114.3%	CL A	05343P109
—	MIND TECHNOLOGY INC	15,812	$36,000	0.0%	$2.28	$2.08	—	COM	602566101