CIK: 0001598304 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 10, 2014
Total Value ($000): $133,437 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 74,799 | $14,737 | 11.0% | $184.78 | — | TR UNIT | 78462F103 |
| — | CLAYMORE EXCHANGE TRD FD TR | 477,326 | $12,716 | 9.5% | $27.27 | — | GUG BLT2016 HY | 18383M415 |
| OEF | ISHARES TR | 122,409 | $10,792 | 8.1% | $82.50 | — | S&P 100 ETF | 464287101 |
| USCI | UNITED STS COMMODITY INDEX F | 192,121 | $10,584 | 7.9% | $55.09 | — | COMM IDX FND | 911717106 |
| — | CLAYMORE EXCHANGE TRD FD TR | 422,884 | $8,914 | 6.7% | $21.05 | — | GUG BULL2020 E | 18383M514 |
| DXJ | WISDOMTREE TR | 159,660 | $8,353 | 6.3% | $52.32 | — | JAPN HEDGE EQT | 97717W851 |
| SOXX | ISHARES TR | 72,075 | $6,260 | 4.7% | $86.85 | — | PHLX SEMICND ETF | 464287523 |
| AAXJ | ISHARES | 94,776 | $5,812 | 4.4% | $61.32 | — | MSCI AC ASIA ETF | 464288182 |
| KRE | SPDR SERIES TRUST | 148,307 | $5,615 | 4.2% | $40.32 | — | S&P REGL BKG | 78464A698 |
| — | CLAYMORE EXCHANGE TRD FD TR | 264,359 | $5,554 | 4.2% | $20.99 | — | GUG BULL2019 E | 18383M522 |
| IWV | ISHARES TR | 46,352 | $5,413 | 4.1% | $116.82 | — | RUSSELL 3000 ETF | 464287689 |
| DIS | DISNEY WALT CO | 54,819 | $4,881 | 3.7% | $61.69 | +28.6% | COM DISNEY | 254687106 |
| XOM | EXXON MOBIL CORP | 25,467 | $2,395 | 1.8% | $55.94 | +9.9% | COM | 30231G102 |
| IVV | ISHARES TR | 11,241 | $2,229 | 1.7% | $185.95 | — | CORE S&P500 ETF | 464287200 |
| AAPL | APPLE INC | 21,199 | $2,136 | 1.6% | $18.35 | +17.9% | COM | 037833100 |
| T | AT&T INC | 56,504 | $1,991 | 1.5% | $11.09 | +7.3% | COM | 00206R102 |
| — | AON PLC | 22,163 | $1,943 | 1.5% | $83.91 | — | SHS CL A | G0408V102 |
| AXP | AMERICAN EXPRESS CO | 21,714 | $1,901 | 1.4% | $75.50 | +1.3% | COM | 025816109 |
| — | INTREXON CORP | 69,997 | $1,301 | 1.0% | $23.68 | — | COM | 46122T102 |
| — | RAYTHEON CO | 8,960 | $911 | 0.7% | $90.89 | — | COM NEW | 755111507 |
| ORCL | ORACLE CORP | 23,573 | $902 | 0.7% | $29.13 | +17.5% | COM | 68389X105 |
| GLD | SPDR GOLD TRUST | 7,032 | $817 | 0.6% | $117.21 | — | GOLD SHS | 78463V107 |
| IGSB | ISHARES | 7,237 | $762 | 0.6% | $105.45 | — | 1-3 YR CR BD ETF | 464288646 |
| CSCO | CISCO SYS INC | 31,112 | $752 | 0.6% | $15.24 | +16.1% | COM | 17275R102 |
| MSFT | MICROSOFT CORP | 16,039 | $744 | 0.6% | $30.02 | +25.5% | COM | 594918104 |
| MS | MORGAN STANLEY | 19,800 | $684 | 0.5% | $21.85 | +12.7% | COM NEW | 617446448 |
| JNJ | JOHNSON & JOHNSON | 6,358 | $678 | 0.5% | $66.16 | +14.2% | COM | 478160104 |
| INTC | INTEL CORP | 17,025 | $593 | 0.4% | $17.92 | +43.6% | COM | 458140100 |
| PG | PROCTER & GAMBLE CO | 7,036 | $589 | 0.4% | $58.01 | +3.0% | COM | 742718109 |
| BABA | ALIBABA GROUP HLDG LTD | 6,600 | $586 | 0.4% | $88.79 | — | SPONSORED ADS | 01609W102 |
| — | GENERAL ELECTRIC CO | 21,916 | $559 | 0.4% | $27.89 | — | COM | 369604103 |
| BA | BOEING CO | 3,990 | $508 | 0.4% | $111.68 | -2.2% | COM | 097023105 |
| — | WEBMD HEALTH CORP | 10,584 | $443 | 0.3% | $39.49 | — | COM | 94770V102 |
| MRK | MERCK & CO INC NEW | 6,861 | $407 | 0.3% | $31.29 | +25.8% | COM | 58933Y105 |
| — | NUVEEN QUALITY PFD INCOME FD | 46,370 | $404 | 0.3% | $8.15 | — | COM | 67072C105 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 28,107 | $401 | 0.3% | $13.24 | — | COM | 670984103 |
| OMC | OMNICOM GROUP INC | 5,811 | $400 | 0.3% | $46.26 | +5.5% | COM | 681919106 |
| GPRO | GOPRO INC | 4,195 | $393 | 0.3% | $51.11 | 0.0% | CL A | 38268T103 |
| — | BLACKROCK MUNIYIELD QUALITY | 23,102 | $345 | 0.3% | $14.07 | — | COM | 09254F100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,469 | $341 | 0.3% | $117.03 | +13.8% | CL B NEW | 084670702 |
| PEP | PEPSICO INC | 3,662 | $341 | 0.3% | $58.22 | +11.4% | COM | 713448108 |
| KO | COCA COLA CO | 7,947 | $339 | 0.3% | $26.89 | +7.3% | COM | 191216100 |
| — | DISCOVER FINL SVCS | 5,231 | $337 | 0.3% | $56.06 | — | COM | 254709108 |
| — | GOOGLE INC | 573 | $337 | 0.3% | $893.19 | — | CL A | 38259P508 |
| — | GOOGLE INC | 565 | $326 | 0.2% | $575.64 | — | CL C | 38259P706 |
| — | WILLIAMS PARTNERS L P | 6,042 | $321 | 0.2% | $50.83 | — | COM UNIT L P | 96950F104 |
| BAC | BANK AMER CORP | 18,382 | $313 | 0.2% | $13.13 | -4.2% | COM | 060505104 |
| IWM | ISHARES TR | 2,679 | $293 | 0.2% | $115.22 | — | RUSSELL 2000 ETF | 464287655 |
| BK | BANK NEW YORK MELLON CORP | 7,400 | $287 | 0.2% | $24.75 | +18.9% | COM | 064058100 |
| PFE | PFIZER INC | 9,670 | $286 | 0.2% | $17.61 | -0.9% | COM | 717081103 |
| — | MARKET VECTORS ETF TR | 8,230 | $277 | 0.2% | $38.40 | — | JR GOLD MINERS E | 57061R544 |
| VZ | VERIZON COMMUNICATIONS INC | 5,456 | $273 | 0.2% | $26.51 | +4.8% | COM | 92343V104 |
| — | MCGRAW HILL FINL INC | 3,082 | $260 | 0.2% | $78.18 | — | COM | 580645109 |
| ADP | AUTOMATIC DATA PROCESSING IN | 3,115 | $259 | 0.2% | $52.44 | +7.3% | COM | 053015103 |
| BDX | BECTON DICKINSON & CO | 2,277 | $259 | 0.2% | $91.42 | +4.7% | COM | 075887109 |
| META | FACEBOOK INC | 3,244 | $256 | 0.2% | $62.93 | +15.8% | CL A | 30303M102 |
| — | CELGENE CORP | 2,700 | $256 | 0.2% | $85.93 | — | COM | 151020104 |
| — | E M C CORP MASS | 8,664 | $254 | 0.2% | $25.18 | — | COM | 268648102 |
| — | ECLIPSE RES CORP | 15,029 | $250 | 0.2% | $16.63 | — | COM | 27890G100 |
| — | CLAYMORE EXCHANGE TRD FD TR | 9,177 | $245 | 0.2% | $27.46 | — | GUG BLT2017 HY | 18383M399 |
| EBAY | EBAY INC | 3,900 | $221 | 0.2% | $19.66 | +0.7% | COM | 278642103 |
| HAL | HALLIBURTON CO | 3,392 | $219 | 0.2% | $55.20 | 0.0% | COM | 406216101 |
| AMP | AMERIPRISE FINL INC | 1,718 | $212 | 0.2% | $80.64 | +19.7% | COM | 03076C106 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 2,470 | $208 | 0.2% | $84.21 | — | COM UNIT RP LP | 559080106 |
| MO | ALTRIA GROUP INC | 4,495 | $207 | 0.2% | $17.15 | +20.6% | COM | 02209S103 |
| UNP | UNION PAC CORP | 1,856 | $201 | 0.2% | $80.32 | 0.0% | COM | 907818108 |
| — | HARVARD APPARATUS REGENER TE | 22,025 | $178 | 0.1% | $8.81 | — | COM | 41690A106 |
| — | SIRIUS XM HLDGS INC | 30,800 | $107 | 0.1% | $3.47 | — | COM | 82968B103 |
| — | GLOBALSTAR INC | 26,000 | $95 | 0.1% | $4.22 | — | COM | 378973408 |
| — | RITE AID CORP | 18,500 | $90 | 0.1% | $5.08 | — | COM | 767754104 |
| FLWS | 1 800 FLOWERS COM | 10,000 | $72 | 0.1% | $5.08 | +14.5% | CL A | 68243Q106 |
| — | DRYSHIPS INC | 16,000 | $40 | 0.0% | $3.31 | — | SHS | Y2109Q101 |
| — | ZIOPHARM ONCOLOGY INC | 10,500 | $28 | 0.0% | $4.32 | — | COM | 98973P101 |
| — | WAVE SYSTEMS CORP | 26,000 | $28 | 0.0% | $1.08 | — | CL A PAR $0.01 | 943526400 |
| — | MOLYCORP INC DEL | 11,010 | $13 | 0.0% | $1.18 | — | COM | 608753109 |
| — | HOUSTON AMERN ENERGY CORP | 10,800 | $3 | 0.0% | $0.28 | — | COM | 44183U100 |