Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 10, 2015
Total Value: $143M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 96,625 | $10.66M | 7.5% | $110.38 * | $23.55 | +3.9% | COM | 037833100 |
| FXG | FIRST TR EXCHANGE TRADED FD | 79,493 | $3.384M | 2.4% | $42.57 | $39.12 | +8.8% | CONSUMR STAPLE | 33734X119 |
| — | GENERAL ELECTRIC CO | 133,263 | $3.368M | 2.4% | $25.27 | $25.23 | — | COM | 369604103 |
| IMCB | ISHARES | 22,378 | $3.299M | 2.3% | $147.42 * | $35.70 | +3.2% | MRGSTR MD CP ETF | 464288208 |
| FXH | FIRST TR EXCHANGE TRADED FD | 53,208 | $3.208M | 2.2% | $60.29 | $54.42 | +10.8% | HLTH CARE ALPH | 33734X143 |
| FXD | FIRST TR EXCHANGE TRADED FD | 89,359 | $3.199M | 2.2% | $35.80 | $32.42 | +10.4% | CONSUMR DISCRE | 33734X101 |
| FBT | FIRST TR EXCHANGE TRADED FD | 30,551 | $3.117M | 2.2% | $102.03 | $97.66 | +4.5% | NY ARCA BIOTECH | 33733E203 |
| BAC | BANK AMER CORP | 167,843 | $3.003M | 2.1% | $17.89 * | $13.45 | +5.5% | COM | 060505104 |
| FDN | FIRST TR EXCHANGE TRADED FD | 48,681 | $2.985M | 2.1% | $61.32 | $60.27 | +1.7% | DJ INTERNT IDX | 33733E302 |
| NOC | NORTHROP GRUMMAN CORP | 20,118 | $2.965M | 2.1% | $147.38 * | $77.88 | +58.1% | COM | 666807102 |
| WFC | WELLS FARGO & CO NEW | 51,074 | $2.8M | 2.0% | $54.82 * | $37.87 | +6.3% | COM | 949746101 |
| FNDX | SCHWAB STRATEGIC TR | 91,386 | $2.752M | 1.9% | $30.11 * | $9.74 | +3.1% | SCHWAB FDT US LG | 808524771 |
| — | DIREXION SHS ETF TR | 39,468 | $2.728M | 1.9% | $69.12 | $59.44 | — | ALL CP INSIDER | 25459Y769 |
| MO | ALTRIA GROUP INC | 52,467 | $2.585M | 1.8% | $49.27 * | $22.35 | +8.5% | COM | 02209S103 |
| IYT | ISHARES TR | 15,459 | $2.536M | 1.8% | $164.05 * | $34.37 | +19.3% | TRANS AVG ETF | 464287192 |
| HBAN | HUNTINGTON BANCSHARES INC | 237,203 | $2.495M | 1.7% | $10.52 * | $5.37 | +27.1% | COM | 446150104 |
| QTEC | FIRST TR NASDAQ100 TECH INDE | 56,627 | $2.477M | 1.7% | $43.74 | $42.12 | +3.9% | SHS | 337345102 |
| — | DISCOVER FINL SVCS | 37,066 | $2.427M | 1.7% | $65.48 | $53.94 | — | COM | 254709108 |
| ABBV | ABBVIE INC | 35,024 | $2.292M | 1.6% | $65.44 * | $36.00 | +16.1% | COM | 00287Y109 |
| SPY | SPDR S&P 500 ETF TR | 11,052 | $2.272M | 1.6% | $205.57 | $201.02 | +2.2% | TR UNIT | 78462F103 |
| — | SPECTRA ENERGY CORP | 62,293 | $2.261M | 1.6% | $36.30 | $37.50 | — | COM | 847560109 |
| CBRL | CRACKER BARREL OLD CTRY STOR | 15,582 | $2.193M | 1.5% | $140.74 * | $73.92 | +17.1% | COM | 22410J106 |
| — | DU PONT E I DE NEMOURS & CO | 29,652 | $2.192M | 1.5% | $73.92 | $73.92 | — | COM | 263534109 |
| GIS | GENERAL MLS INC | 39,515 | $2.107M | 1.5% | $53.32 * | $33.36 | +9.0% | COM | 370334104 |
| WM | WASTE MGMT INC DEL | 39,962 | $2.051M | 1.4% | $51.32 * | $39.05 | +5.9% | COM | 94106L109 |
| — | BLACKROCK INC | 5,583 | $1.996M | 1.4% | $357.51 | $357.51 | — | COM | 09247X101 |
| — | IRON MTN INC | 49,951 | $1.931M | 1.4% | $38.66 | $38.66 | — | COM | 462846106 |
| — | UNILEVER PLC | 46,958 | $1.901M | 1.3% | $40.48 | $40.22 | — | SPON ADR NEW | 904767704 |
| OEF | ISHARES TR | 20,302 | $1.846M | 1.3% | $90.93 | $89.46 | +1.6% | S&P 100 ETF | 464287101 |
| KMI | KINDER MORGAN INC DEL | 43,359 | $1.835M | 1.3% | $42.32 * | $22.45 | +7.8% | COM | 49456B101 |
| DIS | DISNEY WALT CO | 18,635 | $1.755M | 1.2% | $94.18 * | $71.67 | +19.7% | COM DISNEY | 254687106 |
| IGIB | ISHARES | 15,222 | $1.664M | 1.2% | $109.32 * | $54.87 | -0.4% | INTERM CR BD ETF | 464288638 |
| AMGN | AMGEN INC | 10,223 | $1.628M | 1.1% | $159.25 * | $95.34 | +21.7% | COM | 031162100 |
| — | REYNOLDS AMERICAN INC | 24,893 | $1.6M | 1.1% | $64.28 | $54.27 | — | COM | 761713106 |
| INTC | INTEL CORP | 41,485 | $1.506M | 1.1% | $36.30 * | $26.38 | +5.6% | COM | 458140100 |
| OHI | OMEGA HEALTHCARE INVS INC | 37,147 | $1.451M | 1.0% | $39.06 | $36.73 | — | COM | 681936100 |
| — | NEW YORK CMNTY BANCORP INC | 88,023 | $1.408M | 1.0% | $16.00 | $15.35 | — | COM | 649445103 |
| — | GOOGLE INC | 2,629 | $1.384M | 1.0% | $526.44 | $749.24 | — | CL A | 38259P508 |
| CVS | CVS HEALTH CORP | 14,215 | $1.369M | 1.0% | $96.31 * | $55.54 | +26.9% | COM | 126650100 |
| IYY | ISHARES TR | 13,071 | $1.354M | 0.9% | $103.59 * | $48.65 | +6.4% | DOW JONES US ETF | 464287846 |
| — | RYDEX ETF TRUST | 9,529 | $1.35M | 0.9% | $141.67 | $138.16 | — | GUG RUSS TOP 50 | 78355W205 |
| HYG | ISHARES | 14,701 | $1.317M | 0.9% | $89.59 | $92.50 | -3.1% | IBOXX HI YD ETF | 464288513 |
| SPSB | SPDR SERIES TRUST | 42,923 | $1.312M | 0.9% | $30.57 | $30.73 | -0.5% | BARC SHT TR CP | 78464A474 |
| EPD | ENTERPRISE PRODS PARTNERS L | 34,252 | $1.237M | 0.9% | $36.11 | $45.20 | — | COM | 293792107 |
| — | UNITED TECHNOLOGIES CORP | 10,252 | $1.179M | 0.8% | $115.00 | $113.90 | — | COM | 913017109 |
| ARI | APOLLO COML REAL EST FIN INC | 69,882 | $1.143M | 0.8% | $16.36 | $15.93 | — | COM | 03762U105 |
| — | POWERSHARES ETF TRUST | 27,601 | $1.133M | 0.8% | $41.05 | $41.05 | — | DWA MOMENTUM PTF | 73935X153 |
| — | ENERGY TRANSFER PRTNRS L P | 17,413 | $1.132M | 0.8% | $65.01 | $58.44 | — | UNIT LTD PARTN | 29273R109 |
| — | VECTOR GROUP LTD | 52,303 | $1.115M | 0.8% | $21.32 | $18.81 | — | COM | 92240M108 |
| VZ | VERIZON COMMUNICATIONS INC | 23,531 | $1.101M | 0.8% | $46.79 * | $27.38 | -3.3% | COM | 92343V104 |
| — | RAYTHEON CO | 9,993 | $1.081M | 0.8% | $108.18 | $102.02 | — | COM NEW | 755111507 |
| MMM | 3M CO | 6,559 | $1.078M | 0.8% | $164.35 * | $85.56 | +12.5% | COM | 88579Y101 |
| UNH | UNITEDHEALTH GROUP INC | 9,828 | $993K | 0.7% | $101.04 * | $79.25 | +6.9% | COM | 91324P102 |
| — | SHIP FINANCE INTERNATIONAL L | 70,275 | $992K | 0.7% | $14.12 | $16.34 | — | SHS | G81075106 |
| IHE | ISHARES | 6,492 | $983K | 0.7% | $151.42 * | $37.95 | +33.0% | U.S. PHARMA ETF | 464288836 |
| — | PEOPLES UNITED FINANCIAL INC | 60,101 | $912K | 0.6% | $15.17 | $14.90 | — | COM | 712704105 |
| FDX | FEDEX CORP | 5,120 | $889K | 0.6% | $173.63 * | $135.22 | +9.4% | COM | 31428X106 |
| EWL | ISHARES | 27,964 | $886K | 0.6% | $31.68 | $30.80 | +2.9% | MSCI SZ CAP ETF | 464286749 |
| — | PHYSICIANS RLTY TR | 52,787 | $876K | 0.6% | $16.59 | $16.59 | — | COM | 71943U104 |
| CWB | SPDR SERIES TRUST | 18,207 | $854K | 0.6% | $46.91 | $49.19 | -4.7% | BRC CNV SECS ETF | 78464A359 |
| GD | GENERAL DYNAMICS CORP | 5,852 | $805K | 0.6% | $137.56 * | $96.65 | +12.0% | COM | 369550108 |
| EWK | ISHARES | 44,334 | $718K | 0.5% | $16.20 | $16.38 | -1.1% | BELGIUM CAPD ETF | 464286301 |
| PAYX | PAYCHEX INC | 15,350 | $709K | 0.5% | $46.19 * | $28.74 | +14.9% | COM | 704326107 |
| ORI | OLD REP INTL CORP | 47,507 | $695K | 0.5% | $14.63 * | $6.64 | +0.8% | COM | 680223104 |
| BK | BANK NEW YORK MELLON CORP | 17,074 | $693K | 0.5% | $40.59 * | $29.75 | +3.8% | COM | 064058100 |
| IHF | ISHARES | 5,385 | $637K | 0.4% | $118.29 * | $18.28 | +29.5% | US HLTHCR PR ETF | 464288828 |
| FNDA | SCHWAB STRATEGIC TR | 21,027 | $628K | 0.4% | $29.87 * | $14.45 | +3.3% | SCHWAB FDT US SC | 808524763 |
| — | SENIOR HSG PPTYS TR | 27,738 | $613K | 0.4% | $22.10 | $22.50 | — | SH BEN INT | 81721M109 |
| QCOM | QUALCOMM INC | 7,662 | $570K | 0.4% | $74.39 * | $53.34 | +1.9% | COM | 747525103 |
| — | INTL FCSTONE INC | 26,827 | $552K | 0.4% | $20.58 | $18.40 | — | COM | 46116V105 |
| ITA | ISHARES | 4,761 | $546K | 0.4% | $114.68 * | $50.50 | +13.6% | U.S. AER&DEF ETF | 464288760 |
| PAA | PLAINS ALL AMERN PIPELINE L | 10,321 | $530K | 0.4% | $51.35 | $55.63 | — | UNIT LTD PARTN | 726503105 |
| EIDO | ISHARES TR | 18,099 | $497K | 0.3% | $27.46 | $27.01 | +1.6% | MSCI INDONIA ETF | 46429B309 |
| — | SANDISK CORP | 5,032 | $493K | 0.3% | $97.97 | $97.97 | — | COM | 80004C101 |
| FNDF | SCHWAB STRATEGIC TR | 18,695 | $480K | 0.3% | $25.68 | $28.84 | -11.0% | SCHWB FDT INT LG | 808524755 |
| VV | VANGUARD INDEX FDS | 5,086 | $480K | 0.3% | $94.38 | $92.27 | +2.3% | LARGE CAP ETF | 922908637 |
| LNG | CHENIERE ENERGY INC | 6,700 | $472K | 0.3% | $70.45 | $70.50 | -0.1% | COM NEW | 16411R208 |
| EWG | ISHARES | 16,139 | $442K | 0.3% | $27.39 | $28.85 | -5.0% | MSCI GERMANY ETF | 464286806 |
| — | TORTOISE ENERGY INFRSTRCTR C | 9,814 | $430K | 0.3% | $43.81 | $47.33 | — | COM | 89147L100 |
| — | WESTAR ENERGY INC | 10,180 | $420K | 0.3% | $41.26 | $32.22 | — | COM | 95709T100 |
| PPL | PPL CORP | 11,284 | $410K | 0.3% | $36.33 * | $17.69 | +17.1% | COM | 69351T106 |
| — | TRIANGLE CAP CORP | 18,982 | $385K | 0.3% | $20.28 | $26.62 | — | COM | 895848109 |
| — | POWERSHARES ETF TRUST | 8,603 | $384K | 0.3% | $44.64 | $44.64 | — | CON DISCRE SEC | 73935X419 |
| — | POWERSHARES ETF TRUST | 7,497 | $382K | 0.3% | $50.95 | $50.95 | — | CON STAPLE SEC | 73935X393 |
| — | POWERSHARES ETF TRUST | 8,048 | $382K | 0.3% | $47.47 | $47.47 | — | INDL SECT PORT | 73935X369 |
| — | POWERSHARES ETF TRUST | 7,043 | $382K | 0.3% | $54.24 | $54.24 | — | HLTHCR SEC POR | 73935X351 |
| — | WILLIAMS PARTNERS L P | 8,500 | $380K | 0.3% | $44.71 | $52.11 | — | COM UNIT L P | 96950F104 |
| EWP | ISHARES | 10,437 | $361K | 0.3% | $34.59 | $39.66 | -12.7% | MSCI SPAN CP ETF | 464286764 |
| ABT | ABBOTT LABS | 7,810 | $352K | 0.2% | $45.07 * | $35.31 | +3.4% | COM | 002824100 |
| VUG | VANGUARD INDEX FDS | 3,367 | $352K | 0.2% | $104.54 * | $17.00 | +2.3% | GROWTH ETF | 922908736 |
| — | CENTURYLINK INC | 7,959 | $315K | 0.2% | $39.58 | $40.72 | — | COM | 156700106 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,800 | $314K | 0.2% | $82.63 | $84.21 | — | COM UNIT RP LP | 559080106 |
| DVY | ISHARES TR | 3,899 | $310K | 0.2% | $79.51 | $77.22 | +2.8% | SELECT DIVID ETF | 464287168 |
| — | HEALTH CARE REIT INC | 4,012 | $304K | 0.2% | $75.77 | $63.10 | — | COM | 42217K106 |
| IAI | ISHARES | 7,117 | $304K | 0.2% | $42.71 | $40.38 | +5.6% | U.S. BR-DEAL ETF | 464288794 |
| ORCL | ORACLE CORP | 6,736 | $303K | 0.2% | $44.98 * | $34.50 | +10.5% | COM | 68389X105 |
| SDOG | ALPS ETF TR | 7,800 | $297K | 0.2% | $38.08 | $37.53 | +1.4% | SECTR DIV DOGS | 00162Q858 |
| XLV | SELECT SECTOR SPDR TR | 4,213 | $288K | 0.2% | $68.36 | $66.93 | +2.2% | SBI HEALTHCARE | 81369Y209 |
| LQD | ISHARES TR | 2,293 | $274K | 0.2% | $119.49 | $119.16 | +0.2% | IBOXX INV CP ETF | 464287242 |
| — | CONSOLIDATED COMM HLDGS INC | 9,274 | $258K | 0.2% | $27.82 | $25.09 | — | COM | 209034107 |
| KMB | KIMBERLY CLARK CORP | 2,197 | $254K | 0.2% | $115.61 * | $76.09 | +4.6% | COM | 494368103 |
| FXZ | FIRST TR EXCHANGE TRADED FD | 7,947 | $251K | 0.2% | $31.58 | $31.44 | +0.4% | MATERIALS ALPH | 33734X168 |
| FXR | FIRST TR EXCHANGE TRADED FD | 8,266 | $251K | 0.2% | $30.37 | $27.70 | +9.5% | INDLS PROD DUR | 33734X150 |
| — | BP PRUDHOE BAY RTY TR | 3,299 | $223K | 0.2% | $67.60 | $88.45 | — | UNIT BEN INT | 055630107 |
| VB | VANGUARD INDEX FDS | 1,873 | $219K | 0.2% | $116.92 | $113.82 | +2.5% | SMALL CP ETF | 922908751 |
| BGS | B & G FOODS INC NEW | 7,000 | $209K | 0.1% | $29.86 * | $12.58 | +4.1% | COM | 05508R106 |
| VHT | VANGUARD WORLD FDS | 1,654 | $208K | 0.1% | $125.76 | $122.82 | +2.3% | HEALTH CAR ETF | 92204A504 |
| — | OCH ZIFF CAP MGMT GROUP | 15,840 | $185K | 0.1% | $11.68 | $10.73 | — | CL A | 67551U105 |
| PSEC | PROSPECT CAPITAL CORPORATION | 20,722 | $171K | 0.1% | $8.25 * | $2.58 | -16.7% | COM | 74348T102 |
| — | BLACKROCK ENHANCED EQT DIV T | 17,819 | $145K | 0.1% | $8.14 | $7.90 | — | COM | 09251A104 |
| — | DNP SELECT INCOME FD | 13,444 | $142K | 0.1% | $10.56 | $10.12 | — | COM | 23325P104 |
| EXK | ENDEAVOUR SILVER CORP | 65,000 | $140K | 0.1% | $2.15 | $4.41 | -51.0% | COM | 29258Y103 |
| — | NAVIOS MARITIME PARTNERS L P | 13,600 | $138K | 0.1% | $10.15 | $17.81 | — | UNIT LPI | Y62267102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 23,300 | $129K | 0.1% | $5.54 | $6.02 | — | COM | 003009107 |
| — | FRONTIER COMMUNICATIONS CORP | 15,260 | $102K | 0.1% | $6.68 | $6.68 | — | COM | 35906A108 |
| — | MFS MUN INCOME TR | 12,144 | $81,000 | 0.1% | $6.67 | $6.59 | — | SH BEN INT | 552738106 |
| — | THOMPSON CREEK METALS CO INC | 30,000 | $50,000 | 0.0% | $1.67 | $2.40 | — | COM | 884768102 |
| — | ALASKA COMMUNICATIONS SYS GR | 25,264 | $45,000 | 0.0% | $1.78 | $1.63 | — | COM | 01167P101 |
| — | U S GEOTHERMAL INC | 15,825 | $7,000 | 0.0% | $0.44 | $0.44 | — | COM | 90338S102 |