Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: Apr 27, 2015
Total Value: $132M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| FXH | FIRST TR EXCHANGE TRADED FD | 54,022 | $3.621M | 2.7% | $67.03 | $54.56 | +22.8% | HLTH CARE ALPH | 33734X143 |
| FBT | FIRST TR EXCHANGE TRADED FD | 30,126 | $3.562M | 2.7% | $118.24 | $97.66 | +21.1% | NY ARCA BIOTECH | 33733E203 |
| FXG | FIRST TR EXCHANGE TRADED FD | 77,506 | $3.459M | 2.6% | $44.63 | $39.12 | +14.1% | CONSUMR STAPLE | 33734X119 |
| IMCB | ISHARES | 22,273 | $3.424M | 2.6% | $153.73 * | $35.70 | +7.6% | MRGSTR MD CP ETF | 464288208 |
| FXD | FIRST TR EXCHANGE TRADED FD | 91,245 | $3.403M | 2.6% | $37.30 | $32.50 | +14.8% | CONSUMR DISCRE | 33734X101 |
| FDN | FIRST TR EXCHANGE TRADED FD | 49,194 | $3.194M | 2.4% | $64.93 | $60.30 | +7.7% | DJ INTERNT IDX | 33733E302 |
| NOC | NORTHROP GRUMMAN CORP | 19,778 | $3.183M | 2.4% | $160.94 * | $77.88 | +73.4% | COM | 666807102 |
| FNDX | SCHWAB STRATEGIC TR | 87,334 | $2.62M | 2.0% | $30.00 * | $9.74 | +2.7% | SCHWAB FDT US LG | 808524771 |
| MO | ALTRIA GROUP INC | 51,307 | $2.566M | 1.9% | $50.01 * | $22.35 | +11.3% | COM | 02209S103 |
| HBAN | HUNTINGTON BANCSHARES INC | 227,787 | $2.517M | 1.9% | $11.05 * | $5.37 | +34.3% | COM | 446150104 |
| QTEC | FIRST TR NASDAQ100 TECH INDE | 57,473 | $2.496M | 1.9% | $43.43 | $42.14 | +3.1% | SHS | 337345102 |
| — | GENERAL ELECTRIC CO | 97,316 | $2.414M | 1.8% | $24.81 | $25.23 | — | COM | 369604103 |
| IYT | ISHARES TR | 15,066 | $2.36M | 1.8% | $156.64 * | $34.37 | +13.9% | TRANS AVG ETF | 464287192 |
| — | SPECTRA ENERGY CORP | 63,963 | $2.314M | 1.8% | $36.18 | $37.47 | — | COM | 847560109 |
| WFC | WELLS FARGO & CO NEW | 42,220 | $2.297M | 1.7% | $54.41 * | $37.87 | +6.2% | COM | 949746101 |
| GIS | GENERAL MLS INC | 38,144 | $2.159M | 1.6% | $56.60 * | $33.36 | +16.6% | COM | 370334104 |
| WM | WASTE MGMT INC DEL | 39,352 | $2.134M | 1.6% | $54.23 * | $39.05 | +12.7% | COM | 94106L109 |
| — | DU PONT E I DE NEMOURS & CO | 29,268 | $2.092M | 1.6% | $71.48 | $73.92 | — | COM | 263534109 |
| ABBV | ABBVIE INC | 35,634 | $2.086M | 1.6% | $58.54 * | $36.05 | +4.5% | COM | 00287Y109 |
| — | BLACKROCK INC | 5,658 | $2.07M | 1.6% | $365.85 | $357.62 | — | COM | 09247X101 |
| FXL | FIRST TR EXCHANGE TRADED FD | 56,809 | $2.031M | 1.5% | $35.75 | $35.12 | +1.8% | TECH ALPHADEX | 33734X176 |
| — | DIREXION SHS ETF TR | 27,190 | $1.929M | 1.5% | $70.95 | $59.44 | — | ALL CP INSIDER | 25459Y769 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 39,181 | $1.929M | 1.5% | $49.23 | $48.98 | +0.5% | SENIOR LN FD | 33738D309 |
| LYB | LYONDELLBASELL INDUSTRIES N | 21,970 | $1.929M | 1.5% | $87.80 * | $46.71 | +4.9% | SHS - A - | N53745100 |
| — | UNILEVER PLC | 46,165 | $1.926M | 1.5% | $41.72 | $40.22 | — | SPON ADR NEW | 904767704 |
| BWA | BORGWARNER INC | 31,464 | $1.903M | 1.4% | $60.48 * | $43.25 | +4.7% | COM | 099724106 |
| IGIB | ISHARES | 16,532 | $1.83M | 1.4% | $110.69 * | $54.89 | +0.8% | INTERM CR BD ETF | 464288638 |
| KMI | KINDER MORGAN INC DEL | 39,710 | $1.67M | 1.3% | $42.05 * | $22.45 | +8.3% | COM | 49456B101 |
| — | REYNOLDS AMERICAN INC | 24,169 | $1.665M | 1.3% | $68.89 | $54.27 | — | COM | 761713106 |
| IWB | ISHARES TR | 14,075 | $1.631M | 1.2% | $115.88 | $115.48 | +0.3% | RUS 1000 ETF | 464287622 |
| — | RYDEX ETF TRUST | 19,839 | $1.608M | 1.2% | $81.05 | $81.05 | — | GUG S&P500 EQ WT | 78355W106 |
| AAPL | APPLE INC | 12,296 | $1.53M | 1.2% | $124.43 * | $23.55 | +17.6% | COM | 037833100 |
| HYG | ISHARES | 16,463 | $1.492M | 1.1% | $90.63 | $92.28 | -1.8% | IBOXX HI YD ETF | 464288513 |
| — | NEW YORK CMNTY BANCORP INC | 86,435 | $1.446M | 1.1% | $16.73 | $15.35 | — | COM | 649445103 |
| SPSB | SPDR SERIES TRUST | 46,970 | $1.444M | 1.1% | $30.74 | $30.72 | +0.1% | BARC SHT TR CP | 78464A474 |
| CVS | CVS HEALTH CORP | 13,929 | $1.438M | 1.1% | $103.24 * | $55.54 | +36.5% | COM | 126650100 |
| DIS | DISNEY WALT CO | 13,167 | $1.381M | 1.0% | $104.88 * | $71.67 | +33.3% | COM DISNEY | 254687106 |
| IYY | ISHARES TR | 12,951 | $1.358M | 1.0% | $104.86 * | $48.65 | +7.8% | DOW JONES US ETF | 464287846 |
| OHI | OMEGA HEALTHCARE INVS INC | 33,166 | $1.346M | 1.0% | $40.58 | $36.73 | — | COM | 681936100 |
| AMGN | AMGEN INC | 8,140 | $1.301M | 1.0% | $159.83 * | $95.34 | +22.7% | COM | 031162100 |
| — | POWERSHARES ETF TRUST | 29,353 | $1.275M | 1.0% | $43.44 | $41.19 | — | DWA MOMENTUM PTF | 73935X153 |
| — | RYDEX ETF TRUST | 9,078 | $1.274M | 1.0% | $140.34 | $138.16 | — | GUG RUSS TOP 50 | 78355W205 |
| ARI | APOLLO COML REAL EST FIN INC | 74,123 | $1.273M | 1.0% | $17.17 | $16.00 | — | COM | 03762U105 |
| UNH | UNITEDHEALTH GROUP INC | 10,242 | $1.212M | 0.9% | $118.34 * | $79.81 | +24.7% | COM | 91324P102 |
| — | RAYTHEON CO | 11,045 | $1.207M | 0.9% | $109.28 | $102.71 | — | COM NEW | 755111507 |
| MMM | 3M CO | 7,161 | $1.181M | 0.9% | $164.92 * | $86.51 | +12.4% | COM | 88579Y101 |
| — | VECTOR GROUP LTD | 53,120 | $1.167M | 0.9% | $21.97 | $18.86 | — | COM | 92240M108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 7,878 | $1.137M | 0.9% | $144.33 | $147.14 | -1.9% | CL B NEW | 084670702 |
| IHE | ISHARES | 6,364 | $1.097M | 0.8% | $172.38 * | $37.95 | +51.4% | U.S. PHARMA ETF | 464288836 |
| CMCSA | COMCAST CORP NEW | 19,241 | $1.087M | 0.8% | $56.49 * | $22.40 | -1.3% | CL A | 20030N101 |
| FDX | FEDEX CORP | 6,501 | $1.076M | 0.8% | $165.51 * | $137.90 | +2.3% | COM | 31428X106 |
| NKE | NIKE INC | 10,635 | $1.067M | 0.8% | $100.33 * | $41.68 | +5.1% | CL B | 654106103 |
| — | SHIP FINANCE INTERNATIONAL L | 71,440 | $1.057M | 0.8% | $14.80 | $16.31 | — | SHS | G81075106 |
| GD | GENERAL DYNAMICS CORP | 7,710 | $1.046M | 0.8% | $135.67 * | $99.47 | +7.9% | COM | 369550108 |
| CWB | SPDR SERIES TRUST | 21,013 | $1.004M | 0.8% | $47.78 | $48.93 | -2.4% | BRC CNV SECS ETF | 78464A359 |
| EPD | ENTERPRISE PRODS PARTNERS L | 29,404 | $968K | 0.7% | $32.92 | $45.20 | — | COM | 293792107 |
| — | PHYSICIANS RLTY TR | 53,750 | $947K | 0.7% | $17.62 | $16.61 | — | COM | 71943U104 |
| — | PEOPLES UNITED FINANCIAL INC | 60,850 | $925K | 0.7% | $15.20 | $14.90 | — | COM | 712704105 |
| EWL | ISHARES | 27,780 | $923K | 0.7% | $33.23 | $30.80 | +7.8% | MSCI SZ CAP ETF | 464286749 |
| T | AT&T INC | 28,001 | $914K | 0.7% | $32.64 * | $11.79 | -2.9% | COM | 00206R102 |
| LOW | LOWES COS INC | 11,273 | $839K | 0.6% | $74.43 * | $58.94 | +3.8% | COM | 548661107 |
| VZ | VERIZON COMMUNICATIONS INC | 16,376 | $796K | 0.6% | $48.61 * | $27.38 | +1.7% | COM | 92343V104 |
| PAYX | PAYCHEX INC | 15,407 | $764K | 0.6% | $49.59 * | $28.74 | +24.5% | COM | 704326107 |
| EWK | ISHARES | 44,270 | $748K | 0.6% | $16.90 | $16.38 | +3.1% | BELGIUM CAPD ETF | 464286301 |
| SCHB | SCHWAB STRATEGIC TR | 14,638 | $739K | 0.6% | $50.49 * | $8.36 | +0.6% | US BRD MKT ETF | 808524102 |
| HD | HOME DEPOT INC | 6,455 | $733K | 0.6% | $113.56 * | $85.33 | +3.4% | COM | 437076102 |
| ORI | OLD REP INTL CORP | 48,751 | $728K | 0.6% | $14.93 * | $6.64 | +4.2% | COM | 680223104 |
| LMT | LOCKHEED MARTIN CORP | 3,462 | $703K | 0.5% | $203.06 * | $147.13 | +3.3% | COM | 539830109 |
| — | SENIOR HSG PPTYS TR | 31,298 | $695K | 0.5% | $22.21 | $22.47 | — | SH BEN INT | 81721M109 |
| TXN | TEXAS INSTRS INC | 12,100 | $692K | 0.5% | $57.19 * | $41.73 | +2.0% | COM | 882508104 |
| BIIB | BIOGEN INC | 1,587 | $670K | 0.5% | $422.18 | $394.14 | +7.1% | COM | 09062X103 |
| ECNS | ISHARES TR | 15,519 | $646K | 0.5% | $41.63 | $41.63 | — | CHINA SM-CAP ETF | 46429B200 |
| XOM | EXXON MOBIL CORP | 7,324 | $623K | 0.5% | $85.06 * | $55.57 | -3.9% | COM | 30231G102 |
| FNDA | SCHWAB STRATEGIC TR | 19,974 | $620K | 0.5% | $31.04 * | $14.45 | +7.4% | SCHWAB FDT US SC | 808524763 |
| ALL | ALLSTATE CORP | 8,579 | $611K | 0.5% | $71.22 * | $55.69 | +1.1% | COM | 020002101 |
| IHF | ISHARES | 4,478 | $596K | 0.5% | $133.10 * | $18.28 | +45.6% | US HLTHCR PR ETF | 464288828 |
| FNDF | SCHWAB STRATEGIC TR | 21,837 | $581K | 0.4% | $26.61 | $28.48 | -6.6% | SCHWB FDT INT LG | 808524755 |
| ITA | ISHARES | 4,552 | $563K | 0.4% | $123.68 * | $50.50 | +22.6% | U.S. AER&DEF ETF | 464288760 |
| EIDO | ISHARES TR | 19,519 | $542K | 0.4% | $27.77 | $27.02 | +2.7% | MSCI INDONIA ETF | 46429B309 |
| — | POWERSHARES ETF TRUST | 7,915 | $480K | 0.4% | $60.64 | $54.94 | — | HLTHCR SEC POR | 73935X351 |
| — | POWERSHARES ETF TRUST | 9,679 | $459K | 0.3% | $47.42 | $44.95 | — | CON DISCRE SEC | 73935X419 |
| — | POWERSHARES ETF TRUST | 8,431 | $454K | 0.3% | $53.85 | $51.27 | — | CON STAPLE SEC | 73935X393 |
| VTR | VENTAS INC | 6,036 | $441K | 0.3% | $73.06 * | $53.43 | -2.6% | COM | 92276F100 |
| — | POWERSHARES ETF TRUST | 9,072 | $438K | 0.3% | $48.28 | $47.56 | — | INDL SECT PORT | 73935X369 |
| KMB | KIMBERLY CLARK CORP | 4,050 | $434K | 0.3% | $107.16 * | $76.19 | -2.4% | COM | 494368103 |
| — | TRIANGLE CAP CORP | 18,982 | $433K | 0.3% | $22.81 | $26.62 | — | COM | 895848109 |
| PAA | PLAINS ALL AMERN PIPELINE L | 8,800 | $429K | 0.3% | $48.75 | $55.63 | — | UNIT LTD PARTN | 726503105 |
| CVX | CHEVRON CORP NEW | 3,972 | $417K | 0.3% | $104.98 * | $66.90 | -1.2% | COM | 166764100 |
| PG | PROCTER & GAMBLE CO | 5,079 | $416K | 0.3% | $81.91 * | $63.59 | -4.6% | COM | 742718109 |
| — | TORTOISE ENERGY INFRSTRCTR C | 9,825 | $413K | 0.3% | $42.04 | $47.33 | — | COM | 89147L100 |
| — | WESTAR ENERGY INC | 10,050 | $390K | 0.3% | $38.81 | $32.22 | — | COM | 95709T100 |
| INTC | INTEL CORP | 11,669 | $365K | 0.3% | $31.28 * | $26.38 | -8.4% | COM | 458140100 |
| JNJ | JOHNSON & JOHNSON | 3,610 | $363K | 0.3% | $100.55 * | $75.11 | -0.7% | COM | 478160104 |
| — | NATIONAL HEALTHCARE CORP | 20,671 | $327K | 0.2% | $15.82 | $15.82 | — | PFD CONV SER A | 635906209 |
| PPL | PPL CORP | 9,434 | $318K | 0.2% | $33.71 * | $17.69 | +9.7% | COM | 69351T106 |
| — | HEALTH CARE REIT INC | 3,812 | $295K | 0.2% | $77.39 | $63.10 | — | COM | 42217K106 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 5,800 | $293K | 0.2% | $50.52 | $50.08 | +0.9% | FIRST TR TA HIYL | 33738D408 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,800 | $291K | 0.2% | $76.58 | $84.21 | — | COM UNIT RP LP | 559080106 |
| SDOG | ALPS ETF TR | 7,800 | $289K | 0.2% | $37.05 | $37.53 | -1.2% | SECTR DIV DOGS | 00162Q858 |
| EWG | ISHARES | 9,584 | $286K | 0.2% | $29.84 | $28.85 | +3.4% | MSCI GERMANY ETF | 464286806 |
| — | CENTURYLINK INC | 7,148 | $247K | 0.2% | $34.56 | $40.72 | — | COM | 156700106 |
| PFE | PFIZER INC | 6,753 | $235K | 0.2% | $34.80 * | $20.10 | +4.1% | COM | 717081103 |
| IYC | ISHARES TR | 1,615 | $233K | 0.2% | $144.27 * | $35.21 | +2.4% | U.S. CNSM SV ETF | 464287580 |
| FXR | FIRST TR EXCHANGE TRADED FD | 6,929 | $216K | 0.2% | $31.17 | $27.70 | +12.5% | INDLS PROD DUR | 33734X150 |
| BGS | B & G FOODS INC NEW | 7,000 | $206K | 0.2% | $29.43 * | $12.58 | +3.6% | COM | 05508R106 |
| LQD | ISHARES TR | 1,660 | $202K | 0.2% | $121.69 | $119.16 | +2.1% | IBOXX INV CP ETF | 464287242 |
| — | OCH ZIFF CAP MGMT GROUP | 15,840 | $200K | 0.2% | $12.63 | $10.73 | — | CL A | 67551U105 |
| — | DNP SELECT INCOME FD | 13,444 | $141K | 0.1% | $10.49 | $10.12 | — | COM | 23325P104 |
| PSEC | PROSPECT CAPITAL CORPORATION | 16,600 | $140K | 0.1% | $8.43 * | $2.58 | -12.0% | COM | 74348T102 |
| — | BLACKROCK ENHANCED EQT DIV T | 16,797 | $138K | 0.1% | $8.22 | $7.90 | — | COM | 09251A104 |
| — | NAVIOS MARITIME PARTNERS L P | 12,300 | $137K | 0.1% | $11.14 | $17.81 | — | UNIT LPI | Y62267102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 23,300 | $125K | 0.1% | $5.36 | $6.02 | — | COM | 003009107 |
| EXK | ENDEAVOUR SILVER CORP | 65,000 | $124K | 0.1% | $1.91 | $4.41 | -56.9% | COM | 29258Y103 |
| — | MFS MUN INCOME TR | 12,144 | $82,000 | 0.1% | $6.75 | $6.59 | — | SH BEN INT | 552738106 |
| — | THOMPSON CREEK METALS CO INC | 33,000 | $44,000 | 0.0% | $1.33 | $2.30 | — | COM | 884768102 |
| — | ALASKA COMMUNICATIONS SYS GR | 17,264 | $29,000 | 0.0% | $1.68 | $1.63 | — | COM | 01167P101 |