CIK: 0001059543 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 2, 2015
Total Value ($000): $122,298 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MB FINANCIAL INC NEW | 202,852 | $6,621 | 5.4% | $29.85 | — | COM | 55264U108 |
| BAC | BANK AMER CORP | 397,408 | $6,191 | 5.1% | $12.22 | +10.0% | COM | 060505104 |
| — | SOUTHERN NATL BANCORP OF VA | 421,394 | $4,757 | 3.9% | $10.69 | — | COM | 843395104 |
| CNO | CNO FINL GROUP INC | 248,010 | $4,665 | 3.8% | $12.65 | +15.0% | COM | 12621E103 |
| — | M & T BK CORP | 90,577 | $4,459 | 3.6% | $44.20 | — | *W EXP 12/23/201 | 55261F112 |
| PNC | PNC FINL SVCS GROUP INC | 41,661 | $3,716 | 3.0% | $51.88 | +30.5% | COM | 693475105 |
| — | CAPITAL ONE FINL CORP | 116,306 | $3,688 | 3.0% | $35.00 | — | *W EXP 11/14/201 | 14040H139 |
| — | RITE AID CORP | 599,435 | $3,639 | 3.0% | $7.01 | — | COM | 767754104 |
| — | JPMORGAN CHASE & CO | 137,039 | $2,728 | 2.2% | $19.48 | — | *W EXP 10/28/201 | 46634E114 |
| — | BB&T CORP | 76,206 | $2,713 | 2.2% | $37.27 | — | COM | 054937107 |
| — | MERIDIAN BANCORP INC MD | 191,079 | $2,612 | 2.1% | $11.21 | — | COM | 58958U103 |
| — | SOUTH ST CORP | 33,836 | $2,601 | 2.1% | $60.08 | — | COM | 840441109 |
| — | STERLING BANCORP DEL | 165,591 | $2,462 | 2.0% | $14.40 | — | COM | 85917A100 |
| — | SYNOVUS FINL CORP | 82,277 | $2,436 | 2.0% | $24.53 | — | COM NEW | 87161C501 |
| — | INVESTORS BANCORP INC NEW | 167,217 | $2,063 | 1.7% | $10.99 | — | COM | 46146L101 |
| SBCF | SEACOAST BKG CORP FLA | 138,564 | $2,007 | 1.6% | $11.28 | +36.0% | COM NEW | 811707801 |
| — | HARTFORD FINL SVCS GROUP INC | 52,155 | $1,991 | 1.6% | $27.51 | — | *W EXP 06/26/201 | 416515120 |
| FITB | FIFTH THIRD BANCORP | 100,659 | $1,903 | 1.6% | $13.25 | +6.8% | COM | 316773100 |
| KEY | KEYCORP NEW | 137,760 | $1,792 | 1.5% | $8.05 | +16.0% | COM | 493267108 |
| COF | CAPITAL ONE FINL CORP | 22,810 | $1,654 | 1.4% | $60.38 | +10.2% | COM | 14040H105 |
| — | HUDSON CITY BANCORP | 155,800 | $1,584 | 1.3% | $9.97 | — | COM | 443683107 |
| IMPM | IMPAC MTG HLDGS INC | 95,375 | $1,559 | 1.3% | $7.59 | +141.1% | COM NEW | 45254P508 |
| HWC | HANCOCK HLDG CO | 55,912 | $1,512 | 1.2% | $31.98 | -11.2% | COM | 410120109 |
| NBTB | NBT BANCORP INC | 53,997 | $1,455 | 1.2% | $24.54 | +7.9% | COM | 628778102 |
| JPM | JPMORGAN CHASE & CO | 22,534 | $1,374 | 1.1% | $44.66 | +11.1% | COM | 46625H100 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 32,600 | $1,374 | 1.1% | $21.50 | +32.1% | COM | 744573106 |
| — | COMERICA INC | 104,462 | $1,306 | 1.1% | $18.74 | — | *W EXP 11/14/201 | 200340115 |
| CERS | CERUS CORP | 286,880 | $1,303 | 1.1% | $4.96 | +4.4% | COM | 157085101 |
| ABR | ARBOR RLTY TR INC | 203,853 | $1,297 | 1.1% | $6.64 | — | COM | 038923108 |
| — | ESSA BANCORP INC | 98,688 | $1,279 | 1.0% | $11.56 | — | COM | 29667D104 |
| — | SUNTRUST BKS INC | 32,620 | $1,247 | 1.0% | $37.06 | — | COM | 867914103 |
| C | CITIGROUP INC | 22,823 | $1,132 | 0.9% | $37.66 | +8.2% | COM NEW | 172967424 |
| JPM | JPMORGAN CHASE & CO | 107,900 | $1,116 | 0.9% | $44.66 | +11.1% | Call | 46625H100 |
| EFSC | ENTERPRISE FINL SVCS CORP | 41,420 | $1,043 | 0.9% | $15.45 | +29.5% | COM | 293712105 |
| USB | US BANCORP DEL | 24,800 | $1,017 | 0.8% | $25.38 | +17.5% | COM NEW | 902973304 |
| THG | HANOVER INS GROUP INC | 13,026 | $1,012 | 0.8% | $42.09 | +40.2% | COM | 410867105 |
| — | AVENUE FINL HLDGS INC | 75,000 | $990 | 0.8% | $12.61 | — | COM | 05358K102 |
| — | MIDSOUTH BANCORP INC | 83,059 | $972 | 0.8% | $15.93 | — | COM | 598039105 |
| — | HAMPTON ROADS BANKSHARES INC | 494,999 | $940 | 0.8% | $1.73 | — | COM NEW | 409321502 |
| BAC | BANK AMER CORP | 231,100 | $930 | 0.8% | $12.22 | +10.0% | Call | 060505104 |
| RF | REGIONS FINL CORP NEW | 93,159 | $839 | 0.7% | $6.89 | -0.8% | COM | 7591EP100 |
| — | BENEFICIAL BANCORP INC | 62,072 | $823 | 0.7% | $11.61 | — | COM | 08171T102 |
| — | UNITED CMNTY BANCORP IND | 55,000 | $822 | 0.7% | $12.25 | — | COM | 90984R101 |
| MS | MORGAN STANLEY | 25,845 | $814 | 0.7% | $22.26 | +22.5% | COM NEW | 617446448 |
| NWBI | NORTHWEST BANCSHARES INC MD | 59,193 | $770 | 0.6% | $6.88 | +4.5% | COM | 667340103 |
| GSBD | GOLDMAN SACHS BDC INC | 41,578 | $765 | 0.6% | $21.69 | +5.4% | SHS | 38147U107 |
| MET | METLIFE INC | 15,280 | $720 | 0.6% | $30.13 | +9.2% | COM | 59156R108 |
| — | LEADING BRANDS INC | 196,934 | $695 | 0.6% | $3.85 | — | COM NEW | 52170U207 |
| — | STATE BK FINL CORP | 33,236 | $687 | 0.6% | $18.34 | — | COM | 856190103 |
| OLP | ONE LIBERTY PPTYS INC | 31,448 | $671 | 0.5% | $21.29 | — | COM | 682406103 |
| — | FRANKLIN FINL NETWORK INC | 29,973 | $670 | 0.5% | $22.95 | — | COM | 35352P104 |
| — | UNITED FINL BANCORP INC NEW | 48,926 | $638 | 0.5% | $13.55 | — | COM | 910304104 |
| — | FIRST DEFIANCE FINL CORP | 17,016 | $622 | 0.5% | $27.08 | — | COM | 32006W106 |
| — | WELLS FARGO & CO NEW | 75,700 | $614 | 0.5% | $16.32 | — | Call | 949746119 |
| — | WELLS FARGO & CO NEW | 30,500 | $579 | 0.5% | $16.32 | — | *W EXP 10/28/201 | 949746119 |
| HBAN | HUNTINGTON BANCSHARES INC | 54,330 | $576 | 0.5% | $5.68 | +28.9% | COM | 446150104 |
| CNOB | CONNECTONE BANCORP INC NEW | 29,500 | $569 | 0.5% | $15.05 | +7.5% | COM | 20786W107 |
| T | AT&T INC | 17,295 | $563 | 0.5% | $11.77 | +4.2% | COM | 00206R102 |
| — | CIT GROUP INC | 13,900 | $556 | 0.5% | $49.18 | — | COM NEW | 125581801 |
| SWKS | SKYWORKS SOLUTIONS INC | 14,500 | $523 | 0.4% | — | — | Call | 83088M102 |
| — | BANK AMER CORP | 88,241 | $506 | 0.4% | $6.57 | — | *W EXP 01/16/201 | 060505146 |
| META | FACEBOOK INC | 5,500 | $494 | 0.4% | $49.86 | +82.8% | CL A | 30303M102 |
| HAFC | HANMI FINL CORP | 19,214 | $484 | 0.4% | $18.99 | +31.4% | COM NEW | 410495204 |
| — | SOUTHCOAST FINANCIAL CORP | 36,000 | $480 | 0.4% | $6.67 | — | COM | 84129R100 |
| ALL | ALLSTATE CORP | 7,600 | $443 | 0.4% | $41.21 | +20.8% | COM | 020002101 |
| — | XL GROUP PLC | 12,000 | $436 | 0.4% | $31.25 | — | SHS | G98290102 |
| AIG | AMERICAN INTL GROUP INC | 7,520 | $427 | 0.3% | $37.86 | +24.6% | COM NEW | 026874784 |
| STT | STATE STR CORP | 6,100 | $410 | 0.3% | $50.63 | +9.2% | COM | 857477103 |
| — | WESTFIELD FINANCIAL INC NEW | 53,333 | $408 | 0.3% | $7.35 | — | COM | 96008P104 |
| — | ENDURANCE SPECIALTY HLDGS LT | 6,600 | $403 | 0.3% | $58.64 | — | SHS | G30397106 |
| — | KKR & CO L P DEL | 23,000 | $386 | 0.3% | $22.87 | — | COM UNITS | 48248M102 |
| — | COWEN GROUP INC NEW | 84,000 | $383 | 0.3% | $4.56 | — | CL A | 223622101 |
| — | MAIDEN HOLDINGS LTD | 27,500 | $382 | 0.3% | $12.44 | — | SHS | G5753U112 |
| AIG | AMERICAN INTL GROUP INC | 33,500 | $380 | 0.3% | $37.86 | +24.6% | Call | 026874784 |
| — | MONARCH FINANCIAL HOLDINGS I | 29,420 | $365 | 0.3% | $12.30 | — | COM | 60907Q100 |
| CMA | COMERICA INC | 8,702 | $358 | 0.3% | $29.55 | +3.4% | COM | 200340107 |
| — | LEGG MASON INC | 8,200 | $341 | 0.3% | $43.54 | — | COM | 524901105 |
| — | DISCOVER FINL SVCS | 6,500 | $338 | 0.3% | $56.00 | — | COM | 254709108 |
| BPOP | POPULAR INC | 10,982 | $332 | 0.3% | $20.37 | +10.7% | COM NEW | 733174700 |
| CROX | CROCS INC | 25,492 | $329 | 0.3% | $12.37 | +17.2% | COM | 227046109 |
| LNC | LINCOLN NATL CORP IND | 6,600 | $313 | 0.3% | $31.80 | +14.6% | COM | 534187109 |
| — | RADIUS HEALTH INC | 4,500 | $312 | 0.3% | $69.33 | — | COM NEW | 750469207 |
| — | BBCN BANCORP INC | 19,981 | $300 | 0.2% | $16.57 | — | COM | 073295107 |
| C | CITIGROUP INC | 30,800 | $300 | 0.2% | $37.66 | +8.2% | Call | 172967424 |
| BK | BANK NEW YORK MELLON CORP | 45,000 | $296 | 0.2% | $32.00 | 0.0% | Call | 064058100 |
| — | PNC FINL SVCS GROUP INC | 11,890 | $290 | 0.2% | $17.75 | — | *W EXP 12/31/201 | 693475121 |
| — | SUNTRUST BKS INC | 35,154 | $289 | 0.2% | $9.12 | — | *W EXP 12/31/201 | 867914129 |
| WFC | WELLS FARGO & CO NEW | 5,619 | $289 | 0.2% | $30.76 | +33.5% | COM | 949746101 |
| — | BROOKLINE BANCORP INC DEL | 28,405 | $288 | 0.2% | $9.54 | — | COM | 11373M107 |
| — | ALLIED WRLD ASSUR COM HLDG A | 7,500 | $286 | 0.2% | $62.93 | — | SHS | H01531104 |
| LEN | LENNAR CORP | 5,600 | $270 | 0.2% | $30.45 | +46.5% | CL A | 526057104 |
| NXPI | NXP SEMICONDUCTORS N V | 10,500 | $267 | 0.2% | — | — | Call | N6596X109 |
| — | MADISON SQUARE GARDEN CO | 3,667 | $265 | 0.2% | $57.54 | — | CL A | 55826P100 |
| BDX | BECTON DICKINSON & CO | 2,000 | $265 | 0.2% | $85.77 | +39.0% | COM | 075887109 |
| MS | MORGAN STANLEY | 46,200 | $261 | 0.2% | $22.26 | +22.5% | Call | 617446448 |
| TRV | TRAVELERS COMPANIES INC | 21,600 | $257 | 0.2% | $81.32 | 0.0% | Call | 89417E109 |
| WSBF | WATERSTONE FINL INC MD | 18,561 | $250 | 0.2% | $10.47 | +24.9% | COM | 94188P101 |
| OSBC | OLD SECOND BANCORP INC ILL | 40,000 | $249 | 0.2% | $4.45 | +30.0% | COM | 680277100 |
| — | MERCHANTS BANCSHARES | 8,360 | $246 | 0.2% | $31.94 | — | COM | 588448100 |
| PRU | PRUDENTIAL FINL INC | 19,300 | $242 | 0.2% | — | — | Call | 744320102 |
| — | ARGO GROUP INTL HLDGS LTD | 4,092 | $232 | 0.2% | $50.10 | — | COM | G0464B107 |
| — | GENERAL ELECTRIC CO | 71,000 | $226 | 0.2% | — | — | Call | 369604103 |
| GNE | GENIE ENERGY LTD | 27,426 | $225 | 0.2% | $11.22 | -13.0% | CL B | 372284208 |
| — | GUARANTY FED BANCSHARES INC | 15,000 | $220 | 0.2% | $14.73 | — | COM | 40108P101 |
| GS | GOLDMAN SACHS GROUP INC | 7,400 | $207 | 0.2% | — | — | Call | 38141G104 |
| ABCB | AMERIS BANCORP | 7,209 | $207 | 0.2% | $23.81 | 0.0% | COM | 03076K108 |
| KRNY | KEARNY FINL CORP MD | 17,036 | $195 | 0.2% | $10.55 | +8.4% | COM | 48716P108 |
| — | HOLOGIC INC | 11,000 | $191 | 0.2% | — | — | Call | 436440AB7 |
| — | CLIFTON BANCORP INC | 13,702 | $190 | 0.2% | $14.09 | — | COM | 186873105 |
| PNC | PNC FINL SVCS GROUP INC | 18,000 | $189 | 0.2% | $51.88 | +30.5% | Call | 693475105 |
| MET | METLIFE INC | 36,100 | $178 | 0.1% | $30.13 | +9.2% | Call | 59156R108 |
| KEY | KEYCORP NEW | 54,500 | $173 | 0.1% | $8.05 | +16.0% | Call | 493267108 |
| — | SUNTRUST BKS INC | 32,000 | $169 | 0.1% | $37.06 | — | Call | 867914103 |
| — | ORITANI FINL CORP DEL | 10,800 | $169 | 0.1% | $16.02 | — | COM | 68633D103 |
| BMY | BRISTOL MYERS SQUIBB CO | 20,000 | $168 | 0.1% | $44.54 | 0.0% | Call | 110122108 |
| FCCO | FIRST CMNTY CORP S C | 13,500 | $167 | 0.1% | $9.35 | +0.6% | COM | 319835104 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,794 | $165 | 0.1% | $44.54 | 0.0% | COM | 110122108 |
| — | FIRST CLOVER LEAF FIN CORP | 17,352 | $163 | 0.1% | $9.80 | — | COM | 31969M105 |
| — | DISCOVER FINL SVCS | 26,400 | $151 | 0.1% | $56.00 | — | Call | 254709108 |
| ABT | ABBOTT LABS | 19,600 | $141 | 0.1% | — | — | Call | 002824100 |
| — | NEWBRIDGE BANCORP | 15,000 | $128 | 0.1% | $8.91 | — | CL A NO PAR | 65080T102 |
| ZTS | ZOETIS INC | 14,700 | $128 | 0.1% | $42.76 | 0.0% | Call | 98978V103 |
| ROST | ROSS STORES INC | 10,000 | $126 | 0.1% | — | — | Call | 778296103 |
| — | 1ST CENTURY BANCSHARES INC | 15,992 | $126 | 0.1% | $7.88 | — | COM | 31943X102 |
| — | BAY BANCORP INC | 23,698 | $121 | 0.1% | $5.19 | — | COM | 07203T106 |
| — | FIRST CAPITAL BANCORP VA | 25,000 | $120 | 0.1% | $4.28 | — | COM | 319438107 |
| TRV | TRAVELERS COMPANIES INC | 1,200 | $119 | 0.1% | $81.32 | 0.0% | COM | 89417E109 |
| MSFT | MICROSOFT CORP | 16,700 | $112 | 0.1% | — | — | Call | 594918104 |
| — | EASTERN VA BANKSHARES INC | 16,000 | $108 | 0.1% | $7.00 | — | COM | 277196101 |
| — | ACE LTD | 996 | $103 | 0.1% | $103.41 | — | SHS | H0023R105 |
| FITB | FIFTH THIRD BANCORP | 74,000 | $97 | 0.1% | $13.25 | +6.8% | Call | 316773100 |
| ZION | ZIONS BANCORPORATION | 25,000 | $96 | 0.1% | — | — | Call | 989701107 |
| RF | REGIONS FINL CORP NEW | 109,100 | $93 | 0.1% | $6.89 | -0.8% | Call | 7591EP100 |
| — | SEVERN BANCORP ANNAPOLIS MD | 19,558 | $91 | 0.1% | $4.81 | — | COM | 81811M100 |
| ALL | ALLSTATE CORP | 22,100 | $89 | 0.1% | $41.21 | +20.8% | Call | 020002101 |
| ZTS | ZOETIS INC | 2,100 | $86 | 0.1% | $42.76 | 0.0% | CL A | 98978V103 |
| BK | BANK NEW YORK MELLON CORP | 2,000 | $78 | 0.1% | $32.00 | 0.0% | COM | 064058100 |
| — | CIT GROUP INC | 12,000 | $65 | 0.1% | $49.18 | — | Call | 125581801 |
| LEN | LENNAR CORP | 5,000 | $59 | 0.0% | $30.45 | +46.5% | Call | 526057104 |
| — | MAGNUM HUNTER RES CORP DEL | 156,000 | $53 | 0.0% | $1.29 | — | COM | 55973B102 |
| — | ACE LTD | 18,700 | $52 | 0.0% | $103.41 | — | Call | H0023R105 |
| — | YOU ON DEMAND HLDGS INC | 25,432 | $49 | 0.0% | $6.36 | — | COM NEW | 98741R207 |
| — | E M C CORP MASS | 23,300 | $37 | 0.0% | — | — | Call | 268648102 |
| — | RITE AID CORP | 15,000 | $35 | 0.0% | $7.01 | — | Call | 767754104 |
| PFE | PFIZER INC | 10,000 | $31 | 0.0% | $20.10 | +2.5% | Call | 717081103 |
| — | BIOSCRIP INC | 14,802 | $28 | 0.0% | $8.05 | — | COM | 09069N108 |
| COF | CAPITAL ONE FINL CORP | 5,000 | $26 | 0.0% | $60.38 | +10.2% | Call | 14040H105 |
| — | HERTZ GLOBAL HOLDINGS INC | 11,000 | $15 | 0.0% | — | — | Call | 42805T105 |
| — | ALCOA INC | 10,000 | $14 | 0.0% | — | — | Call | 013817101 |
| — | AMERICAN INTL GROUP INC | 442 | $10 | 0.0% | $22.62 | — | *W EXP 01/19/202 | 026874156 |
| — | INVENSENSE INC | 25,000 | $1 | 0.0% | — | — | Call | 46123D205 |
| HUN | HUNTSMAN CORP | 15,000 | $0 | 0.0% | — | — | Call | 447011107 |
| GNW | GENWORTH FINL INC | 22,000 | $0 | 0.0% | — | — | Call | 37247D106 |