CIK: 0001059543 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Jan 28, 2016
Total Value ($000): $134,995 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | RITE AID CORP | 1,581,787 | $12,401 | 9.2% | $7.52 | — | COM | 767754104 |
| — | MB FINANCIAL INC NEW | 177,028 | $5,730 | 4.2% | $29.85 | — | COM | 55264U108 |
| — | SOUTHERN NATL BANCORP OF VA | 437,294 | $5,711 | 4.2% | $10.78 | — | COM | 843395104 |
| — | M & T BK CORP | 95,391 | $4,648 | 3.4% | $44.43 | — | *W EXP 12/23/201 | 55261F112 |
| CNO | CNO FINL GROUP INC | 203,567 | $3,886 | 2.9% | $12.65 | +23.6% | COM | 12621E103 |
| PNC | PNC FINL SVCS GROUP INC | 40,526 | $3,863 | 2.9% | $51.88 | +29.5% | COM | 693475105 |
| — | CAPITAL ONE FINL CORP | 115,506 | $3,621 | 2.7% | $35.00 | — | *W EXP 11/14/201 | 14040H139 |
| — | JPMORGAN CHASE & CO | 138,406 | $3,279 | 2.4% | $19.48 | — | *W EXP 10/28/201 | 46634E114 |
| — | MERIDIAN BANCORP INC MD | 211,079 | $2,977 | 2.2% | $11.49 | — | COM | 58958U103 |
| — | BB&T CORP | 72,669 | $2,748 | 2.0% | $37.27 | — | COM | 054937107 |
| — | STERLING BANCORP DEL | 167,191 | $2,712 | 2.0% | $14.40 | — | COM | 85917A100 |
| — | SYNOVUS FINL CORP | 81,877 | $2,651 | 2.0% | $24.53 | — | COM NEW | 87161C501 |
| — | SOUTH ST CORP | 33,836 | $2,435 | 1.8% | $60.08 | — | COM | 840441109 |
| — | INVESTORS BANCORP INC NEW | 167,217 | $2,080 | 1.5% | $10.99 | — | COM | 46146L101 |
| SBCF | SEACOAST BKG CORP FLA | 138,564 | $2,076 | 1.5% | $11.28 | +35.9% | COM NEW | 811707801 |
| FITB | FIFTH THIRD BANCORP | 100,659 | $2,023 | 1.5% | $13.25 | +4.8% | COM | 316773100 |
| IMPM | IMPAC MTG HLDGS INC | 111,172 | $2,001 | 1.5% | $9.18 | +104.5% | COM NEW | 45254P508 |
| CERS | CERUS CORP | 310,944 | $1,966 | 1.5% | $4.99 | +6.8% | COM | 157085101 |
| — | HARTFORD FINL SVCS GROUP INC | 51,255 | $1,849 | 1.4% | $27.51 | — | *W EXP 06/26/201 | 416515120 |
| KEY | KEYCORP NEW | 137,760 | $1,817 | 1.3% | $8.05 | +7.7% | COM | 493267108 |
| COF | CAPITAL ONE FINL CORP | 22,810 | $1,647 | 1.2% | $60.38 | +5.7% | COM | 14040H105 |
| ABR | ARBOR RLTY TR INC | 220,253 | $1,575 | 1.2% | $6.68 | — | COM | 038923108 |
| NBTB | NBT BANCORP INC | 53,997 | $1,505 | 1.1% | $24.54 | +16.0% | COM | 628778102 |
| — | COMERICA INC | 104,462 | $1,464 | 1.1% | $18.74 | — | *W EXP 11/14/201 | 200340115 |
| JPM | JPMORGAN CHASE & CO | 107,900 | $1,463 | 1.1% | $44.66 | +11.2% | Call | 46625H100 |
| JPM | JPMORGAN CHASE & CO | 21,934 | $1,448 | 1.1% | $44.66 | +11.2% | COM | 46625H100 |
| HWC | HANCOCK HLDG CO | 55,912 | $1,407 | 1.0% | $31.98 | -14.7% | COM | 410120109 |
| — | ESSA BANCORP INC | 98,688 | $1,350 | 1.0% | $11.56 | — | COM | 29667D104 |
| — | SUNTRUST BKS INC | 30,620 | $1,312 | 1.0% | $37.06 | — | COM | 867914103 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 32,600 | $1,261 | 0.9% | $21.50 | +31.1% | COM | 744573106 |
| — | WELLS FARGO & CO NEW | 61,000 | $1,250 | 0.9% | $18.41 | — | *W EXP 10/28/201 | 949746119 |
| MTB | M & T BK CORP | 10,300 | $1,248 | 0.9% | $91.64 | 0.0% | COM | 55261F104 |
| RF | REGIONS FINL CORP NEW | 125,159 | $1,202 | 0.9% | $6.83 | -2.3% | COM | 7591EP100 |
| C | CITIGROUP INC | 22,823 | $1,181 | 0.9% | $37.66 | +5.2% | COM NEW | 172967424 |
| EFSC | ENTERPRISE FINL SVCS CORP | 41,420 | $1,174 | 0.9% | $15.45 | +52.4% | COM | 293712105 |
| BAC | BANK AMER CORP | 241,100 | $1,172 | 0.9% | $12.22 | +10.9% | Call | 060505104 |
| — | AVENUE FINL HLDGS INC | 75,000 | $1,078 | 0.8% | $12.61 | — | COM | 05358K102 |
| THG | HANOVER INS GROUP INC | 13,026 | $1,060 | 0.8% | $42.09 | +47.1% | COM | 410867105 |
| GSBD | GOLDMAN SACHS BDC INC | 54,578 | $1,037 | 0.8% | $21.24 | -6.9% | SHS | 38147U107 |
| USB | US BANCORP DEL | 24,300 | $1,037 | 0.8% | $25.38 | +16.6% | COM NEW | 902973304 |
| — | FRANKLIN FINL NETWORK INC | 29,973 | $940 | 0.7% | $22.95 | — | COM | 35352P104 |
| — | HAMPTON ROADS BANKSHARES INC | 494,999 | $911 | 0.7% | $1.73 | — | COM NEW | 409321502 |
| — | COWEN GROUP INC NEW | 231,005 | $885 | 0.7% | $4.10 | — | CL A | 223622101 |
| — | BENEFICIAL BANCORP INC | 62,072 | $827 | 0.6% | $11.61 | — | COM | 08171T102 |
| — | UNITED CMNTY BANCORP IND | 55,000 | $824 | 0.6% | $12.25 | — | COM | 90984R101 |
| MS | MORGAN STANLEY | 25,845 | $822 | 0.6% | $22.26 | +12.3% | COM NEW | 617446448 |
| NWBI | NORTHWEST BANCSHARES INC MD | 59,193 | $794 | 0.6% | $6.88 | +11.6% | COM | 667340103 |
| — | MIDSOUTH BANCORP INC | 83,601 | $759 | 0.6% | $15.93 | — | COM | 598039105 |
| MET | METLIFE INC | 15,310 | $738 | 0.5% | $30.13 | +3.6% | COM | 59156R108 |
| OLP | ONE LIBERTY PPTYS INC | 33,448 | $718 | 0.5% | $21.30 | — | COM | 682406103 |
| — | STATE BK FINL CORP | 33,236 | $699 | 0.5% | $18.34 | — | COM | 856190103 |
| WFC | WELLS FARGO & CO NEW | 75,700 | $679 | 0.5% | $30.76 | +32.7% | Call | 949746101 |
| — | FIRST DEFIANCE FINL CORP | 17,016 | $643 | 0.5% | $27.08 | — | COM | 32006W106 |
| AIG | AMERICAN INTL GROUP INC | 53,000 | $639 | 0.5% | $37.86 | +25.0% | Call | 026874784 |
| — | UNITED FINL BANCORP INC NEW | 48,926 | $630 | 0.5% | $13.55 | — | COM | 910304104 |
| — | TRIANGLE CAP CORP | 32,000 | $612 | 0.5% | $19.13 | — | COM | 895848109 |
| HBAN | HUNTINGTON BANCSHARES INC | 54,313 | $601 | 0.4% | $5.68 | +29.9% | COM | 446150104 |
| T | AT&T INC | 17,295 | $595 | 0.4% | $11.77 | +5.6% | COM | 00206R102 |
| — | MONARCH FINANCIAL HOLDINGS I | 32,362 | $582 | 0.4% | $12.82 | — | COM | 60907Q100 |
| META | FACEBOOK INC | 5,500 | $576 | 0.4% | $49.86 | +104.6% | CL A | 30303M102 |
| — | SUNTRUST BKS INC | 51,974 | $573 | 0.4% | $9.74 | — | *W EXP 12/31/201 | 867914129 |
| — | CIT GROUP INC | 14,349 | $570 | 0.4% | $48.88 | — | COM NEW | 125581801 |
| — | SOUTHCOAST FINANCIAL CORP | 36,000 | $564 | 0.4% | $6.67 | — | COM | 84129R100 |
| — | LEADING BRANDS INC | 198,394 | $552 | 0.4% | $3.85 | — | COM NEW | 52170U207 |
| CNOB | CONNECTONE BANCORP INC NEW | 29,500 | $551 | 0.4% | $15.05 | -1.6% | COM | 20786W107 |
| — | GENERAL ELECTRIC CO | 71,000 | $539 | 0.4% | — | — | Call | 369604103 |
| — | BANK AMER CORP | 88,241 | $514 | 0.4% | $6.57 | — | *W EXP 01/16/201 | 060505146 |
| ALL | ALLSTATE CORP | 7,600 | $472 | 0.3% | $41.21 | +20.7% | COM | 020002101 |
| — | XL GROUP PLC | 12,000 | $470 | 0.3% | $31.25 | — | SHS | G98290102 |
| — | RADIUS HEALTH INC | 7,500 | $461 | 0.3% | $66.19 | — | COM NEW | 750469207 |
| MRCC | MONROE CAP CORP | 35,080 | $459 | 0.3% | $4.47 | 0.0% | COM | 610335101 |
| HAFC | HANMI FINL CORP | 19,214 | $456 | 0.3% | $18.99 | +34.8% | COM NEW | 410495204 |
| — | WESTFIELD FINANCIAL INC NEW | 53,333 | $448 | 0.3% | $7.35 | — | COM | 96008P104 |
| — | PNC FINL SVCS GROUP INC | 14,760 | $424 | 0.3% | $19.88 | — | *W EXP 12/31/201 | 693475121 |
| — | ENDURANCE SPECIALTY HLDGS LT | 6,600 | $422 | 0.3% | $58.64 | — | SHS | G30397106 |
| C | CITIGROUP INC | 36,800 | $412 | 0.3% | $37.66 | +5.2% | Call | 172967424 |
| AIG | AMERICAN INTL GROUP INC | 6,620 | $410 | 0.3% | $37.86 | +25.0% | COM NEW | 026874784 |
| — | MAIDEN HOLDINGS LTD | 27,490 | $410 | 0.3% | $12.44 | — | SHS | G5753U112 |
| SWKS | SKYWORKS SOLUTIONS INC | 14,500 | $407 | 0.3% | — | — | Call | 83088M102 |
| STT | STATE STR CORP | 6,095 | $404 | 0.3% | $50.63 | +2.5% | COM | 857477103 |
| — | BB&T CORP | 71,600 | $379 | 0.3% | $37.27 | — | Call | 054937107 |
| CMA | COMERICA INC | 8,702 | $364 | 0.3% | $29.55 | -0.2% | COM | 200340107 |
| — | KKR & CO L P DEL | 23,000 | $359 | 0.3% | $22.87 | — | COM UNITS | 48248M102 |
| — | DISCOVER FINL SVCS | 6,495 | $348 | 0.3% | $56.00 | — | COM | 254709108 |
| — | BBCN BANCORP INC | 19,981 | $344 | 0.3% | $16.57 | — | COM | 073295107 |
| KRNY | KEARNY FINL CORP MD | 27,036 | $342 | 0.3% | $11.16 | +9.2% | COM | 48716P108 |
| BK | BANK NEW YORK MELLON CORP | 45,000 | $336 | 0.2% | $32.00 | +1.5% | Call | 064058100 |
| FGBI | FIRST GTY BANCSHARES INC | 17,836 | $334 | 0.2% | $10.82 | 0.0% | COM | 32043P106 |
| LNC | LINCOLN NATL CORP IND | 6,600 | $332 | 0.2% | $31.80 | +12.3% | COM | 534187109 |
| — | BROOKLINE BANCORP INC DEL | 28,405 | $327 | 0.2% | $9.54 | — | COM | 11373M107 |
| — | LEGG MASON INC | 8,177 | $321 | 0.2% | $43.54 | — | COM | 524901105 |
| OSBC | OLD SECOND BANCORP INC ILL | 40,000 | $314 | 0.2% | $4.45 | +48.2% | COM | 680277100 |
| BPOP | POPULAR INC | 10,982 | $311 | 0.2% | $20.37 | +10.1% | COM NEW | 733174700 |
| GNE | GENIE ENERGY LTD | 27,426 | $305 | 0.2% | $11.22 | +1.0% | CL B | 372284208 |
| BMY | BRISTOL MYERS SQUIBB CO | 20,000 | $303 | 0.2% | $44.54 | +4.8% | Call | 110122108 |
| MS | MORGAN STANLEY | 46,200 | $300 | 0.2% | $22.26 | +12.3% | Call | 617446448 |
| TRV | TRAVELERS COMPANIES INC | 11,600 | $280 | 0.2% | $81.32 | +9.3% | Call | 89417E109 |
| — | ALLIED WRLD ASSUR COM HLDG A | 7,500 | $279 | 0.2% | $62.93 | — | SHS | H01531104 |
| LEN | LENNAR CORP | 5,597 | $274 | 0.2% | $30.45 | +42.4% | CL A | 526057104 |
| WFC | WELLS FARGO & CO NEW | 5,019 | $273 | 0.2% | $30.76 | +32.7% | COM | 949746101 |
| — | MERCHANTS BANCSHARES | 8,360 | $263 | 0.2% | $31.94 | — | COM | 588448100 |
| WSBF | WATERSTONE FINL INC MD | 18,561 | $262 | 0.2% | $10.47 | +30.5% | COM | 94188P101 |
| CROX | CROCS INC | 25,492 | $261 | 0.2% | $12.37 | -13.0% | COM | 227046109 |
| — | GLAXOSMITHKLINE PLC | 17,400 | $248 | 0.2% | — | — | Call | 37733W105 |
| ABCB | AMERIS BANCORP | 7,209 | $245 | 0.2% | $23.81 | +18.4% | COM | 03076K108 |
| — | ARGO GROUP INTL HLDGS LTD | 4,092 | $245 | 0.2% | $50.10 | — | COM | G0464B107 |
| MET | METLIFE INC | 44,500 | $236 | 0.2% | $30.13 | +3.6% | Call | 59156R108 |
| — | FLAGSTAR BANCORP INC | 10,000 | $231 | 0.2% | $23.10 | — | COM PAR .001 | 337930705 |
| BDX | BECTON DICKINSON & CO | 1,500 | $231 | 0.2% | $85.77 | +43.9% | COM | 075887109 |
| — | GUARANTY FED BANCSHARES INC | 15,000 | $229 | 0.2% | $14.73 | — | COM | 40108P101 |
| NXPI | NXP SEMICONDUCTORS N V | 10,500 | $221 | 0.2% | — | — | Call | N6596X109 |
| — | SUNTRUST BKS INC | 22,000 | $216 | 0.2% | $37.06 | — | Call | 867914103 |
| — | FIRST NBC BK HLDG CO | 5,516 | $206 | 0.2% | $37.35 | — | COM | 32115D106 |
| ABT | ABBOTT LABS | 19,600 | $203 | 0.2% | — | — | Call | 002824100 |
| FCCO | FIRST CMNTY CORP S C | 13,500 | $201 | 0.1% | $9.35 | +10.1% | COM | 319835104 |
| CLX | CLOROX CO DEL | 8,600 | $200 | 0.1% | — | — | Call | 189054109 |
| — | ABILITY INC | 20,000 | $198 | 0.1% | $9.90 | — | SHS | G8789K108 |
| PRKS | SEAWORLD ENTMT INC | 10,000 | $197 | 0.1% | $18.57 | 0.0% | COM | 81282V100 |
| — | CLIFTON BANCORP INC | 13,697 | $196 | 0.1% | $14.09 | — | COM | 186873105 |
| PFE | PFIZER INC | 6,000 | $194 | 0.1% | $20.38 | 0.0% | COM | 717081103 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,788 | $192 | 0.1% | $44.54 | +4.8% | COM | 110122108 |
| UPS | UNITED PARCEL SERVICE INC | 2,000 | $192 | 0.1% | $70.63 | 0.0% | CL B | 911312106 |
| KEY | KEYCORP NEW | 54,500 | $191 | 0.1% | $8.05 | +7.7% | Call | 493267108 |
| PRU | PRUDENTIAL FINL INC | 19,300 | $191 | 0.1% | — | — | Call | 744320102 |
| ZTS | ZOETIS INC | 14,700 | $189 | 0.1% | $42.76 | -2.4% | Call | 98978V103 |
| — | NEWBRIDGE BANCORP | 15,000 | $183 | 0.1% | $8.91 | — | CL A NO PAR | 65080T102 |
| ZION | ZIONS BANCORPORATION | 43,500 | $179 | 0.1% | — | — | Call | 989701107 |
| — | ORITANI FINL CORP DEL | 10,778 | $178 | 0.1% | $16.02 | — | COM | 68633D103 |
| — | FIRST CLOVER LEAF FIN CORP | 17,352 | $161 | 0.1% | $9.80 | — | COM | 31969M105 |
| — | 1ST CENTURY BANCSHARES INC | 23,202 | $160 | 0.1% | $7.57 | — | COM | 31943X102 |
| PNC | PNC FINL SVCS GROUP INC | 9,000 | $136 | 0.1% | $51.88 | +29.5% | Call | 693475105 |
| TRV | TRAVELERS COMPANIES INC | 1,200 | $135 | 0.1% | $81.32 | +9.3% | COM | 89417E109 |
| — | FIRST NIAGARA FINL GP INC | 12,000 | $130 | 0.1% | $10.83 | — | COM | 33582V108 |
| FITB | FIFTH THIRD BANCORP | 74,000 | $129 | 0.1% | $13.25 | +4.8% | Call | 316773100 |
| — | BAY BANCORP INC | 23,698 | $120 | 0.1% | $5.19 | — | COM | 07203T106 |
| — | ACE LTD | 996 | $116 | 0.1% | $103.41 | — | SHS | H0023R105 |
| — | EASTERN VA BANKSHARES INC | 16,000 | $115 | 0.1% | $7.00 | — | COM | 277196101 |
| — | SEVERN BANCORP ANNAPOLIS MD | 19,558 | $112 | 0.1% | $4.81 | — | COM | 81811M100 |
| RF | REGIONS FINL CORP NEW | 109,100 | $109 | 0.1% | $6.83 | -2.3% | Call | 7591EP100 |
| — | HOLOGIC INC | 11,000 | $101 | 0.1% | — | — | Call | 436440AB7 |
| ROST | ROSS STORES INC | 10,000 | $101 | 0.1% | — | — | Call | 778296103 |
| ZTS | ZOETIS INC | 2,100 | $101 | 0.1% | $42.76 | -2.4% | CL A | 98978V103 |
| BK | BANK NEW YORK MELLON CORP | 2,000 | $82 | 0.1% | $32.00 | +1.5% | COM | 064058100 |
| — | CIT GROUP INC | 12,000 | $60 | 0.0% | $48.88 | — | Call | 125581801 |
| — | INVENSENSE INC | 26,500 | $59 | 0.0% | — | — | Call | 46123D205 |
| LEN | LENNAR CORP | 5,000 | $50 | 0.0% | $30.45 | +42.4% | Call | 526057104 |
| — | ACE LTD | 13,000 | $48 | 0.0% | $103.41 | — | Call | H0023R105 |
| — | YOU ON DEMAND HLDGS INC | 25,000 | $47 | 0.0% | $6.36 | — | COM NEW | 98741R207 |
| — | E M C CORP MASS | 23,300 | $43 | 0.0% | — | — | Call | 268648102 |
| — | RITE AID CORP | 15,000 | $39 | 0.0% | $7.52 | — | Call | 767754104 |
| PFE | PFIZER INC | 10,000 | $28 | 0.0% | $20.38 | 0.0% | Call | 717081103 |
| — | BIOSCRIP INC | 14,802 | $26 | 0.0% | $8.05 | — | COM | 09069N108 |
| PRKS | SEAWORLD ENTMT INC | 12,000 | $26 | 0.0% | $18.57 | 0.0% | Call | 81282V100 |
| UPS | UNITED PARCEL SERVICE INC | 4,000 | $11 | 0.0% | $70.63 | 0.0% | Call | 911312106 |
| COF | CAPITAL ONE FINL CORP | 5,000 | $8 | 0.0% | $60.38 | +5.7% | Call | 14040H105 |
| ALL | ALLSTATE CORP | 3,000 | $2 | 0.0% | $41.21 | +20.7% | Call | 020002101 |