Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 7, 2020
Total Value: $102M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| FPE | FIRST TR EXCHANGE-TRADED FD | 204,955 | $4.113M | 4.0% | $19.41 | — | PFD SECS INC ETF | 33739E108 |
| SHY | ISHARES TR | 30,796 | $2.606M | 2.6% | $84.46 | — | 1 3 YR TREAS BD | 464287457 |
| XLU | SELECT SECTOR SPDR TR | 37,328 | $2.412M | 2.4% | $57.50 | — | SBI INT-UTILS | 81369Y886 |
| BF/B | BROWN FORMAN CORP | 35,200 | $2.38M | 2.3% | $47.61 | +22.4% | CL B | 115637209 |
| XLB | SELECT SECTOR SPDR TR | 37,901 | $2.328M | 2.3% | $61.42 | — | SBI MATERIALS | 81369Y100 |
| QCOM | QUALCOMM INC | 24,614 | $2.172M | 2.1% | $72.86 | 0.0% | COM | 747525103 |
| ITB | ISHARES TR | 48,504 | $2.155M | 2.1% | $43.33 | — | US HOME CONS ETF | 464288752 |
| TXN | TEXAS INSTRS INC | 16,509 | $2.118M | 2.1% | $103.75 | 0.0% | COM | 882508104 |
| OKE | ONEOK INC NEW | 27,978 | $2.117M | 2.1% | $39.29 | +21.4% | COM | 682680103 |
| TIP | ISHARES TR | 17,796 | $2.074M | 2.0% | $116.54 | — | TIPS BD ETF | 464287176 |
| CVX | CHEVRON CORP NEW | 17,199 | $2.073M | 2.0% | $87.50 | +2.5% | COM | 166764100 |
| AWK | AMERICAN WTR WKS CO INC NEW | 16,758 | $2.059M | 2.0% | $95.81 | +12.7% | COM | 030420103 |
| UCON | FIRST TR EXCHNG TRADED FD VI | 78,627 | $2.034M | 2.0% | $25.74 | — | TCW UNCONSTRAI | 33740F888 |
| CMBS | ISHARES TR | 37,921 | $2.002M | 2.0% | $52.91 | — | CMBS ETF | 46429B366 |
| CB | CHUBB LIMITED | 12,805 | $1.993M | 2.0% | $129.36 | +7.0% | COM | H1467J104 |
| AAPL | APPLE INC | 6,739 | $1.979M | 1.9% | $39.23 | +58.1% | COM | 037833100 |
| MRK | MERCK & CO INC | 21,628 | $1.967M | 1.9% | $62.14 | +8.7% | COM | 58933Y105 |
| KMI | KINDER MORGAN INC DEL | 92,920 | $1.967M | 1.9% | $13.66 | +2.8% | COM | 49456B101 |
| BMY | BRISTOL MYERS SQUIBB CO | 30,411 | $1.952M | 1.9% | $45.19 | 0.0% | COM | 110122108 |
| BXP | BOSTON PROPERTIES INC | 14,144 | $1.95M | 1.9% | $86.59 | +14.6% | COM | 101121101 |
| BKH | BLACK HILLS CORP | 24,366 | $1.914M | 1.9% | $58.01 | +3.7% | COM | 092113109 |
| FIXD | FIRST TR EXCHNG TRADED FD VI | 36,590 | $1.896M | 1.9% | $51.78 | — | TCW OPPORTUNIS | 33740F805 |
| XLE | SELECT SECTOR SPDR TR | 30,861 | $1.853M | 1.8% | $60.04 | — | ENERGY | 81369Y506 |
| ABT | ABBOTT LABS | 21,053 | $1.829M | 1.8% | $70.22 | +7.2% | COM | 002824100 |
| CNQ | CANADIAN NAT RES LTD | 55,232 | $1.787M | 1.8% | $9.88 | 0.0% | COM | 136385101 |
| LPX | LOUISIANA PAC CORP | 58,470 | $1.735M | 1.7% | $28.24 | 0.0% | COM | 546347105 |
| AWR | AMERICAN STS WTR CO | 19,863 | $1.721M | 1.7% | $74.27 | +5.9% | COM | 029899101 |
| — | COHEN & STEERS REIT & PFD &I | 68,284 | $1.624M | 1.6% | $20.04 | — | COM | 19247X100 |
| ACN | ACCENTURE PLC IRELAND | 7,638 | $1.608M | 1.6% | $176.57 | +1.0% | SHS CLASS A | G1151C101 |
| XLC | SELECT SECTOR SPDR TR | 29,354 | $1.574M | 1.5% | $49.58 | — | COMMUNICATION | 81369Y852 |
| CINF | CINCINNATI FINL CORP | 14,313 | $1.505M | 1.5% | $93.15 | -0.1% | COM | 172062101 |
| GLD | SPDR GOLD TRUST | 9,922 | $1.418M | 1.4% | $136.43 | — | GOLD SHS | 78463V107 |
| ABBV | ABBVIE INC | 15,555 | $1.377M | 1.3% | $59.38 | +8.8% | COM | 00287Y109 |
| MPT | MEDICAL PPTYS TRUST INC | 55,269 | $1.167M | 1.1% | $19.56 | — | COM | 58463J304 |
| — | TRITON INTL LTD | 28,868 | $1.16M | 1.1% | $33.92 | — | CL A | G9078F107 |
| LADR | LADDER CAP CORP | 60,723 | $1.095M | 1.1% | $15.35 | — | CL A | 505743104 |
| IYR | ISHARES TR | 11,711 | $1.09M | 1.1% | $87.48 | — | U.S. REAL ES ETF | 464287739 |
| VNQ | VANGUARD INDEX FDS | 11,714 | $1.087M | 1.1% | $80.59 | — | REAL ESTATE ETF | 922908553 |
| AGM/A | FEDERAL AGRIC MTG CORP | 41,075 | $1.062M | 1.0% | $50.94 | +11.4% | CL A | 313148108 |
| — | CITY OFFICE REIT INC | 78,425 | $1.06M | 1.0% | $11.49 | — | COM | 178587101 |
| — | ANNALY CAP MGMT INC | 109,618 | $1.033M | 1.0% | $10.21 | — | COM | 035710409 |
| SAR | SARATOGA INVT CORP | 40,810 | $1.018M | 1.0% | $25.09 | 0.0% | COM NEW | 80349A208 |
| ARI | APOLLO COML REAL EST FIN INC | 53,379 | $976K | 1.0% | $17.88 | — | COM | 03762U105 |
| RDVY | FIRST TR EXCHANGE TRADED FD | 27,131 | $973K | 1.0% | $35.86 | — | RISNG DIVD ACHIV | 33738R506 |
| V | VISA INC | 5,100 | $958K | 0.9% | $140.27 | +23.0% | COM CL A | 92826C839 |
| — | FIRST TR MLP & ENERGY INCOME | 78,612 | $939K | 0.9% | $11.94 | — | COM | 33739B104 |
| ARCC | ARES CAP CORP | 48,221 | $899K | 0.9% | $8.17 | +26.2% | COM | 04010L103 |
| T | AT&T INC | 22,518 | $880K | 0.9% | $14.44 | +30.6% | COM | 00206R102 |
| STAG | STAG INDL INC | 26,857 | $848K | 0.8% | $29.89 | — | COM | 85254J102 |
| — | LAM RESEARCH CORP | 2,687 | $786K | 0.8% | $252.09 | — | COM | 512807108 |
| GBDC | GOLUB CAP BDC INC | 41,908 | $773K | 0.8% | $9.02 | +6.9% | COM | 38173M102 |
| EW | EDWARDS LIFESCIENCES CORP | 3,162 | $738K | 0.7% | $70.25 | +11.2% | COM | 28176E108 |
| AMGN | AMGEN INC | 2,941 | $709K | 0.7% | $158.01 | +15.6% | COM | 031162100 |
| OUNZ | VANECK MERK GOLD TRUST | 46,533 | $691K | 0.7% | $13.88 | — | GOLD TRUST | 921078101 |
| FDUS | FIDUS INVT CORP | 44,998 | $668K | 0.7% | $6.17 | +20.4% | COM | 316500107 |
| ZTS | ZOETIS INC | 5,040 | $667K | 0.7% | $114.57 | +3.1% | CL A | 98978V103 |
| WDC | WESTERN DIGITAL CORP | 10,409 | $661K | 0.6% | $41.12 | -1.1% | COM | 958102105 |
| USMV | ISHARES TR | 9,863 | $647K | 0.6% | $65.60 | — | MSCI MIN VOL ETF | 46429B697 |
| AMN | AMN HEALTHCARE SERVICES INC | 9,875 | $615K | 0.6% | $59.13 | 0.0% | COM | 001744101 |
| XLY | SELECT SECTOR SPDR TR | 4,892 | $614K | 0.6% | $120.69 | — | SBI CONS DISCR | 81369Y407 |
| VB | VANGUARD INDEX FDS | 3,684 | $610K | 0.6% | $147.78 | — | SMALL CP ETF | 922908751 |
| MA | MASTERCARD INC | 2,032 | $607K | 0.6% | $138.82 | +96.4% | CL A | 57636Q104 |
| PHM | PULTE GROUP INC | 15,207 | $590K | 0.6% | $36.45 | 0.0% | COM | 745867101 |
| MSFT | MICROSOFT CORP | 3,318 | $523K | 0.5% | $97.87 | +42.3% | COM | 594918104 |
| IYY | ISHARES TR | 3,150 | $503K | 0.5% | $125.15 | — | DOW JONES US ETF | 464287846 |
| STZ | CONSTELLATION BRANDS INC | 2,419 | $459K | 0.4% | $180.85 | -5.6% | CL A | 21036P108 |
| VRSN | VERISIGN INC | 2,299 | $443K | 0.4% | $203.76 | -8.6% | COM | 92343E102 |
| DOC | HEALTHPEAK PPTYS INC | 12,778 | $440K | 0.4% | $25.47 | 0.0% | COM | 42250P103 |
| WM | WASTE MGMT INC DEL | 3,695 | $421K | 0.4% | $85.66 | +19.2% | COM | 94106L109 |
| DG | DOLLAR GEN CORP NEW | 2,587 | $404K | 0.4% | $145.94 | 0.0% | COM | 256677105 |
| PG | PROCTER & GAMBLE CO | 3,223 | $403K | 0.4% | $75.78 | +38.9% | COM | 742718109 |
| GOOGL | ALPHABET INC | 291 | $390K | 0.4% | $53.93 | +18.7% | CAP STK CL A | 02079K305 |
| — | TOTAL S A | 7,009 | $388K | 0.4% | $55.36 | — | SPONSORED ADS | 89151E109 |
| VUG | VANGUARD INDEX FDS | 2,059 | $375K | 0.4% | $124.63 | — | GROWTH ETF | 922908736 |
| AMZN | AMAZON COM INC | 197 | $364K | 0.4% | $82.98 | +6.7% | COM | 023135106 |
| HD | HOME DEPOT INC | 1,593 | $348K | 0.3% | $194.99 | 0.0% | COM | 437076102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,427 | $323K | 0.3% | $187.07 | +16.1% | CL B NEW | 084670702 |
| — | INVESCO EXCH TRD SLF IDX FD | 12,191 | $301K | 0.3% | $24.03 | — | BULSHS 2021 HY | 46138J809 |
| — | INVESCO EXCH TRD SLF IDX FD | 13,668 | $290K | 0.3% | $20.94 | — | BULSHS 2021 CB | 46138J700 |
| CSCO | CISCO SYS INC | 6,024 | $289K | 0.3% | $36.80 | +4.8% | COM | 17275R102 |
| XLK | SELECT SECTOR SPDR TR | 3,136 | $287K | 0.3% | $57.81 | — | TECHNOLOGY | 81369Y803 |
| MO | ALTRIA GROUP INC | 5,679 | $283K | 0.3% | $30.90 | -6.8% | COM | 02209S103 |
| — | INVESCO EXCH TRD SLF IDX FD | 12,644 | $272K | 0.3% | $21.27 | — | BULSHS 2022 CB | 46138J882 |
| JPM | JPMORGAN CHASE & CO | 1,917 | $267K | 0.3% | $108.67 | 0.0% | COM | 46625H100 |
| VRSK | VERISK ANALYTICS INC | 1,714 | $256K | 0.3% | $148.87 | -4.3% | COM | 92345Y106 |
| — | INVESCO EXCH TRD SLF IDX FD | 10,079 | $246K | 0.2% | $24.41 | — | BULSHS 2022 HY | 46138J874 |
| — | INVESCO EXCH TRD SLF IDX FD | 11,518 | $245K | 0.2% | $21.27 | — | BULSHS 2020 CB | 46138J502 |
| PSA | PUBLIC STORAGE | 1,107 | $236K | 0.2% | $140.87 | +21.4% | COM | 74460D109 |
| VZ | VERIZON COMMUNICATIONS INC | 3,580 | $220K | 0.2% | $38.49 | +11.2% | COM | 92343V104 |
| SBUX | STARBUCKS CORP | 2,431 | $214K | 0.2% | $53.97 | +38.0% | COM | 855244109 |
| XOM | EXXON MOBIL CORP | 3,044 | $212K | 0.2% | $57.51 | -9.5% | COM | 30231G102 |
| INTU | INTUIT | 798 | $209K | 0.2% | $207.40 | +21.2% | COM | 461202103 |
| — | INVESCO EXCH TRD SLF IDX FD | 9,810 | $209K | 0.2% | $21.30 | — | BULSHS 2023 CB | 46138J866 |
| VLO | VALERO ENERGY CORP NEW | 2,183 | $204K | 0.2% | $73.62 | 0.0% | COM | 91913Y100 |
| EXK | ENDEAVOUR SILVER CORP | 50,000 | $121K | 0.1% | $2.38 | -4.5% | COM | 29258Y103 |