Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 29, 2019
Total Value: $100M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| FPE | FIRST TR EXCHANGE-TRADED FD | 208,504 | $4.114M | 4.1% | $19.73 | $19.49 | +1.2% | PFD SECS INC ETF | 33739E108 |
| XLP | SELECT SECTOR SPDR TR | 52,536 | $3.227M | 3.2% | $61.42 | $57.25 | +7.3% | SBI CONS STPLS | 81369Y308 |
| SHY | ISHARES TR | 32,750 | $2.778M | 2.8% | $84.82 | $83.97 | +1.0% | 1 3 YR TREAS BD | 464287457 |
| BF/B | BROWN FORMAN CORP | 37,681 | $2.366M | 2.4% | $62.79 * | $47.61 | +18.2% | CL B | 115637209 |
| XLU | SELECT SECTOR SPDR TR | 35,738 | $2.314M | 2.3% | $64.75 * | $28.57 | +13.3% | SBI INT-UTILS | 81369Y886 |
| OKE | ONEOK INC NEW | 29,511 | $2.175M | 2.2% | $73.70 * | $39.29 | +24.0% | COM | 682680103 |
| CMBS | ISHARES TR | 40,577 | $2.17M | 2.2% | $53.48 | $51.91 | +3.0% | CMBS ETF | 46429B366 |
| UCON | FIRST TR EXCHNG TRADED FD VI | 84,181 | $2.17M | 2.2% | $25.78 | $25.52 | +1.0% | TCW UNCONSTRAI | 33740F888 |
| CB | CHUBB LIMITED | 13,187 | $2.129M | 2.1% | $161.45 * | $129.36 | +12.8% | COM | H1467J104 |
| CVX | CHEVRON CORP NEW | 17,892 | $2.122M | 2.1% | $118.60 * | $87.50 | +2.7% | COM | 166764100 |
| AWK | AMERICAN WTR WKS CO INC NEW | 16,791 | $2.086M | 2.1% | $124.23 * | $95.81 | +15.3% | COM | 030420103 |
| FIXD | FIRST TR EXCHNG TRADED FD VI | 39,332 | $2.071M | 2.1% | $52.65 | $50.87 | +3.5% | TCW OPPORTUNIS | 33740F805 |
| ITB | ISHARES TR | 47,409 | $2.053M | 2.0% | $43.30 | $40.08 | +8.1% | US HOME CONS ETF | 464288752 |
| APD | AIR PRODS & CHEMS INC | 9,196 | $2.04M | 2.0% | $221.84 * | $176.25 | +8.3% | COM | 009158106 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 42,180 | $2.035M | 2.0% | $48.25 | $48.33 | -0.2% | FIRST TR TA HIYL | 33738D408 |
| KMI | KINDER MORGAN INC DEL | 97,206 | $2.003M | 2.0% | $20.61 * | $13.66 | +3.8% | COM | 49456B101 |
| BKH | BLACK HILLS CORP | 25,549 | $1.96M | 2.0% | $76.72 * | $58.01 | +2.9% | COM | 092113109 |
| BXP | BOSTON PROPERTIES INC | 15,031 | $1.949M | 1.9% | $129.67 * | $86.59 | +10.3% | COM | 101121101 |
| MRK | MERCK & CO INC | 22,654 | $1.907M | 1.9% | $84.18 * | $62.14 | +6.2% | COM | 58933Y105 |
| AWR | AMERICAN STS WTR CO | 20,668 | $1.857M | 1.9% | $89.85 * | $74.27 | +7.2% | COM | 029899101 |
| — | AARONS INC | 28,012 | $1.8M | 1.8% | $64.26 | $64.26 | — | COM PAR $0.50 | 002535300 |
| CINF | CINCINNATI FINL CORP | 15,310 | $1.786M | 1.8% | $116.66 * | $93.15 | +6.6% | COM | 172062101 |
| CHE | CHEMED CORP NEW | 4,269 | $1.783M | 1.8% | $417.66 * | $399.91 | +2.3% | COM | 16359R103 |
| ABT | ABBOTT LABS | 21,173 | $1.772M | 1.8% | $83.69 * | $70.22 | +6.8% | COM | 002824100 |
| AAPL | APPLE INC | 7,680 | $1.72M | 1.7% | $223.96 * | $39.23 | +37.3% | COM | 037833100 |
| CASY | CASEYS GEN STORES INC | 10,481 | $1.689M | 1.7% | $161.15 * | $157.98 | -2.1% | COM | 147528103 |
| ABM | ABM INDS INC | 43,115 | $1.566M | 1.6% | $36.32 * | $33.17 | -3.9% | COM | 000957100 |
| — | COHEN & STEERS REIT & PFD &I | 63,601 | $1.565M | 1.6% | $24.61 | $19.77 | — | COM | 19247X100 |
| XLC | SELECT SECTOR SPDR TR | 29,030 | $1.438M | 1.4% | $49.53 | $50.07 | -1.1% | COMMUNICATION | 81369Y852 |
| ACN | ACCENTURE PLC IRELAND | 7,425 | $1.428M | 1.4% | $192.32 * | $176.52 | -0.6% | SHS CLASS A | G1151C101 |
| XLY | SELECT SECTOR SPDR TR | 11,658 | $1.407M | 1.4% | $120.69 * | $60.27 | +0.1% | SBI CONS DISCR | 81369Y407 |
| SCHV | SCHWAB STRATEGIC TR | 23,906 | $1.356M | 1.4% | $56.72 * | $17.69 | +6.9% | US LCAP VA ETF | 808524409 |
| ABBV | ABBVIE INC | 17,381 | $1.316M | 1.3% | $75.71 * | $59.38 | -2.0% | COM | 00287Y109 |
| GLD | SPDR GOLD TRUST | 8,690 | $1.207M | 1.2% | $138.90 | $129.93 | +6.9% | GOLD SHS | 78463V107 |
| — | CITY OFFICE REIT INC | 78,157 | $1.125M | 1.1% | $14.39 | $11.49 | — | COM | 178587101 |
| VNQ | VANGUARD INDEX FDS | 11,964 | $1.116M | 1.1% | $93.28 | $80.67 | +15.6% | REAL ESTATE ETF | 922908553 |
| MPT | MEDICAL PPTYS TRUST INC | 54,867 | $1.073M | 1.1% | $19.56 | $19.56 | — | COM | 58463J304 |
| IYR | ISHARES TR | 11,310 | $1.058M | 1.1% | $93.55 | $87.55 | +6.8% | U.S. REAL ES ETF | 464287739 |
| LADR | LADDER CAP CORP | 60,628 | $1.047M | 1.0% | $17.27 | $15.35 | — | CL A | 505743104 |
| ARI | APOLLO COML REAL EST FIN INC | 53,526 | $1.026M | 1.0% | $19.17 | $17.88 | — | COM | 03762U105 |
| PFG | PRINCIPAL FINL GROUP INC | 17,488 | $999K | 1.0% | $57.12 * | $42.59 | +5.5% | COM | 74251V102 |
| AGM/A | FEDERAL AGRIC MTG CORP | 37,598 | $973K | 1.0% | $25.88 * | $50.40 | +13.5% | CL A | 313148108 |
| — | TRITON INTL LTD | 28,518 | $965K | 1.0% | $33.84 | $33.84 | — | CL A | G9078F107 |
| — | ANNALY CAP MGMT INC | 109,523 | $964K | 1.0% | $8.80 | $10.21 | — | COM | 035710409 |
| ARCC | ARES CAP CORP | 48,228 | $899K | 0.9% | $18.64 * | $8.17 | +26.2% | COM | 04010L103 |
| OUNZ | VANECK MERK GOLD TRUST | 62,293 | $898K | 0.9% | $14.42 | $13.00 | +10.9% | GOLD TRUST | 921078101 |
| SLV | ISHARES SILVER TRUST | 51,027 | $812K | 0.8% | $15.91 | $15.90 | +0.1% | ISHARES | 46428Q109 |
| V | VISA INC | 4,681 | $805K | 0.8% | $171.97 * | $137.38 | +19.8% | COM CL A | 92826C839 |
| T | AT&T INC | 21,108 | $799K | 0.8% | $37.85 * | $14.15 | +29.8% | COM | 00206R102 |
| STAG | STAG INDL INC | 26,744 | $788K | 0.8% | $29.46 | $29.89 | — | COM | 85254J102 |
| GBDC | GOLUB CAP BDC INC | 41,298 | $778K | 0.8% | $18.84 * | $9.01 | +11.3% | COM | 38173M102 |
| IHI | ISHARES TR | 3,076 | $761K | 0.8% | $247.40 * | $37.85 | +8.9% | U.S. MED DVC ETF | 464288810 |
| CPRT | COPART INC | 9,283 | $746K | 0.7% | $80.36 * | $19.41 | +3.5% | COM | 217204106 |
| EW | EDWARDS LIFESCIENCES CORP | 3,212 | $706K | 0.7% | $219.80 * | $70.25 | +4.4% | COM | 28176E108 |
| ZTS | ZOETIS INC | 5,287 | $659K | 0.7% | $124.65 * | $114.57 | +3.2% | CL A | 98978V103 |
| FDUS | FIDUS INVT CORP | 44,157 | $655K | 0.7% | $14.83 * | $6.14 | +18.2% | COM | 316500107 |
| AMGN | AMGEN INC | 3,308 | $640K | 0.6% | $193.47 * | $158.01 | +1.1% | COM | 031162100 |
| VTR | VENTAS INC | 8,424 | $615K | 0.6% | $73.01 * | $54.96 | +4.0% | COM | 92276F100 |
| VB | VANGUARD INDEX FDS | 3,684 | $567K | 0.6% | $153.91 | $149.52 | +2.9% | SMALL CP ETF | 922908751 |
| MA | MASTERCARD INC | 2,053 | $558K | 0.6% | $271.80 * | $138.82 | +88.9% | CL A | 57636Q104 |
| MSFT | MICROSOFT CORP | 3,995 | $555K | 0.6% | $138.92 * | $97.87 | +34.4% | COM | 594918104 |
| FISV | FISERV INC | 5,261 | $545K | 0.5% | $103.59 | $88.47 | +17.1% | COM | 337738108 |
| STZ | CONSTELLATION BRANDS INC | 2,459 | $510K | 0.5% | $207.40 * | $180.85 | +3.4% | CL A | 21036P108 |
| KEYS | KEYSIGHT TECHNOLOGIES INC | 5,249 | $510K | 0.5% | $97.16 | $92.64 | +5.0% | COM | 49338L103 |
| IYY | ISHARES TR | 3,150 | $465K | 0.5% | $147.62 * | $66.35 | +11.2% | DOW JONES US ETF | 464287846 |
| WDC | WESTERN DIGITAL CORP | 7,701 | $459K | 0.5% | $59.60 * | $41.27 | +5.6% | COM | 958102105 |
| VRSN | VERISIGN INC | 2,332 | $440K | 0.4% | $188.68 | $203.76 | -8.2% | COM | 92343E102 |
| BA | BOEING CO | 1,098 | $418K | 0.4% | $380.69 | $352.37 | +6.7% | COM | 097023105 |
| — | LAM RESEARCH CORP | 1,773 | $410K | 0.4% | $231.25 | $231.25 | — | COM | 512807108 |
| WM | WASTE MGMT INC DEL | 3,213 | $369K | 0.4% | $114.85 * | $83.20 | +24.8% | COM | 94106L109 |
| GOOGL | ALPHABET INC | 291 | $355K | 0.4% | $1219.93 * | $53.93 | +12.4% | CAP STK CL A | 02079K305 |
| VUG | VANGUARD INDEX FDS | 2,082 | $346K | 0.3% | $166.19 * | $20.84 | +33.0% | GROWTH ETF | 922908736 |
| AMZN | AMAZON COM INC | 196 | $340K | 0.3% | $1734.69 * | $82.98 | +4.6% | COM | 023135106 |
| PG | PROCTER & GAMBLE CO | 2,557 | $318K | 0.3% | $124.36 * | $68.10 | +56.3% | COM | 742718109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,437 | $299K | 0.3% | $208.07 | $187.07 | +11.2% | CL B NEW | 084670702 |
| MSI | MOTOROLA SOLUTIONS INC | 1,711 | $292K | 0.3% | $170.66 * | $157.75 | -0.5% | COM NEW | 620076307 |
| PSA | PUBLIC STORAGE | 1,107 | $272K | 0.3% | $245.71 * | $140.87 | +33.9% | COM | 74460D109 |
| VRSK | VERISK ANALYTICS INC | 1,714 | $271K | 0.3% | $158.11 * | $148.87 | +2.1% | COM | 92345Y106 |
| CSCO | CISCO SYS INC | 5,456 | $270K | 0.3% | $49.49 * | $36.62 | +11.1% | COM | 17275R102 |
| HLT | HILTON WORLDWIDE HLDGS INC | 2,800 | $261K | 0.3% | $93.21 | $78.28 | +17.1% | COM | 43300A203 |
| XLK | SELECT SECTOR SPDR TR | 3,134 | $252K | 0.3% | $80.41 * | $28.06 | +43.5% | TECHNOLOGY | 81369Y803 |
| EPD | ENTERPRISE PRODS PARTNERS L | 8,568 | $245K | 0.2% | $28.59 | $28.76 | — | COM | 293792107 |
| MO | ALTRIA GROUP INC | 5,914 | $242K | 0.2% | $40.92 * | $30.90 | -19.3% | COM | 02209S103 |
| VZ | VERIZON COMMUNICATIONS INC | 3,969 | $240K | 0.2% | $60.47 * | $38.49 | +10.2% | COM | 92343V104 |
| — | INVESCO EXCH TRD SLF IDX FD | 9,760 | $240K | 0.2% | $24.59 | $23.87 | — | BULSHS 2021 HY | 46138J809 |
| CTAS | CINTAS CORP | 873 | $234K | 0.2% | $268.04 * | $59.93 | +4.7% | COM | 172908105 |
| — | INVESCO EXCH TRD SLF IDX FD | 10,507 | $223K | 0.2% | $21.22 | $20.86 | — | BULSHS 2021 CB | 46138J700 |
| IWV | ISHARES TR | 1,236 | $215K | 0.2% | $173.95 | $160.50 | +8.3% | RUSSELL 3000 ETF | 464287689 |
| ADBE | ADOBE INC | 777 | $215K | 0.2% | $276.71 | $252.10 | +9.6% | COM | 00724F101 |
| XOM | EXXON MOBIL CORP | 3,042 | $215K | 0.2% | $70.68 * | $57.51 | -8.2% | COM | 30231G102 |
| SBUX | STARBUCKS CORP | 2,431 | $215K | 0.2% | $88.44 * | $53.97 | +42.7% | COM | 855244109 |
| INTU | INTUIT | 798 | $212K | 0.2% | $265.66 * | $207.40 | +23.1% | COM | 461202103 |
| — | INVESCO EXCH TRD SLF IDX FD | 9,553 | $205K | 0.2% | $21.46 | $21.19 | — | BULSHS 2022 CB | 46138J882 |
| UNH | UNITEDHEALTH GROUP INC | 943 | $205K | 0.2% | $217.39 * | $213.29 | -8.0% | COM | 91324P102 |
| EXK | ENDEAVOUR SILVER CORP | 50,000 | $111K | 0.1% | $2.22 | $2.38 | -6.6% | COM | 29258Y103 |