Location: San Francisco, CA
CIK: 0001697366 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 8, 2019
Total Value: $236M (57.4% shares, 42.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Wells Fargo & Co | 9,375 | $12.79M | 5.4% | $1209.63 | — | Convertible Preferred | 949746804 |
| — | Bank of America Corp | 9,320 | $12.79M | 5.4% | $1279.77 | — | Convertible Preferred | 060505682 |
| — | County of Charleston SC | 121,700 | $12.6M | 5.3% | $103.56 | — | Preferred Stock | 25746U133 |
| — | NextEra Energy Inc | 193,710 | $12.58M | 5.3% | $57.14 | — | Convertible Preferred | 65339F820 |
| — | American Electric Power Co Inc | 231,700 | $12.4M | 5.3% | $53.51 | — | Preferred Stock | 025537127 |
| — | Anthem Inc | 3,095,000 | $12.08M | 5.1% | $3.24 | — | Convertible Bonds | 94973VBG1 |
| — | Novellus Systems Inc | 1,905,000 | $11.06M | 4.7% | $3.39 | — | Convertible Bonds | 670008AD3 |
| — | Stanley Black & Decker Inc | 108,345 | $10.96M | 4.6% | $106.99 | — | Convertible Preferred | 854502887 |
| — | DTE Energy Co | 177,100 | $9.953M | 4.2% | $52.40 | — | Convertible Preferred | 233331883 |
| — | VEREIT Inc | 7,940,000 | $7.989M | 3.4% | $1.01 | — | Convertible Bonds | 02917TAB0 |
| — | Priceline Group Inc/The | 5,485,000 | $7.894M | 3.3% | $1.35 | — | Convertible Bonds | 741503AS5 |
| — | Ares Capital Corp | 6,745,000 | $6.802M | 2.9% | $1.01 | — | Convertible Bonds | 04010LAT0 |
| — | Illumina Inc | 4,363,000 | $6.729M | 2.9% | $1.32 | — | Convertible Bonds | 452327AH2 |
| — | Crown Castle International Corp | 5,410 | $6.502M | 2.8% | $1194.67 | — | Convertible Preferred | 22822V309 |
| — | CenterPoint Energy Inc | 117,290 | $5.89M | 2.5% | $52.27 | — | Preferred Stock | 15189T503 |
| — | FireEye Inc | 6,140,000 | $5.785M | 2.5% | $0.92 | — | Convertible Bonds | 31816QAD3 |
| — | Spirit Realty Capital Inc | 4,640,000 | $4.722M | 2.0% | $1.02 | — | Convertible Bonds | 84860WAB8 |
| — | Echo Global Logistics Inc | 4,180,000 | $4.15M | 1.8% | $1.02 | — | Convertible Bonds | 27875TAA9 |
| — | Becton Dickinson and Co | 59,965 | $3.712M | 1.6% | $55.55 | — | Convertible Preferred | 075887208 |
| — | Prospect Capital Corp | 3,415,000 | $3.434M | 1.5% | $0.98 | — | Convertible Bonds | 74348TAR3 |
| — | Prospect Capital Corp | 3,400,000 | $3.429M | 1.5% | $1.01 | — | Convertible Bonds | 74348TAQ5 |
| — | Apollo Commercial Real Estate Finance Inc | 2,645,000 | $2.645M | 1.1% | $1.02 | — | Convertible Bonds | 03762UAB1 |
| — | NuVasive Inc | 2,125,000 | $2.419M | 1.0% | $1.12 | — | Convertible Bonds | 670704AG0 |
| — | Nissan Auto Receivables 2017-B Owner Trust | 2,040,000 | $2.404M | 1.0% | $0.98 | — | Convertible Bonds | 595017AF1 |
| — | Alexandria Real Estate Equities Inc | 62,651 | $2.388M | 1.0% | $37.76 | — | Preferred Stock | 015271505 |
| GLD | SPDR Gold Shares | 16,800 | $2.238M | 0.9% | $133.21 | — | ETF | 78463V107 |
| — | Silicon Laboratories Inc | 1,650,000 | $2.057M | 0.9% | $1.20 | — | Convertible Bonds | 826919AB8 |
| — | TPG Specialty Lending Inc | 1,780,000 | $1.831M | 0.8% | $1.00 | — | Convertible Bonds | 87265KAD4 |
| — | Two Harbors Investment Corp | 1,675,000 | $1.692M | 0.7% | $1.01 | — | Convertible Bonds | 90187BAA9 |
| — | BlackRock Capital Investment Corp | 1,525,000 | $1.526M | 0.6% | $1.04 | — | Convertible Bonds | 092533AC2 |
| — | Wright Medical Group Inc | 1,235,000 | $1.342M | 0.6% | $1.12 | — | Convertible Bonds | 98235TAE7 |
| — | PROS Holdings Inc | 965,000 | $1.327M | 0.6% | $0.93 | — | Convertible Bonds | 74346YAD5 |
| — | TPG Specialty Lending Inc | 1,281,000 | $1.286M | 0.5% | $1.03 | — | Convertible Bonds | 87265KAB8 |
| — | Evo Payments Inc | 40,040 | $1.262M | 0.5% | $27.77 | — | Common Stock | 26927E104 |
| — | New Mountain Finance Corp | 1,200,000 | $1.236M | 0.5% | $1.03 | — | Convertible Bonds | 647551AC4 |
| — | Model N Inc | 60,798 | $1.186M | 0.5% | $13.51 | — | Common Stock | 607525102 |
| ASGN | ASGN Inc | 18,305 | $1.109M | 0.5% | $71.09 | -15.5% | Common Stock | 00191U102 |
| EEFT | Euronet Worldwide Inc | 6,450 | $1.085M | 0.5% | $128.31 | +19.1% | Common Stock | 298736109 |
| — | Helix Energy Solutions Group Inc | 1,055,000 | $1.064M | 0.5% | $1.08 | — | Convertible Bonds | 42330PAH0 |
| ACRE | Ares Commercial Real Estate Corp | 70,600 | $1.049M | 0.4% | $15.18 | — | Common Stock | 04013V108 |
| ROKU | Roku Inc | 11,570 | $1.048M | 0.4% | $40.85 | +96.5% | Common Stock | 77543R102 |
| TDOC | Teladoc Inc | 14,925 | $991K | 0.4% | $56.78 | +2.6% | Common Stock | 87918A105 |
| FPI | Farmland Partners Inc | 138,108 | $974K | 0.4% | $7.53 | — | Common Stock | 31154R109 |
| — | Shutterfly Inc | 18,863 | $954K | 0.4% | $55.08 | — | Common Stock | 82568P304 |
| TNET | TriNet Group Inc | 13,545 | $918K | 0.4% | $51.99 | +19.2% | Common Stock | 896288107 |
| — | Synaptics Inc | 995,000 | $889K | 0.4% | $0.99 | — | Convertible Bonds | 87157DAD1 |
| MPWR | Monolithic Power Systems Inc | 6,488 | $881K | 0.4% | $101.76 | +26.8% | Common Stock | 609839105 |
| SFIX | Stitch Fix Inc | 26,910 | $861K | 0.4% | $29.13 | -7.9% | Common Stock | 860897107 |
| — | InterXion Holding NV | 11,120 | $846K | 0.4% | $41.15 | — | Common Stock | N47279109 |
| — | Splunk Inc | 6,460 | $812K | 0.3% | $109.35 | — | Common Stock | 848637104 |
| MOG/A | Moog Inc | 8,502 | $796K | 0.3% | $83.43 | 0.0% | Common Stock | 615394202 |
| — | Cornerstone OnDemand Inc | 13,103 | $759K | 0.3% | $45.10 | — | Common Stock | 21925Y103 |
| — | SAGE Therapeutics Inc | 4,105 | $752K | 0.3% | $152.14 | — | Common Stock | 78667J108 |
| — | Insulet Corp | 505,000 | $719K | 0.3% | $1.42 | — | Convertible Bonds | 45784PAH4 |
| — | Priceline Group Inc/The | 624,000 | $714K | 0.3% | $1.01 | — | Convertible Bonds | 741503AX4 |
| W | Wayfair Inc | 4,846 | $708K | 0.3% | $128.61 | +16.9% | Common Stock | 94419L101 |
| — | Alteryx Inc | 6,470 | $706K | 0.3% | $109.12 | — | Common Stock | 02156B103 |
| ETSY | Etsy Inc | 11,116 | $682K | 0.3% | $39.65 | +64.6% | Common Stock | 29786A106 |
| — | Zendesk Inc | 440,000 | $675K | 0.3% | $1.46 | — | Convertible Bonds | 98936JAB7 |
| — | PROS Holdings Inc | 10,400 | $658K | 0.3% | $31.39 | — | Common Stock | 74346Y103 |
| RARE | Ultragenyx Pharmaceutical Inc | 10,365 | $658K | 0.3% | $64.15 | -0.8% | Common Stock | 90400D108 |
| — | FireEye Inc | 43,990 | $651K | 0.3% | $16.44 | — | Common Stock | 31816Q101 |
| HRTX | Heron Therapeutics Inc | 34,585 | $643K | 0.3% | $29.92 | -33.2% | Common Stock | 427746102 |
| — | Anixter International Inc | 10,715 | $640K | 0.3% | $59.73 | — | Common Stock | 035290105 |
| — | HubSpot Inc | 335,000 | $625K | 0.3% | $1.43 | — | Convertible Bonds | 443573AB6 |
| — | RingCentral Inc | 410,000 | $617K | 0.3% | $1.43 | — | Convertible Bonds | 76680RAD9 |
| — | 2U Inc | 16,345 | $615K | 0.3% | $59.15 | — | Common Stock | 90214J101 |
| WBS | Webster Financial Corp | 12,760 | $610K | 0.3% | $56.40 | -11.7% | Common Stock | 947890109 |
| EWBC | East West Bancorp Inc | 12,465 | $583K | 0.2% | $42.66 | -5.6% | Common Stock | 27579R104 |
| DNLI | Denali Therapeutics Inc | 27,650 | $574K | 0.2% | $17.74 | +26.3% | Common Stock | 24823R105 |
| — | Mimecast Ltd | 12,190 | $569K | 0.2% | $35.36 | — | Common Stock | G14838109 |
| — | Talend SA | 14,059 | $543K | 0.2% | $42.33 | — | Depository Receipt | 874224207 |
| — | CenterState Bank Corp | 22,830 | $526K | 0.2% | $28.51 | — | Common Stock | 15201P109 |
| — | New Relic Inc | 485,000 | $520K | 0.2% | $1.07 | — | Convertible Bonds | 64829BAB6 |
| — | Teladoc Inc | 335,000 | $498K | 0.2% | $1.49 | — | Convertible Bonds | 87918AAC9 |
| GDOT | Green Dot Corp | 7,625 | $373K | 0.2% | $69.33 | -21.4% | Common Stock | 39304D102 |
| WIX | Wix.com Ltd | 2,615 | $372K | 0.2% | $111.62 | +20.9% | Common Stock | M98068105 |
| — | Apergy Corp | 11,085 | $372K | 0.2% | $33.56 | — | Common Stock | 03755L104 |
| PODD | Insulet Corp | 2,950 | $352K | 0.1% | $96.58 | +6.2% | Common Stock | 45784P101 |
| RNG | RingCentral Inc | 2,895 | $333K | 0.1% | $83.92 | +37.4% | Common Stock | 76680R206 |
| PAGS | Pagseguro Digital Ltd | 8,485 | $331K | 0.1% | $30.96 | 0.0% | Common Stock | G68707101 |
| SLAB | Silicon Laboratories Inc | 2,911 | $301K | 0.1% | $92.01 | +4.9% | Common Stock | 826919102 |
| — | Pluralsight Inc | 9,325 | $283K | 0.1% | $31.39 | — | Common Stock | 72941B106 |
| NTNX | Nutanix Inc | 9,175 | $238K | 0.1% | $45.75 | -23.8% | Common Stock | 67059N108 |
| CHGG | Chegg Inc | 6,050 | $233K | 0.1% | $26.64 | +41.5% | Common Stock | 163092109 |
| — | NuVasive Inc | 3,555 | $208K | 0.1% | $56.76 | — | Common Stock | 670704105 |
| DOCU | DocuSign Inc | 3,830 | $190K | 0.1% | $51.38 | +3.9% | Common Stock | 256163106 |
| — | Wright Medical Group NV | 6,330 | $189K | 0.1% | $28.92 | — | Common Stock | N96617118 |
| — | Tabula Rasa HealthCare Inc | 3,605 | $180K | 0.1% | $62.87 | — | Common Stock | 873379101 |
| — | Zendesk Inc | 1,992 | $177K | 0.1% | $35.09 | — | Common Stock | 98936J101 |
| HUBS | HubSpot Inc | 915 | $156K | 0.1% | $86.63 | +101.5% | Common Stock | 443573100 |
| — | Echo Global Logistics Inc | 7,260 | $152K | 0.1% | $29.27 | — | Common Stock | 27875T101 |
| — | Verint Systems Inc | 130,000 | $140K | 0.1% | $0.99 | — | Convertible Bonds | 92343XAA8 |
| — | Benefitfocus Inc | 4,655 | $126K | 0.1% | $49.08 | — | Common Stock | 08180D106 |
| — | New Relic Inc | 1,400 | $121K | 0.1% | $37.54 | — | Common Stock | 64829B100 |
| — | Coupa Software Inc | 895 | $113K | 0.0% | $126.26 | — | Common Stock | 22266L106 |
| HLX | Helix Energy Solutions Group Inc | 10,590 | $91,000 | 0.0% | $8.69 | -10.5% | Common Stock | 42330P107 |
| — | Hercules Capital Inc | 75,000 | $75,000 | 0.0% | $1.01 | — | Convertible Bonds | 427096AF9 |