Location: Walnut Creek, CA
CIK: 0001444055 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Aug 9, 2021
Total Value: $111M (96.4% shares, 3.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | First Bancshares Inc MS | 198,399 | $7.426M | 6.7% | $37.43 | $16.56 | — | common | 318916103 |
| FFBB | Communities First Financial Corp | 161,813 | $6.967M | 6.3% | $43.06 | $25.69 | +67.4% | common | 20344D104 |
| — | Amerant Bancorp CL B | 269,649 | $5.269M | 4.8% | $19.54 | $17.41 | — | common | 023576200 |
| UBAB | United Bancorporation Ala CL A | 157,586 | $4.688M | 4.2% | $29.75 * | $19.02 | +38.0% | common | 90944R100 |
| FBK | FB Financial Corp | 106,225 | $3.964M | 3.6% | $37.32 * | $23.58 | +47.4% | common | 30257X104 |
| — | Pacific Premier Bancorp | 89,945 | $3.804M | 3.4% | $42.29 | $18.67 | — | common | 69478X105 |
| RVSB | Riverview Bancorp Inc | 520,561 | $3.691M | 3.3% | $7.09 * | $6.01 | +2.6% | common | 769397100 |
| WAL | Western Alliance Bancorp | 39,121 | $3.632M | 3.3% | $92.84 * | $55.02 | +52.5% | common | 957638109 |
| FBNC | First Bancorp NC | 85,353 | $3.492M | 3.1% | $40.91 * | $24.58 | +50.3% | common | 318910106 |
| — | Pacwest Bancorp DEL | 82,000 | $3.375M | 3.0% | $41.16 | $21.24 | — | common | 695263103 |
| — | Reliant Bancorp | 117,171 | $3.249M | 2.9% | $27.73 | $14.81 | — | common | 75956B101 |
| — | Grandsouth Bancorporation | 127,870 | $3.197M | 2.9% | $25.00 | $14.00 | — | common | 386627301 |
| — | US Metro Bank | 890,073 | $3.093M | 2.8% | $3.47 | $3.61 | — | common | 90343B102 |
| UCB | United Community Banks Blairsvle GA | 91,000 | $2.913M | 2.6% | $32.01 | $18.00 | +77.9% | common | 90984P303 |
| — | NCINO Inc | 48,000 | $2.876M | 2.6% | $59.92 | $66.77 | — | common | 63947U107 |
| NTB | Bank of NT Butterfield & Son | 69,441 | $2.462M | 2.2% | $35.45 * | $29.72 | -4.8% | common | G0772R208 |
| — | Pacific West Bank | 162,590 | $2.439M | 2.2% | $15.00 | $14.76 | — | common | 69506W202 |
| — | Voyager Digital Ltd | 141,239 | $2.411M | 2.2% | $17.07 | $23.27 | — | common | 92919V108 |
| HTBK | Heritage Commerce Corp | 201,800 | $2.246M | 2.0% | $11.13 * | $8.45 | +40.8% | common | 426927109 |
| — | Paysafe Limited Ord | 180,500 | $2.186M | 2.0% | $12.11 | $13.08 | — | common | G6964L107 |
| ABCB | Ameris Bancorp | 43,180 | $2.186M | 2.0% | $50.63 * | $35.52 | +34.4% | common | 03076K108 |
| EBMT | Eagle Bancorp Montana Inc | 93,536 | $2.151M | 1.9% | $23.00 * | $20.17 | -3.0% | common | 26942G100 |
| BANC | Banc of California Inc | 120,000 | $2.105M | 1.9% | $17.54 * | $16.03 | -1.5% | common | 05990K106 |
| — | Financial Select Sector SPDR ETF Jan 21 2022 35 | 19,500 | $1.853M | 1.7% | $95.03 | — | — | Call | 81369Y905 |
| FNWB | First Northwest Bancorp | 104,854 | $1.84M | 1.7% | $17.55 * | $15.82 | +2.1% | common | 335834107 |
| ORPB | Oregon Pacific Bancorp | 258,334 | $1.803M | 1.6% | $6.98 | $4.73 | +48.9% | common | 686040205 |
| FIBK | First Intst Bancsystem CL A | 40,000 | $1.673M | 1.5% | $41.83 * | $30.14 | +5.6% | common | 32055Y201 |
| — | Citigroup Jan 20 2023 37.50 | 500 | $1.661M | 1.5% | $3322.00 | — | — | Call | 172967904 |
| PYPL | Paypal Holdings Inc | 5,600 | $1.632M | 1.5% | $291.43 | $251.93 | +15.4% | common | 70450Y103 |
| — | McHenry Bancorp, Inc. | 17,262,875 | $1.63M | 1.5% | $0.09 | $0.11 | — | common | 580683100 |
| — | Lakeland Bancorp Inc | 87,162 | $1.524M | 1.4% | $17.48 | $14.93 | — | common | 511637100 |
| XYZ | Square Inc CL A | 5,900 | $1.438M | 1.3% | $243.73 | $231.94 | +5.1% | common | 852234103 |
| FSBC | Five Star Bancorp | 59,500 | $1.437M | 1.3% | $24.15 * | $22.57 | -6.3% | common | 33830T103 |
| — | Intelligent Systems Corp New | 43,052 | $1.354M | 1.2% | $31.45 | $37.81 | — | common | 45816D100 |
| FFIC | Flushing Financial | 60,000 | $1.286M | 1.2% | $21.43 * | $10.51 | +66.7% | common | 343873105 |
| — | Metro Phoenix Bank | 73,667 | $1.271M | 1.1% | $17.25 | $9.16 | — | common | 59165E106 |
| GSBC | Great Southn Bancorp | 22,080 | $1.19M | 1.1% | $53.89 | $55.52 | -2.9% | common | 390905107 |
| — | South State Corp | 14,000 | $1.145M | 1.0% | $81.79 | $48.16 | — | common | 840441109 |
| — | New York Cmnty Bancorp Inc | 100,000 | $1.102M | 1.0% | $11.02 | $11.02 | — | common | 649445103 |
| GWBK | Gateway Bank FSB | 3,000,000 | $1.05M | 0.9% | $0.35 | $0.49 | -21.4% | common | 36758P102 |
| MVBF | MVB Financial | 24,548 | $1.047M | 0.9% | $42.65 * | $16.61 | +126.9% | common | 553810102 |
| — | Figure Acquisition Corp I | 85,492 | $886K | 0.8% | $10.36 | $10.12 | — | Unit | 302438205 |
| — | California Bancorp Inc | 40,272 | $753K | 0.7% | $18.70 | $18.70 | — | common | 13005U101 |
| — | PAYA Holdings Inc CL A | 62,014 | $683K | 0.6% | $11.01 | $11.01 | — | common | 70434P103 |
| — | Bancorpsouth Bk Tupelo Miss | 20,000 | $567K | 0.5% | $28.35 | $28.35 | — | common | 05971J102 |
| FOUR | Shift4 Pmts Inc | 6,000 | $562K | 0.5% | $93.67 | $94.39 | -0.7% | common | 82452J109 |
| CCB | Coastal Financial Corporation WA | 19,512 | $557K | 0.5% | $28.55 | $18.31 | +55.9% | common | 19046P209 |
| — | Veritex Holdings Inc | 15,000 | $531K | 0.5% | $35.40 | $21.19 | — | common | 923451108 |
| — | Riverview Bancorp Inc Dec 17 2021 5 | 530 | $115K | 0.1% | $216.98 | — | — | Call | 769397900 |
| — | Paysafe Limited Jan 21 2022 12 | 420 | $101K | 0.1% | $240.48 | — | — | Call | G6964L907 |
| — | Financial Select Sector SPDR ETF Jul 09 2021 35 | 20,000 | $95,000 | 0.1% | $4.75 | — | — | Put | 81369Y955 |
| — | PAYA Holdings Inc CL A Aug 20 2021 10 | 763 | $93,000 | 0.1% | $121.89 | — | — | Call | 70434P903 |
| PAYS | Paysign Inc. | 26,616 | $85,000 | 0.1% | $3.19 | $4.95 | -35.8% | common | 70451A104 |
| — | Paysign Inc. Jan 21 2022 5 | 1,880 | $33,000 | 0.0% | $17.55 | — | — | Call | 70451A904 |
| — | Bank of America Jul 16 2021 42 | 250 | $15,000 | 0.0% | $60.00 | — | — | Call | 060505904 |
| — | iShares Trust IBOXX HI YD ETF Jul 16 2021 85 | 2,500 | $14,000 | 0.0% | $5.60 | — | — | Put | 464288953 |
| C | Citigroup | 100 | $7,000 | 0.0% | $70.00 * | $41.02 | +46.5% | common | 172967424 |
| UBSI | United Bankshares Inc West VA | 100 | $4,000 | 0.0% | $40.00 * | $26.04 | +40.2% | common | 909907107 |
| TFIN | Triumph Bancorp Inc | 15 | $1,000 | 0.0% | $66.67 * | $85.19 | -12.8% | common | 89679E300 |