Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 13, 2017
Total Value: $663M (18.3% shares, 81.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TAKE-TWO INTERACTIVE SOFTWAR | 17,718,000 | $40.51M | 6.1% | $2.29 | $1.52 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | VERISIGN INC | 15,180,000 | $33.77M | 5.1% | $2.22 | $2.44 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | PRICELINE GRP INC | 18,848,000 | $29.66M | 4.5% | $1.57 | $1.43 | — | NOTE 1.000% 3/1 | 741503AQ9 |
| — | PALO ALTO NETWORKS INC | 21,692,000 | $27.54M | 4.2% | $1.27 | $1.53 | — | NOTE 7/0 | 697435AB1 |
| — | CTRIP COM INTL LTD | 19,185,000 | $22.2M | 3.3% | $1.16 | $1.26 | — | NOTE 1.250%10/1 | 22943FAD2 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 19,900,000 | $20M | 3.0% | $1.01 | $1.01 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | YAHOO INC | 17,690,000 | $17.49M | 2.6% | $0.99 | $0.99 | — | NOTE 12/0 | 984332AF3 |
| — | STARWOOD PPTY TR INC | 17,001,000 | $17.38M | 2.6% | $1.02 | $1.01 | — | NOTE 3.750%10/1 | 85571BAC9 |
| — | SALESFORCE COM INC | 14,645,000 | $17.01M | 2.6% | $1.16 | $1.22 | — | NOTE 0.250% 4/0 | 79466LAD6 |
| — | ARES CAP CORP | 15,148,000 | $15.52M | 2.3% | $1.02 | $1.02 | — | NOTE 4.750% 1/1 | 04010LAJ2 |
| — | MEDICINES CO | 11,970,000 | $14.39M | 2.2% | $1.20 | $1.15 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | MOLINA HEALTHCARE INC | 9,955,000 | $14.29M | 2.2% | $1.43 | $1.39 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | DHT HOLDINGS INC | 15,500,000 | $14.22M | 2.1% | $0.92 | $0.97 | — | DEBT 4.500%10/0 | 23335SAB2 |
| — | NATIONAL HEALTH INVS INC | 10,905,000 | $12.2M | 1.8% | $1.12 | $1.02 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | TAL ED GROUP | 4,350,000 | $11.62M | 1.8% | $2.67 | $2.44 | — | NOTE 2.500% 5/1 | 874080AB0 |
| — | LIGAND PHARMACEUTICALS INC | 8,010,000 | $11.58M | 1.7% | $1.45 | $1.36 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | J2 GLOBAL INC | 8,340,000 | $11.01M | 1.7% | $1.32 | $1.14 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | TTM TECHNOLOGIES INC | 6,722,000 | $10.26M | 1.5% | $1.53 | $1.35 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | MERCADOLIBRE INC | 7,260,000 | $9.992M | 1.5% | $1.38 | $1.02 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | MICROCHIP TECHNOLOGY INC | 3,637,000 | $9.77M | 1.5% | $2.69 | $1.70 | — | SDCV 2.125%12/1 | 595017AB0 |
| — | HEALTHSOUTH CORP | 8,076,000 | $9.535M | 1.4% | $1.18 | $1.18 | — | DEBT 2.000%12/0 | 421924BL4 |
| — | GP INVTS ACQUISITION COR | 956,510 | $9.469M | 1.4% | $9.90 | $9.81 | — | SHS | G40357124 |
| — | INTEL CORP | 5,360,000 | $9.456M | 1.4% | $1.76 | $1.59 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | CITRIX SYS INC | 7,665,000 | $8.853M | 1.3% | $1.15 | $1.15 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | HEALTHWAYS INC | 6,800,000 | $8.721M | 1.3% | $1.28 | $1.35 | — | NOTE 1.500% 7/0 | 422245AB6 |
| — | ACORDA THERAPEUTICS INC | 11,200,000 | $8.512M | 1.3% | $0.76 | $0.82 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| GLD | SPDR GOLD TRUST | 75,000 | $8.221M | 1.2% | $109.61 | — | — | Put | 78463V107 |
| — | COLONY CAP INC | 7,700,000 | $7.691M | 1.2% | $1.00 | $0.93 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| — | HENNESSY CAP ACQUISITION COR | 729,047 | $7.356M | 1.1% | $10.09 | $9.98 | — | COM | 42588J100 |
| — | SHUTTERFLY INC | 7,285,000 | $7.321M | 1.1% | $1.00 | $0.99 | — | NOTE 0.250% 5/1 | 82568PAB2 |
| — | EURONET WORLDWIDE INC | 6,175,000 | $7.167M | 1.1% | $1.16 | $1.19 | — | NOTE 1.500%10/0 | 298736AH2 |
| — | HUNTER MARITIME ACQUISITION | 700,000 | $7.105M | 1.1% | $10.15 | $10.15 | — | UNIT 99/99/9999 | Y37828103 |
| — | BOULEVARD ACQUISITION | 704,262 | $6.986M | 1.1% | $9.92 | $9.81 | — | CL A | 10157Q102 |
| — | CARRIAGE SVCS INC | 5,000,000 | $6.738M | 1.0% | $1.35 | $1.18 | — | NOTE 2.750% 3/1 | 143905AM9 |
| — | SEACOR HOLDINGS INC | 7,540,000 | $6.663M | 1.0% | $0.88 | $0.83 | — | NOTE 3.000%11/1 | 81170YAB5 |
| — | CARDTRONICS INC | 5,660,000 | $6.651M | 1.0% | $1.18 | $1.18 | — | NOTE 1.000%12/0 | 14161HAG3 |
| — | TWITTER INC | 6,840,000 | $6.395M | 1.0% | $0.93 | $0.85 | — | NOTE 0.250% 9/1 | 90184LAB8 |
| — | CF CORP | 605,887 | $6.047M | 0.9% | $9.98 | $9.92 | — | SHS CL A | G20307107 |
| — | CIENA CORP | 4,305,000 | $6.038M | 0.9% | $1.40 | $1.40 | — | DEBT 4.000%12/1 | 171779AK7 |
| — | GTY TECHNOLOGY HOLDINGS INC | 557,200 | $5.851M | 0.9% | $10.50 | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| — | DOUBLE EAGLE ACQUISITION COR | 583,097 | $5.802M | 0.9% | $9.95 | $9.82 | — | COM | G28195124 |
| — | PACE HLDGS CORP | 551,885 | $5.585M | 0.8% | $10.12 | $9.90 | — | CL A | G6865N103 |
| — | AMAG PHARMACEUTICALS INC | 3,870,000 | $5.462M | 0.8% | $1.41 | $1.32 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| — | SERVICENOW INC | 4,440,000 | $5.224M | 0.8% | $1.18 | $1.21 | — | NOTE 11/0 | 81762PAB8 |
| — | EASTERLY ACQUISITION CORP | 520,020 | $5.122M | 0.8% | $9.85 | $9.83 | — | COM | 27616L102 |
| — | CORENERGY INFRASTRUCTURE TR | 4,150,000 | $4.653M | 0.7% | $1.12 | $0.80 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | ELECTRUM SPL ACQUISITION COR | 459,952 | $4.554M | 0.7% | $9.90 | $9.74 | — | SHS | G3105C104 |
| — | INTERDIGITAL INC | 3,290,000 | $4.456M | 0.7% | $1.35 | $1.35 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | PHOTRONICS INC | 3,440,000 | $4.341M | 0.7% | $1.26 | $1.12 | — | NOTE 3.250% 4/0 | 719405AK8 |
| — | BROOKDALE SR LIVING INC | 4,410,000 | $4.294M | 0.6% | $0.97 | $0.97 | — | NOTE 2.750% 6/1 | 112463AA2 |
| SFL 3.25 02/01/18 | SHIP FINANCE INTERNATIONAL L | 3,993,000 | $4.29M | 0.6% | $1.07 | $1.05 | — | NOTE 3.250% 2/0 | G81075AE6 |
| — | DEPOMED INC | 3,530,000 | $4.039M | 0.6% | $1.14 | $1.14 | — | NOTE 2.500% 9/0 | 249908AA2 |
| — | NUANCE COMMUNICATIONS INC | 4,000,000 | $4.025M | 0.6% | $1.01 | $1.00 | — | NOTE 2.750%11/0 | 67020YAF7 |
| — | GENERAL CABLE CORP DEL NEW | 5,060,000 | $3.972M | 0.6% | $0.78 | $0.65 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | HARMONY MERGER CORP | 365,908 | $3.703M | 0.6% | $10.12 | $10.06 | — | COM | 413247107 |
| — | 51JOB INC | 3,500,000 | $3.686M | 0.6% | $1.05 | $1.02 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | QUINPARIO ACQUISITION CORP 2 | 356,050 | $3.543M | 0.5% | $9.95 | $9.85 | — | COM | 74874U101 |
| — | BLACKSTONE MTG TR INC | 2,920,000 | $3.254M | 0.5% | $1.11 | $1.11 | — | NOTE 5.250%12/0 | 09257WAA8 |
| — | PATTERN ENERGY GROUP INC | 3,142,000 | $3.05M | 0.5% | $0.97 | $1.00 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | ALBANY MOLECULAR RESH INC | 2,150,000 | $2.786M | 0.4% | $1.30 | $1.27 | — | NOTE 2.250%11/1 | 012423AB5 |
| — | SUNPOWER CORP | 3,500,000 | $2.478M | 0.4% | $0.71 | $0.71 | — | DBCV 4.000% 1/1 | 867652AL3 |
| — | GLOBAL PARTNER ACQUISITION C | 236,226 | $2.348M | 0.4% | $9.94 | $9.80 | — | COM | 37954X105 |
| — | FLUIDIGM CORP DEL | 3,370,000 | $2.325M | 0.4% | $0.69 | $0.61 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| XLF | SELECT SECTOR SPDR TR | 100,000 | $2.325M | 0.4% | $23.25 | — | — | Put | 81369Y605 |
| — | ICONIX BRAND GROUP INC | 2,500,000 | $2.309M | 0.3% | $0.92 | $0.92 | — | NOTE 1.500% 3/1 | 451055AF4 |
| — | VECTOR GROUP LTD | 2,000,000 | $2.307M | 0.3% | $1.15 | $1.06 | — | NOTE 1.750% 4/1 | 92240MBC1 |
| — | LANDCADIA HLDGS INC | 234,501 | $2.293M | 0.3% | $9.78 | $9.77 | — | CL A | 51476W107 |
| — | BROADSOFT INC | 1,750,000 | $2.118M | 0.3% | $1.21 | $1.21 | — | NOTE 1.000% 9/0 | 11133BAD4 |
| — | TWITTER INC | 2,300,000 | $2.102M | 0.3% | $0.91 | $0.89 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| VOD | VODAFONE GROUP PLC NEW | 84,300 | $2.059M | 0.3% | $24.42 | — | — | Call | 92857W308 |
| — | FIREEYE INC | 2,230,000 | $2.001M | 0.3% | $0.90 | $0.87 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | TOLL BROS FIN CORP | 2,000,000 | $1.967M | 0.3% | $0.98 | $0.98 | — | NOTE 0.500% 9/1 | 88947EAM2 |
| — | HORNBECK OFFSHORE SVCS INC N | 2,682,000 | $1.894M | 0.3% | $0.71 | $0.58 | — | NOTE 1.500% 9/0 | 440543AN6 |
| — | FRONTIER COMMUNICATIONS CORP | 500,000 | $1.69M | 0.3% | $3.38 | — | — | Call | 35906A108 |
| — | SPIRIT RLTY CAP INC NEW | 150,000 | $1.64M | 0.2% | $10.93 | $10.88 | — | Put | 84860W102 |
| — | APOLLO COML REAL EST FIN INC | 1,490,000 | $1.555M | 0.2% | $1.04 | $1.02 | — | NOTE 5.500% 3/1 | 03762UAA3 |
| — | ANDINA ACQUISITION CORP II | 152,054 | $1.51M | 0.2% | $9.93 | $9.87 | — | SHS | G0441P104 |
| TRN | TRINITY INDS INC | 50,000 | $1.388M | 0.2% | $27.76 | — | — | Call | 896522109 |
| ON | ON SEMICONDUCTOR CORP | 108,460 | $1.384M | 0.2% | $12.76 | $11.94 | +6.9% | COM | 682189105 |
| — | GLOBAL EAGLE ENTMT INC | 1,750,000 | $1.361M | 0.2% | $0.78 | $0.72 | — | NOTE 2.750% 2/1 | 37951DAB8 |
| SM | SM ENERGY CO | 39,400 | $1.358M | 0.2% | $34.47 * | $32.31 | -4.5% | COM | 78454L100 |
| — | PACIFIC SPL ACQUISITION CORP | 130,759 | $1.353M | 0.2% | $10.35 | $10.33 | — | SHS | G68588105 |
| — | SABAN CAP ACQUISITION CORP | 123,569 | $1.281M | 0.2% | $10.37 | $10.08 | — | UNIT 99/99/9999 | 78516C205 |
| — | ELECTRUM SPL ACQUISITION COR | 124,900 | $1.265M | 0.2% | $10.13 | $9.95 | — | UNIT 99/99/9999 | G3105C120 |
| — | MERITAGE HOMES CORP | 1,245,000 | $1.239M | 0.2% | $1.00 | $1.00 | — | NOTE 1.875% 9/1 | 59001AAR3 |
| — | QUINPARIO ACQUISITION CORP 2 | 105,000 | $1.064M | 0.2% | $10.13 | $10.02 | — | UNIT 01/01/2023 | 74874U200 |
| — | PROOFPOINT INC | 15,000 | $1.06M | 0.2% | $70.67 | $74.87 | — | COM | 743424103 |
| — | PRICELINE GRP INC | 640 | $938K | 0.1% | $1465.63 | $1296.97 | — | COM NEW | 741503403 |
| — | BOULEVARD ACQUISITION | 89,120 | $905K | 0.1% | $10.15 | $9.90 | — | UNIT 99/99/9999 | 10157Q201 |
| — | RED HAT INC | 11,650 | $812K | 0.1% | $69.70 | $72.62 | — | COM | 756577102 |
| — | DOUBLE EAGLE ACQUISITION COR | 75,000 | $787K | 0.1% | $10.49 | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| DHT | DHT HOLDINGS INC | 185,600 | $769K | 0.1% | $4.14 * | $2.11 | +4.7% | SHS NEW | Y2065G121 |
| — | AXAR ACQUISITION CORP | 75,000 | $739K | 0.1% | $9.85 | $9.85 | — | COM | 05455L102 |
| — | WPX ENERGY INC | 50,000 | $729K | 0.1% | $14.58 | — | — | Put | 98212B103 |
| AKAM | AKAMAI TECHNOLOGIES INC | 10,900 | $727K | 0.1% | $66.70 | $63.69 | +4.7% | COM | 00971T101 |
| LYV | LIVE NATION ENTERTAINMENT IN | 22,700 | $604K | 0.1% | $26.61 | $27.52 | -3.3% | COM | 538034109 |
| — | WELLTOWER INC | 10,000 | $600K | 0.1% | $60.00 | $61.60 | — | 6.50% PFD PREPET | 95040Q203 |
| — | SCORPIO TANKERS INC | 125,000 | $566K | 0.1% | $4.53 | — | — | Put | Y7542C106 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 14,600 | $559K | 0.1% | $38.29 | $38.29 | — | COM | 87157B103 |
| MDRX | ALLSCRIPTS HEALTHCARE SOLUTN | 50,000 | $511K | 0.1% | $10.22 | — | — | Call | 01988P108 |
| — | GREAT ELM CAP CORP | 43,367 | $506K | 0.1% | $11.67 | $11.67 | — | COM | 390320109 |
| CENTA | CENTRAL GARDEN & PET CO | 16,000 | $494K | 0.1% | $30.88 * | $13.05 | +89.4% | CL A NON-VTG | 153527205 |
| — | ROYAL DUTCH SHELL PLC | 8,998 | $489K | 0.1% | $54.35 | $52.74 | — | SPONS ADR A | 780259206 |
| — | GENERAL CABLE CORP DEL NEW | 25,000 | $476K | 0.1% | $19.04 | — | — | Put | 369300108 |
| — | EPR PPTYS | 16,248 | $459K | 0.1% | $28.25 | $28.60 | — | PFD C CNV 5.75% | 26884U208 |
| GLNG | GOLAR LNG LTD BERMUDA | 20,000 | $459K | 0.1% | $22.95 | — | — | Put | G9456A100 |
| CUK | CARNIVAL PLC | 8,900 | $456K | 0.1% | $51.24 | $46.37 | — | ADR | 14365C103 |
| — | ZIONS BANCORPORATION | 50,000 | $433K | 0.1% | $8.66 | $3.96 | — | *W EXP 11/14/201 | 989701131 |
| — | 51JOB INC | 11,080 | $375K | 0.1% | $33.84 | $31.89 | — | SP ADR REP COM | 316827104 |
| — | SPIRIT RLTY CAP INC NEW | 345,000 | $358K | 0.1% | $1.04 | $0.99 | — | NOTE 2.875% 5/1 | 84860WAA0 |
| — | SUNPOWER CORP | 50,000 | $331K | 0.0% | $6.62 | — | — | Put | 867652406 |
| OFG | OFG BANCORP | 25,000 | $328K | 0.0% | $13.12 | — | — | Put | 67103X102 |
| — | KLR ENERGY ACQUISITION CORP | 30,556 | $316K | 0.0% | $10.34 | $10.12 | — | CL A | 49877M108 |
| — | CAPITOL ACQUISITION CORP III | 30,000 | $309K | 0.0% | $10.30 | $9.95 | — | UNIT 99/99/9999 | 14055M205 |
| — | HARMONY MERGER CORP | 30,000 | $309K | 0.0% | $10.30 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| UVV | UNIVERSAL CORP VA | 4,786 | $305K | 0.0% | $63.73 | $51.60 | +23.6% | COM | 913456109 |
| — | M I ACQUISITIONS INC | 26,411 | $268K | 0.0% | $10.15 | $10.05 | — | UNIT 99/99/9999 | 55304A203 |
| — | SCORPIO TANKERS INC | 51,800 | $235K | 0.0% | $4.54 | — | — | Call | Y7542C106 |
| — | JENSYN ACQUISITION CORP | 20,000 | $210K | 0.0% | $10.50 | $10.00 | — | UNIT 99/99/9999 | 47632B201 |
| — | CF CORP | 20,000 | $209K | 0.0% | $10.45 | $10.20 | — | UNIT 99/99/9999E | G20307123 |
| — | LANDCADIA HLDGS INC | 20,000 | $208K | 0.0% | $10.40 | $10.20 | — | UNIT 12/31/2021T | 51476W206 |
| — | KINDRED HEALTHCARE INC | 25,000 | $196K | 0.0% | $7.84 | — | — | Call | 494580103 |
| — | CONYERS PK ACQUISITION | 17,950 | $183K | 0.0% | $10.19 | $10.00 | — | CL A COM | 212894109 |
| — | KLR ENERGY ACQUISITION CORP | 15,000 | $170K | 0.0% | $11.33 | $10.05 | — | UNIT 12/31/2020 | 49877M207 |
| — | SPIRIT RLTY CAP INC NEW | 10,843 | $118K | 0.0% | $10.88 | $10.88 | — | COM | 84860W102 |
| — | CREDIT SUISSE NASSAU BRH | 2,500 | $117K | 0.0% | $46.80 | $28.34 | — | INVRS VIX STERM | 22542D795 |
| — | VIVOPOWER INTERNATIONAL PLC | 20,997 | $115K | 0.0% | $5.48 | $5.48 | — | SHS | G9376R100 |
| INSE | INSPIRED ENTMT INC | 10,000 | $85,000 | 0.0% | $8.50 | $9.86 | -14.3% | COM | 45782N108 |
| — | GTY TECHNOLOGY HOLDINGS INC | 6,691 | $72,000 | 0.0% | $10.76 | $10.76 | — | CL A | G4182A102 |
| MCHP | MICROCHIP TECHNOLOGY INC | 1,100 | $71,000 | 0.0% | $64.55 * | $26.55 | +2.3% | COM | 595017104 |
| — | SANOFI | 150,000 | $57,000 | 0.0% | $0.38 | $0.61 | — | RIGHT 12/31/2020 | 80105N113 |
| — | SILICONWARE PRECISION INDS L | 7,000 | $51,000 | 0.0% | $7.29 | $7.71 | — | SPONSD ADR SPL | 827084864 |
| — | BANK AMER CORP | 50,000 | $48,000 | 0.0% | $0.96 | $0.71 | — | *W EXP 10/28/201 | 060505153 |
| — | INSPIRED ENTMT INC | 57,900 | $41,000 | 0.0% | $0.71 | $0.71 | — | *W EXP 10/20/202 | 45782N116 |
| — | HENNESSY CAP ACQUISITION COR | 40,600 | $35,000 | 0.0% | $0.86 | $0.52 | — | *W EXP 07/28/202 | 42588J118 |
| — | GREAT PLAINS ENERGY INC | 641 | $32,000 | 0.0% | $49.92 | $49.92 | — | DEP SHS 1/20 B | 391164878 |
| PHUN | STELLAR ACQUISITION III INC | 3,018 | $30,000 | 0.0% | $9.94 | $9.94 | — | COM | Y8172W107 |
| — | GP INVTS ACQUISITION COR | 43,500 | $20,000 | 0.0% | $0.46 | $0.51 | — | *W EXP 05/19/202 | G40357108 |
| — | EASTERLY ACQUISITION CORP | 46,525 | $17,000 | 0.0% | $0.37 | $0.40 | — | *W EXP 07/29/202 | 27616L110 |
| — | ANDINA ACQUISITION CORP II | 40,000 | $16,000 | 0.0% | $0.40 | $0.35 | — | RIGHT 09/01/2017 | G0441P120 |
| — | CITIGROUP INC | 81,500 | $12,000 | 0.0% | $0.15 | $0.79 | — | *W EXP 01/04/201 | 172967226 |
| FOLD | AMICUS THERAPEUTICS INC | 1,800 | $9,000 | 0.0% | $5.00 | — | — | Put | 03152W109 |
| — | AXAR ACQUISITION CORP | 98,127 | $7,000 | 0.0% | $0.07 | $0.07 | — | *W EXP 12/31/202 | 05455L110 |
| — | ELECTRUM SPL ACQUISITION COR | 17,000 | $5,000 | 0.0% | $0.29 | $0.29 | — | *W EXP 99/99/999 | G3105C112 |
| — | JENSYN ACQUISITION CORP | 479 | $5,000 | 0.0% | $10.44 | $10.44 | — | COM | 47632B102 |
| — | CAPITOL ACQUISITION CORP III | 5,000 | $4,000 | 0.0% | $0.80 | $0.80 | — | *W EXP 10/13/202 | 14055M114 |
| — | ANDINA ACQUISITION CORP II | 15,000 | $4,000 | 0.0% | $0.27 | $0.24 | — | *W EXP 11/23/202 | G0441P138 |
| — | BOULEVARD ACQUISITION | 8,949 | $4,000 | 0.0% | $0.45 | $0.30 | — | *W EXP 09/25/202 | 10157Q110 |
| — | DOUBLE EAGLE ACQUISITION COR | 8,666 | $4,000 | 0.0% | $0.46 | $0.47 | — | *W EXP 09/16/202 | G28195116 |
| — | GTY TECHNOLOGY HOLDINGS INC | 3,333 | $3,000 | 0.0% | $0.90 | $0.90 | — | *W EXP 99/99/999 | G4182A128 |
| — | KINDER MORGAN INC DEL | 337,000 | $2,000 | 0.0% | $0.01 | $0.04 | — | *W EXP 05/25/201 | 49456B119 |
| — | PACIFIC SPL ACQUISITION CORP | 5,000 | $1,000 | 0.0% | $0.20 | — | — | *W EXP 10/20/202 | G68588121 |
| — | JM GLOBAL HLDG CO | 4,200 | $1,000 | 0.0% | $0.24 | $0.17 | — | *W EXP 07/29/201 | 46590H119 |
| — | PACE HLDGS CORP | 2,190 | $1,000 | 0.0% | $0.46 | $0.35 | — | *W EXP 99/99/999 | G6865N111 |
| — | M III ACQUISITION CORP | 5,100 | $1,000 | 0.0% | $0.20 | $0.20 | — | *W EXP 10/10/202 | 55378T112 |