CIK: 0001386462 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value ($000): $2,414,971 (98.5% shares, 1.5% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| HYG | ISHARES TR | 3,123,300 | $272,539 | 11.3% | — | — | Put | 464288513 |
| GLD | SPDR GOLD TRUST | 1,064,000 | $131,564 | 5.4% | $123.64 | — | Call | 78463V107 |
| SPY | SPDR S&P 500 ETF TR | 411,000 | $109,679 | 4.5% | $232.52 | — | Call | 78462F103 |
| — | CURRENCYSHARES EURO TR | 856,100 | $98,974 | 4.1% | — | — | Call | 23130C108 |
| — | CURRENCYSHARES EURO TR | 826,100 | $95,505 | 4.0% | — | — | Put | 23130C108 |
| TLT | ISHARES TR | 500,000 | $63,430 | 2.6% | $124.92 | — | Call | 464287432 |
| EMB | ISHARES TR | 536,200 | $62,253 | 2.6% | $114.27 | — | JPMORGAN USD EMG | 464288281 |
| SPY | SPDR S&P 500 ETF TR | 200,000 | $53,372 | 2.2% | $232.52 | — | Put | 78462F103 |
| AAPL | APPLE INC | 265,000 | $44,846 | 1.9% | $34.40 | +13.6% | Put | 037833100 |
| EFA | ISHARES TR | 537,300 | $37,778 | 1.6% | $70.33 | — | Put | 464287465 |
| FEZ | SPDR INDEX SHS FDS | 882,100 | $35,910 | 1.5% | $40.71 | — | Call | 78463X202 |
| FXI | ISHARES TR | 714,900 | $33,007 | 1.4% | $41.80 | — | Put | 464287184 |
| NSC | NORFOLK SOUTHERN CORP | 200,000 | $28,980 | 1.2% | $98.18 | +16.1% | Call | 655844108 |
| UNP | UNION PAC CORP | 195,000 | $26,150 | 1.1% | — | — | Call | 907818108 |
| EMB | ISHARES TR | 206,500 | $23,975 | 1.0% | $114.27 | — | Call | 464288281 |
| TSLA | TESLA INC | 76,400 | $23,787 | 1.0% | — | — | Put | 88160R101 |
| — | ALLERGAN PLC | 124,600 | $20,382 | 0.8% | $178.60 | — | Put | G0177J108 |
| IBB | ISHARES TR | 186,200 | $19,881 | 0.8% | — | — | Put | 464287556 |
| — | VMWARE INC | 150,400 | $18,848 | 0.8% | — | — | Call | 928563402 |
| — | DELL TECHNOLOGIES INC | 228,238 | $18,551 | 0.8% | $64.69 | — | COM CL V | 24703L103 |
| MRK | MERCK & CO INC | 322,500 | $18,147 | 0.8% | $44.10 | -2.5% | Put | 58933Y105 |
| — | DIREXION SHS ETF TR | 751,500 | $17,810 | 0.7% | — | — | Put | 25490K133 |
| — | CURRENCYSHS JAPANESE YEN TR | 191,000 | $16,262 | 0.7% | $86.67 | — | Put | 23130A102 |
| MS | MORGAN STANLEY | 302,500 | $15,872 | 0.7% | $39.73 | 0.0% | Put | 617446448 |
| DIS | DISNEY WALT CO | 145,000 | $15,589 | 0.6% | — | — | Put | 254687106 |
| UPS | UNITED PARCEL SERVICE INC | 130,000 | $15,490 | 0.6% | $82.86 | +4.1% | Call | 911312106 |
| XBI | SPDR SERIES TRUST | 182,000 | $15,446 | 0.6% | $77.17 | — | Put | 78464A870 |
| EFA | ISHARES TR | 215,000 | $15,117 | 0.6% | $70.33 | — | Call | 464287465 |
| NOMD | NOMAD FOODS LTD | 844,971 | $14,288 | 0.6% | $9.10 | +70.7% | USD ORD SHS | G6564A105 |
| — | ALLERGAN PLC | 87,000 | $14,231 | 0.6% | $178.60 | — | Call | G0177J108 |
| MSFT | MICROSOFT CORP | 160,000 | $13,686 | 0.6% | $59.98 | +25.5% | Put | 594918104 |
| AAPL | APPLE INC | 80,000 | $13,538 | 0.6% | $34.40 | +13.6% | COM | 037833100 |
| — | ALLERGAN PLC | 82,041 | $13,420 | 0.6% | $178.60 | — | SHS | G0177J108 |
| — | ILG INC | 458,273 | $13,052 | 0.5% | $18.17 | — | COM | 44967H101 |
| — | HIGHLAND FLOATNG RATE OPPRT | 832,072 | $12,897 | 0.5% | $15.50 | — | SHS BEN INT | 43010E404 |
| TLT | ISHARES TR | 100,000 | $12,686 | 0.5% | $124.92 | — | Put | 464287432 |
| MRK | MERCK & CO INC | 225,000 | $12,661 | 0.5% | $44.10 | -2.5% | Call | 58933Y105 |
| DAL | DELTA AIR LINES INC DEL | 220,000 | $12,320 | 0.5% | $44.71 | +6.9% | Put | 247361702 |
| XOM | EXXON MOBIL CORP | 145,000 | $12,128 | 0.5% | $57.12 | 0.0% | Put | 30231G102 |
| — | ANADARKO PETE CORP | 225,000 | $12,069 | 0.5% | $56.10 | — | Call | 032511107 |
| — | ZIONS BANCORPORATION | 607,216 | $11,416 | 0.5% | $4.85 | — | *W EXP 05/22/202 | 989701115 |
| — | PINNACLE FOODS INC DEL | 191,100 | $11,365 | 0.5% | $57.39 | — | COM | 72348P104 |
| — | DELL TECHNOLOGIES INC | 139,200 | $11,314 | 0.5% | $64.69 | — | Call | 24703L103 |
| CCK | CROWN HOLDINGS INC | 193,900 | $10,907 | 0.5% | $56.20 | 0.0% | COM | 228368106 |
| FEZ | SPDR INDEX SHS FDS | 258,900 | $10,539 | 0.4% | $40.71 | — | Put | 78463X202 |
| BMY | BRISTOL MYERS SQUIBB CO | 169,000 | $10,356 | 0.4% | $39.93 | +16.3% | Put | 110122108 |
| HUN | HUNTSMAN CORP | 309,635 | $10,308 | 0.4% | $30.63 | 0.0% | COM | 447011107 |
| — | CIGNA CORPORATION | 50,000 | $10,155 | 0.4% | — | — | Call | 125509109 |
| MSFT | MICROSOFT CORP | 118,000 | $10,094 | 0.4% | $59.98 | +25.5% | Call | 594918104 |
| — | MITEL NETWORKS CORP | 1,226,009 | $10,090 | 0.4% | $7.19 | — | COM | 60671Q104 |
| USFD | US FOODS HLDG CORP | 312,100 | $9,965 | 0.4% | $27.39 | +3.4% | COM | 912008109 |
| MRK | MERCK & CO INC | 176,100 | $9,909 | 0.4% | $44.10 | -2.5% | COM | 58933Y105 |
| — | ALTABA INC | 141,500 | $9,884 | 0.4% | $54.48 | — | Call | 021346101 |
| — | TIME WARNER INC | 101,100 | $9,248 | 0.4% | $98.49 | — | COM NEW | 887317303 |
| NSC | NORFOLK SOUTHERN CORP | 63,300 | $9,172 | 0.4% | $98.18 | +16.1% | COM | 655844108 |
| — | ANADARKO PETE CORP | 170,000 | $9,119 | 0.4% | $56.10 | — | Put | 032511107 |
| HYG | ISHARES TR | 100,000 | $8,726 | 0.4% | — | — | Call | 464288513 |
| — | SUNTRUST BKS INC | 135,000 | $8,720 | 0.4% | — | — | Call | 867914103 |
| NXPI | NXP SEMICONDUCTORS N V | 73,904 | $8,653 | 0.4% | $100.67 | +2.0% | COM | N6596X109 |
| BABA | ALIBABA GROUP HLDG LTD | 50,000 | $8,622 | 0.4% | — | — | Put | 01609W102 |
| — | NUANCE COMMUNICATIONS INC | 518,963 | $8,485 | 0.4% | $16.35 | — | COM | 67020Y100 |
| XLF | SELECT SECTOR SPDR TR | 300,000 | $8,373 | 0.3% | — | — | Put | 81369Y605 |
| APD | AIR PRODS & CHEMS INC | 50,271 | $8,248 | 0.3% | $84.73 | +53.8% | COM | 009158106 |
| — | CATHAY GEN BANCORP | 354,406 | $7,903 | 0.3% | $8.51 | — | *W EXP 12/05/201 | 149150112 |
| WFC | WELLS FARGO CO NEW | 130,000 | $7,887 | 0.3% | $45.09 | 0.0% | Put | 949746101 |
| — | TIME WARNER INC | 85,300 | $7,802 | 0.3% | $98.49 | — | Call | 887317303 |
| — | CLEVELAND CLIFFS INC | 7,000,000 | $7,672 | 0.3% | $1.10 | — | DBCV 1.500% 1/1 | 185899AA9 |
| XLI | SELECT SECTOR SPDR TR | 100,000 | $7,567 | 0.3% | — | — | Put | 81369Y704 |
| — | HALCON RES CORP | 992,727 | $7,515 | 0.3% | $6.97 | — | COM PAR NEW | 40537Q605 |
| — | DOWDUPONT INC | 105,200 | $7,492 | 0.3% | $69.23 | — | COM | 26078J100 |
| CVX | CHEVRON CORP NEW | 59,000 | $7,386 | 0.3% | $80.59 | +3.7% | COM | 166764100 |
| — | NEXEO SOLUTIONS INC | 802,269 | $7,301 | 0.3% | $8.57 | — | COM SHS | 65342H102 |
| EEM | ISHARES TR | 151,900 | $7,158 | 0.3% | $40.04 | — | Put | 464287234 |
| META | FACEBOOK INC | 40,000 | $7,058 | 0.3% | $164.45 | +6.7% | Call | 30303M102 |
| — | DELPHI TECHNOLOGIES PLC | 133,532 | $7,006 | 0.3% | $52.47 | — | SHS | G2709G107 |
| V | VISA INC | 60,000 | $6,841 | 0.3% | $95.87 | +8.9% | Put | 92826C839 |
| FXI | ISHARES TR | 148,000 | $6,833 | 0.3% | $41.80 | — | Call | 464287184 |
| XLE | SELECT SECTOR SPDR TR | 92,700 | $6,699 | 0.3% | $70.44 | — | Put | 81369Y506 |
| WMT | WAL-MART STORES INC | 67,500 | $6,666 | 0.3% | $22.90 | +17.1% | Put | 931142103 |
| C | CITIGROUP INC | 88,300 | $6,570 | 0.3% | $51.91 | +8.8% | COM NEW | 172967424 |
| IBB | ISHARES TR | 60,000 | $6,406 | 0.3% | — | — | Call | 464287556 |
| — | HOLLYFRONTIER CORP | 125,000 | $6,403 | 0.3% | $26.07 | — | Put | 436106108 |
| SPY | SPDR S&P 500 ETF TR | 23,701 | $6,325 | 0.3% | $232.52 | — | TR UNIT | 78462F103 |
| CVX | CHEVRON CORP NEW | 50,000 | $6,260 | 0.3% | $80.59 | +3.7% | Put | 166764100 |
| — | SUNTRUST BKS INC | 298,731 | $6,246 | 0.3% | $4.80 | — | *W EXP 11/14/201 | 867914111 |
| — | WRIGHT MED GROUP N V | 280,105 | $6,218 | 0.3% | $22.20 | — | ORD SHS 0.03 PAR | N96617118 |
| MPC | MARATHON PETE CORP | 93,800 | $6,189 | 0.3% | — | — | Call | 56585A102 |
| — | RAYONIER ADVANCED MATLS INC | 42,581 | $6,187 | 0.3% | $105.25 | — | PFD CV SER A | 75508B203 |
| ZION | ZIONS BANCORPORATION | 121,700 | $6,186 | 0.3% | — | — | Call | 989701107 |
| BMY | BRISTOL MYERS SQUIBB CO | 100,000 | $6,128 | 0.3% | $39.93 | +16.3% | Call | 110122108 |
| — | VIRTUS INVT PARTNERS INC | 60,007 | $6,127 | 0.3% | $98.67 | — | PFD CV SER D | 92828Q208 |
| — | 51JOB INC | 4,125,000 | $6,092 | 0.3% | $1.48 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | VANECK VECTORS ETF TR | 230,560 | $6,006 | 0.2% | $25.62 | — | OIL SVCS ETF | 92189F718 |
| — | SPDR SERIES TRUST | 160,000 | $5,949 | 0.2% | — | — | Call | 78464A730 |
| MWA | MUELLER WTR PRODS INC | 471,119 | $5,903 | 0.2% | $10.79 | -0.5% | COM SER A | 624758108 |
| NSC | NORFOLK SOUTHERN CORP | 40,000 | $5,796 | 0.2% | $98.18 | +16.1% | Put | 655844108 |
| CSX | CSX CORP | 105,000 | $5,776 | 0.2% | $15.87 | 0.0% | COM | 126408103 |
| GT | GOODYEAR TIRE & RUBR CO | 177,500 | $5,735 | 0.2% | $32.50 | -2.3% | Put | 382550101 |
| V | VISA INC | 50,000 | $5,701 | 0.2% | $95.87 | +8.9% | Call | 92826C839 |
| TSN | TYSON FOODS INC | 70,000 | $5,675 | 0.2% | $49.27 | +24.7% | Put | 902494103 |
| DAL | DELTA AIR LINES INC DEL | 100,000 | $5,600 | 0.2% | $44.71 | +6.9% | Call | 247361702 |
| ORCL | ORACLE CORP | 118,233 | $5,590 | 0.2% | $37.12 | +17.2% | COM | 68389X105 |
| BP | BP PLC | 130,000 | $5,464 | 0.2% | — | — | Call | 055622104 |
| TAP | MOLSON COORS BREWING CO | 65,000 | $5,335 | 0.2% | $72.53 | -10.0% | Put | 60871R209 |
| GLD | SPDR GOLD TRUST | 42,995 | $5,316 | 0.2% | $123.64 | — | GOLD SHS | 78463V107 |
| FXI | ISHARES TR | 114,760 | $5,299 | 0.2% | $41.80 | — | CHINA LG-CAP ETF | 464287184 |
| — | BB&T CORP | 106,000 | $5,270 | 0.2% | — | — | Call | 054937107 |
| XLU | SELECT SECTOR SPDR TR | 100,000 | $5,268 | 0.2% | $51.80 | — | Put | 81369Y886 |
| — | DISH NETWORK CORP | 110,000 | $5,253 | 0.2% | — | — | Call | 25470M109 |
| QCOM | QUALCOMM INC | 81,000 | $5,186 | 0.2% | $46.44 | +5.5% | Put | 747525103 |
| — | FLEXION THERAPEUTICS INC | 207,127 | $5,186 | 0.2% | $25.08 | — | COM | 33938J106 |
| — | GENERAL ELECTRIC CO | 295,000 | $5,148 | 0.2% | $24.13 | — | Put | 369604103 |
| — | GENERAL ELECTRIC CO | 295,000 | $5,148 | 0.2% | $24.13 | — | COM | 369604103 |
| — | INTERDIGITAL INC | 4,300,000 | $5,146 | 0.2% | $1.17 | — | NOTE 1.500% 3/0 | 458660AD9 |
| USB | US BANCORP DEL | 96,000 | $5,144 | 0.2% | $39.05 | 0.0% | Call | 902973304 |
| — | DYNEGY INC NEW DEL | 62,825 | $4,956 | 0.2% | $77.79 | — | UNIT 07/01/20191 | 26817R405 |
| TAP | MOLSON COORS BREWING CO | 60,000 | $4,924 | 0.2% | $72.53 | -10.0% | CL B | 60871R209 |
| — | POWERSHS DB US DOLLAR INDEX | 204,600 | $4,917 | 0.2% | $24.02 | — | Call | 73936D107 |
| DIS | DISNEY WALT CO | 45,700 | $4,913 | 0.2% | — | — | Call | 254687106 |
| — | TESARO INC | 58,701 | $4,865 | 0.2% | $150.40 | — | COM | 881569107 |
| MSFT | MICROSOFT CORP | 56,780 | $4,857 | 0.2% | $59.98 | +25.5% | COM | 594918104 |
| — | DOMINION ENERGY INC | 89,829 | $4,655 | 0.2% | $50.69 | — | UNIT 08/15/2019 | 25746U836 |
| VZ | VERIZON COMMUNICATIONS INC | 87,400 | $4,626 | 0.2% | — | — | Call | 92343V104 |
| FUL | FULLER H B CO | 84,849 | $4,571 | 0.2% | $48.56 | +3.1% | COM | 359694106 |
| AMAT | APPLIED MATLS INC | 89,200 | $4,560 | 0.2% | $49.42 | 0.0% | Call | 038222105 |
| GLNG | GOLAR LNG LTD BERMUDA | 150,000 | $4,472 | 0.2% | $18.75 | +12.9% | Put | G9456A100 |
| — | VANECK VECTORS ETF TR | 171,000 | $4,455 | 0.2% | $25.62 | — | Put | 92189F718 |
| XPO | XPO LOGISTICS INC | 48,550 | $4,447 | 0.2% | $16.14 | +58.5% | COM | 983793100 |
| AAPL | APPLE INC | 25,000 | $4,231 | 0.2% | $34.40 | +13.6% | Call | 037833100 |
| HAIN | HAIN CELESTIAL GROUP INC | 97,500 | $4,133 | 0.2% | — | — | Put | 405217100 |
| — | MICROSEMI CORP | 79,793 | $4,121 | 0.2% | $46.80 | — | COM | 595137100 |
| — | TESARO INC | 49,000 | $4,061 | 0.2% | $150.40 | — | Call | 881569107 |
| HAIN | HAIN CELESTIAL GROUP INC | 95,700 | $4,057 | 0.2% | — | — | Call | 405217100 |
| UAL | UNITED CONTL HLDGS INC | 60,000 | $4,044 | 0.2% | $66.37 | -6.1% | Put | 910047109 |
| — | POWERSHS DB US DOLLAR INDEX | 167,600 | $4,027 | 0.2% | $24.02 | — | Put | 73936D107 |
| — | REALPAGE INC | 90,699 | $4,018 | 0.2% | $36.09 | — | COM | 75606N109 |
| GTN | GRAY TELEVISION INC | 237,320 | $3,975 | 0.2% | $11.83 | +32.1% | COM | 389375106 |
| — | LIVE NATION ENTERTAINMENT IN | 3,000,000 | $3,876 | 0.2% | $1.29 | — | DBCV 2.500% 5/1 | 538034AJ8 |
| EEM | ISHARES TR | 81,777 | $3,853 | 0.2% | $40.04 | — | MSCI EMG MKT ETF | 464287234 |
| MOS | MOSAIC CO NEW | 150,000 | $3,849 | 0.2% | — | — | Call | 61945C103 |
| TLT | ISHARES TR | 30,000 | $3,806 | 0.2% | $124.92 | — | 20 YR TR BD ETF | 464287432 |
| — | SPDR SERIES TRUST | 100,000 | $3,718 | 0.2% | — | — | Put | 78464A730 |
| — | ANADARKO PETE CORP | 68,000 | $3,648 | 0.2% | $56.10 | — | COM | 032511107 |
| — | BARRICK GOLD CORP | 250,000 | $3,618 | 0.1% | — | — | Call | 067901108 |
| DXC | DXC TECHNOLOGY CO | 38,024 | $3,608 | 0.1% | $62.87 | +22.2% | COM | 23355L106 |
| GILD | GILEAD SCIENCES INC | 50,000 | $3,582 | 0.1% | $55.90 | 0.0% | Put | 375558103 |
| XLE | SELECT SECTOR SPDR TR | 49,431 | $3,572 | 0.1% | $70.44 | — | ENERGY | 81369Y506 |
| META | FACEBOOK INC | 20,000 | $3,529 | 0.1% | $164.45 | +6.7% | Put | 30303M102 |
| — | MEDIDATA SOLUTIONS INC | 3,000,000 | $3,485 | 0.1% | $1.16 | — | NOTE 1.000% 8/0 | 58471AAB1 |
| — | POWERSHARES ETF TRUST II | 150,500 | $3,468 | 0.1% | — | — | Put | 73936Q769 |
| — | SINA CORP | 2,894,000 | $3,231 | 0.1% | $0.99 | — | NOTE 1.000%12/0 | 82922RAD5 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 311,337 | $3,204 | 0.1% | $10.29 | — | SPONSORED ADR | 71654V408 |
| V | VISA INC | 28,000 | $3,193 | 0.1% | $95.87 | +8.9% | COM CL A | 92826C839 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 5,339 | $3,133 | 0.1% | $817.84 | — | 5.5% CNV PFD A | G0177J116 |
| — | ENSCO JERSEY FIN LTD | 3,500,000 | $3,124 | 0.1% | $0.89 | — | NOTE 3.000% 1/3 | 29359WAB1 |
| — | TCF FINL CORP | 151,200 | $3,100 | 0.1% | — | — | Put | 872275102 |
| — | CTRIP COM INTL LTD | 70,000 | $3,087 | 0.1% | $44.09 | — | Call | 22943F100 |
| GM | GENERAL MTRS CO | 75,000 | $3,074 | 0.1% | — | — | Call | 37045V100 |
| NXST | NEXSTAR MEDIA GROUP INC | 39,272 | $3,071 | 0.1% | $42.93 | +24.3% | CL A | 65336K103 |
| — | MARATHON OIL CORP | 175,000 | $2,963 | 0.1% | $15.53 | — | Put | 565849106 |
| AMAT | APPLIED MATLS INC | 57,600 | $2,945 | 0.1% | $49.42 | 0.0% | COM | 038222105 |
| EWD | ISHARES INC | 85,185 | $2,888 | 0.1% | $33.90 | — | MSCI SWEDEN ETF | 464286756 |
| XLP | SELECT SECTOR SPDR TR | 50,000 | $2,845 | 0.1% | — | — | Put | 81369Y308 |
| AMAT | APPLIED MATLS INC | 55,000 | $2,812 | 0.1% | $49.42 | 0.0% | Put | 038222105 |
| — | SYMANTEC CORP | 100,000 | $2,806 | 0.1% | — | — | Put | 871503108 |
| BAC | BANK AMER CORP | 92,000 | $2,716 | 0.1% | — | — | Put | 060505104 |
| SU | SUNCOR ENERGY INC NEW | 70,500 | $2,589 | 0.1% | — | — | Call | 867224107 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 250,000 | $2,573 | 0.1% | $10.29 | — | Put | 71654V408 |
| GDXJ | VANECK VECTORS ETF TR | 75,000 | $2,560 | 0.1% | $33.64 | — | Put | 92189F791 |
| ASB | ASSOCIATED BANC CORP | 100,000 | $2,540 | 0.1% | — | — | Call | 045487105 |
| CVX | CHEVRON CORP NEW | 20,000 | $2,504 | 0.1% | $80.59 | +3.7% | Call | 166764100 |
| CSCO | CISCO SYS INC | 65,000 | $2,490 | 0.1% | $27.97 | 0.0% | Call | 17275R102 |
| EWZ | ISHARES INC | 59,500 | $2,407 | 0.1% | $40.45 | — | Put | 464286400 |
| — | UNITED STATES OIL FUND LP | 200,000 | $2,402 | 0.1% | $12.02 | — | Put | 91232N108 |
| MDLZ | MONDELEZ INTL INC | 54,600 | $2,337 | 0.1% | — | — | Call | 609207105 |
| GDX | VANECK VECTORS ETF TR | 100,000 | $2,324 | 0.1% | $22.93 | — | Put | 92189F106 |
| SJNK | SPDR SER TR | 83,235 | $2,294 | 0.1% | $27.78 | — | BLOOMBERG SRT TR | 78468R408 |
| XRT | SPDR SERIES TRUST | 50,000 | $2,259 | 0.1% | — | — | Call | 78464A714 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 6,467 | $2,234 | 0.1% | $316.84 | — | UTSER1 S&PDCRP | 78467Y107 |
| BCS | BARCLAYS PLC | 200,000 | $2,180 | 0.1% | — | — | Call | 06738E204 |
| — | VANECK VECTORS ETF TR | 100,000 | $2,121 | 0.1% | — | — | Call | 92189F403 |
| QCOM | QUALCOMM INC | 32,545 | $2,084 | 0.1% | $46.44 | +5.5% | COM | 747525103 |
| AMD | ADVANCED MICRO DEVICES INC | 200,000 | $2,056 | 0.1% | $13.05 | -10.4% | Put | 007903107 |
| GM | GENERAL MTRS CO | 50,000 | $2,050 | 0.1% | — | — | Put | 37045V100 |
| — | GOLDCORP INC NEW | 160,000 | $2,043 | 0.1% | $13.11 | — | Put | 380956409 |
| UNP | UNION PAC CORP | 15,000 | $2,012 | 0.1% | — | — | Put | 907818108 |
| GLNG | GOLAR LNG LTD BERMUDA | 65,611 | $1,956 | 0.1% | $18.75 | +12.9% | SHS | G9456A100 |
| — | TCF FINL CORP | 500,978 | $1,954 | 0.1% | $2.95 | — | *W EXP 11/14/201 | 872275128 |
| — | KKR & CO L P DEL | 91,100 | $1,919 | 0.1% | — | — | Call | 48248M102 |
| CSCO | CISCO SYS INC | 50,000 | $1,915 | 0.1% | $27.97 | 0.0% | Put | 17275R102 |
| — | CTRIP COM INTL LTD | 43,000 | $1,896 | 0.1% | $44.09 | — | AMERICAN DEP SHS | 22943F100 |
| — | CIGNA CORPORATION | 9,200 | $1,868 | 0.1% | — | — | Put | 125509109 |
| GDX | VANECK VECTORS ETF TR | 80,000 | $1,859 | 0.1% | $22.93 | — | Call | 92189F106 |
| — | DEL TACO RESTAURANTS INC | 624,966 | $1,844 | 0.1% | $3.87 | — | *W EXP 06/30/202 | 245496112 |
| VIAV | VIAVI SOLUTIONS INC | 209,345 | $1,830 | 0.1% | $10.11 | -10.4% | COM | 925550105 |
| XHB | SPDR SERIES TRUST | 41,000 | $1,815 | 0.1% | $43.28 | — | S&P HOMEBUILD | 78464A888 |
| WB | WEIBO CORP | 17,300 | $1,790 | 0.1% | — | — | Call | 948596101 |
| UPS | UNITED PARCEL SERVICE INC | 15,000 | $1,787 | 0.1% | $82.86 | +4.1% | Put | 911312106 |
| — | ZAYO GROUP HLDGS INC | 48,134 | $1,771 | 0.1% | $26.50 | — | COM | 98919V105 |
| EEM | ISHARES TR | 37,000 | $1,743 | 0.1% | $40.04 | — | Call | 464287234 |
| GILD | GILEAD SCIENCES INC | 24,312 | $1,742 | 0.1% | $55.90 | 0.0% | COM | 375558103 |
| — | BLACKROCK RES & COMM STRAT T | 175,177 | $1,711 | 0.1% | $8.53 | — | SHS | 09257A108 |
| MGM | MGM RESORTS INTERNATIONAL | 50,000 | $1,670 | 0.1% | $30.79 | 0.0% | Call | 552953101 |
| EWZ | ISHARES INC | 40,000 | $1,618 | 0.1% | $40.45 | — | MSCI BRAZIL ETF | 464286400 |
| — | NUVEEN CR STRATEGIES INCM FD | 196,600 | $1,616 | 0.1% | $8.22 | — | COM SHS | 67073D102 |
| OKE | ONEOK INC NEW | 30,000 | $1,604 | 0.1% | — | — | Call | 682680103 |
| — | ANTHEM INC | 28,502 | $1,596 | 0.1% | $56.00 | — | UNIT 05/01/20188 | 036752202 |
| VZ | VERIZON COMMUNICATIONS INC | 30,000 | $1,588 | 0.1% | — | — | Put | 92343V104 |
| — | CELGENE CORP | 15,000 | $1,565 | 0.1% | — | — | Call | 151020104 |
| — | CTRIP COM INTL LTD | 35,000 | $1,544 | 0.1% | $44.09 | — | Put | 22943F100 |
| — | GOPRO INC | 1,500,000 | $1,481 | 0.1% | $0.99 | — | NOTE 3.500% 4/1 | 38268IAA5 |
| — | INVESCO SR INCOME TR | 337,169 | $1,480 | 0.1% | $4.43 | — | COM | 46131H107 |
| BAC | BANK AMER CORP | 50,000 | $1,476 | 0.1% | — | — | Call | 060505104 |
| — | MONSANTO CO NEW | 12,463 | $1,456 | 0.1% | $107.75 | — | COM | 61166W101 |
| — | VOYA PRIME RATE TR | 285,343 | $1,447 | 0.1% | $5.13 | — | SH BEN INT | 92913A100 |
| — | TWITTER INC | 60,000 | $1,441 | 0.1% | $18.64 | — | Put | 90184L102 |
| COP | CONOCOPHILLIPS | 26,000 | $1,427 | 0.1% | $35.38 | +12.1% | COM | 20825C104 |
| — | SYMANTEC CORP | 50,000 | $1,403 | 0.1% | — | — | Call | 871503108 |
| MDLZ | MONDELEZ INTL INC | 32,500 | $1,391 | 0.1% | — | — | Put | 609207105 |
| DAL | DELTA AIR LINES INC DEL | 24,750 | $1,386 | 0.1% | $44.71 | +6.9% | COM NEW | 247361702 |
| COP | CONOCOPHILLIPS | 25,000 | $1,372 | 0.1% | $35.38 | +12.1% | Call | 20825C104 |
| COP | CONOCOPHILLIPS | 25,000 | $1,372 | 0.1% | $35.38 | +12.1% | Put | 20825C104 |
| — | HOSTESS BRANDS INC | 580,066 | $1,351 | 0.1% | $2.70 | — | *W EXP 11/04/202 | 44109J114 |
| UAL | UNITED CONTL HLDGS INC | 20,000 | $1,348 | 0.1% | $66.37 | -6.1% | COM | 910047109 |
| — | SOHU COM INC | 30,805 | $1,335 | 0.1% | $41.22 | — | COM | 83408W103 |
| FEZ | SPDR INDEX SHS FDS | 32,250 | $1,313 | 0.1% | $40.71 | — | EURO STOXX 50 | 78463X202 |
| SGI | TEMPUR SEALY INTL INC | 20,500 | $1,285 | 0.1% | $14.83 | +2.8% | COM | 88023U101 |
| — | SIMPLY GOOD FOODS CO | 330,000 | $1,284 | 0.1% | $3.89 | — | *W EXP 07/07/202 | 82900L110 |
| XOM | EXXON MOBIL CORP | 15,300 | $1,280 | 0.1% | $57.12 | 0.0% | COM | 30231G102 |
| SGI | TEMPUR SEALY INTL INC | 20,000 | $1,254 | 0.1% | $14.83 | +2.8% | Call | 88023U101 |
| F | FORD MTR CO DEL | 100,000 | $1,249 | 0.1% | $7.55 | +6.2% | Call | 345370860 |
| — | VIACOM INC NEW | 39,900 | $1,229 | 0.1% | $28.86 | — | Call | 92553P201 |
| — | UBS AG LONDON BRH | 30,066 | $1,133 | 0.0% | $37.68 | — | NT AMZI 46 | 90274D259 |
| — | TURQUOISE HILL RES LTD | 325,000 | $1,115 | 0.0% | $2.66 | — | Put | 900435108 |
| — | EATON VANCE SR INCOME TR | 168,667 | $1,100 | 0.0% | $6.54 | — | SH BEN INT | 27826S103 |
| — | CUSHING ENERGY INCOME | 116,207 | $1,087 | 0.0% | $8.83 | — | COM SH BEN INT | 23162T102 |
| PFE | PFIZER INC | 30,000 | $1,087 | 0.0% | $21.98 | +8.3% | Put | 717081103 |
| — | TURQUOISE HILL RES LTD | 310,000 | $1,063 | 0.0% | $2.66 | — | COM | 900435108 |
| — | CREDIT SUISSE NASSAU BRH | 7,343 | $987 | 0.0% | $51.79 | — | INVRS VIX STERM | 22542D795 |
| EWW | ISHARES INC | 20,000 | $986 | 0.0% | — | — | Put | 464286822 |
| QCOM | QUALCOMM INC | 15,000 | $960 | 0.0% | $46.44 | +5.5% | Call | 747525103 |
| — | PRUDENTIAL SHT DURATION HG Y | 64,300 | $950 | 0.0% | $14.77 | — | COM | 74442F107 |
| F | FORD MTR CO DEL | 75,000 | $937 | 0.0% | $7.55 | +6.2% | COM PAR $0.01 | 345370860 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 49,300 | $934 | 0.0% | $19.03 | — | Call | 881624209 |
| — | UBS AG LONDON BRH | 50,037 | $907 | 0.0% | $18.13 | — | ETRACS MTH 2XLV | 90270L842 |
| — | UBS AG LONDON BRH | 50,727 | $895 | 0.0% | $17.64 | — | ETRACS MTH2XRE | 90269A302 |
| — | MORGAN STANLEY EM MKTS DM DE | 115,711 | $891 | 0.0% | $7.70 | — | COM | 617477104 |
| — | DRYSHIPS INC | 251,117 | $887 | 0.0% | $2.53 | — | COM PAR NEW | Y2109Q705 |
| — | GENERAL ELECTRIC CO | 50,000 | $873 | 0.0% | $24.13 | — | Call | 369604103 |
| — | GOLDCORP INC NEW | 68,000 | $868 | 0.0% | $13.11 | — | COM | 380956409 |
| CSCO | CISCO SYS INC | 22,000 | $843 | 0.0% | $27.97 | 0.0% | COM | 17275R102 |
| UPS | UNITED PARCEL SERVICE INC | 7,000 | $834 | 0.0% | $82.86 | +4.1% | CL B | 911312106 |
| — | SINA CORP | 8,285 | $832 | 0.0% | $100.42 | — | ORD | G81477104 |
| — | TWITTER INC | 34,000 | $816 | 0.0% | $18.64 | — | COM | 90184L102 |
| — | ALPS ETF TR | 75,281 | $812 | 0.0% | $10.79 | — | ALERIAN MLP | 00162Q866 |
| — | INVESCO DYNAMIC CR OPP FD | 67,655 | $792 | 0.0% | $11.71 | — | COM | 46132R104 |
| — | GENERAL MTRS CO | 33,480 | $783 | 0.0% | $33.11 | — | *W EXP 07/10/201 | 37045V126 |
| — | BARCLAYS BK PLC | 44,624 | $781 | 0.0% | $29.93 | — | IPATH S&P MT ETN | 06740Q260 |
| MS | MORGAN STANLEY | 14,875 | $780 | 0.0% | $39.73 | 0.0% | COM NEW | 617446448 |
| — | ABERDEEN ASIA PACIFIC INCOM | 158,776 | $775 | 0.0% | $4.88 | — | COM | 003009107 |
| — | ASA GOLD AND PRECIOUS MTLS L | 65,882 | $746 | 0.0% | $11.32 | — | SHS | G3156P103 |
| — | BLACKROCK CORPOR HI YLD FD I | 67,135 | $734 | 0.0% | $10.93 | — | COM | 09255P107 |
| MBI | MBIA INC | 100,000 | $732 | 0.0% | — | — | Call | 55262C100 |
| — | UNITED STATES OIL FUND LP | 60,000 | $721 | 0.0% | $12.02 | — | UNITS | 91232N108 |
| — | NEXEO SOLUTIONS INC | 1,078,700 | $673 | 0.0% | $0.62 | — | *W EXP 06/09/202 | 65342H110 |
| MDT | MEDTRONIC PLC | 8,000 | $646 | 0.0% | — | — | Call | G5960L103 |
| — | DEPOMED INC | 772,000 | $644 | 0.0% | $1.09 | — | NOTE 2.500% 9/0 | 249908AA2 |
| SGI | TEMPUR SEALY INTL INC | 10,000 | $627 | 0.0% | $14.83 | +2.8% | Put | 88023U101 |
| F | FORD MTR CO DEL | 50,000 | $625 | 0.0% | $7.55 | +6.2% | Put | 345370860 |
| — | BARRICK GOLD CORP | 42,500 | $615 | 0.0% | — | — | Put | 067901108 |
| RYAM | RAYONIER ADVANCED MATLS INC | 30,000 | $613 | 0.0% | — | — | Call | 75508B104 |
| — | WESTERN ASSET HIGH INCM OPP | 118,640 | $602 | 0.0% | $5.07 | — | COM | 95766K109 |
| BMY | BRISTOL MYERS SQUIBB CO | 9,800 | $601 | 0.0% | $39.93 | +16.3% | COM | 110122108 |
| — | BANK AMER CORP | 279,647 | $599 | 0.0% | $2.14 | — | *W EXP 10/28/201 | 060505153 |
| — | UBS AG LONDON BRH | 35,731 | $588 | 0.0% | $16.46 | — | ETRAC 2X LEV LNG | 90267B765 |
| — | ALTABA INC | 8,390 | $586 | 0.0% | $54.48 | — | COM | 021346101 |
| GT | GOODYEAR TIRE & RUBR CO | 17,000 | $549 | 0.0% | $32.50 | -2.3% | COM | 382550101 |
| AMCX | AMC NETWORKS INC | 10,000 | $541 | 0.0% | $54.52 | -2.1% | CL A | 00164V103 |
| — | POWERSHS DB US DOLLAR INDEX | 22,107 | $531 | 0.0% | $24.02 | — | DOLL INDX BULL | 73936D107 |
| MGM | MGM RESORTS INTERNATIONAL | 15,000 | $501 | 0.0% | $30.79 | 0.0% | Put | 552953101 |
| — | ASSOCIATED BANC CORP | 81,003 | $498 | 0.0% | $3.11 | — | *W EXP 11/21/201 | 045487113 |
| EZA | ISHARES INC | 7,000 | $490 | 0.0% | $70.00 | — | MSCI STH AFR ETF | 464286780 |
| WFC | WELLS FARGO CO NEW | 8,000 | $485 | 0.0% | $45.09 | 0.0% | COM | 949746101 |
| — | AGROFRESH SOLUTIONS | 1,129,012 | $462 | 0.0% | $0.43 | — | *W EXP 07/31/202 | 00856G117 |
| PFE | PFIZER INC | 12,600 | $456 | 0.0% | $21.98 | +8.3% | COM | 717081103 |
| — | STERICYCLE INC | 6,588 | $448 | 0.0% | $70.01 | — | COM | 858912108 |
| — | DYNEGY INC NEW DEL | 37,600 | $446 | 0.0% | — | — | Put | 26817R108 |
| AMD | ADVANCED MICRO DEVICES INC | 43,000 | $442 | 0.0% | $13.05 | -10.4% | Call | 007903107 |
| — | CURRENCYSHS JAPANESE YEN TR | 5,000 | $426 | 0.0% | $86.67 | — | Call | 23130A102 |
| EFA | ISHARES TR | 6,000 | $422 | 0.0% | $70.33 | — | MSCI EAFE ETF | 464287465 |
| XLU | SELECT SECTOR SPDR TR | 7,900 | $416 | 0.0% | $51.80 | — | SBI INT-UTILS | 81369Y886 |
| — | DISH NETWORK CORP | 350,000 | $381 | 0.0% | $1.12 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | WORKDAY INC | 300,000 | $376 | 0.0% | $1.25 | — | NOTE 0.750% 7/1 | 98138HAC5 |
| — | BLACK HILLS CORP | 5,152 | $341 | 0.0% | $73.74 | — | UNIT 99/99/9999 | 092113125 |
| — | REXNORD CORP NEW | 12,500 | $325 | 0.0% | — | — | Put | 76169B102 |
| BDC | BELDEN INC | 4,000 | $309 | 0.0% | $80.54 | 0.0% | Put | 077454106 |
| — | WILLSCOT CORP | 214,069 | $308 | 0.0% | $1.44 | — | *W EXP 09/10/202 | 971375118 |
| EWJ | ISHARES INC | 5,000 | $300 | 0.0% | $60.00 | — | Put | 46434G822 |
| — | WESTERN ASSET GLB HI INCOME | 28,751 | $294 | 0.0% | $10.23 | — | COM | 95766B109 |
| MGM | MGM RESORTS INTERNATIONAL | 8,400 | $280 | 0.0% | $30.79 | 0.0% | COM | 552953101 |
| — | REXNORD CORP NEW | 10,000 | $260 | 0.0% | — | — | Call | 76169B102 |
| WMT | WAL-MART STORES INC | 2,500 | $247 | 0.0% | $22.90 | +17.1% | COM | 931142103 |
| TSN | TYSON FOODS INC | 3,000 | $243 | 0.0% | $49.27 | +24.7% | CL A | 902494103 |
| — | DASEKE INC | 113,358 | $231 | 0.0% | $2.04 | — | *W EXP 02/27/202 | 23753F115 |
| BK | BANK NEW YORK MELLON CORP | 4,000 | $215 | 0.0% | $42.65 | 0.0% | COM | 064058100 |
| — | ADAM NAT RES FD INC | 10,147 | $201 | 0.0% | $19.61 | — | COM | 00548F105 |
| — | MARATHON OIL CORP | 11,000 | $186 | 0.0% | $15.53 | — | COM | 565849106 |
| — | IMMUNOGEN INC | 100,000 | $173 | 0.0% | $1.82 | — | NOTE 4.500% 7/0 | 45253HAB7 |
| — | DEPOMED INC | 19,500 | $157 | 0.0% | — | — | Call | 249908104 |
| GDX | VANECK VECTORS ETF TR | 6,015 | $140 | 0.0% | $22.93 | — | GOLD MINERS ETF | 92189F106 |
| — | BIOTIME INC | 951,884 | $117 | 0.0% | $1.15 | — | *W EXP 10/01/201 | 09066L162 |
| EWJ | ISHARES INC | 1,700 | $102 | 0.0% | $60.00 | — | MSCI JPN ETF NEW | 46434G822 |
| — | ROSEHILL RES INC | 99,200 | $98 | 0.0% | $0.99 | — | *W EXP 09/16/202 | 777385113 |
| — | PENSARE ACQUISITION CORP | 10,031 | $97 | 0.0% | $9.67 | — | COM | 70957E105 |
| — | CISION LTD | 33,628 | $91 | 0.0% | $2.95 | — | *W EXP 06/22/202 | G1992S117 |
| D | DOMINION ENERGY INC | 1,000 | $81 | 0.0% | — | — | Put | 25746U109 |
| USB | US BANCORP DEL | 1,375 | $74 | 0.0% | $39.05 | 0.0% | COM NEW | 902973304 |
| — | SOUTHWESTERN ENERGY CO | 12,200 | $68 | 0.0% | — | — | Call | 845467109 |
| — | HOLLYFRONTIER CORP | 1,300 | $67 | 0.0% | $26.07 | — | COM | 436106108 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 3,520 | $67 | 0.0% | $19.03 | — | SPONSORED ADR | 881624209 |
| NESRW | NATIONAL ENERGY SERVICES REU | 47,191 | $39 | 0.0% | $0.47 | — | *W EXP 05/05/202 | G6375R115 |
| — | CURRENCYSHS JAPANESE YEN TR | 300 | $26 | 0.0% | $86.67 | — | JAPANESE YEN | 23130A102 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 86,956 | $24 | 0.0% | $0.40 | — | *W EXP 99/99/999 | G0726L117 |
| — | STELLAR ACQUISITION III INC | 78,069 | $24 | 0.0% | $0.37 | — | *W EXP 03/22/202 | Y8172W115 |
| — | M I ACQUISITIONS INC | 41,000 | $16 | 0.0% | $0.34 | — | *W EXP 99/99/999 | 55304A112 |
| BDC | BELDEN INC | 186 | $14 | 0.0% | $80.54 | 0.0% | COM | 077454106 |
| XBI | SPDR SERIES TRUST | 121 | $10 | 0.0% | $77.17 | — | S&P BIOTECH | 78464A870 |
| — | EASTMAN KODAK CO | 204,935 | $2 | 0.0% | $1.49 | — | *W EXP 09/03/201 | 277461141 |
| WB | WEIBO CORP | 2 | $0 | 0.0% | — | — | SPONSORED ADR | 948596101 |