Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Oct 16, 2013
Total Value: $173M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALPS ETF TRUST ALERIAN MLP | 802,026 | $14.11M | 8.2% | $17.59 | $17.85 | — | ALERIAN MLP | 00162Q866 |
| IGSB | ISHARES 1-3 YEAR CREDIT BND ETF | 97,320 | $10.25M | 5.9% | $105.28 * | $52.67 | -0.1% | 1-3 YR CR BD ETF | 464288646 |
| — | SPDR BARCLAYS HIGH YIELD BOND ETF | 242,936 | $9.68M | 5.6% | $39.85 | $39.50 | — | BRC HGH YLD BD | 78464A417 |
| — | TEMPLETON GLOBAL INCOME FD INC COM | 1,047,111 | $8.754M | 5.1% | $8.36 | $8.63 | — | COM | 880198106 |
| — | ADVENT CLAYMORE CV SECS&INCM COM | 471,110 | $8.287M | 4.8% | $17.59 | $16.94 | — | COM | 00764C109 |
| PFF | ISHARES US PREFERRED STOCK ETF | 187,441 | $7.123M | 4.1% | $38.00 | $40.15 | -5.4% | U.S. PFD STK ETF | 464288687 |
| CWB | SPDR BARCLAYS CONVERTIBLE SEC ETF | 138,702 | $6.269M | 3.6% | $45.20 | $43.05 | +5.0% | BRC CNV SECS ETF | 78464A359 |
| — | POWERSHARES SENIOR LOAN PORTFOLIO | 220,481 | $5.441M | 3.1% | $24.68 | $24.74 | — | SENIOR LN PORT | 73936Q769 |
| LQD | ISHARES IBOXX $ INVMNT GRD CORP BD ETF | 40,882 | $4.641M | 2.7% | $113.52 | $118.59 | -4.3% | IBOXX INV CP ETF | 464287242 |
| — | NUVEEN FLTG RATE INCM OPPTY FD CLOSED-END | 370,248 | $4.58M | 2.7% | $12.37 | $13.16 | — | COM SHS | 6706EN100 |
| — | WESTERN ASSET HIGH INCOME FUND II INC COM | 460,437 | $4.342M | 2.5% | $9.43 | $9.22 | — | COM | 95766J102 |
| IJH | ISHARES CORE S&P MID-CAP ETF | 31,152 | $3.867M | 2.2% | $124.13 * | $23.24 | +6.8% | CORE S&P MCP ETF | 464287507 |
| BSV | VANGUARD SHORT TERM BOND FUND | 46,697 | $3.753M | 2.2% | $80.37 | $80.71 | -0.4% | SHORT TRM BOND | 921937827 |
| EFA | ISHARES MSCI EAFE ETF | 56,706 | $3.618M | 2.1% | $63.80 | $60.53 | +5.4% | MSCI EAFE ETF | 464287465 |
| PSK | SPDR SERIES TRUST WELLS FG PFD | 88,365 | $3.611M | 2.1% | $40.86 | $45.17 | -9.5% | WELLS FG PFD ETF | 78464A292 |
| SPY | SPDR TR S&P 500 ETF TR | 21,347 | $3.587M | 2.1% | $168.03 | $167.09 | +0.6% | TR UNIT | 78462F103 |
| AGG | ISHARES CORE TOTAL U.S. BOND ETF | 30,321 | $3.25M | 1.9% | $107.19 | $109.56 | -2.2% | CORE TOTUSBD ETF | 464287226 |
| XPHTX | PIONEER HIGH INCOME TRUST COM | 185,207 | $3.141M | 1.8% | $16.96 | $16.68 | — | COM | 72369H106 |
| EEM | ISHARES MSCI EMERGING MKTS ETF | 75,242 | $3.066M | 1.8% | $40.75 | $41.27 | -1.2% | MSCI EMG MKT ETF | 464287234 |
| — | GABELLI CONV & INC SEC FD INC CON | 488,315 | $3.037M | 1.8% | $6.22 | $6.18 | — | COM | 36240B109 |
| — | POWERSHARES EMERGING MARKETS SOV DEB PORT | 104,670 | $2.862M | 1.7% | $27.34 | $27.31 | — | SOVEREIGN DEBT | 73936T573 |
| XLK | SELECT SECTOR SPDR TRUST TECHNOLOGY SELECT | 84,845 | $2.718M | 1.6% | $32.03 * | $15.47 | +3.5% | TECHNOLOGY | 81369Y803 |
| XLE | SELECT SECTOR SPDR TRUST ENERGY SELECT IND | 27,225 | $2.257M | 1.3% | $82.90 * | $39.63 | +4.6% | SBI INT-ENERGY | 81369Y506 |
| XLP | SELECT SECTOR SPDR TRUST CONSUMER STAPLES | 46,271 | $1.842M | 1.1% | $39.81 | $40.69 | -2.2% | SBI CONS STPLS | 81369Y308 |
| XLI | SELECT SECTOR SPDR TRUST INDUSTRIAL SELECT | 37,853 | $1.757M | 1.0% | $46.42 | $42.45 | +9.3% | SBI INT-INDS | 81369Y704 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 22,164 | $1.704M | 1.0% | $76.88 * | $42.38 | -9.3% | COHEN&STEER REIT | 464287564 |
| XLY | SELECT SECTOR SPDR TRUST CONSUMER DIS SELE | 26,483 | $1.606M | 0.9% | $60.64 * | $27.68 | +9.5% | SBI CONS DISCR | 81369Y407 |
| — | TEMPLETON EMERGING MKTS INCOME COM | 107,085 | $1.529M | 0.9% | $14.28 | $14.86 | — | COM | 880192109 |
| XLV | SELECT SECTOR SPDR TRUST HEALTH CARE SELEC | 29,605 | $1.498M | 0.9% | $50.60 | $47.90 | +5.6% | SBI HEALTHCARE | 81369Y209 |
| IJR | ISHARES CORE S&P SMALL-CAP ETF | 12,875 | $1.285M | 0.7% | $99.81 * | $44.41 | +12.4% | CORE S&P SCP ETF | 464287804 |
| — | AMERICAN SELECT PORTFOLIO INC COM | 112,846 | $1.084M | 0.6% | $9.61 | $9.61 | — | COM | 29570108 |
| EMB | ISHARES JPM USD EMRG MKT BND ETF | 9,874 | $1.076M | 0.6% | $108.97 | $116.87 | -6.7% | JP MOR EM MK ETF | 464288281 |
| HYG | ISHARES IBOXX $ HI YIELD CORP BND ETF | 11,378 | $1.042M | 0.6% | $91.58 | $93.77 | -2.3% | IBOXX HI YD ETF | 464288513 |
| GLD | SPDR GOLD TR GOLD SHS ETF | 8,064 | $1.034M | 0.6% | $128.22 | $135.95 | -5.7% | GOLD SHS | 78463V107 |
| XLF | SELECT SECTOR SPDR TRUST FINANCIAL SELECT | 50,179 | $999K | 0.6% | $19.91 * | $15.52 | +4.2% | SBI INT-FINL | 81369Y605 |
| XLU | SELECT SECTOR SPDR TRUST UTILITIES SELECT | 23,649 | $884K | 0.5% | $37.38 * | $19.60 | -4.6% | SBI INT-UTILS | 81369Y886 |
| JNJ | JOHNSON & JOHNSON COM | 9,984 | $866K | 0.5% | $86.74 * | $59.66 | +3.4% | COM | 478160104 |
| KO | COCA COLA CO COM | 22,159 | $839K | 0.5% | $37.86 * | $27.75 | -7.0% | COM | 191216100 |
| — | AMERICAN STRATEGIC INCOME III PORTFOLIO IN | 121,032 | $838K | 0.5% | $6.92 | $7.03 | — | COM | 03009T101 |
| IBND | SPDR BARCLAYS INTERN CORP BOND ETF | 22,199 | $801K | 0.5% | $36.08 | $35.01 | +3.1% | BRCLY INTL CRP | 78464A151 |
| PM | PHILIP MORRIS INTL COM | 9,143 | $792K | 0.5% | $86.62 * | $49.85 | -5.0% | COM | 718172109 |
| XOM | EXXON MOBIL CORPORATION COM | 9,119 | $785K | 0.5% | $86.08 * | $53.70 | -3.5% | COM | 30231G102 |
| XLB | SELECT SECTOR SPDR TRUST MATERIALS SELECT | 18,659 | $784K | 0.5% | $42.02 * | $19.77 | +6.2% | SBI MATERIALS | 81369Y100 |
| TBT | PROSHARES ULTRASHORT LEHMAN 20YR TREAS | 10,296 | $775K | 0.4% | $75.27 | $65.17 | +15.5% | PSHS ULTSH 20YRS | 74347B201 |
| T | AT&T INC COM | 22,099 | $747K | 0.4% | $33.80 * | $11.35 | -6.0% | COM | 00206R102 |
| STPZ | PIMCO 1-5 YR US TIPS INDEX ETF | 13,083 | $694K | 0.4% | $53.05 | $53.56 | -1.0% | 1-5 US TIP IDX | 72201R205 |
| PG | PROCTER GAMBLE CO COM | 8,145 | $616K | 0.4% | $75.63 * | $55.00 | -2.8% | COM | 742718109 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,378 | $573K | 0.3% | $106.55 | $95.50 | +11.6% | RUSSELL 2000 ETF | 464287655 |
| — | HSBC HLDG PLC ADR SER A | 20,097 | $495K | 0.3% | $24.63 | $24.89 | — | ADR A 1/40PF A | 404280604 |
| DUK | DUKE ENERGY HOLDINGS CORP COM | 7,261 | $485K | 0.3% | $66.80 * | $41.83 | -3.9% | COM NEW | 26441C204 |
| — | AMER STRATEGIC INCOME PORTFOLI COM | 49,571 | $484K | 0.3% | $9.76 | $9.76 | — | COM | 30098107 |
| XEL | XCEL ENERGY INC COM | 16,777 | $463K | 0.3% | $27.60 * | $19.78 | -5.9% | COM | 98389B100 |
| VZ | VERIZON COMMUNICATIONS COM | 9,453 | $441K | 0.3% | $46.65 * | $26.93 | -7.2% | COM | 92343V104 |
| CVX | CHEVRON CORP COM | 3,466 | $421K | 0.2% | $121.47 * | $71.66 | +1.2% | COM | 166764100 |
| — | SPDR NUVEEN BARCLAYS SHORT TERM MUN | 17,279 | $418K | 0.2% | $24.19 | $23.91 | — | NUVN BR SHT MUNI | 78464A425 |
| MO | ALTRIA GROUP INC COM | 12,143 | $417K | 0.2% | $34.34 * | $16.27 | -2.0% | COM | 02209S103 |
| IWR | ISHARES RUSSELL MID-CAP ETF | 2,962 | $412K | 0.2% | $139.10 * | $32.42 | +7.3% | RUS MID-CAP ETF | 464287499 |
| CL | COLGATE PALMOLIVE CO COM | 6,400 | $380K | 0.2% | $59.38 * | $44.38 | +0.6% | COM | 194162103 |
| — | AMER STRATEGIC INCOME PORT II COM | 46,743 | $379K | 0.2% | $8.11 | $8.11 | — | COM | 30099105 |
| — | DUFF & PHELPS UTIL CP BD TR IN COM | 35,482 | $370K | 0.2% | $10.43 | $10.95 | — | COM | 26432K108 |
| — | GENERAL ELECTRIC CO COM | 14,506 | $347K | 0.2% | $23.92 | $23.32 | — | COM | 369604103 |
| PEP | PEPSICO INC COM | 4,326 | $344K | 0.2% | $79.52 * | $56.00 | -1.5% | COM | 713448108 |
| IBM | INTL BUSINESS MACHINES COM | 1,771 | $328K | 0.2% | $185.21 * | $117.45 | -7.3% | COM | 459200101 |
| MCD | MCDONALDS CORP COM | 3,253 | $313K | 0.2% | $96.22 * | $71.71 | -2.5% | COM | 580135101 |
| INTC | INTEL CORP COM | 13,167 | $302K | 0.2% | $22.94 * | $17.09 | -1.2% | COM | 458140100 |
| IWB | ISHARES RUSSELL 1000 ETF | 3,183 | $300K | 0.2% | $94.25 | $89.55 | +5.2% | RUS 1000 ETF | 464287622 |
| SLV | ISHARES SILVER TRUST | 14,157 | $296K | 0.2% | $20.91 | $22.20 | -5.8% | ISHARES | 46428Q109 |
| SLB | SCHLUMBERGER LTD COM | 3,314 | $293K | 0.2% | $88.41 * | $52.90 | +20.2% | COM | 806857108 |
| — | JOHN HANCOCK PFD INCOME FUND COM | 15,135 | $292K | 0.2% | $19.29 | $20.81 | — | SH BEN INT | 41013W108 |
| WFC | WELLS FARGO & CO COM | 6,686 | $276K | 0.2% | $41.28 * | $27.36 | +7.1% | COM | 949746101 |
| MMM | 3M CO COM | 2,188 | $261K | 0.2% | $119.29 * | $61.38 | +10.7% | COM | 88579Y101 |
| MRK | MERCK & CO INC. COM | 5,085 | $242K | 0.1% | $47.59 * | $30.12 | +3.0% | COM | 58933Y105 |
| WMT | WAL-MART STORES COM | 3,218 | $238K | 0.1% | $73.96 * | $19.93 | -2.7% | COM | 931142103 |
| USB | US BANCORP COM (NEW) | 6,469 | $237K | 0.1% | $36.64 * | $22.41 | +7.9% | COM NEW | 902973304 |
| BMY | BRISTOL-MYERS SQUIBB CM | 5,067 | $235K | 0.1% | $46.38 * | $28.67 | +7.5% | COM | 110122108 |
| — | E M C CORP MASS COM | 7,922 | $202K | 0.1% | $25.50 | $23.67 | — | COM | 268648102 |
| — | UNITED TECH CORP COM | 1,843 | $199K | 0.1% | $107.98 | $93.18 | — | COM | 913017109 |
| TIP | ISHARES TIPS BOND ETF | 1,734 | $195K | 0.1% | $112.46 | $117.77 | -4.4% | TIPS BD ETF | 464287176 |
| JPM | JP MORGAN CHASE & CO COM | 3,634 | $188K | 0.1% | $51.73 * | $36.24 | +2.4% | COM | 46625H100 |
| COP | CONOCOPHILLIPS CORP COM | 2,702 | $188K | 0.1% | $69.58 * | $39.96 | +16.2% | COM | 20825C104 |
| SPIP | SPDR BARCLAYS TIPS ETF | 3,357 | $187K | 0.1% | $55.70 * | $29.49 | -5.4% | BARCLYS TIPS ETF | 78464A656 |
| ITOT | ISHARES CORE S&P TOTAL U.S. ETF | 2,370 | $183K | 0.1% | $77.22 * | $37.98 | +1.5% | CORE S&P TTL STK | 464287150 |
| PFE | PFIZER INC COM | 6,307 | $181K | 0.1% | $28.70 * | $16.45 | -0.2% | COM | 717081103 |
| SPSB | SPDR BARCLAYS SHORT TERM CORP BOND | 5,670 | $174K | 0.1% | $30.69 | $30.74 | -0.0% | BARC SHT TR CP | 78464A474 |
| OGE | OGE ENERGY CORP COM | 4,800 | $173K | 0.1% | $36.04 | $35.46 | +1.8% | COM | 670837103 |
| — | APPLIED MATERIALS INC COM | 8,684 | $152K | 0.1% | $17.50 | $17.50 | — | COM | 38222105 |
| OMC | OMNICOM GROUP INC COM | 2,236 | $142K | 0.1% | $63.51 * | $41.22 | +3.3% | COM | 681919106 |
| MDLZ | MONDELEZ INTL INC COM | 4,491 | $141K | 0.1% | $31.40 * | $23.16 | +4.2% | CL A | 609207105 |
| — | WINDSTREAM HOLDINGS INC COM | 17,003 | $136K | 0.1% | $8.00 | $8.00 | — | COM | 97382A101 |
| — | BERKSHIRE HATHAWAY INC DEL CL B | 1,151 | $131K | 0.1% | $113.81 | $113.81 | — | CL B NEW | 84670702 |
| GVI | ISHARES INTERMDT GOVT/CREDIT BND ETF | 1,179 | $130K | 0.1% | $110.26 | $109.53 | +0.5% | INTRM GOV/CR ETF | 464288612 |
| — | GOOGLE INC CL A | 148 | $130K | 0.1% | $878.38 | $878.45 | — | CL A | 38259P508 |
| — | LINN ENERGY LLC UNITS | 4,995 | $129K | 0.1% | $25.83 | $33.23 | — | UNIT LTD LIAB | 536020100 |
| KLAC | KLA-TENCOR CORP COM | 2,106 | $128K | 0.1% | $60.78 * | $34.65 | +10.4% | COM | 482480100 |
| — | ROYAL BK SCOTLAND GRP PLC PFD 6.6% PERP/CA | 5,955 | $128K | 0.1% | $21.49 | $21.83 | — | SP ADR PREF S | 780097739 |
| — | APPLE INC COM | 267 | $127K | 0.1% | $475.66 | $475.66 | — | COM | 37833100 |
| SHY | ISHARES 1-3 YR TREASURY BND ETF | 1,492 | $126K | 0.1% | $84.45 | $84.37 | +0.1% | 1-3 YR TR BD ETF | 464287457 |
| UPS | UNITED PARCEL SERVICE CL B | 1,369 | $125K | 0.1% | $91.31 * | $55.84 | +6.7% | CL B | 911312106 |
| — | ITC HOLDINGS CORP COM | 1,331 | $125K | 0.1% | $93.91 | $91.75 | — | COM | 465685105 |
| VTV | VANGUARD CRSP US LARGE CAP VALUE IND ET | 1,790 | $125K | 0.1% | $69.83 | $69.85 | -0.1% | VALUE ETF | 922908744 |
| FE | FIRSTENERGY CORP COM | 3,414 | $124K | 0.1% | $36.32 * | $24.49 | -11.4% | COM | 337932107 |
| EXC | EXELON CORPORATION COM | 4,145 | $123K | 0.1% | $29.67 * | $15.41 | -11.6% | COM | 30161N101 |
| UGI | UGI HOLDING CORP COM | 3,145 | $123K | 0.1% | $39.11 * | $26.32 | -0.9% | COM | 902681105 |
| — | BP PLC SPONS ADR | 2,907 | $122K | 0.1% | $41.97 | $41.97 | — | SPONSORED ADR | 55622104 |
| HON | HONEYWELL INTERNATIONAL INC COM | 1,473 | $122K | 0.1% | $82.82 * | $54.24 | +6.8% | COM | 438516106 |
| IWV | ISHARES RUSSELL 3000 ETF | 1,194 | $121K | 0.1% | $101.34 | $95.75 | +5.6% | RUSSELL 3000 ETF | 464287689 |
| NSC | NORFOLK SOUTHERN CORP COM | 1,549 | $120K | 0.1% | $77.47 * | $57.49 | +2.6% | COM | 655844108 |
| MSFT | MICROSOFT CORP COM | 3,562 | $119K | 0.1% | $33.41 * | $26.70 | +2.6% | COM | 594918104 |
| — | KINDER MORGAN ENERGY PARTNERS CM LP | 1,472 | $118K | 0.1% | $80.16 | $85.00 | — | UT LTD PARTNER | 494550106 |
| — | EQUITY ONE INC COM | 5,306 | $116K | 0.1% | $21.86 | $22.71 | — | COM | 294752100 |
| TROW | PRICE T ROWE GROUP INC COM | 1,579 | $114K | 0.1% | $72.20 * | $47.65 | -2.7% | COM | 74144T108 |
| — | KINDER MORGAN MANAGEMENT COM | 1,505 | $113K | 0.1% | $75.08 | $81.48 | — | SHS | 49455U100 |
| — | ENERGY TRANSFER PARTNERS LP COM | 2,170 | $113K | 0.1% | $52.07 | $50.69 | — | UNIT LTD PARTN | 29273R109 |
| ESS | ESSEX PROPERTY TRUST INC COM | 759 | $112K | 0.1% | $147.56 * | $104.86 | -4.5% | COM | 297178105 |
| CSCO | CISCO SYSTEMS INC COM | 4,800 | $112K | 0.1% | $23.33 * | $15.24 | +4.9% | COM | 17275R102 |
| — | BAXTER INTERNATIONAL INC CM | 1,673 | $110K | 0.1% | $65.75 | $65.75 | — | COM | 71813109 |
| NVS | NOVARTIS AG ADR | 1,430 | $110K | 0.1% | $76.92 | $72.61 | +5.6% | SPONSORED ADR | 66987V109 |
| OXY | OCCIDENTAL PETROLEUM CORP COM | 1,159 | $108K | 0.1% | $93.18 * | $57.83 | +7.4% | COM | 674599105 |
| CAT | CATERPILLAR INC COM | 1,253 | $104K | 0.1% | $83.00 * | $61.63 | -1.2% | COM | 149123101 |
| D | DOMINION RESOURCES INC COM | 1,645 | $103K | 0.1% | $62.61 * | $34.53 | +8.5% | COM | 25746U109 |
| KMB | KIMBERLY CLARK CORP COM | 1,078 | $102K | 0.1% | $94.62 * | $62.94 | -4.8% | COM | 494368103 |
| SO | SOUTHERN CO COM | 2,417 | $100K | 0.1% | $41.37 * | $26.74 | -9.1% | COM | 842587107 |
| VUG | VANGUARD CRSP US LARGE CAP GROW IND ETF | 1,176 | $99,000 | 0.1% | $84.18 * | $13.77 | +2.4% | GROWTH ETF | 922908736 |
| ED | CONSOLIDATED EDISON CO N Y INC COM | 1,673 | $92,000 | 0.1% | $54.99 * | $37.41 | -6.6% | COM | 209115104 |
| PDM | PIEDMONT OFFICE REALTY TRUST COM | 5,056 | $88,000 | 0.1% | $17.41 | $17.41 | — | COM CL A | 720190206 |
| — | UIL HOLDINGS CORPORATION COM | 2,361 | $88,000 | 0.1% | $37.27 | $38.12 | — | COM | 902748102 |
| EPD | ENTERPRISE PRODUCTS PARTNERS LP | 1,441 | $88,000 | 0.1% | $61.07 | $62.32 | — | COM | 293792107 |
| ABBV | ABBVIE INC COM | 1,973 | $88,000 | 0.1% | $44.60 * | $26.55 | +3.3% | COM | 00287Y109 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD ADR | 2,297 | $87,000 | 0.1% | $37.88 | $38.94 | -3.0% | ADR | 881624209 |
| — | DU PONT E I DE NEMOURS & CO COM | 1,477 | $86,000 | 0.0% | $58.23 | $55.31 | — | COM | 263534109 |
| WMB | WILLIAMS COS INC COM | 2,355 | $86,000 | 0.0% | $36.52 * | $18.03 | +2.8% | COM | 969457100 |
| GILD | GILEAD SCIENCES INC COM | 1,350 | $85,000 | 0.0% | $62.96 * | $36.21 | +20.6% | COM | 375558103 |
| — | JOHN HANCOCK T/A DVD INCOME CLOSED END FUN | 4,860 | $85,000 | 0.0% | $17.49 | $18.69 | — | COM | 41013V100 |
| — | BANK OF AMERICA CORP COM | 6,177 | $85,000 | 0.0% | $13.76 | $13.76 | — | COM | 60505104 |
| — | ALCOA INC COM | 10,063 | $82,000 | 0.0% | $8.15 | $8.15 | — | COM | 13817101 |
| ETR | ENTERGY CORP CM | 1,293 | $82,000 | 0.0% | $63.42 * | $20.57 | -6.5% | COM | 29364G103 |
| META | FACEBOOK INC COM | 1,600 | $80,000 | 0.0% | $50.00 | $30.84 | +61.8% | CL A | 30303M102 |
| PSA | PUBLIC STORAGE COM | 500 | $80,000 | 0.0% | $160.00 * | $97.16 | +3.3% | COM | 74460D109 |
| — | KRAFT FOODS GROUP INC COM | 1,495 | $78,000 | 0.0% | $52.17 | $55.86 | — | COM | 50076Q106 |
| SBUX | STARBUCKS CORP COM | 1,003 | $77,000 | 0.0% | $76.77 * | $28.27 | +7.2% | COM | 855244109 |
| — | AMERICAN ELEC PWR INC COM | 1,700 | $74,000 | 0.0% | $43.53 | $43.53 | — | COM | 25537101 |
| — | WELLPOINT INC COM | 878 | $73,000 | 0.0% | $83.14 | $82.19 | — | COM | 94973V107 |
| MBB | ISHARES MBS ETF | 656 | $70,000 | 0.0% | $106.71 | $104.52 | +1.3% | MBS ETF | 464288588 |
| — | JOHN HANCOCK PREMIUM DIV FUND ETF | 5,825 | $70,000 | 0.0% | $12.02 | $13.22 | — | COM SH BEN INT | 41013T105 |
| — | EATON VANCE LTD DURATION FD CLOSED-END FUN | 4,407 | $69,000 | 0.0% | $15.66 | $15.86 | — | COM | 27828H105 |
| — | BUCKEYE PARTNERS L P UNIT LTD PARTN INITS | 1,032 | $68,000 | 0.0% | $65.89 | $69.77 | — | UNIT LTD PARTN | 118230101 |
| — | BP PRUDHOE BAY RTY TR UNIT BEN INT | 779 | $67,000 | 0.0% | $86.01 | $86.01 | — | UNIT BEN INT | 55630107 |
| HP | HELMERICH & PAYNE INC COM | 960 | $66,000 | 0.0% | $68.75 | $61.57 | +12.0% | COM | 423452101 |
| — | ABBOTT LABS COM | 1,963 | $65,000 | 0.0% | $33.11 | $33.11 | — | COM | 2824100 |
| — | AMERIGAS PARTNERS-LP COM | 1,500 | $65,000 | 0.0% | $43.33 | $43.33 | — | UNIT L P INT | 30975106 |
| BTI | BRITISH AMERICAN TOBACCO PLC SP ADR | 604 | $64,000 | 0.0% | $105.96 | $109.60 | -4.1% | SPONSORED ADR | 110448107 |
| — | GABELLI DIVIDEND & INCOME COM | 3,211 | $64,000 | 0.0% | $19.93 | $19.31 | — | COM | 36242H104 |
| PPL | PPL CORPORATION COM | 2,060 | $63,000 | 0.0% | $30.58 * | $16.36 | +0.1% | COM | 69351T106 |
| UNH | UNITEDHEALTH GROUP INC COM | 865 | $62,000 | 0.0% | $71.68 * | $57.22 | +2.8% | COM | 91324P102 |
| TGT | TARGET CORP COM | 957 | $61,000 | 0.0% | $63.74 * | $47.95 | -7.2% | COM | 87612E106 |
| — | ROYAL BK SCOTLAND GRP PLC PFD 6.125% SERIE | 3,000 | $60,000 | 0.0% | $20.00 | $20.67 | — | ADR PREF SHS R | 780097747 |
| — | BARRICK GOLD CORP COM | 3,218 | $60,000 | 0.0% | $18.65 | $18.65 | — | COM | 67901108 |
| EQT | EQT CORPORATION COM | 674 | $60,000 | 0.0% | $89.02 * | $37.67 | +17.5% | COM | 26884L109 |
| BIV | VANGUARD INTERMEDIATE TERM BOND FUND | 710 | $59,000 | 0.0% | $83.10 | $82.88 | +0.7% | INTERMED TERM | 921937819 |
| BND | VANGUARD TOTAL BOND MARKET ETF | 716 | $58,000 | 0.0% | $81.01 | $82.93 | -2.5% | TOTAL BND MRKT | 921937835 |
| GRMN | GARMIN LTD COM | 1,290 | $58,000 | 0.0% | $44.96 * | $27.24 | +14.7% | SHS | H2906T109 |
| IVV | ISHARES CORE S&P 500 ETF | 344 | $58,000 | 0.0% | $168.60 | $161.92 | +4.3% | CORE S&P500 ETF | 464287200 |
| IDCC | INTERDIGITAL INC COM | 1,500 | $56,000 | 0.0% | $37.33 | $44.80 | -16.6% | COM | 45867G101 |
| ILCB | ISHARES MORNINGSTAR LARGE-CAP ETF | 565 | $56,000 | 0.0% | $99.12 * | $23.96 | +3.6% | MRNGSTR LG-CP ET | 464287127 |
| WDC | WESTERN DIGITAL CORP COM | 875 | $55,000 | 0.0% | $62.86 * | $35.69 | +10.2% | COM | 958102105 |
| — | BARCLAYS BANK PLC 8.125% SER 5 PERP/CALL B | 2,175 | $55,000 | 0.0% | $25.29 | $25.29 | — | ADR PFD SR 5 | 06739H362 |
| — | TAL INTERNATIONAL GROUP INC COM | 1,163 | $54,000 | 0.0% | $46.43 | $46.43 | — | COM | 874083108 |
| — | TEXTAINER GROUP HOLDINGS LTD COM | 1,417 | $54,000 | 0.0% | $38.11 | $38.11 | — | SHS | G8766E109 |
| CVS | CVS CAREMARK CORPORATION COM | 951 | $54,000 | 0.0% | $56.78 * | $41.44 | -1.6% | COM | 126650100 |
| — | ROYAL DUTCH SHELL PLC ADR CLASS A | 794 | $52,000 | 0.0% | $65.49 | $64.23 | — | SPONS ADR A | 780259206 |
| — | EXPRESS SCRIPTS HOLDING CO COM | 831 | $51,000 | 0.0% | $61.37 | $61.37 | — | COM | 30219G108 |
| — | HEALTH CARE REIT INC COM | 822 | $51,000 | 0.0% | $62.04 | $66.45 | — | COM | 42217K106 |
| SBR | SABINE ROYALTY TR UNIT BEN INT | 1,000 | $51,000 | 0.0% | $51.00 | $52.00 | — | UNIT BEN INT | 785688102 |
| VOX | VANGUARD TELECOMMUNICATIONS SERVICES | 630 | $51,000 | 0.0% | $80.95 | $78.54 | +2.8% | TELCOMM ETF | 92204A884 |
| SPLB | SPDR BARCLAYS LONG TERM CORP BOND E | 1,362 | $50,000 | 0.0% | $36.71 * | $24.62 | +0.1% | LNG TRM CORP BD | 78464A367 |
| VWO | VANGUARD EMERGING MARKETS ETF | 1,193 | $48,000 | 0.0% | $40.23 | $40.01 | +0.3% | FTSE EMR MKT ETF | 922042858 |
| VGT | VANGUARD INFO TECH INDEX | 600 | $48,000 | 0.0% | $80.00 * | $9.26 | +8.9% | INF TECH ETF | 92204A702 |
| — | ROCKWELL MEDICAL INC COM | 4,200 | $48,000 | 0.0% | $11.43 | $11.43 | — | COM | 774374102 |
| — | NORTHWEST NAT GAS CO COM | 1,140 | $48,000 | 0.0% | $42.11 | $42.11 | — | COM | 667655104 |
| — | NV ENERGY INC COM | 2,000 | $47,000 | 0.0% | $23.50 | $23.50 | — | COM | 67073Y106 |
| — | PIMCO HIGH INCOME FUND COM | 3,900 | $47,000 | 0.0% | $12.05 | $11.79 | — | COM SHS | 722014107 |
| — | ARROW DOW JONES GLOBAL YIELD DOW JONES GLB | 1,811 | $47,000 | 0.0% | $25.95 | $25.57 | — | ARROW DJ GLOBL | 66537H105 |
| — | NEW YORK COMMUNITY BANCORP COM | 3,040 | $46,000 | 0.0% | $15.13 | $14.14 | — | COM | 649445103 |
| MDY | SPDR S&P MIDCAP 400 ETF TRUST | 203 | $46,000 | 0.0% | $226.60 | $212.98 | +6.3% | UTSER1 S&PDCRP | 78467Y107 |
| IWD | ISHARES RUSSELL 1000 VALUE ETF | 534 | $46,000 | 0.0% | $86.14 | $83.31 | +3.5% | RUS 1000 VAL ETF | 464287598 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 570 | $45,000 | 0.0% | $78.95 * | $18.32 | +6.7% | RUS 1000 GRW ETF | 464287614 |
| UNP | UNION PAC CORP COM | 277 | $43,000 | 0.0% | $155.23 * | $57.06 | +3.9% | COM | 907818108 |
| — | HEWLETT PACKARD CO COM | 2,060 | $43,000 | 0.0% | $20.87 | $23.54 | — | COM | 428236103 |
| DIS | WALT DISNEY CO COM | 657 | $42,000 | 0.0% | $63.93 * | $56.11 | +2.1% | COM DISNEY | 254687106 |
| HAL | HALLIBURTON CO COM | 875 | $42,000 | 0.0% | $48.00 * | $33.21 | +15.7% | COM | 406216101 |
| — | VODAFONE GROUP PLC ADR | 1,190 | $42,000 | 0.0% | $35.29 | $28.57 | — | SPONS ADR NEW | 92857W209 |
| VBR | VANGUARD CRSP US SMALL CAP VALUE IND ET | 455 | $41,000 | 0.0% | $90.11 | $82.98 | +8.8% | SM CP VAL ETF | 922908611 |
| — | ROYAL BK SCOTLAND GRP PLC PFD 7.65% SERIES | 1,649 | $41,000 | 0.0% | $24.86 | $24.72 | — | SPON ADR F | 780097804 |
| PSX | PHILLIPS 66 COM | 713 | $41,000 | 0.0% | $57.50 * | $40.44 | -7.3% | COM | 718546104 |
| — | PVR PARTNERS LP | 1,765 | $41,000 | 0.0% | $23.23 | $27.20 | — | COM UNIT REPTG L | 693665101 |
| LTC | LTC PROPERTIES COM | 1,053 | $40,000 | 0.0% | $37.99 | $39.41 | — | COM | 502175102 |
| SWX | SOUTHWEST GAS CORP COM | 800 | $40,000 | 0.0% | $50.00 | $48.72 | +2.6% | COM | 844895102 |
| MMLP | MARTIN MIDSTREAM PARTNERS LP COM | 850 | $40,000 | 0.0% | $47.06 | $43.53 | — | UNIT L P INT | 573331105 |
| — | EL PASO PIPELINE PARTNERS COM | 953 | $40,000 | 0.0% | $41.97 | $43.17 | — | COM UNIT LPI | 283702108 |
| — | AMAZON.COM INC COM | 125 | $39,000 | 0.0% | $312.00 | $312.00 | — | COM | 23135106 |
| KOF | COCA COLA FEMSA S.A.B. de C.V. SPONSORED A | 307 | $39,000 | 0.0% | $127.04 | $156.26 | -19.4% | SPON ADR REP L | 191241108 |
| — | ROYCE VALUE TR INC COM | 2,395 | $39,000 | 0.0% | $16.28 | $15.23 | — | COM | 780910105 |
| — | GLAXO SMITHKLINE PLC ADR | 752 | $38,000 | 0.0% | $50.53 | $49.40 | — | SPONSORED ADR | 37733W105 |
| — | FIRST NIAGARA FINANCIAL GRP COM | 3,530 | $37,000 | 0.0% | $10.48 | $10.20 | — | COM | 33582V108 |
| — | SHIP FINANCE INTERNATIONAL COM | 2,450 | $37,000 | 0.0% | $15.10 | $14.69 | — | SHS | G81075106 |
| MDU | MDU RES GROUP INC COM | 1,292 | $36,000 | 0.0% | $27.86 * | $6.58 | +11.8% | COM | 552690109 |
| MUB | ISHARES NATIONAL AMT-FREE MUNI BND ETF | 349 | $36,000 | 0.0% | $103.15 | $109.42 | -4.5% | NAT AMT FREE BD | 464288414 |
| — | WHOLE FOODS MKT INC COM | 620 | $36,000 | 0.0% | $58.06 | $51.61 | — | COM | 966837106 |
| VNQ | VANGUARD REIT ETF INDEX | 526 | $35,000 | 0.0% | $66.54 | $71.57 | -7.6% | REIT ETF | 922908553 |
| PAA | PLAINS ALL AMERICAN PIPELINE COM LP | 670 | $35,000 | 0.0% | $52.24 | $55.22 | — | UNIT LTD PARTN | 726503105 |
| VLO | VALERO ENERGY CORP NEW COM | 1,038 | $35,000 | 0.0% | $33.72 * | $24.01 | -9.6% | COM | 91913Y100 |
| — | HOSPITALITY PROPERTIES TRUST COM | 1,189 | $34,000 | 0.0% | $28.60 | $26.07 | — | COM SH BEN INT | 44106M102 |
| — | BANK OF NEW YORK MELLON CORP COM | 1,140 | $34,000 | 0.0% | $29.82 | $29.82 | — | COM | 64058100 |
| — | BANK MONTREAL QUE COM COM | 500 | $33,000 | 0.0% | $66.00 | $66.00 | — | COM | 63671101 |
| — | NUVEEN CALIF MUN VALUE FD INC COM | 3,590 | $33,000 | 0.0% | $9.19 | $9.49 | — | COM | 67062C107 |
| — | AMERICAN STATES WATER CO COM | 1,212 | $33,000 | 0.0% | $27.23 | $27.23 | — | COM | 29899101 |
| XPMAX | PIONEER MUNI HI INC ADV TRUST | 2,484 | $33,000 | 0.0% | $13.29 | $14.64 | — | COM | 723762100 |
| ZBH | ZIMMER HOLDINGS INC COM | 400 | $33,000 | 0.0% | $82.50 * | $67.30 | +7.2% | COM | 98956P102 |
| — | NATURAL RESOURCE PARTNERS LP COM | 1,714 | $33,000 | 0.0% | $19.25 | $20.42 | — | COM UNIT L P | 63900P103 |
| — | GUGGENHEIM BRIC ETF | 909 | $32,000 | 0.0% | $35.20 | $30.91 | — | GUGG BRIC ETF | 18383M100 |
| DTE | DTE ENERGY CO COM | 485 | $32,000 | 0.0% | $65.98 * | $38.29 | -2.9% | COM | 233331107 |
| — | SPECTRA ENERGY PRTNS LP COM | 725 | $32,000 | 0.0% | $44.14 | $45.95 | — | COM | 84756N109 |
| — | RAYTHEON CO COM | 400 | $31,000 | 0.0% | $77.50 | $65.00 | — | COM NEW | 755111507 |
| CWT | CALIFORNIA WATER SERVICE GROUP COM | 1,525 | $31,000 | 0.0% | $20.33 * | $15.03 | +3.4% | COM | 130788102 |
| IJT | ISHARES S&P SMALL-CAP 600 GROWTH ETF | 289 | $31,000 | 0.0% | $107.27 * | $47.59 | +13.9% | SP SMCP600GR ETF | 464287887 |
| SJNK | SPDR SERIES TRUST SHORT TERM HIGH YIELD BO | 1,005 | $31,000 | 0.0% | $30.85 | $30.47 | +0.2% | SHT TRM HGH YLD | 78468R408 |
| — | DIEBOLD INC COM | 1,062 | $31,000 | 0.0% | $29.19 | $33.90 | — | COM | 253651103 |
| RGR | STURM RUGER & CO INC COM | 473 | $30,000 | 0.0% | $63.42 | $53.75 | +16.5% | COM | 864159108 |
| — | NUVEEN INSD CALIF SELECT TAX FREE INCOME P | 2,247 | $30,000 | 0.0% | $13.35 | $14.24 | — | SH BEN INT | 67063R103 |
| VB | VANGUARD CRSP US SMALL CAP INDEX | 283 | $29,000 | 0.0% | $102.47 | $92.50 | +10.8% | SMALL CP ETF | 922908751 |
| — | TRIANGLE CAP CORP COM | 1,000 | $29,000 | 0.0% | $29.00 | $28.00 | — | COM | 895848109 |
| TRV | THE TRAVELERS COMPANIES INC COM | 345 | $29,000 | 0.0% | $84.06 * | $62.78 | +3.0% | COM | 89417E109 |
| IWO | ISHARES RUSSELL 2000 GROWTH ETF | 234 | $29,000 | 0.0% | $123.93 | $113.04 | +11.3% | RUS 2000 GRW ETF | 464287648 |
| — | ACTAVIS PLC ORD | 200 | $29,000 | 0.0% | $145.00 | $125.00 | — | COM | 00507K103 |
| VYM | VANGUARD HIGH DIVIDEND YIELD ETF | 500 | $29,000 | 0.0% | $58.00 | $56.57 | +1.6% | HIGH DIV YLD | 921946406 |
| — | ENERPLUS CORP COM | 1,720 | $29,000 | 0.0% | $16.86 | $14.53 | — | COM | 292766102 |
| FPPP | FIELDPOINT PETROLEUM CORP COM | 6,270 | $28,000 | 0.0% | $4.47 * | $3.90 | +10.7% | COM | 316570100 |
| — | EMPIRE DIST ELEC CO COM | 1,300 | $28,000 | 0.0% | $21.54 | $22.31 | — | COM | 291641108 |
| — | FMC TECHNOLOGIES INC COM | 500 | $28,000 | 0.0% | $56.00 | $56.00 | — | COM | 30249U101 |
| IWP | ISHARES RUSSELL MIDCAP GROWTH ETF | 361 | $28,000 | 0.0% | $77.56 * | $38.12 | +2.6% | RUS MD CP GR ETF | 464287481 |
| — | COVIDIEN PLC COM | 465 | $28,000 | 0.0% | $60.22 | $62.37 | — | SHS | G2554F113 |
| VOE | VANGUARD CRSP US MID CAP VALUE INDE ETF | 383 | $28,000 | 0.0% | $73.11 | $72.03 | +1.7% | MCAP VL IDXVIP | 922908512 |
| PNW | PINNACLE WEST CAP CORP COM | 500 | $27,000 | 0.0% | $54.00 * | $35.40 | -4.6% | COM | 723484101 |
| VBK | VANGUARD CRSP US SM CAP GROWTH IND ETF | 224 | $26,000 | 0.0% | $116.07 | $101.15 | +13.2% | SML CP GRW ETF | 922908595 |
| — | AMERICAN EXPRESS CO CM | 350 | $26,000 | 0.0% | $74.29 | $74.29 | — | COM | 25816109 |
| ORLY | O'REILLY AUTOMOTIVE INC COM | 200 | $26,000 | 0.0% | $130.00 * | $7.19 | +18.2% | COM | 67103H107 |
| VV | VANGUARD CRSP US LARGE CAP INDEX | 342 | $26,000 | 0.0% | $76.02 | $75.68 | +2.2% | LARGE CAP ETF | 922908637 |
| — | BREITBURN ENERGY PARTNERS LP COM | 1,428 | $26,000 | 0.0% | $18.21 | $17.98 | — | COM UT LTD PTN | 106776107 |
| ORCL | ORACLE CORP COM | 770 | $26,000 | 0.0% | $33.77 * | $27.58 | +0.4% | COM | 68389X105 |
| — | WILLIAMS PARTNERS LTD COM | 500 | $26,000 | 0.0% | $52.00 | $52.00 | — | COM UNIT L P | 96950F104 |
| — | ALLIANT ENERGY CORP COM | 500 | $25,000 | 0.0% | $50.00 | $50.00 | — | COM | 18802108 |
| — | UNILEVER PLC ADR | 645 | $25,000 | 0.0% | $38.76 | $40.31 | — | SPON ADR NEW | 904767704 |
| — | JOHN HANCOCK PFD INCOME II CLOSED END FUND | 1,298 | $25,000 | 0.0% | $19.26 | $20.80 | — | COM | 41013X106 |
| — | NUVEEN MUN ADVANTAGE FD INC COM | 2,000 | $25,000 | 0.0% | $12.50 | $13.50 | — | COM | 67062H106 |
| — | POWERSHARES DB COMM IND FD ETF | 969 | $25,000 | 0.0% | $25.80 | $24.77 | — | UNIT BEN INT | 73935S105 |
| — | ROYAL BK SCOTLAND GRP PLC PFD SER H 7.25% | 1,000 | $25,000 | 0.0% | $25.00 | $24.00 | — | SPON ADR SER H | 780097879 |
| — | CUTWATER SELECT INCOME FUND ETF | 1,397 | $25,000 | 0.0% | $17.90 | $18.61 | — | COM | 232229104 |
| — | AMERICA MOVIL S.A.B. DE C.V ADR SERIES L | 1,231 | $24,000 | 0.0% | $19.50 | $19.50 | — | SPON ADR L SHS | 02364W105 |
| SUB | ISHARES S-T NTNL AMT-FREE MUNI BND ETF | 227 | $24,000 | 0.0% | $105.73 | $106.06 | +0.1% | SHT NTLAMTFR ETF | 464288158 |
| — | BARCLAYS BANK PLC PFD 6.625% SERIES 2 PERP | 1,000 | $24,000 | 0.0% | $24.00 | $25.00 | — | ADR 2 PREF 2 | 06739F390 |
| XPHDX | PIONEER FLOATING RATE TRUST COM | 1,900 | $24,000 | 0.0% | $12.63 | $13.16 | — | COM | 72369J102 |
| — | ENBRIDGE ENERGY PARTNERS LP | 790 | $24,000 | 0.0% | $30.38 | $30.92 | — | COM | 29250R106 |
| IXC | ISHARES GLOBAL ENERGY ETF | 560 | $23,000 | 0.0% | $41.07 | $39.78 | +3.1% | GLOBAL ENERG ETF | 464287341 |
| — | HEALTHCARE REALTY TRUST INC COM | 1,000 | $23,000 | 0.0% | $23.00 | $26.00 | — | COM | 421946104 |
| COST | COSTCO WHOLESALE CORPORATION COM | 200 | $23,000 | 0.0% | $115.00 * | $86.56 | +5.8% | COM | 22160K105 |
| NEM | NEWMONT MINING CORP COM | 820 | $23,000 | 0.0% | $28.05 * | $25.34 | -15.0% | COM | 651639106 |
| BWX | SPDR BARCLAYS INTERN TREASURY BD ET | 397 | $23,000 | 0.0% | $57.93 * | $28.59 | +2.1% | BRCLYS INTL ETF | 78464A516 |
| — | SENIOR HOUSING PROP TRUST REITS | 1,000 | $23,000 | 0.0% | $23.00 | $26.00 | — | SH BEN INT | 81721M109 |
| — | NUSTAR GP HOLDINGS LLC LP | 1,000 | $22,000 | 0.0% | $22.00 | $27.00 | — | UNIT RESTG LLC | 67059L102 |
| — | SPIRIT REALTY CAPITAL INC COM | 2,424 | $22,000 | 0.0% | $9.08 | $9.08 | — | COM | 84860W102 |
| IDU | ISHARES US UTILITIES ETF | 237 | $22,000 | 0.0% | $92.83 * | $48.78 | -3.8% | U.S. UTILITS ETF | 464287697 |
| — | POWERSHARES QQQ | 275 | $22,000 | 0.0% | $80.00 | $71.30 | — | UNIT SER 1 | 73935A104 |
| — | PIMCO CORP & INCOME OPPTY FUND CLOSED END | 1,195 | $22,000 | 0.0% | $18.41 | $19.25 | — | COM | 72201B101 |
| XMHIX | PIONEER MUNI HI INCM TR CL END COM | 1,572 | $22,000 | 0.0% | $13.99 | $14.94 | — | COM SHS | 723763108 |
| GIS | GENERAL MILLS INC COM | 434 | $21,000 | 0.0% | $48.39 * | $32.26 | -2.6% | COM | 370334104 |
| MA | MASTERCARD INC COM | 31 | $21,000 | 0.0% | $677.42 * | $51.54 | +21.2% | CL A | 57636Q104 |
| — | NUVEEN QUALITY PFD INCOME FD 3 | 2,653 | $21,000 | 0.0% | $7.92 | $8.44 | — | COM | 67072W101 |
| — | UNILEVER N V ADRSHARES | 546 | $21,000 | 0.0% | $38.46 | $38.46 | — | N Y SHS NEW | 904784709 |
| IYM | ISHARES US BASIC MATERIALS ETF | 290 | $21,000 | 0.0% | $72.41 * | $69.93 | +5.8% | U.S. BAS MTL ETF | 464287838 |
| — | NUVEEN QUALITY MUNI FUND INC COM | 1,600 | $20,000 | 0.0% | $12.50 | $13.13 | — | COM | 67062N103 |
| — | GABELLI GLOBL UTIL & INCOME TR COM | 1,000 | $20,000 | 0.0% | $20.00 | $19.00 | — | COM SH BEN INT | 36242L105 |
| — | VANGARD NATURAL RESOURCES LLC COM | 686 | $19,000 | 0.0% | $27.70 | $27.70 | — | COM UNIT | 92205F106 |
| VEU | VANGUARD INTL EQUITY INDEX | 400 | $19,000 | 0.0% | $47.50 * | $46.78 | +3.9% | ALLWRLD EX US | 922042775 |
| F | FORD MOTOR COM | 1,150 | $19,000 | 0.0% | $16.52 * | $9.02 | +0.1% | COM PAR $0.01 | 345370860 |
| LMT | LOCKHEED MARTIN COM | 147 | $19,000 | 0.0% | $129.25 * | $76.24 | +19.3% | COM | 539830109 |
| MET | METLIFE INC COM | 400 | $19,000 | 0.0% | $47.50 * | $24.43 | +14.7% | COM | 59156R108 |
| — | BHP BILLITON PLC SPON ADR | 320 | $19,000 | 0.0% | $59.38 | $50.00 | — | SPONSORED ADR | 05545E209 |
| IYR | ISHARES US REAL ESTATE ETF | 300 | $19,000 | 0.0% | $63.33 | $70.67 | -9.7% | U.S. REAL ES ETF | 464287739 |
| — | NISKA GAS STORAGE PARTNERS LLC COM | 1,175 | $18,000 | 0.0% | $15.32 | $15.32 | — | UNIT LTD LIABI | 654678101 |
| BLV | VANGUARD LONG TERM BOND FUND | 221 | $18,000 | 0.0% | $81.45 | $82.97 | +0.1% | LONG TERM BOND | 921937793 |
| — | FRONTIER COMMUNICATIONS CORP COM | 4,005 | $17,000 | 0.0% | $4.24 | $4.00 | — | COM | 35906A108 |
| FCX | FREEPORT MCMORAN COPPER & GOLD COM | 502 | $17,000 | 0.0% | $33.86 * | $24.45 | +13.8% | COM | 35671D857 |
| C | CITIGROUP INC COM | 360 | $17,000 | 0.0% | $47.22 * | $35.76 | +0.9% | COM NEW | 172967424 |
| PBA | PEMBINA PIPELINE CORP COM | 504 | $17,000 | 0.0% | $33.73 * | $16.65 | +5.8% | COM | 706327103 |
| — | HANCOCK JOHN INCOME SECS TR COM | 1,200 | $17,000 | 0.0% | $14.17 | $15.83 | — | COM | 410123103 |
| — | CELGENE CORP COM | 113 | $17,000 | 0.0% | $150.44 | $115.04 | — | COM | 151020104 |
| — | JOHN HANCOCK INCOME FD CL END COM | 1,000 | $17,000 | 0.0% | $17.00 | $18.00 | — | COM | 41021P103 |
| — | NUVEEN DIV ADV MUN FD 3 | 1,250 | $16,000 | 0.0% | $12.80 | $13.60 | — | COM SH BEN INT | 67070X101 |
| — | NOBLE CORP COM | 429 | $16,000 | 0.0% | $37.30 | $37.56 | — | NAMEN -AKT | H5833N103 |
| CLX | CLOROX COMPANY COM | 200 | $16,000 | 0.0% | $80.00 * | $60.00 | -4.1% | COM | 189054109 |
| VNQI | VANGUARD GLOBAL EX-US REAL ESTATE ETF | 284 | $16,000 | 0.0% | $56.34 | $54.78 | +3.5% | GLB EX US ETF | 922042676 |
| — | WPX ENERGY INC COM | 856 | $16,000 | 0.0% | $18.69 | $18.69 | — | COM | 98212B103 |
| — | TEEKAY LNG PARTNERS LP COM COM | 331 | $15,000 | 0.0% | $45.32 | $42.98 | — | PRTNRSP UNITS | Y8564M105 |
| — | DB-X TRACKERS 2020 TARGET DATE FUND | 625 | $15,000 | 0.0% | $24.00 | $25.60 | — | XTRAK 2020TGT DT | 233052208 |
| YUM | YUM! BRANDS INC COM | 208 | $15,000 | 0.0% | $72.12 * | $38.97 | +4.2% | COM | 988498101 |
| — | NUVEEN QUALITY PREFERRED INC CLOSED END IN | 2,000 | $15,000 | 0.0% | $7.50 | $8.50 | — | COM | 67071S101 |
| — | ANADARKO PETROL CORP COM | 165 | $15,000 | 0.0% | $90.91 | $90.91 | — | COM | 32511107 |
| — | POWERSHARES INDIA PORTFOLIO | 910 | $15,000 | 0.0% | $16.48 | $16.48 | — | INDIA PORT | 73935L100 |
| — | BLDRS DEV MKTS 100 ADR INDEX FUND | 622 | $15,000 | 0.0% | $24.12 | $21.10 | — | DEV MK 100 ADR | 09348R201 |
| CRT | CROSS TIMBERS RTY TR A TR UNIT | 500 | $15,000 | 0.0% | $30.00 | $28.00 | — | TR UNIT | 22757R109 |
| — | BLACKROCK MUNICIPAL BOND TRUST CLOSED END | 1,000 | $14,000 | 0.0% | $14.00 | $15.00 | — | COM | 09249H104 |
| — | ALLIANCEBERNSTEIN INCOME FUND COM | 2,000 | $14,000 | 0.0% | $7.00 | $7.50 | — | COM | 01881E101 |
| — | BLACKROCK MUNIYLD QU FU III IN COM | 1,072 | $14,000 | 0.0% | $13.06 | $13.99 | — | COM | 09254E103 |
| — | NUVEEN INS CALIFORNIA AMT FREE CLOSED END | 1,149 | $14,000 | 0.0% | $12.18 | $13.93 | — | COM | 670651108 |
| — | POWERSHARES PFD PORT | 1,056 | $14,000 | 0.0% | $13.26 | $14.20 | — | AGG PFD PORT | 73936T565 |
| VALE | VALE S.A. ADR | 870 | $14,000 | 0.0% | $16.09 * | $15.70 | -0.6% | ADR | 91912E105 |
| — | INERGY LP N/C 10/08/2013 226344109 | 1,000 | $14,000 | 0.0% | $14.00 | $16.00 | — | UNIT LTD PTNR | 456615103 |
| — | BARCLAYS BANK PLC PFD DIV 7.1% PERP/CALL | 518 | $13,000 | 0.0% | $25.10 | $25.53 | — | SP ADR 7.1%PF3 | 06739H776 |
| EWZ | ISHARES MSCI BRAZIL CAPPED ETF | 275 | $13,000 | 0.0% | $47.27 | $51.94 | -7.8% | MSCI BRZ CAP ETF | 464286400 |
| UDR | UDR INC COM | 555 | $13,000 | 0.0% | $23.42 * | $15.84 | -3.5% | COM | 902653104 |
| — | NUVEEN PREM INCOME MUN FD INC COM | 1,000 | $13,000 | 0.0% | $13.00 | $13.00 | — | COM | 67062T100 |
| — | BHP BILLITON LIMITED ADR | 200 | $13,000 | 0.0% | $65.00 | $65.00 | — | SPONSORED ADR | 88606108 |
| CELJF | CELLCOM ISRAEL LTD COM | 1,205 | $13,000 | 0.0% | $10.79 * | $8.92 | +18.1% | SHS | M2196U109 |
| — | NATIONAL-OILWELL VARCO INC COM | 154 | $12,000 | 0.0% | $77.92 | $71.43 | — | COM | 637071101 |
| — | TIM HORTONS INC COM | 209 | $12,000 | 0.0% | $57.42 | $52.88 | — | COM | 88706M103 |
| DEM | WISDOMTREE EMERG MKTS EQUITY INCOME FUND | 240 | $12,000 | 0.0% | $50.00 * | $53.63 | -3.6% | EMERG MKTS ETF | 97717W315 |
| NEE | NEXTERA ENERGY INC COM | 150 | $12,000 | 0.0% | $80.00 * | $14.15 | +2.4% | COM | 65339F101 |
| YORW | YORK WATER CO COM | 610 | $12,000 | 0.0% | $19.67 * | $14.26 | +8.4% | COM | 987184108 |
| — | WISCONSIN ENERGY CORP COM | 266 | $11,000 | 0.0% | $41.35 | $41.35 | — | COM | 976657106 |
| FISV | FISERV INC COM | 111 | $11,000 | 0.0% | $99.10 * | $21.93 | +15.2% | COM | 337738108 |
| — | DOW CHEMICAL COM | 285 | $11,000 | 0.0% | $38.60 | $38.60 | — | COM | 260543103 |
| — | PCM FUND INC COM | 1,000 | $11,000 | 0.0% | $11.00 | $12.00 | — | COM | 69323T101 |
| — | BLACKROCK MUNI ENHANCED FD INC COM | 1,000 | $11,000 | 0.0% | $11.00 | $11.00 | — | COM | 09253Y100 |
| — | WESTERN ASSET MANAGED MUNICIPALS FUND INC | 878 | $11,000 | 0.0% | $12.53 | $13.87 | — | COM | 95766M105 |
| — | RACKSPACE HOSTING, INC COM | 200 | $11,000 | 0.0% | $55.00 | $55.00 | — | COM | 750086100 |
| PCG | PACIFIC GAS & ELEC CO COM | 275 | $11,000 | 0.0% | $40.00 * | $38.88 | -9.5% | COM | 69331C108 |
| — | CALAMOS CVT & HIGH INCOME FD COM | 876 | $11,000 | 0.0% | $12.56 | $12.56 | — | COM SHS | 12811P108 |
| KEY | KEYCORP NON COM | 851 | $10,000 | 0.0% | $11.75 * | $6.48 | +11.8% | COM | 493267108 |
| — | CHESAPEAKE ENERGY CORP COM | 400 | $10,000 | 0.0% | $25.00 | $20.00 | — | COM | 165167107 |
| — | DNP SELECT INCOME FUND INC CLOSED END FUND | 1,000 | $10,000 | 0.0% | $10.00 | $10.00 | — | COM | 23325P104 |
| — | INTEGRYS ENERGY GROUP INC COM | 179 | $10,000 | 0.0% | $55.87 | $55.87 | — | COM | 45822P105 |
| — | INERGY MIDSTREAM LP N/C 10/08/13 226378107 | 432 | $10,000 | 0.0% | $23.15 | $23.15 | — | U LTD PARTNERS | 45671U106 |
| — | PIMCO INCOME STRATEGY FUND II CLOSED-END F | 1,000 | $10,000 | 0.0% | $10.00 | $11.00 | — | COM | 72201J104 |
| — | XILINX INC COM | 200 | $9,000 | 0.0% | $45.00 | $45.00 | — | COM | 983919101 |
| SCZ | ISHARES MSCI EAFE SMALL-CAP ETF | 189 | $9,000 | 0.0% | $47.62 | $45.91 | +5.7% | EAFE SML CP ETF | 464288273 |
| ITW | ILLINOIS TOOL WORKS INC COM | 115 | $9,000 | 0.0% | $78.26 * | $54.78 | +4.9% | COM | 452308109 |
| — | MAGELLAN MIDSTREAM PARTNERS COM | 162 | $9,000 | 0.0% | $55.56 | $55.56 | — | COM UNIT RP LP | 559080106 |
| — | DB-X TRACKERS 2030 TARGET DATE FUND | 363 | $9,000 | 0.0% | $24.79 | $24.79 | — | XTRAK 2030TGT DT | 233052307 |
| — | GABELLI EQUITY TR INC COM | 1,386 | $9,000 | 0.0% | $6.49 | $6.49 | — | COM | 362397101 |
| — | BB&T CORPORATION COM | 267 | $9,000 | 0.0% | $33.71 | $33.71 | — | COM | 54937107 |
| IWN | ISHARES RUSSELL 2000 VALUE ETF | 100 | $9,000 | 0.0% | $90.00 | $90.15 | +1.7% | RUS 2000 VAL ETF | 464287630 |
| — | CHUBB CORP COM | 100 | $9,000 | 0.0% | $90.00 | $90.00 | — | COM | 171232101 |
| DVN | DEVON ENERGY CORPORATION COMMON | 154 | $9,000 | 0.0% | $58.44 * | $37.00 | +4.4% | COM | 25179M103 |
| — | NEXPOINT CREDIT STRATEGIES FD COM | 1,211 | $9,000 | 0.0% | $7.43 | $8.26 | — | COM | 65340G106 |
| — | COACH INC COM | 161 | $9,000 | 0.0% | $55.90 | $55.90 | — | COM | 189754104 |
| — | STAPLES INC COM | 545 | $8,000 | 0.0% | $14.68 | $14.68 | — | COM | 855030102 |
| — | NORTHEAST UTILS SERVICE CO COM | 185 | $8,000 | 0.0% | $43.24 | $43.24 | — | COM | 664397106 |
| PRU | PRUDENTIAL FINANCIAL INC COM | 100 | $8,000 | 0.0% | $80.00 * | $38.68 | +21.3% | COM | 744320102 |
| — | PETSMART INC COM | 101 | $8,000 | 0.0% | $79.21 | $69.31 | — | COM | 716768106 |
| ACN | ACCENTURE LTD ORD | 110 | $8,000 | 0.0% | $72.73 * | $63.81 | -7.2% | SHS CLASS A | G1151C101 |
| — | MACQUARIE INFRASTRUCTURE COM L COM | 150 | $8,000 | 0.0% | $53.33 | $53.33 | — | MEMBERSHIP INT | 55608B105 |
| — | NUVEEN QUALITY PFD INCOME II CLOSED END FD | 1,000 | $8,000 | 0.0% | $8.00 | $8.95 | — | COM | 67072C105 |
| IGOV | ISHARES INTL TREASURY BOND ETF | 75 | $8,000 | 0.0% | $106.67 * | $49.28 | +2.2% | INTL TREA BD ETF | 464288117 |
| — | PACHOLDER FUND INC COM | 1,000 | $8,000 | 0.0% | $8.00 | $8.00 | — | COM | 693742108 |
| VFC | V F CORP COM | 35 | $7,000 | 0.0% | $200.00 * | $46.15 | +1.5% | COM | 918204108 |
| PAYX | PAYCHEX INC COM | 161 | $7,000 | 0.0% | $43.48 * | $27.01 | +3.1% | COM | 704326107 |
| — | SILVER WHEATON CORP COM | 300 | $7,000 | 0.0% | $23.33 | $20.00 | — | COM | 828336107 |
| — | DELL INC COM | 500 | $7,000 | 0.0% | $14.00 | $14.00 | — | COM | 24702R101 |
| AIVL | WISDOMTREE DIVIDEND EX-FINANCIALS FUND | 102 | $7,000 | 0.0% | $68.63 * | $62.95 | +1.1% | DIV EX-FINL FD | 97717W406 |
| VTI | VANGUARD TOTAL STOCK MARKET ETF | 74 | $6,000 | 0.0% | $81.08 * | $83.02 | +5.6% | TOTAL STK MKT | 922908769 |
| CAG | CONAGRA FOODS INC COM | 200 | $6,000 | 0.0% | $30.00 * | $17.69 | -11.9% | COM | 205887102 |
| — | NUSTAR ENERGY LP | 154 | $6,000 | 0.0% | $38.96 | $38.96 | — | UNIT COM | 67058H102 |
| WM | WASTE MANAGEMENT INC COM | 151 | $6,000 | 0.0% | $39.74 * | $30.75 | +3.7% | COM | 94106L109 |
| — | BLACKROCK MUNIHOLDINGS FD II COM | 420 | $6,000 | 0.0% | $14.29 | $14.29 | — | COM | 09253P109 |
| IP | INTERNATIONAL PAPER CO COM | 138 | $6,000 | 0.0% | $43.48 * | $25.91 | -2.2% | COM | 460146103 |
| — | NUVEEN SENIOR INCOME FUND COM | 800 | $6,000 | 0.0% | $7.50 | $7.50 | — | COM | 67067Y104 |
| — | GABELLI UTILITY TRUST COM | 1,012 | $6,000 | 0.0% | $5.93 | $6.92 | — | COM | 36240A101 |
| HD | HOME DEPOT INC COM | 82 | $6,000 | 0.0% | $73.17 * | $56.05 | +1.8% | COM | 437076102 |
| — | FIELDPOINT PETROLEUM CORP WARRANT | 6,270 | $5,000 | 0.0% | $0.80 | $0.64 | — | *W EXP 03/23/201 | 316570126 |
| — | GOLDCORP INC COM | 200 | $5,000 | 0.0% | $25.00 | $25.00 | — | COM | 380956409 |
| — | PIMCO CORP & INCOME STRAT FUND COM | 300 | $5,000 | 0.0% | $16.67 | $17.87 | — | COM | 72200U100 |
| SPH | SUBURBAN PROPANE PARTNERS LP COM | 108 | $5,000 | 0.0% | $46.30 | $46.30 | — | UNIT LTD PARTN | 864482104 |
| — | BANK MUTUAL CORP COM | 849 | $5,000 | 0.0% | $5.89 | $5.89 | — | COM | 63750103 |
| KSS | KOHLS CORP COM | 100 | $5,000 | 0.0% | $50.00 * | $52.24 | -0.9% | COM | 500255104 |
| IWS | ISHARES RUSSELL MID-CAP VALUE ETF | 75 | $5,000 | 0.0% | $66.67 * | $57.95 | +5.1% | RUS MDCP VAL ETF | 464287473 |
| — | OUTERWALL INC COM | 100 | $5,000 | 0.0% | $50.00 | $50.00 | — | COM | 690070107 |
| SYY | SYSCO CORP COM | 160 | $5,000 | 0.0% | $31.25 * | $23.98 | -5.1% | COM | 871829107 |
| — | CBRE CLARION GLOBAL REIT FD COM | 500 | $4,000 | 0.0% | $8.00 | $10.00 | — | COM | 12504G100 |
| — | PENN WEST PETE LTD NEW COM | 360 | $4,000 | 0.0% | $11.11 | $11.11 | — | COM | 707887105 |
| WIP | SPDR INTL GOVT INFL PROT BOND ETF | 62 | $4,000 | 0.0% | $64.52 * | $61.48 | -3.1% | DB INT GVT ETF | 78464A490 |
| IDV | ISHARES INTL SELECT DIV ETF | 115 | $4,000 | 0.0% | $34.78 * | $34.46 | +5.2% | INTL SEL DIV ETF | 464288448 |
| — | YAMANA GOLD INC COM | 319 | $3,000 | 0.0% | $9.40 | $9.40 | — | COM | 98462Y100 |
| GM | GENERAL MOTORS COMPANY COM | 81 | $3,000 | 0.0% | $37.04 * | $23.62 | +13.6% | COM | 37045V100 |
| — | MALLINCKRODT PUB LTD ORD | 58 | $3,000 | 0.0% | $51.72 | $51.72 | — | SHS | G5785G107 |
| — | CST BRANDS INC COM | 115 | $3,000 | 0.0% | $26.09 | $31.25 | — | COM | 12646R105 |
| CCL | CARNIVAL CORP COM | 100 | $3,000 | 0.0% | $30.00 * | $27.66 | -2.5% | PAIRED CTF | 143658300 |
| — | BLACKROCK INCM OPPRTNTY TRST INC | 221 | $2,000 | 0.0% | $9.05 | $9.05 | — | COM | 92475102 |
| — | ANGLOGOLD ASHANTI LIMITED ADR ADR | 150 | $2,000 | 0.0% | $13.33 | $13.33 | — | SPONSORED ADR | 35128206 |
| — | INCONTACT INC COM | 220 | $2,000 | 0.0% | $9.09 | $9.09 | — | COM | 45336E109 |
| FSS | FEDERAL SIGNAL CORP COM | 99 | $1,000 | 0.0% | $10.10 * | $7.25 | +55.7% | COM | 313855108 |
| GSG | ISHARES GSCI COMMODITY INDEXED TRUST | 38 | $1,000 | 0.0% | $26.32 * | $31.32 | +3.4% | UNIT BEN INT | 46428R107 |
| — | PROSHARES ULTRASHORT FTSE CHINA 25 | 55 | $1,000 | 0.0% | $18.18 | $18.18 | — | ULTSHT CHINA 25 | 74347X567 |
| SCHW | SCHWAB CHARLES CORP COM | 50 | $1,000 | 0.0% | $20.00 * | $15.92 | +14.9% | COM | 808513105 |