CIK: 0001509510 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value ($000): $281,970 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| NXDT | NexPoint Credit Strategies Fund | 818,672 | $18,338 | 6.5% | $21.13 | — | COM NEW | 65340G205 |
| — | Central Securities Corp | 471,937 | $13,922 | 4.9% | $23.45 | — | COM | 155123102 |
| — | Boulder Growth & Income Fund Inc | 1,080,839 | $12,116 | 4.3% | $8.47 | — | COM | 101507101 |
| ECC | Eagle Point Credit Co Inc | 669,370 | $11,982 | 4.2% | $18.15 | — | COM | 269808101 |
| — | Tekla Healthcare Opportunities Fund | 596,720 | $11,183 | 4.0% | $19.40 | — | SHS | 879105104 |
| FLOT | iShares Floating Rate Bond ETF | 159,830 | $8,155 | 2.9% | $51.02 | — | FLTG RATE NT ETF | 46429B655 |
| — | The Herzfeld Caribbean Basin Fund Inc | 1,252,227 | $8,039 | 2.9% | $7.55 | — | COM | 42804T106 |
| — | Tekla World Healthcare Fund | 533,903 | $7,491 | 2.7% | $14.67 | — | BEN INT SHS | 87911L108 |
| — | General American Investors Co Inc | 184,920 | $6,837 | 2.4% | $33.20 | — | COM | 368802104 |
| — | Aberdeen Total Dynamic Dividend Fund | 749,443 | $6,580 | 2.3% | $8.75 | — | COM SH BEN INT | 00326L100 |
| — | Nuveen Credit Strategies Income Fund | 729,387 | $5,813 | 2.1% | $8.08 | — | COM SHS | 67073D102 |
| — | PGIM Short Duration High Yield Fund, Inc. | 401,805 | $5,682 | 2.0% | $14.02 | — | COM | 69346H100 |
| — | Oxford Lane Capital Corp | 515,267 | $5,459 | 1.9% | $10.44 | — | COM | 691543102 |
| — | Apollo Tactical Income Fund Inc | 349,187 | $5,423 | 1.9% | $15.73 | — | COM | 037638103 |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 52,517 | $5,337 | 1.9% | $101.49 | — | ENHAN SHRT MA AC | 72201R833 |
| MTZ | MasTec Inc | 117,297 | $5,237 | 1.9% | $31.33 | +47.8% | COM | 576323109 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 437,962 | $4,748 | 1.7% | $11.40 | — | COM | 95766R104 |
| — | The Taiwan Fund Inc | 242,290 | $4,645 | 1.6% | $19.89 | — | COM | 874036106 |
| — | Adams Diversified Equity Fund Inc | 240,035 | $4,001 | 1.4% | $12.76 | — | COM | 006212104 |
| RCL | Royal Caribbean Cruises Ltd | 29,229 | $3,798 | 1.3% | $49.20 | +123.6% | COM | V7780T103 |
| — | Tortoise Pipeline & Energy Fund Inc | 217,030 | $3,755 | 1.3% | $22.22 | — | COM | 89148H108 |
| — | Kayne Anderson Midstream/Energy Fund Inc | 255,876 | $3,275 | 1.2% | $14.06 | — | COM | 48661E108 |
| — | Source Capital Inc | 81,432 | $3,274 | 1.2% | $36.99 | — | COM | 836144105 |
| NCLH | Norwegian Cruise Line Holdings Ltd | 56,944 | $3,270 | 1.2% | $39.57 | +30.8% | SHS | G66721104 |
| — | The New Germany Fund Inc | 161,544 | $2,940 | 1.0% | $16.59 | — | COM | 644465106 |
| BPOP | Popular Inc | 57,100 | $2,926 | 1.0% | $28.10 | +42.8% | COM NEW | 733174700 |
| — | Nuveen Floating Rate Income Opportunity Fund | 282,734 | $2,915 | 1.0% | $10.34 | — | COM SHS | 6706EN100 |
| — | PGIM Global Short Duration High Yield Fund, Inc. | 210,130 | $2,915 | 1.0% | $13.74 | — | COM | 69346J106 |
| — | Voya Prime Rate Trust | 562,801 | $2,803 | 1.0% | $5.03 | — | SH BEN INT | 92913A100 |
| — | Fiduciary/Claymore MLP Opportunity Fund | 229,459 | $2,802 | 1.0% | $13.15 | — | COM | 31647Q106 |
| — | The Gabelli Healthcare & WellnessRx Trust | 252,668 | $2,784 | 1.0% | $10.26 | — | SHS | 36246K103 |
| — | Adams Natural Resources Fund Inc | 135,601 | $2,704 | 1.0% | $21.19 | — | COM | 00548F105 |
| — | Salient Midstream & MLP Fund | 261,990 | $2,670 | 0.9% | $11.92 | — | SH BEN INT | 79471V105 |
| FBP | First BanCorp/Puerto Rico | 280,077 | $2,549 | 0.9% | $4.74 | +45.9% | COM NEW | 318672706 |
| XJEQX | Aberdeen Japan Equity Fund Inc | 286,101 | $2,400 | 0.9% | $6.87 | — | COM | 00306J109 |
| — | Aberdeen Global Dynamic Dividend Fund | 231,029 | $2,389 | 0.8% | $10.25 | — | COM | 00302M106 |
| LEN | Lennar Corp | 49,500 | $2,311 | 0.8% | $35.37 | +30.7% | CL A | 526057104 |
| — | Tortoise Power and Energy Infrastructure Fund Inc | 116,796 | $2,227 | 0.8% | $19.29 | — | COM | 89147X104 |
| — | First Trust High Income Long/Short Fund | 150,509 | $2,220 | 0.8% | $15.10 | — | COM | 33738E109 |
| CX | Cemex SAB de CV | 311,397 | $2,192 | 0.8% | $8.77 | — | SPON ADR NEW | 151290889 |
| SEB | Seaboard Corp | 585 | $2,170 | 0.8% | $2768.90 | +32.1% | COM | 811543107 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 185,446 | $2,088 | 0.7% | $11.60 | — | COM SH BEN INT | 95766Q106 |
| — | Invesco Senior Income Trust | 484,711 | $2,084 | 0.7% | $4.32 | — | COM | 46131H107 |
| — | Nuveen California Quality Municipal Income Fund | 153,485 | $1,986 | 0.7% | $13.99 | — | COM | 67066Y105 |
| CPA | Copa Holdings SA | 24,373 | $1,946 | 0.7% | $81.78 | -13.7% | CL A | P31076105 |
| — | The India Fund Inc | 85,690 | $1,896 | 0.7% | $24.27 | — | COM | 454089103 |
| — | Aberdeen Emerging Markets Equity Inc. | 275,917 | $1,893 | 0.7% | $7.00 | — | COM | 00301W105 |
| — | Neuberger Berman MLP Income Fund Inc | 217,296 | $1,888 | 0.7% | $9.45 | — | COM | 64129H104 |
| — | Tekla Healthcare Investors | 80,639 | $1,867 | 0.7% | $22.26 | — | SH BEN INT | 87911J103 |
| — | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | 130,386 | $1,708 | 0.6% | $12.54 | — | COM | 01883A107 |
| CWCO | Consolidated Water Co Ltd | 121,638 | $1,685 | 0.6% | $8.64 | +36.8% | ORD | G23773107 |
| — | Japan Smaller Capitalization Fund Inc | 150,232 | $1,663 | 0.6% | $9.60 | — | COM | 47109U104 |
| VAC | Marriott Vacations Worldwide Corp | 14,745 | $1,648 | 0.6% | $88.48 | +33.6% | COM | 57164Y107 |
| — | Eaton Vance Limited Duration Income Fund | 120,378 | $1,526 | 0.5% | $12.66 | — | COM | 27828H105 |
| — | Invesco Dynamic Credit Opportunities Fund | 132,906 | $1,524 | 0.5% | $11.56 | — | COM | 46132R104 |
| FMX | Fomento Economico Mexicano SAB de CV | 14,882 | $1,473 | 0.5% | $97.55 | — | SPON ADR UNITS | 344419106 |
| FDP | Fresh Del Monte Produce Inc | 42,500 | $1,440 | 0.5% | $38.19 | -12.9% | ORD | G36738105 |
| WSO | Watsco Inc | 8,000 | $1,425 | 0.5% | $87.67 | +101.5% | COM | 942622200 |
| ASR | Grupo Aeroportuario del Sureste SAB de CV | 6,600 | $1,354 | 0.5% | $163.14 | — | SPON ADR SER B | 40051E202 |
| — | Kayne Anderson MLP Investment Company | 74,740 | $1,334 | 0.5% | $18.18 | — | COM | 486606106 |
| — | Morgan Stanley India Investment Fund Inc | 53,674 | $1,259 | 0.4% | $22.91 | — | COM | 61745C105 |
| CCL | Carnival Corp | 19,518 | $1,245 | 0.4% | $32.69 | +73.9% | UNIT 99/99/9999 | 143658300 |
| — | Avianca Holdings SA | 221,569 | $1,245 | 0.4% | $8.74 | — | SPON ADR REP PFD | 05367G100 |
| LIVN | LivaNova PLC | 8,330 | $1,033 | 0.4% | $60.69 | +94.3% | SHS | G5509L101 |
| NEE | NextEra Energy Inc | 6,051 | $1,014 | 0.4% | $19.51 | +81.8% | COM | 65339F101 |
| — | Ares Dynamic Credit Allocation Fund, Inc. | 65,154 | $1,012 | 0.4% | $15.86 | — | COM | 04014F102 |
| — | The Mexico Equity & Income Fund Inc | 77,505 | $952 | 0.3% | $11.11 | — | COM | 592834105 |
| — | MFS Investment Grade Municipal Trust | 105,310 | $945 | 0.3% | $9.25 | — | SH BEN INT | 59318B108 |
| — | Cohen & Steers MLP Income and Energy Opportunity Fund Inc | 87,044 | $909 | 0.3% | $10.77 | — | COM SHS | 19249B106 |
| — | First Trust Energy Infrastructure Fund | 56,461 | $889 | 0.3% | $15.94 | — | COM | 33738C103 |
| — | Bancolombia SA | 19,780 | $825 | 0.3% | $55.58 | — | SPON ADR PREF | 05968L102 |
| — | Special Opportunities Fund Inc | 53,866 | $812 | 0.3% | $13.20 | — | COM | 84741T104 |
| ESRT | Empire State Realty Trust Inc | 48,894 | $812 | 0.3% | $19.70 | — | CL A | 292104106 |
| — | Eaton Vance Short Duration Diversified Income Fund | 59,358 | $766 | 0.3% | $13.00 | — | COM | 27828V104 |
| — | Tortoise Energy Infrastructure Corporation | 27,762 | $748 | 0.3% | $29.07 | — | COM | 89147L100 |
| — | Nuveen Floating Rate Income Fund | 71,857 | $747 | 0.3% | $10.40 | — | COM | 67072T108 |
| — | Nuveen Multi-Market Income Fund Inc | 104,578 | $734 | 0.3% | $7.25 | — | COM | 67075J107 |
| — | America Movil SAB de CV | 44,690 | $718 | 0.3% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| IHI | iShares U.S. Medical Devices ETF | 2,850 | $648 | 0.2% | $128.31 | — | U.S. MED DVC ETF | 464288810 |
| IBB | iShares Nasdaq Biotechnology ETF | 5,100 | $622 | 0.2% | $125.08 | — | NASDAQ BIOTECH | 464287556 |
| HOMB | Home BancShares Inc | 28,416 | $622 | 0.2% | $24.02 | -3.3% | COM | 436893200 |
| — | KKR Income Opportunities Fund | 36,096 | $592 | 0.2% | $16.21 | — | COM | 48249T106 |
| VMC | Vulcan Materials Co | 5,000 | $556 | 0.2% | $59.98 | +81.2% | COM | 929160109 |
| — | Credit Suisse Asset Management Income Fund Inc | 175,459 | $556 | 0.2% | $3.21 | — | COM | 224916106 |
| MLM | Martin Marietta Materials Inc | 3,000 | $546 | 0.2% | $99.70 | +96.1% | COM | 573284106 |
| XPCKX | PIMCO California Municipal Income Fund II | 62,544 | $523 | 0.2% | $8.35 | — | COM | 72200M108 |
| EVTC | EVERTEC Inc | 21,356 | $515 | 0.2% | $20.34 | +11.9% | COM | 30040P103 |
| — | Royal Dutch Shell PLC | 188 | $506 | 0.2% | $2505.94 | — | SPON ADR B | 780259107 |
| TV | Grupo Televisa SAB | 28,400 | $504 | 0.2% | $25.22 | — | SPON ADR REP ORD | 40049J206 |
| — | AllianzGI Convertible & Income 2024 Target Term Fund | 53,225 | $490 | 0.2% | $9.19 | — | COM | 01883H102 |
| XHNWX | Pioneer Diversified High Income Trust | 31,588 | $462 | 0.2% | $14.66 | — | COM | 723653101 |
| — | Templeton Dragon Fund Inc | 21,135 | $421 | 0.1% | $19.85 | — | COM | 88018T101 |
| — | Ivy High Income Opportunities Fund | 28,424 | $405 | 0.1% | $14.25 | — | COM | 465893105 |
| SVVC | Firsthand Technology Value Fund, Inc. | 23,078 | $391 | 0.1% | $14.57 | 0.0% | COM | 33766Y100 |
| — | The European Equity Fund Inc | 41,286 | $388 | 0.1% | $9.22 | — | COM | 298768102 |
| — | The Korea Fund Inc | 10,481 | $384 | 0.1% | $34.59 | — | COM NEW | 500634209 |
| ATNI | ATN International Inc | 5,116 | $378 | 0.1% | $59.26 | -6.0% | COM | 00215F107 |
| — | Tahoe Resources Inc | 131,900 | $368 | 0.1% | $6.35 | — | COM | 873868103 |
| — | Sprott Focus Trust Inc | 44,242 | $327 | 0.1% | $7.20 | — | COM | 85208J109 |
| XPHTX | Pioneer High Income Trust | 34,336 | $318 | 0.1% | $9.58 | — | COM | 72369H106 |
| — | MFS Municipal Income Trust | 46,255 | $300 | 0.1% | $6.56 | — | SH BEN INT | 552738106 |
| XXCHNXX | The China Fund Inc | 14,797 | $290 | 0.1% | $19.68 | — | COM | 169373107 |
| — | First Trust Mortgage Income Fund | 21,246 | $285 | 0.1% | $13.42 | — | COM SHS | 33734E103 |
| — | PIMCO New York Municipal Income Fund III | 27,435 | $259 | 0.1% | $8.73 | — | COM | 72201E105 |
| — | Principal Real Estate Income Fund | 14,683 | $253 | 0.1% | $17.54 | — | SHS BEN INT | 74255X104 |
| — | Nuveen Real Asset Income and Growth Fund | 14,502 | $234 | 0.1% | $17.99 | — | COM | 67074Y105 |
| — | Invesco Municipal Opportunity Trust | 19,900 | $228 | 0.1% | $12.41 | — | COM | 46132C107 |
| — | Dreyfus Strategic Municipals, Inc. | 30,000 | $225 | 0.1% | $7.70 | — | COM | 261932107 |
| XBZMX | BlackRock Maryland Municipal Bond Trust | 16,260 | $224 | 0.1% | $13.63 | — | COM | 09249L105 |
| XPZCX | PIMCO California Municipal Income Fund III | 21,359 | $217 | 0.1% | $10.43 | — | COM | 72201C109 |
| XMHIX | Pioneer Municipal High Income Trust | 17,188 | $191 | 0.1% | $11.64 | — | COM SHS | 723763108 |
| — | Advent Claymore Convertible Securities and Income Fund | 11,915 | $187 | 0.1% | $15.69 | — | COM | 00764C109 |
| — | Jupai Holdings Limited | 18,975 | $176 | 0.1% | $9.28 | — | COM | 67073B106 |
| — | MFS High Income Municipal Trust | 35,467 | $175 | 0.1% | $4.98 | — | SH BEN INT | 59318D104 |
| — | Cornerstone Strategic Value Fund Inc | 12,315 | $172 | 0.1% | $14.14 | — | COM | 21924B302 |
| — | Era Group Inc | 13,474 | $166 | 0.1% | $21.75 | — | COM | 26885G109 |
| — | Teekay LNG Partners LP | 9,589 | $160 | 0.1% | $43.61 | — | PRTNRSP UNITS | Y8564M105 |
| — | Eaton Vance California Municipal Income Trust | 14,171 | $159 | 0.1% | $12.41 | — | SH BEN INT | 27826F101 |
| — | BlackRock Debt Strategies Fund | 14,095 | $157 | 0.1% | $11.21 | — | COM NEW | 09255R202 |
| AMGN | Amgen Inc | 700 | $145 | 0.1% | $115.39 | +36.4% | COM | 031162100 |
| — | Highland Floating Rate Opportunities Fund | 9,259 | $143 | 0.1% | $15.98 | — | SHS BEN INT | 43010E404 |
| MRK | Merck & Co Inc | 2,000 | $142 | 0.1% | $38.07 | +33.0% | COM | 58933Y105 |
| — | Nuveen Global High Income Fund | 8,839 | $138 | 0.0% | $15.39 | — | SHS | 67075G103 |
| — | Deutsche Municipal Income Trust | 13,000 | $136 | 0.0% | $10.46 | — | COM | 233368109 |
| NEAR | iShares Short Maturity Bond ETF | 2,700 | $135 | 0.0% | $50.30 | — | SHT MAT BD ETF | 46431W507 |
| — | AllianceBernstein National Municipal Income Fund Inc | 10,507 | $130 | 0.0% | $13.34 | — | COM | 01864U106 |
| — | Royce Value Trust Inc | 7,816 | $128 | 0.0% | $14.80 | — | COM | 780910105 |
| — | Wells Fargo Advantage Multi-Sector Income Fund | 10,142 | $123 | 0.0% | $12.13 | — | COM | 94987D101 |
| — | ClearBridge Energy MLP Total Return Fund Inc | 10,788 | $123 | 0.0% | $11.54 | — | COM | 18469Q108 |
| — | TCW Strategic Income Fund Inc | 22,000 | $123 | 0.0% | $5.40 | — | COM | 872340104 |
| — | Altaba Inc | 1,633 | $111 | 0.0% | $67.95 | — | COM | 021346101 |
| — | Nuveen Select Tax-Free Income 3 Portfolio | 7,810 | $109 | 0.0% | $14.73 | — | SH BEN INT | 67063X100 |
| — | BlackRock Municipal 2030 Target Term Trust | 5,231 | $108 | 0.0% | $22.68 | — | COM SHS BEN IN | 09257P105 |
| — | Nuveen Select Tax-Free Income Portfolio | 7,740 | $108 | 0.0% | $13.92 | — | SH BEN INT | 67062F100 |
| — | Macquarie Global Infrastructure Total Return Fund Inc | 5,086 | $108 | 0.0% | $21.01 | — | COM | 55608D101 |
| BMY | Bristol-Myers Squibb Co | 1,700 | $106 | 0.0% | $46.14 | -2.5% | COM | 110122108 |
| — | Alliance California Municipal Income Fund Inc | 7,615 | $103 | 0.0% | $13.54 | — | COM | 018546101 |
| — | Eaton Vance Ohio Municipal Income Trust | 8,200 | $101 | 0.0% | $13.05 | — | SH BEN INT | 27826G109 |
| — | Nuveen Quality Municipal Income Fund | 7,920 | $101 | 0.0% | $15.07 | — | COM | 67066V101 |
| — | The Cushing MLP Total Return Fund | 8,439 | $100 | 0.0% | $11.77 | — | COM NEW | 231631201 |
| XBTAX | BlackRock Long-Term Municipal Advantage Trust | 8,685 | $98 | 0.0% | $11.34 | — | COM | 09250B103 |
| — | Tri-Continental Corp | 3,470 | $97 | 0.0% | $22.87 | — | COM | 895436103 |
| CEF | Sprott Physical Gold and Silver Trust | 8,000 | $93 | 0.0% | $13.25 | — | TR UNIT | 85208R101 |
| — | MainStay DefinedTerm Municipal Opportunities Fund | 4,463 | $88 | 0.0% | $19.26 | — | COM | 56064K100 |
| SGMO | Sangamo Therapeutics, Inc. | 5,000 | $85 | 0.0% | $15.20 | 0.0% | COM | 800677106 |
| — | Putnam Municipal Opportunities Trust | 7,242 | $83 | 0.0% | $12.49 | — | SH BEN INT | 746922103 |
| — | Nuveen AMT-Free Quality Municipal Income Fund | 6,553 | $83 | 0.0% | $13.69 | — | COM | 670657105 |
| — | Nuveen New Jersey Quality Municipal Income Fund | 6,456 | $83 | 0.0% | $13.93 | — | COM | 67069Y102 |
| — | RMR Real Estate Income Fund | 4,401 | $79 | 0.0% | $19.47 | — | COM | 76970B101 |
| EQS | Equus Total Return Inc | 39,150 | $78 | 0.0% | $2.08 | +2.3% | COM | 294766100 |
| — | Putnam Managed Municipal Income Trust | 10,794 | $75 | 0.0% | $7.51 | — | COM | 746823103 |
| — | Dreyfus Municipal Bond Infrastructure Fund Inc | 5,776 | $72 | 0.0% | $12.51 | — | SHS | 26203D101 |
| — | The Gabelli Dividend & Income Trust | 2,912 | $70 | 0.0% | $20.10 | — | COM | 36242H104 |
| SONY | Sony Corp | 1,054 | $64 | 0.0% | $32.67 | — | SPONSORED ADR | 835699307 |
| LLY | Eli Lilly & Co | 600 | $64 | 0.0% | $69.71 | +29.5% | COM | 532457108 |
| XMUIX | BlackRock Muni Intermediate Duration Fund Inc | 4,590 | $60 | 0.0% | $14.05 | — | COM | 09253X102 |
| — | ClearBridge American Energy MLP Fund Inc | 7,666 | $60 | 0.0% | $8.90 | — | COM | 184691103 |
| GDX | VanEck Vectors Gold Miners ETF | 3,024 | $56 | 0.0% | $21.00 | — | GOLD MINERS ETF | 92189F106 |
| — | The Asia Pacific Fund Inc | 4,150 | $56 | 0.0% | $10.17 | — | COM | 044901106 |
| — | Tekla Life Science Investors | 2,673 | $55 | 0.0% | $18.71 | — | SH BEN INT | 87911K100 |
| — | Enzo Biochem Inc | 12,629 | $52 | 0.0% | $5.23 | — | COM | 294100102 |
| XVMMX | Delaware Investments Minnesota Municipal Income Fund II Inc | 4,272 | $51 | 0.0% | $13.58 | — | COM | 24610V103 |
| — | MFS High Yield Municipal Trust | 11,077 | $50 | 0.0% | $4.46 | — | SH BEN INT | 59318E102 |
| BIDU | Baidu Inc | 201 | $46 | 0.0% | $232.35 | — | SPON ADR REP A | 056752108 |
| TIP | iShares TIPS Bond ETF | 410 | $45 | 0.0% | $112.00 | — | TIPS BD ETF | 464287176 |
| — | ASA Gold and Precious Metals Ltd | 5,010 | $44 | 0.0% | $10.28 | — | SHS | G3156P103 |
| NVS | Novartis AG | 500 | $43 | 0.0% | $86.00 | — | SPONSORED ADR | 66987V109 |
| — | Royce Global Value Trust Inc | 4,104 | $43 | 0.0% | $8.91 | — | COM | 78081T104 |
| — | Central and Eastern European Fund Inc | 1,783 | $43 | 0.0% | $29.83 | — | COM | 153436100 |
| IBN | ICICI Bank Ltd | 4,771 | $41 | 0.0% | $9.06 | — | ADR | 45104G104 |
| — | RENN Fund Inc | 22,847 | $41 | 0.0% | $1.29 | — | COM | 759720105 |
| — | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | 3,659 | $40 | 0.0% | $12.94 | — | COM | 10537L104 |
| — | Eaton Vance California Municipal Bond Fund II | 3,880 | $40 | 0.0% | $11.82 | — | COM | 27828C106 |
| DEO | Diageo PLC | 276 | $39 | 0.0% | $131.23 | — | SPON ADR NEW | 25243Q205 |
| — | BlackRock Enhanced Equity Dividend Trust | 3,977 | $38 | 0.0% | $8.71 | — | COM | 09251A104 |
| — | The GDL Fund | 4,173 | $38 | 0.0% | $10.10 | — | COM SH BEN IT | 361570104 |
| — | Nuveen Core Equity Alpha Fund | 2,419 | $38 | 0.0% | $15.53 | — | COM | 67090X107 |
| — | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 1,602 | $38 | 0.0% | $18.98 | — | COM SHS | 670699107 |
| BBVA | Banco Bilbao Vizcaya Argentaria SA | 5,143 | $32 | 0.0% | $6.98 | — | SPONSORED ADR | 05946K101 |
| — | Gabelli Equity Trust Inc | 4,897 | $32 | 0.0% | $6.43 | — | COM | 362397101 |
| SU | Suncor Energy Inc | 799 | $31 | 0.0% | $29.77 | +2.3% | COM | 867224107 |
| — | Liberty All Star Growth Fund Inc | 4,813 | $31 | 0.0% | $5.09 | — | COM | 529900102 |
| — | Manning & Napier Inc | 10,000 | $30 | 0.0% | $3.79 | — | CL A | 56382Q102 |
| — | General Electric Co | 2,663 | $30 | 0.0% | $21.59 | — | COM | 369604103 |
| — | Liberty All Star Equity Fund | 4,258 | $29 | 0.0% | $5.55 | — | SH BEN INT | 530158104 |
| — | The Latin American Discovery Fund Inc | 2,593 | $29 | 0.0% | $11.03 | — | COM | 51828C106 |
| — | Pimco New York Municipal Income | 2,454 | $28 | 0.0% | $11.41 | — | COM | 72200Y102 |
| XZFGX | Virtus Total Return Fund Inc | 2,681 | $28 | 0.0% | $12.19 | — | COM | 92837G100 |
| — | Inovio Pharmaceuticals Inc | 5,000 | $28 | 0.0% | $8.13 | — | COM NEW | 45773H201 |
| — | Goldman Sachs MLP Income Opportunities Fund | 3,051 | $28 | 0.0% | $9.56 | — | COM SHS | 38147W103 |
| ITUB | Itau Unibanco Holding S.A. | 2,477 | $27 | 0.0% | $10.90 | — | SPON ADR REP PFD | 465562106 |
| — | Celgene Corp | 300 | $27 | 0.0% | $108.75 | — | COM | 151020104 |
| — | Karyopharm Therapeutics Inc | 1,500 | $26 | 0.0% | $31.87 | — | COM | 48576U106 |
| EQIX | Equinix Inc | 60 | $26 | 0.0% | $350.95 | +8.4% | COM PAR $0.001 | 29444U700 |
| — | Morgan Stanley Asia-Pacific Fund Inc | 1,502 | $25 | 0.0% | $15.72 | — | COM | 61744U106 |
| — | Western Asset Variable Rate | 1,308 | $22 | 0.0% | $16.82 | — | COM | 957667108 |
| BMRN | BioMarin Pharmaceutical Inc | 205 | $20 | 0.0% | $117.71 | -15.2% | COM | 09061G101 |
| — | Tortoise MLP Fund, Inc | 1,164 | $19 | 0.0% | $16.32 | — | COM | 89148B101 |
| BTI | British American Tobacco PLC | 394 | $18 | 0.0% | $65.61 | — | SPONSORED ADR | 110448107 |
| INCY | Incyte Corp | 242 | $17 | 0.0% | $50.13 | +36.9% | COM | 45337C102 |
| — | United States Oil Fund LP | 1,000 | $16 | 0.0% | $12.00 | — | UNITS | 91232N108 |
| SLB | Schlumberger Ltd | 269 | $16 | 0.0% | $52.52 | -0.9% | COM | 806857108 |
| — | BlackRock Credit Allocation Income Trust | 1,301 | $16 | 0.0% | $13.08 | — | COM | 092508100 |
| SE | Sea Limited | 998 | $14 | 0.0% | $13.03 | — | ADR | 81141R100 |
| AAPL | Apple Inc | 64 | $14 | 0.0% | $26.65 | +84.9% | COM | 037833100 |
| SVXY | ProShares Short VIX Short-Term Futures ETF | 244 | $14 | 0.0% | $57.38 | — | SHT VIX ST TRM | 74347W130 |
| MSFT | Microsoft Corp | 121 | $14 | 0.0% | $51.09 | +97.3% | COM | 594918104 |
| — | The Gabelli Global Small and Mid Cap Value Trust | 1,046 | $13 | 0.0% | $11.76 | — | COM | 36249W104 |
| FTI | TechnipFMC PLC | 409 | $13 | 0.0% | $19.86 | +6.3% | COM | G87110105 |
| — | MVC Capital Inc | 1,359 | $13 | 0.0% | $11.60 | — | COM | 553829102 |
| V | Visa Inc | 82 | $12 | 0.0% | $81.90 | +64.9% | COM CL A | 92826C839 |
| — | Raytheon Co | 59 | $12 | 0.0% | $193.62 | — | COM NEW | 755111507 |
| — | Morgan Stanley Emerging Markets Fund Inc | 716 | $11 | 0.0% | $14.13 | — | COM | 61744G107 |
| PEP | PepsiCo, Inc. | 95 | $11 | 0.0% | $85.60 | +5.5% | COM | 713448108 |
| MCD | McDonald's Corp | 66 | $11 | 0.0% | $97.32 | +38.5% | COM | 580135101 |
| PHG | Koninklijke Philips NV | 231 | $11 | 0.0% | $32.21 | — | NY REG SH NEW | 500472303 |
| JPM | JPMorgan Chase & Co | 98 | $11 | 0.0% | $46.51 | +99.2% | COM | 46625H100 |
| — | The New Ireland Fund Inc | 1,084 | $11 | 0.0% | $13.03 | — | COM | 645673104 |
| UNH | UnitedHealth Group Inc | 43 | $11 | 0.0% | $121.37 | +90.0% | COM | 91324P102 |
| — | Unilever N.V. | 175 | $10 | 0.0% | $55.60 | — | N Y SHS NEW | 904784709 |
| PFE | Pfizer Inc | 233 | $10 | 0.0% | $19.51 | +41.8% | COM | 717081103 |
| — | New Oriental Education & Technology Group Inc | 132 | $10 | 0.0% | $87.50 | — | SPON ADR | 647581107 |
| CCEP | Coca-Cola European Partners PLC | 230 | $10 | 0.0% | $29.52 | +16.8% | SHS | G25839104 |
| BABA | Alibaba Group Holding Limited | 60 | $10 | 0.0% | $174.82 | — | SPONSORED ADS | 01609W102 |
| AXP | American Express Co | 87 | $9 | 0.0% | $61.13 | +53.9% | COM | 025816109 |
| WMT | Wal-Mart Stores Inc | 91 | $9 | 0.0% | $18.97 | +44.1% | COM | 931142103 |
| SYK | Stryker Corporation | 50 | $9 | 0.0% | $149.95 | +5.1% | COM | 863667101 |
| HD | The Home Depot Inc | 45 | $9 | 0.0% | $103.07 | +63.0% | COM | 437076102 |
| MUFG | Mitsubishi UFJ Financial Group Inc | 1,477 | $9 | 0.0% | $7.06 | — | SPONSORED ADS | 606822104 |
| — | NuStar Energy L.P. | 1,400 | $9 | 0.0% | $6.43 | — | COM | 67067Y104 |
| TD | The Toronto-Dominion Bank | 133 | $8 | 0.0% | $39.69 | +50.1% | COM NEW | 891160509 |
| DIS | The Walt Disney Co | 68 | $8 | 0.0% | $93.35 | +14.2% | COM DISNEY | 254687106 |
| SNY | Sanofi | 173 | $8 | 0.0% | $42.79 | — | SPONSORED ADR | 80105N105 |
| VALE | Vale SA | 527 | $8 | 0.0% | $6.43 | — | ADR | 91912E105 |
| JNJ | Johnson & Johnson | 59 | $8 | 0.0% | $84.47 | +27.9% | COM | 478160104 |
| PUK | Prudential PLC | 168 | $8 | 0.0% | $49.65 | — | ADR | 74435K204 |
| ZTS | Zoetis Inc. | 85 | $8 | 0.0% | $74.07 | +12.9% | CL A | 98978V103 |
| MLCO | Melco Resorts & Entertainment Ltd | 389 | $8 | 0.0% | $21.71 | — | ADR | 585464100 |
| IBM | International Business Machines Corp | 50 | $8 | 0.0% | $95.87 | +5.6% | COM | 459200101 |
| CB | Chubb Ltd | 63 | $8 | 0.0% | $96.06 | +24.1% | COM | H1467J104 |
| NGG | Nuveen Preferred Income Opportunities Fund | 148 | $8 | 0.0% | $54.05 | — | SPONSORED ADR | 636274409 |
| PNC | The PNC Financial Services Group Inc | 59 | $8 | 0.0% | $104.65 | +4.6% | COM | 693475105 |
| ADP | Automatic Data Processing, Inc. | 44 | $7 | 0.0% | $98.61 | +22.5% | COM | 053015103 |
| — | China Petroleum & Chemical Corp | 70 | $7 | 0.0% | $63.64 | — | SPON ADR H SHS | 16941R108 |
| — | GW Pharmaceuticals PLC | 41 | $7 | 0.0% | $83.48 | — | ADS | 36197T103 |
| ING | ING Groep NV | 578 | $7 | 0.0% | $12.92 | — | SPONSORED ADR | 456837103 |
| CNQ | Canadian Natural Resources Ltd | 211 | $7 | 0.0% | $8.79 | +34.5% | COM | 136385101 |
| SAP | SAP SE | 56 | $7 | 0.0% | $88.58 | — | SPON ADR | 803054204 |
| BHP | BHP Billiton Ltd | 140 | $7 | 0.0% | $36.29 | — | SPONSORED ADR | 088606108 |
| NOC | Northrop Grumman Corporation | 22 | $7 | 0.0% | $268.46 | +0.5% | COM | 666807102 |
| ACN | Accenture PLC Ireland | 43 | $7 | 0.0% | $140.78 | +6.0% | SHS CLASS A | G1151C101 |
| ALLE | Allegion PLC | 75 | $7 | 0.0% | $54.61 | +40.9% | ORD SHS | G0176J109 |
| EMBJ | Embraer S A | 337 | $7 | 0.0% | $24.44 | — | SP ADR REP 4 COM | 29082A107 |
| — | Credit Suisse Group AG | 477 | $7 | 0.0% | $14.16 | — | SPONSORED ADR | 225401108 |
| — | DowDuPont Inc | 116 | $7 | 0.0% | $68.76 | — | COM | 26078J100 |
| XOM | Exxon Mobil Corp | 73 | $6 | 0.0% | $55.64 | +4.6% | COM | 30231G102 |
| AEP | American Electric Power Co Inc | 83 | $6 | 0.0% | $43.68 | +25.7% | COM | 025537101 |
| MMM | 3M Co | 29 | $6 | 0.0% | $99.67 | +32.6% | COM | 88579Y101 |
| INTU | Intuit | 26 | $6 | 0.0% | $182.24 | +12.2% | COM | 461202103 |
| WM | Waste Management, Inc. | 65 | $6 | 0.0% | $74.90 | +4.5% | COM | 94106L109 |
| — | SK Telecom Co Ltd | 224 | $6 | 0.0% | $25.47 | — | SPONSORED ADR | 78440P108 |
| ASML | ASML Holding N V | 30 | $6 | 0.0% | $118.80 | — | N Y REGISTRY SHS | N07059210 |
| TJX | TJX Cos Inc | 58 | $6 | 0.0% | $39.56 | +17.5% | COM | 872540109 |
| — | United Technologies Corp | 45 | $6 | 0.0% | $101.65 | — | COM | 913017109 |
| SPG | Simon Property Group Inc | 34 | $6 | 0.0% | $115.91 | +2.1% | COM | 828806109 |
| VZ | Verizon Communications Inc | 117 | $6 | 0.0% | $30.71 | +16.0% | COM | 92343V104 |
| BBD | Banco Bradesco S.A. | 682 | $5 | 0.0% | $7.33 | — | SP ADR PFD | 059460303 |
| TRV | The Travelers Companies, Inc. | 40 | $5 | 0.0% | $117.60 | -6.6% | COM | 89417E109 |
| ORANY | Orange S.A. | 321 | $5 | 0.0% | $17.70 | — | SPONSORED ADR | 684060106 |
| BNS | The Bank of Nova Scotia | 81 | $5 | 0.0% | $40.31 | -2.1% | COM | 064149107 |
| TSM | Taiwan Semiconductor Manufacturing Company Limited | 121 | $5 | 0.0% | $41.32 | — | SPONSORED ADR | 874039100 |
| HSBC | HSBC Holdings plc | 124 | $5 | 0.0% | $40.32 | — | SPON ADR | 404280406 |
| ABBNY | ABB Ltd | 226 | $5 | 0.0% | $23.53 | — | SPONSORED ADR | 000375204 |
| — | Ctrip.com International Ltd | 123 | $5 | 0.0% | $53.84 | — | AMERICAN DEP SHS | 22943F100 |
| — | Fortress Biotech Inc | 2,749 | $4 | 0.0% | $2.91 | — | COM | 34960Q109 |
| — | BlackRock Muni New York Intermediate Duration Fund Inc | 100 | $1 | 0.0% | $10.00 | — | COM | 09255F109 |
| XPMAX | Pioneer Municipal High Income Advantage Trust | 105 | $1 | 0.0% | $10.98 | — | COM | 723762100 |