Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 12, 2020
Total Value: $149M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Highland Floating Rate Opportunities Fund | 2,150,544 | $16.88M | 11.3% | $10.97 | — | SHS BEN INT | 43010E404 |
| NXDT | NexPoint Credit Strategies Fund | 1,668,446 | $15.23M | 10.2% | $17.27 | — | COM NEW | 65340G205 |
| — | Nuveen Credit Strategies Income Fund | 1,310,608 | $7.588M | 5.1% | $7.78 | — | COM SHS | 67073D102 |
| — | Cornerstone Strategic Value Fund Inc | 656,381 | $7.069M | 4.7% | $11.10 | — | COM | 21924B302 |
| — | Eaton Vance Limited Duration Income Fund | 583,896 | $6.832M | 4.6% | $12.53 | — | COM | 27828H105 |
| — | PGIM Global Short Duration High Yield Fund, Inc. | 513,342 | $6.535M | 4.4% | $13.32 | — | COM | 69346J106 |
| — | PGIM Short Duration High Yield Fund, Inc. | 452,966 | $6.129M | 4.1% | $13.90 | — | COM | 69346H100 |
| — | Central Securities Corp | 171,491 | $4.833M | 3.2% | $24.19 | — | COM | 155123102 |
| — | Aberdeen Asia Pacific In Com | 1,195,079 | $4.541M | 3.1% | $3.97 | — | COM | 003009107 |
| — | Boulder Growth & Income Fund Inc | 455,145 | $4.333M | 2.9% | $8.89 | — | COM | 101507101 |
| — | Apollo Tactical Income Fund Inc | 295,651 | $3.716M | 2.5% | $15.39 | — | COM | 037638103 |
| — | PIMCO Dynamic Credit and Mortgage Income Fund | 183,974 | $3.473M | 2.3% | $19.26 | — | COM SHS | 72202D106 |
| — | ProShares UltraShort S&P50 | 191,398 | $3.173M | 2.1% | $17.20 | — | ULTRASHRT S&P500 | 74347B383 |
| — | Adams Diversified Equity Fund Inc | 186,841 | $2.907M | 2.0% | $13.35 | — | COM | 006212104 |
| CCIF | Vertical Capital Income Fund | 266,295 | $2.647M | 1.8% | $9.22 | — | SHS BEN INT | 92535C104 |
| — | BlackRock Health Sciences Trust II | 111,991 | $2.618M | 1.8% | $22.91 | — | COM SHS | 09260E105 |
| — | BlackRock Science and Technology Trust II | 95,563 | $2.502M | 1.7% | $25.98 | — | SHS BEN INT | 09260K101 |
| — | AllianzGI Artificial Intelligence Opp Fund | 116,729 | $2.461M | 1.7% | $19.12 | — | COM | 01883M101 |
| — | General American Investors Co Inc | 72,280 | $2.377M | 1.6% | $33.98 | — | COM | 368802104 |
| — | Cornerstone Total Rtrn Fd In | 223,611 | $2.377M | 1.6% | $11.12 | — | COM | 21924U300 |
| — | BlackRock Enhanced International Dividend Trust | 403,527 | $2.006M | 1.3% | $5.89 | — | COM BENE INTER | 092524107 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 170,449 | $1.943M | 1.3% | $11.23 | — | COM | 95766R104 |
| — | MFS Inter Income Tr | 518,132 | $1.933M | 1.3% | $3.73 | — | SH BEN INT | 55273C107 |
| XAWPX | Aberdeen Global Premier Properties Fund | 422,333 | $1.841M | 1.2% | $6.41 | — | COM SH BEN INT | 00302L108 |
| — | The Herzfeld Caribbean Basin Fund Inc | 486,477 | $1.737M | 1.2% | $7.53 | — | COM | 42804T106 |
| — | First Tr Inter Dur Pfd & In | 79,019 | $1.704M | 1.1% | $18.18 | — | COM | 33718W103 |
| — | Invesco Dynamic Credit Opportunities Fund | 170,279 | $1.575M | 1.1% | $8.71 | — | COM | 46132R104 |
| — | BlackRock Debt Strategies Fund | 142,736 | $1.36M | 0.9% | $10.31 | — | COM NEW | 09255R202 |
| — | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | 119,828 | $1.319M | 0.9% | $11.76 | — | COM | 10537L104 |
| XPMAX | Pioneer Municipal High Income Advantage Trust | 120,724 | $1.316M | 0.9% | $10.35 | — | COM | 723762100 |
| — | First Trust High Income Long/Short Fund | 87,029 | $1.174M | 0.8% | $14.58 | — | COM | 33738E109 |
| — | Aberdeen Total Dynamic Dividend Fund | 154,458 | $1.129M | 0.8% | $8.82 | — | COM SH BEN INT | 00326L100 |
| — | MFS Multimarket Income Tr | 198,836 | $1.127M | 0.8% | $5.67 | — | SH BEN INT | 552737108 |
| — | Aberdeen Global Dynamic Dividend Fund | 129,266 | $1.109M | 0.7% | $10.31 | — | COM | 00302M106 |
| — | RMR Real Estate Income Fund | 148,002 | $1.042M | 0.7% | $19.46 | — | COM | 76970B101 |
| — | PIMCO High Income Fund | 190,677 | $1.005M | 0.7% | $5.18 | — | COM SHS | 722014107 |
| BIL | SPDR Ser Tr | 10,919 | $999K | 0.7% | $91.49 | — | SPDR BLOOMBERG | 78468R663 |
| — | Western Asset Mortgage Opp Fund Inc. | 74,829 | $988K | 0.7% | $13.36 | — | COM | 95790B109 |
| IHI | iShares U.S. Medical Devices ETF | 3,075 | $917K | 0.6% | $254.86 | — | U.S. MED DVC ETF | 464288810 |
| — | Nuveen Mortgage and Income Fund | 47,676 | $889K | 0.6% | $18.70 | — | COM | 670735109 |
| IBB | iShares Nasdaq Biotechnology ETF | 5,550 | $725K | 0.5% | $109.19 | — | NASDAQ BIOTECH | 464287556 |
| — | Rivernorth Opportunistic Mun | 34,703 | $699K | 0.5% | $21.11 | — | COM | 76883F108 |
| — | AllianceBernstern Global High Income Fund | 66,601 | $685K | 0.5% | $9.40 | — | COM | 01879R106 |
| SHY | Ishares Tr 13 Yr | 7,481 | $647K | 0.4% | $84.12 | — | 1 3 YR TREAS BD | 464287457 |
| XBFZX | BlackRock Calif Mun Income | 47,529 | $618K | 0.4% | $12.71 | — | COM SH BEN INT | 09248E102 |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 5,400 | $551K | 0.4% | $101.61 | — | ENHAN SHRT MA AC | 72201R833 |
| — | MFS Investment Grade Municipal Trust | 55,877 | $509K | 0.3% | $9.27 | — | SH BEN INT | 59318B108 |
| NEE | NextEra Energy Inc | 6,059 | $444K | 0.3% | $31.60 | +90.8% | COM | 65339F101 |
| LIVN | LivaNova PLC | 8,330 | $419K | 0.3% | $60.69 | -20.3% | SHS | G5509L101 |
| ESRT | Empire State Realty Trust Inc | 73,894 | $398K | 0.3% | $17.14 | — | CL A | 292104106 |
| — | Western Assest Intm Muni Fd | 37,291 | $324K | 0.2% | $9.00 | — | COM | 958435109 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 25,322 | $313K | 0.2% | $11.60 | — | COM SH BEN INT | 95766Q106 |
| XMHIX | Pioneer Municipal High Income Trust | 22,221 | $252K | 0.2% | $11.44 | — | COM SHS | 723763108 |
| — | Pimco New York Municipal Income Fund II | 24,670 | $250K | 0.2% | $10.91 | — | COM | 72200Y102 |
| — | Deutsche Municipal Income Trust | 22,238 | $242K | 0.2% | $11.53 | — | COM | 233368109 |
| — | Nuveen Ohio Qlty Mun Income | 15,331 | $233K | 0.2% | $14.72 | — | COM | 670980101 |
| MRK | Merck & Co Inc | 2,794 | $210K | 0.1% | $45.06 | +46.3% | COM | 58933Y105 |
| SSSS | Sutter Rock Cap Corp | 24,000 | $198K | 0.1% | $8.62 | +44.7% | COM | 86887Q109 |
| — | America Movil SAB de CV | 15,948 | $190K | 0.1% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| XMUIX | BlackRock Muni Intermediate Duration Fund Inc | 13,284 | $186K | 0.1% | $13.44 | — | COM | 09253X102 |
| — | Western Asset Mun Hi Incm Fd | 25,481 | $183K | 0.1% | $7.27 | — | COM | 95766N103 |
| — | Rivernorth Managed Duration Municipal Income Fund Inc. | 10,947 | $181K | 0.1% | $19.30 | — | COM | 76882H105 |
| — | PIMCO Strategic Income Fd | 27,497 | $169K | 0.1% | $6.22 | — | COM | 72200X104 |
| — | Nuveen Quality Municipal Income Fund | 11,363 | $164K | 0.1% | $13.73 | — | COM | 67066V101 |
| — | AllianceBernstein National Municipal Income Fund Inc | 11,825 | $161K | 0.1% | $12.96 | — | COM | 01864U106 |
| AMGN | Amgen Inc | 717 | $156K | 0.1% | $117.19 | +78.8% | COM | 031162100 |
| — | BlackRock Munihldngs Cali QL | 10,937 | $156K | 0.1% | $12.64 | — | COM | 09254L107 |
| CEF | Sprott Physical Gold and Silver Trust | 8,000 | $147K | 0.1% | $13.25 | — | TR UNIT | 85208R101 |
| XVMMX | Delaware Investments Minnesota Municipal Income Fund II Inc | 11,218 | $145K | 0.1% | $12.97 | — | COM | 24610V103 |
| — | Rivernorth Doubleline Strate | 10,563 | $142K | 0.1% | $13.07 | — | COM | 76882G107 |
| — | MFS Municipal Income Trust | 18,322 | $116K | 0.1% | $6.50 | — | SH BEN INT | 552738106 |
| — | DTF Tax-Free Income Inc | 8,138 | $116K | 0.1% | $14.35 | — | COM | 23334J107 |
| SVVC | Firsthand Technology Value Fund, Inc. | 35,166 | $109K | 0.1% | $13.74 | -66.0% | COM | 33766Y100 |
| — | ASA Gold and Precious Metals Ltd | 5,028 | $107K | 0.1% | $3.78 | — | SHS | G3156P103 |
| — | Eaton Vance Muni Income Trust | 8,034 | $101K | 0.1% | $12.19 | — | SH BEN INT | 27826U108 |
| — | Tri-Continental Corp | 3,958 | $100K | 0.1% | $23.12 | — | COM | 895436103 |
| BMY | Bristol-Myers Squibb Co | 1,700 | $99,000 | 0.1% | $46.14 | +5.3% | COM | 110122108 |
| — | Rivernorth Flexible Mun Income | 4,828 | $97,000 | 0.1% | $20.09 | — | COM | 76883H104 |
| NVS | Novartis AG | 1,232 | $96,000 | 0.1% | $88.65 | — | SPONSORED ADR | 66987V109 |
| — | Nuveen AMT-Free Quality Municipal Income Fund | 6,528 | $94,000 | 0.1% | $14.03 | — | COM | 670657105 |
| — | Nuveen New Jersey Quality Municipal Income Fund | 6,456 | $88,000 | 0.1% | $13.93 | — | COM | 67069Y102 |
| LLY | Eli Lilly & Co | 642 | $84,000 | 0.1% | $74.56 | +95.5% | COM | 532457108 |
| — | Nuveen Amt- Free Mun Value Fd | 5,000 | $81,000 | 0.1% | $15.60 | — | COM | 670695105 |
| QQQ | Invesco QQQ Tr | 270 | $73,000 | 0.0% | $155.56 | — | UNIT SER 1 | 46090E103 |
| SPY | SPDR S&P 500 ETF Tr | 220 | $72,000 | 0.0% | $250.00 | — | TR UNIT | 78462F103 |
| UNH | UnitedHealth Group Inc | 225 | $69,000 | 0.0% | $200.84 | +40.0% | COM | 91324P102 |
| PYPL | PayPal Holdings, Inc. | 354 | $66,000 | 0.0% | $108.56 | +73.1% | COM | 70450Y103 |
| — | Blackstone / GSO Long-Short Credit Income Fund | 5,194 | $65,000 | 0.0% | $12.28 | — | COM SHS BN INT | 09257D102 |
| — | Adams Natural Resources Fund Inc | 6,789 | $64,000 | 0.0% | $19.95 | — | COM | 00548F105 |
| SONY | Sony Corp | 763 | $64,000 | 0.0% | $38.19 | — | SPONSORED ADR | 835699307 |
| TAK | Takeda Pharmaceutical Co Ltd | 4,000 | $62,000 | 0.0% | $16.84 | — | SPONSORED ADR | 874060205 |
| — | First Trust Aberdeen Global Opportunity Income Fund | 6,328 | $60,000 | 0.0% | $10.19 | — | COM SHS | 337319107 |
| — | Nuveen Pfd Securities Income Fund | 6,781 | $60,000 | 0.0% | $9.11 | — | COM | 67072C105 |
| — | Western Asset Municipal Partners Fund | 3,793 | $53,000 | 0.0% | $14.76 | — | COM | 95766P108 |
| — | DWS Strategic Municipal Income Trust | 5,000 | $53,000 | 0.0% | $10.40 | — | COM | 23342Q101 |
| MDY | SPDR S&P MidCap 400 ETF Tr | 150 | $52,000 | 0.0% | $300.00 | — | UTSER1 S&PDCRP | 78467Y107 |
| XPZCX | PIMCO California Municipal Income Fund III | 5,099 | $51,000 | 0.0% | $9.77 | — | COM | 72201C109 |
| MDLZ | Mondelez International, Inc. | 927 | $49,000 | 0.0% | $45.86 | +5.9% | CL A | 609207105 |
| — | Inovio Pharmaceuticals Inc | 5,000 | $49,000 | 0.0% | $8.13 | — | COM NEW | 45773H201 |
| — | Nuveen Multi-Market Income Fund Inc | 6,761 | $47,000 | 0.0% | $6.85 | — | COM | 67075J107 |
| — | Unilever N.V. | 806 | $46,000 | 0.0% | $55.64 | — | N Y SHS NEW | 904784709 |
| — | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 1,848 | $42,000 | 0.0% | $19.41 | — | COM SHS | 670699107 |
| — | Liberty All Star Growth Fund Inc | 5,649 | $41,000 | 0.0% | $5.56 | — | COM | 529900102 |
| — | The GDL Fund | 4,596 | $39,000 | 0.0% | $9.98 | — | COM SH BEN IT | 361570104 |
| — | Royce Value Trust Inc | 2,875 | $36,000 | 0.0% | $14.72 | — | COM | 780910105 |
| — | Nuveen Core Equity Alpha Fund | 2,819 | $34,000 | 0.0% | $15.18 | — | COM | 67090X107 |
| SE | Sea Limited | 214 | $34,000 | 0.0% | $12.74 | — | ADR | 81141R100 |
| OCCI | OFS Credit Company Inc | 3,324 | $33,000 | 0.0% | $16.30 | — | COM | 67111Q107 |
| — | Gabelli Equity Trust Inc | 6,109 | $33,000 | 0.0% | $6.23 | — | COM | 362397101 |
| USO | United States Oil Fund LP | 1,250 | $32,000 | 0.0% | $28.80 | — | UNITS | 91232N207 |
| ON | ON Semiconductor Corporation | 1,149 | $29,000 | 0.0% | $19.87 | +6.8% | COM | 682189105 |
| — | Liberty All Star Equity Fund | 4,880 | $28,000 | 0.0% | $5.92 | — | SH BEN INT | 530158104 |
| TSLA | Tesla Inc | 70 | $27,000 | 0.0% | $105.27 | +12.2% | COM | 88160R101 |
| MSFT | Microsoft Corp | 124 | $25,000 | 0.0% | $63.85 | +214.4% | COM | 594918104 |
| RCI | Rogers Communications Inc | 573 | $23,000 | 0.0% | $52.16 | -21.3% | CL B | 775109200 |
| INCY | Incyte Corp | 260 | $23,000 | 0.0% | $54.31 | +77.6% | COM | 45337C102 |
| EQIX | Equinix Inc | 31 | $23,000 | 0.0% | $387.75 | +76.3% | COM PAR $0.001 | 29444U700 |
| — | The Gabelli Dividend & Income Trust | 1,282 | $23,000 | 0.0% | $20.03 | — | COM | 36242H104 |
| — | Karyopharm Therapeutics Inc | 1,500 | $22,000 | 0.0% | $31.87 | — | COM | 48576U106 |
| ASML | ASML Holding N V | 58 | $21,000 | 0.0% | $176.13 | — | N Y REGISTRY SHS | N07059210 |
| AMZN | Amazon Com Inc | 7 | $21,000 | 0.0% | $88.51 | +78.1% | COM | 023135106 |
| BABA | Alibaba Group Holding Limited | 66 | $20,000 | 0.0% | $169.80 | — | SPONSORED ADS | 01609W102 |
| JPM | JPMorgan Chase & Co | 188 | $18,000 | 0.0% | $69.63 | +22.7% | COM | 46625H100 |
| MA | MasterCard, Inc. | 59 | $17,000 | 0.0% | $273.34 | +15.5% | CL A | 57636Q104 |
| — | Virgin Galactic Holdings, Inc. | 1,000 | $17,000 | 0.0% | $12.89 | — | COM | 92766K106 |
| CDNS | Cadence Design Systems, Inc. | 160 | $17,000 | 0.0% | $83.71 | +25.7% | COM | 127387108 |
| CNI | Canadian National Railway Company | 174 | $17,000 | 0.0% | $79.64 | +13.9% | COM | 136375102 |
| TXN | Texas Instruments, Inc | 111 | $16,000 | 0.0% | $99.52 | +17.4% | COM | 882508104 |
| TSM | Taiwan Semiconductor Manufacturing Company Limited | 187 | $16,000 | 0.0% | $46.08 | — | SPONSORED ADR | 874039100 |
| HD | The Home Depot Inc | 61 | $16,000 | 0.0% | $142.44 | +66.8% | COM | 437076102 |
| VOD | Vodafone Group plc ADR | 1,161 | $16,000 | 0.0% | $14.43 | — | SPONSORED ADR | 92857W308 |
| OTIS | Otis Worldwide Corp | 269 | $16,000 | 0.0% | $47.48 | +18.9% | COM | 68902V107 |
| AVGO | Broadcom, Inc. | 44 | $15,000 | 0.0% | $24.99 | +18.6% | COM | 11135F101 |
| — | Eaton Vance Short Duration Diversified Income Fund | 1,195 | $14,000 | 0.0% | $11.96 | — | COM | 27828V104 |
| META | Facebook, Inc. | 54 | $14,000 | 0.0% | $208.23 | +23.0% | CL A | 30303M102 |
| HON | Honeywell Intl, Inc. | 84 | $14,000 | 0.0% | $118.42 | +12.5% | COM | 438516106 |
| — | BlackRock, Inc. | 24 | $14,000 | 0.0% | $583.33 | — | COM | 09247X101 |
| XHNWX | Pioneer Diversified High Income Trust | 1,165 | $14,000 | 0.0% | $12.61 | — | COM | 723653101 |
| — | Velodyne Lidar Inc. | 5,000 | $13,000 | 0.0% | $2.60 | — | *W EXP 09/29/202 | 92259F119 |
| — | Kensington Cap Acquisition C | 1,100 | $13,000 | 0.0% | $11.82 | — | CALL | 490073103 |
| APD | Air products and Chemicals, Inc. | 45 | $12,000 | 0.0% | $182.28 | +38.1% | COM | 009158106 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,713 | $12,000 | 0.0% | $8.62 | — | COM | 09251A104 |
| — | Marvell Technology Group Ltd | 305 | $11,000 | 0.0% | $36.07 | — | ORD SHS | G5876H105 |
| LMT | Lockheed Martin Corp. | 31 | $11,000 | 0.0% | $323.73 | +1.6% | COM | 539830109 |
| GOOG | Alphabet, Inc. Cl C | 7 | $11,000 | 0.0% | $66.98 | +13.1% | CL C | 02079K107 |
| — | TCW Strategic Income Fund Inc | 2,000 | $11,000 | 0.0% | $5.40 | — | COM | 872340104 |
| CCI | Crown Castle Intl Corp. | 70 | $11,000 | 0.0% | $125.06 | +3.2% | COM | 22822V101 |
| RYAAY | Ryanair Holdings plc ADR | 133 | $11,000 | 0.0% | $84.69 | — | SPONSORED ADS | 783513203 |
| PACK | Ranpak Hldgs Corp | 1,309 | $11,000 | 0.0% | $7.66 | +16.3% | COM CL A | 75321W103 |
| PEP | PepsiCo, Inc. | 85 | $11,000 | 0.0% | $90.16 | +27.7% | COM | 713448108 |
| — | Virtus Total Return Fund Inc. | 1,496 | $11,000 | 0.0% | $10.78 | — | COM | 92835W107 |
| VIAV | Viacom Inc. | 829 | $10,000 | 0.0% | $13.12 | -1.0% | COM | 925550105 |
| — | Social Capital Hedosophia Holdings Corp. lll | 1,000 | $10,000 | 0.0% | $10.00 | — | COM CL A | G8251K107 |
| — | Flying Eagle Acquistion Cor | 902 | $10,000 | 0.0% | $11.09 | — | COM | 34407Y103 |
| SBUX | Starbucks Corp. | 110 | $10,000 | 0.0% | $66.33 | +6.7% | COM | 855244109 |
| CSCO | Cisco Systems, Inc. | 245 | $9,000 | 0.0% | $40.12 | -7.6% | COM | 17275R102 |
| MCD | McDonald's Corp | 42 | $9,000 | 0.0% | $104.77 | +73.1% | COM | 580135101 |
| IBN | ICICI Bank Ltd | 847 | $9,000 | 0.0% | $8.25 | — | ADR | 45104G104 |
| TFC | Truist Financial Corp | 221 | $9,000 | 0.0% | $27.74 | +5.9% | COM | 89832Q109 |
| — | The New Germany Fund Inc | 586 | $9,000 | 0.0% | $16.53 | — | COM | 644465106 |
| PTC | PTC Inc. | 113 | $9,000 | 0.0% | $87.03 | -2.1% | COM | 69370C100 |
| PAYX | Paychex, Inc | 102 | $8,000 | 0.0% | $58.96 | +9.5% | COM | 704326107 |
| — | MorphoSys AG | 304 | $8,000 | 0.0% | $27.48 | — | SPONSORED ADS | 617760202 |
| ABT | Abbott Laboratories | 73 | $8,000 | 0.0% | $81.94 | +12.7% | COM | 002824100 |
| — | Whole Earth Brands, Inc. | 1,000 | $8,000 | 0.0% | $7.00 | — | COM CL A | 96684W100 |
| WEC | WEC Energy Group, Inc. | 80 | $8,000 | 0.0% | $75.08 | +4.0% | COM | 92939U106 |
| ADP | Automatic Data Processing, Inc. | 51 | $8,000 | 0.0% | $126.99 | -1.6% | COM | 053015103 |
| — | Kensington Cap Acquisition C | 3,000 | $7,000 | 0.0% | $2.33 | — | *W EXP 07/01/202 | 490073111 |
| MRSH | Marsh & McLennan Companies, Inc. | 68 | $7,000 | 0.0% | $93.00 | +13.6% | COM | 571748102 |
| MDT | Medtronic plc | 73 | $7,000 | 0.0% | $88.08 | -2.1% | SHS | G5960L103 |
| ISRG | Intuitive Surgical, Inc. | 11 | $7,000 | 0.0% | $179.26 | +25.3% | COM | 46120E602 |
| NFLX | Netflix, Inc. | 15 | $7,000 | 0.0% | $42.56 | +16.9% | COM | 64110L106 |
| TMO | Thermo Fisher Scientific, Inc. | 15 | $7,000 | 0.0% | $335.46 | +21.4% | COM | 883556102 |
| VZ | Verizon Communications Inc | 120 | $7,000 | 0.0% | $33.97 | +25.3% | COM | 92343V104 |
| ABBV | AbbVie, Inc. | 87 | $7,000 | 0.0% | $71.30 | +7.0% | COM | 00287Y109 |
| SRE | Sempra Energy | 55 | $7,000 | 0.0% | $51.07 | +1.1% | COM | 816851109 |
| — | Whole Earth Brands Inc. | 6,250 | $6,000 | 0.0% | $0.96 | — | *W EXP 06/25/202 | 96684W126 |
| PNC | The PNC Financial Services Group Inc | 50 | $6,000 | 0.0% | $85.95 | +3.2% | COM | 693475105 |
| PLD | ProLogis, Inc. | 64 | $6,000 | 0.0% | $80.76 | +6.7% | COM | 74340W103 |
| — | The European Equity Fund Inc | 617 | $6,000 | 0.0% | $9.20 | — | COM | 298768102 |
| ITW | Illinois Tool Works, Inc. | 30 | $6,000 | 0.0% | $142.90 | +17.1% | COM | 452308109 |
| ALC | Alcon, Inc. | 100 | $6,000 | 0.0% | $57.87 | +0.2% | ORD SHS | H01301128 |
| JNJ | Johnson & Johnson | 43 | $6,000 | 0.0% | $124.24 | +2.2% | COM | 478160104 |
| ITUB | Itau Unibanco Holding S.A. | 1,119 | $5,000 | 0.0% | $10.28 | — | SPON ADR REP PFD | 465562106 |
| MELI | MercadoLibre, Inc. | 4 | $5,000 | 0.0% | $749.93 | +44.7% | COM | 58733R102 |
| XJEQX | Aberdeen Japan Equity Fund Inc | 561 | $5,000 | 0.0% | $6.91 | — | COM | 00306J109 |
| — | Landcadia Hldgs II Inc | 1,500 | $5,000 | 0.0% | $3.33 | — | *W EXP 05/09/202 | 51476X113 |
| NKE | Nike, Inc. | 43 | $5,000 | 0.0% | $85.46 | +16.6% | CL B | 654106103 |
| — | The New Ireland Fund Inc | 605 | $5,000 | 0.0% | $11.38 | — | COM | 645673104 |
| — | Aberdeen Emerging Markets Equity Inc. | 768 | $5,000 | 0.0% | $7.57 | — | COM | 00301W105 |
| V | Visa Inc | 30 | $5,000 | 0.0% | $81.90 | +134.7% | COM CL A | 92826C839 |
| — | PIMCO Global StocksPLS Inc. | 589 | $5,000 | 0.0% | $12.42 | — | COM | 722011103 |
| QCOM | Qualcomm Inc | 40 | $5,000 | 0.0% | $95.15 | 0.0% | COM | 747525103 |
| SHOP | Shopify, Inc. | 5 | $5,000 | 0.0% | $75.41 | +31.8% | CL A | 82509L107 |
| CVX | Chevron Corp. | 77 | $5,000 | 0.0% | $69.83 | -4.8% | COM | 166764100 |
| CB | Chubb Ltd | 35 | $5,000 | 0.0% | $103.18 | +12.2% | COM | H1467J104 |
| CMCSA | Comcast Corp. Cl A Common Stock | 114 | $5,000 | 0.0% | $32.76 | +14.8% | CL A | 20030N101 |
| COST | Costco Wholesale Corp. | 11 | $4,000 | 0.0% | $279.18 | +10.7% | COM | 22160K105 |
| — | Central and Eastern European Fund Inc | 222 | $4,000 | 0.0% | $29.15 | — | COM | 153436100 |
| ETN | Eaton Corp. plc (Ireland) | 35 | $4,000 | 0.0% | $80.12 | +11.3% | SHS | G29183103 |
| — | Templeton Emerging Markets Fund | 238 | $4,000 | 0.0% | $15.71 | — | COM | 880191101 |
| ONC | BeiGene, Ltd. | 14 | $4,000 | 0.0% | $214.29 | — | SPONSORED ADR | 07725L102 |
| BSX | Boston Scientific Corp. | 129 | $4,000 | 0.0% | $36.31 | +6.1% | COM | 101137107 |
| AZN | AstraZeneca Group plc ADR | 78 | $4,000 | 0.0% | $51.28 | — | SPONSORED ADR | 046353108 |
| USB | U.S. Bancorp | 112 | $4,000 | 0.0% | $27.85 | +3.9% | COM | 902973304 |
| SVXY | ProShares Short VIX Short-Term Futures ETF | 110 | $4,000 | 0.0% | $57.38 | — | SHT VIX ST TRM | 74347W130 |
| — | The India Fund Inc | 215 | $4,000 | 0.0% | $24.27 | — | COM | 454089103 |
| ZTS | Zoetis Inc. | 25 | $4,000 | 0.0% | $75.32 | +94.8% | CL A | 98978V103 |
| REGN | Regeneron Pharmaceuticals, Inc. | 7 | $4,000 | 0.0% | $564.49 | +6.8% | COM | 75886F107 |
| MCO | Moody's Corp. | 15 | $4,000 | 0.0% | $242.42 | +12.6% | COM | 615369105 |
| PG | Procter & Gamble Co. (The) | 31 | $4,000 | 0.0% | $101.53 | +14.6% | COM | 742718109 |
| NOW | ServiceNow, Inc. | 7 | $3,000 | 0.0% | $70.61 | +26.5% | COM | 81762P102 |
| — | Morgan Stanley India Investment Fund Inc | 163 | $3,000 | 0.0% | $22.86 | — | COM | 61745C105 |
| VRTX | Vertex Pharmaceuticals, Inc. | 14 | $3,000 | 0.0% | $271.12 | +1.8% | COM | 92532F100 |
| VALE | Vale SA | 271 | $3,000 | 0.0% | $11.07 | — | ADR | 91912E105 |
| O | Realty Income Corp. | 55 | $3,000 | 0.0% | $40.14 | +12.3% | COM | 756109104 |
| QSR | Restaurant Brands International Inc | 57 | $3,000 | 0.0% | $50.43 | +10.6% | COM | 76131D103 |
| — | ROYAL DUTCH SHELL PLC | 109 | $3,000 | 0.0% | $796.31 | — | SPON ADR B | 780259107 |
| — | The Mexico Fund, Inc. | 309 | $3,000 | 0.0% | $9.71 | — | COM | 592835102 |
| — | The Korea Fund Inc | 85 | $3,000 | 0.0% | $34.59 | — | COM NEW | 500634209 |
| — | Seattle Genetics, In | 18 | $3,000 | 0.0% | $166.67 | — | COM | 812578102 |
| NVO | Novo Nordisk A/S ADR | 44 | $3,000 | 0.0% | $65.60 | — | ADR | 670100205 |
| SHW | Sherwin-Williams Co. (The) | 5 | $3,000 | 0.0% | $178.91 | +16.4% | COM | 824348106 |
| KO | Coca-Cola Co. (The) | 68 | $3,000 | 0.0% | $38.72 | +5.3% | COM | 191216100 |
| BTI | British American Tobacco PLC | 90 | $3,000 | 0.0% | $34.81 | — | SPONSORED ADR | 110448107 |
| — | Japan Smaller Capitalization Fund Inc | 321 | $3,000 | 0.0% | $9.60 | — | COM | 47109U104 |
| IDXX | IDEXX Labs Inc. | 6 | $3,000 | 0.0% | $369.71 | 0.0% | COM | 45168D104 |
| IEX | IDEX Corp. | 18 | $3,000 | 0.0% | $143.77 | +12.9% | COM | 45167R104 |
| — | BlackRock 2022 Global Income Opp Tr | 300 | $3,000 | 0.0% | $6.67 | — | COM | 09258P104 |
| ADBE | Adobe Systems, Inc. | 7 | $3,000 | 0.0% | $370.53 | +25.5% | COM | 00724F101 |
| ICE | Intercontinental Exchange Group, Inc. | 22 | $2,000 | 0.0% | $85.46 | +7.6% | COM | 45866F104 |
| AMD | Advanced Micro Devices, Inc. | 24 | $2,000 | 0.0% | $53.02 | +40.0% | COM | 007903107 |
| HLT | Hilton, Inc | 26 | $2,000 | 0.0% | $73.66 | +12.0% | COM | 43300A203 |
| GDDY | GoDaddy, Inc. | 32 | $2,000 | 0.0% | $71.82 | +5.0% | CL A | 380237107 |
| — | Linde plc | 10 | $2,000 | 0.0% | $200.00 | — | SHS | G5494J103 |
| — | Activision Blizzard, Inc. | 27 | $2,000 | 0.0% | $74.07 | — | COM | 00507V109 |
| ADSK | Autodesk, Inc. | 7 | $2,000 | 0.0% | $196.57 | +20.9% | COM | 052769106 |
| IHG | InterContinental Hotels Group plc ADR | 33 | $2,000 | 0.0% | $60.61 | — | SPONSORED ADR | 45857P806 |
| PODD | Insulet Corp. | 11 | $2,000 | 0.0% | $191.17 | +10.2% | COM | 45784P101 |
| BUD | Anheuser-Busch Inbev SA/NV ADR | 36 | $2,000 | 0.0% | $55.56 | — | SPONSORED ADR | 03524A108 |
| AAPL | Apple Inc | 17 | $2,000 | 0.0% | $105.97 | 0.0% | COM | 037833100 |
| TRMB | Trimble, Inc. | 40 | $2,000 | 0.0% | $37.50 | +27.4% | COM | 896239100 |
| SLB | Schlumberger Ltd | 106 | $2,000 | 0.0% | $15.50 | +6.6% | COM | 806857108 |
| PSX | Phillips 66 | 38 | $2,000 | 0.0% | $56.22 | -12.7% | COM | 718546104 |
| RARE | Ultragenyx Pharmaceutical In | 15 | $2,000 | 0.0% | $82.89 | 0.0% | COM | 90400D108 |
| — | Smartsheet, Inc. Cl A | 34 | $2,000 | 0.0% | $58.82 | — | COM CL A | 83200N103 |
| EFX | Equifax, Inc. | 11 | $2,000 | 0.0% | $143.47 | +9.8% | COM | 294429105 |
| CRSP | CRISPR Therapeutics AG | 17 | $2,000 | 0.0% | $88.70 | 0.0% | NAMEN AKT | H17182108 |
| ES | Eversource Energy | 18 | $2,000 | 0.0% | $67.21 | +3.9% | COM | 30040W108 |
| TEVA | Teva Pharmaceutical Inds Ltd | 166 | $1,000 | 0.0% | $6.02 | — | SPONSORED ADR | 881624209 |
| TCOM | Trip.com Group Ltd ADR | 48 | $1,000 | 0.0% | $20.83 | — | ADS | 89677Q107 |
| LYB | LyondellBasell Industries N.V. Class A | 18 | $1,000 | 0.0% | $40.79 | +17.9% | SHS - A - | N53745100 |
| AMT | American Tower Corporation | 6 | $1,000 | 0.0% | $184.35 | +17.6% | COM | 03027X100 |
| GS | Goldman Sachs Group, Inc. (The) | 7 | $1,000 | 0.0% | $164.18 | +9.0% | COM | 38141G104 |