CIK: 0001509510 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 16, 2021
Total Value ($000): $214,268 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Highland Floating Rate Opportunities Fund | 2,132,827 | $21,925 | 10.2% | $10.97 | — | SHS BEN INT | 43010E404 |
| NXDT | NexPoint Credit Strategies Fund | 2,018,397 | $21,234 | 9.9% | $16.10 | — | COM NEW | 65340G205 |
| — | Eaton Vance Limited Duration Income Fund | 713,715 | $8,943 | 4.2% | $12.53 | — | COM | 27828H105 |
| — | PGIM Global Short Duration High Yield Fund, Inc. | 500,482 | $7,272 | 3.4% | $13.32 | — | COM | 69346J106 |
| — | PGIM Short Duration High Yield Fund, Inc. | 439,329 | $6,590 | 3.1% | $13.90 | — | COM | 69346H100 |
| MTZ | MasTec Inc | 89,007 | $6,068 | 2.8% | $56.09 | 0.0% | COM | 576323109 |
| — | Nuveen Credit Strategies Income Fund | 890,783 | $5,639 | 2.6% | $7.78 | — | COM SHS | 67073D102 |
| — | Central Securities Corp | 167,113 | $5,455 | 2.5% | $24.19 | — | COM | 155123102 |
| — | Aberdeen Asia Pacific In Com | 1,186,090 | $5,278 | 2.5% | $3.97 | — | COM | 003009107 |
| — | Boulder Growth & Income Fund Inc | 435,346 | $4,850 | 2.3% | $8.89 | — | COM | 101507101 |
| — | Apollo Tactical Income Fund Inc | 293,759 | $4,254 | 2.0% | $15.39 | — | COM | 037638103 |
| — | PIMCO Dynamic Credit and Mortgage Income Fund | 182,024 | $3,859 | 1.8% | $19.26 | — | COM SHS | 72202D106 |
| — | Aberdeen Total Dynamic Dividend Fund | 390,635 | $3,457 | 1.6% | $8.84 | — | COM SH BEN INT | 00326L100 |
| — | BlackRock Science and Technology Trust II | 90,012 | $3,275 | 1.5% | $25.98 | — | SHS BEN INT | 09260K101 |
| — | Adams Diversified Equity Fund Inc | 183,285 | $3,169 | 1.5% | $13.35 | — | COM | 006212104 |
| BPOP | Popular Inc | 55,230 | $3,111 | 1.5% | $40.89 | 0.0% | COM NEW | 733174700 |
| — | Cornerstone Strategic Value Fund Inc | 258,526 | $3,032 | 1.4% | $11.10 | — | COM | 21924B302 |
| — | AllianzGI Artificial Intelligence Opp Fund | 111,312 | $2,935 | 1.4% | $19.12 | — | COM | 01883M101 |
| CCIF | Vertical Capital Income Fund | 285,596 | $2,810 | 1.3% | $9.26 | — | SHS BEN INT | 92535C104 |
| — | General American Investors Co Inc | 74,560 | $2,773 | 1.3% | $34.08 | — | COM | 368802104 |
| FBP | First BanCorp/Puerto Rico | 289,477 | $2,669 | 1.2% | $6.49 | 0.0% | COM NEW | 318672706 |
| RCL | Royal Caribbean Cruises Ltd | 35,120 | $2,623 | 1.2% | $68.51 | 0.0% | COM | V7780T103 |
| — | PIMCO Enrgy Tactical Cr Opp | 318,096 | $2,570 | 1.2% | $8.08 | — | COM SHS BEN INT | 69346N107 |
| — | Nuveen Real Asset Income and Growth Fund | 186,323 | $2,508 | 1.2% | $13.46 | — | COM | 67074Y105 |
| — | The Herzfeld Caribbean Basin Fund Inc | 474,494 | $2,425 | 1.1% | $7.53 | — | COM | 42804T106 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 183,095 | $2,272 | 1.1% | $11.31 | — | COM | 95766R104 |
| NCLH | Norwegian Cruise Line Holdings Ltd | 86,717 | $2,205 | 1.0% | $20.86 | 0.0% | SHS | G66721104 |
| — | BlackRock Enhanced International Dividend Trust | 372,212 | $2,185 | 1.0% | $5.89 | — | COM BENE INTER | 092524107 |
| NEE | NextEra Energy Inc | 24,236 | $1,870 | 0.9% | $57.13 | +14.9% | COM | 65339F101 |
| — | Invesco Dynamic Credit Opportunities Fund | 173,232 | $1,861 | 0.9% | $8.75 | — | COM | 46132R104 |
| XAWPX | Aberdeen Global Premier Properties Fund | 349,655 | $1,839 | 0.9% | $6.41 | — | COM SH BEN INT | 00302L108 |
| — | Kayne Anderson Energy Infrst | 313,222 | $1,801 | 0.8% | $5.75 | — | COM | 486606106 |
| — | Western Asset Mortgage Opp Fund Inc. | 118,816 | $1,685 | 0.8% | $13.66 | — | COM | 95790B109 |
| — | PIMCO High Income Fund | 277,513 | $1,679 | 0.8% | $5.45 | — | COM SHS | 722014107 |
| — | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | 127,976 | $1,598 | 0.7% | $11.81 | — | COM | 10537L104 |
| — | RMR Real Estate Income Fund | 148,939 | $1,573 | 0.7% | $19.46 | — | COM | 76970B101 |
| — | PGT Innovations Inc | 77,117 | $1,569 | 0.7% | $20.35 | — | COM | 69336V101 |
| — | First Trust High Income Long/Short Fund | 106,139 | $1,568 | 0.7% | $14.61 | — | COM | 33738E109 |
| CPA | Copa Holdings SA | 20,250 | $1,564 | 0.7% | $56.74 | 0.0% | CL A | P31076105 |
| — | Nuveen Mortgage and Income Fund | 77,384 | $1,530 | 0.7% | $19.11 | — | COM | 670735109 |
| — | Cornerstone Total Rtrn Fd In | 132,550 | $1,511 | 0.7% | $11.12 | — | COM | 21924U300 |
| NFE | New Fortress Energy Inc | 27,943 | $1,497 | 0.7% | $45.79 | 0.0% | CL A | 644393100 |
| — | MFS Multimarket Income Tr | 223,008 | $1,363 | 0.6% | $5.72 | — | SH BEN INT | 552737108 |
| — | Aberdeen Global Dynamic Dividend Fund | 121,706 | $1,271 | 0.6% | $10.31 | — | COM | 00302M106 |
| — | Eaton Vance Flting Rate Inc | 90,316 | $1,189 | 0.6% | $13.16 | — | COM | 278279104 |
| — | Eaton Vance Short Duration Diversified Income Fund | 93,001 | $1,149 | 0.5% | $12.35 | — | COM | 27828V104 |
| CX | Cemex SAB de CV | 220,645 | $1,141 | 0.5% | $5.17 | — | SPON ADR NEW | 151290889 |
| FMX | Fomento Economico Mexicano SAB de CV | 14,610 | $1,107 | 0.5% | $75.77 | — | SPON ADR UNITS | 344419106 |
| ASR | Grupo Aeroportuario del Sureste SAB de CV | 6,600 | $1,089 | 0.5% | $165.00 | — | SPON ADR SER B | 40051E202 |
| LEN | Lennar Corp | 13,500 | $1,029 | 0.5% | $69.65 | 0.0% | CL A | 526057104 |
| IHI | iShares U.S. Medical Devices ETF | 3,075 | $1,006 | 0.5% | $254.86 | — | U.S. MED DVC ETF | 464288810 |
| BIL | SPDR Ser Tr | 10,919 | $999 | 0.5% | $91.49 | — | SPDR BLOOMBERG | 78468R663 |
| — | BlackRock Health Sciences Trust II | 33,722 | $966 | 0.5% | $22.91 | — | COM SHS | 09260E105 |
| — | Bancolombia SA | 23,280 | $935 | 0.4% | $40.16 | — | SPON ADR PREF | 05968L102 |
| — | Neuberger Berman MLP Income Fund Inc | 277,187 | $934 | 0.4% | $3.37 | — | COM | 64129H104 |
| VAC | Marriott Vacations Worldwide Corp | 6,745 | $926 | 0.4% | $117.91 | 0.0% | COM | 57164Y107 |
| — | Eaton Vance Fltg Rate Incom | 57,344 | $892 | 0.4% | $15.56 | — | COM SHS BEN INT | 278284104 |
| — | ProShares UltraShort S&P50 | 70,930 | $879 | 0.4% | $17.20 | — | ULTRASHRT S&P500 | 74347B383 |
| MLM | Martin Marietta Materials Inc | 3,000 | $852 | 0.4% | $257.79 | 0.0% | COM | 573284106 |
| XMPT | Vaneck Vectors ETF Tr | 29,864 | $851 | 0.4% | $28.50 | — | CEF MUN INCOME E | 92189F460 |
| — | Nuveen Tax-Advanteaged Divid | 59,524 | $846 | 0.4% | $14.21 | — | COM | 67073G105 |
| IBB | iShares Nasdaq Biotechnology ETF | 5,550 | $841 | 0.4% | $109.19 | — | NASDAQ BIOTECH | 464287556 |
| PCEF | Invesco Exch Traded Fd Tr II | 36,377 | $816 | 0.4% | $22.43 | — | CEF INM COMPSI | 46138E404 |
| — | MFS Inter Income Tr | 207,600 | $791 | 0.4% | $3.73 | — | SH BEN INT | 55273C107 |
| — | AllianceBernstern Global High Income Fund | 66,490 | $783 | 0.4% | $9.40 | — | COM | 01879R106 |
| XPMAX | Pioneer Municipal High Income Advantage Trust | 65,830 | $767 | 0.4% | $10.35 | — | COM | 723762100 |
| OCCI | OFS Credit Company Inc | 61,519 | $767 | 0.4% | $12.67 | — | COM | 67111Q107 |
| — | Rivernorth Opportunistic Mun | 35,693 | $766 | 0.4% | $21.12 | — | COM | 76883F108 |
| XBFZX | BlackRock Calif Mun Income | 53,112 | $756 | 0.4% | $12.87 | — | COM SH BEN INT | 09248E102 |
| VMC | Vulcan Materials Co | 5,000 | $742 | 0.3% | $136.81 | 0.0% | COM | 929160109 |
| — | Salient Midstream & MLP Fd | 166,513 | $711 | 0.3% | $4.27 | — | SH BEN INT | 79471V105 |
| CWCO | Consolidated Water Co Ltd | 58,877 | $709 | 0.3% | $9.99 | 0.0% | ORD | G23773107 |
| — | Tortoise Energy Infra Corp | 34,866 | $701 | 0.3% | $20.11 | — | COM | 89147L886 |
| ESRT | Empire State Realty Trust Inc | 73,894 | $689 | 0.3% | $17.14 | — | CL A | 292104106 |
| — | First Tr Inter Dur Pfd & In | 27,785 | $668 | 0.3% | $18.18 | — | COM | 33718W103 |
| EVTC | EVERTEC Inc | 16,956 | $667 | 0.3% | $36.21 | 0.0% | COM | 30040P103 |
| SHY | Ishares Tr 13 Yr | 7,481 | $646 | 0.3% | $84.12 | — | 1 3 YR TREAS BD | 464287457 |
| — | MFS Investment Grade Municipal Trust | 59,454 | $583 | 0.3% | $9.30 | — | SH BEN INT | 59318B108 |
| — | Nuveen Fltng Rte Incm Opp Fd | 67,181 | $582 | 0.3% | $8.66 | — | COM SHS | 6706EN100 |
| — | Kayne Anderson NextGen Enrgy | 98,109 | $564 | 0.3% | $5.75 | — | COM | 48661E108 |
| CCL | Carnival Corp | 25,559 | $554 | 0.3% | $17.78 | 0.0% | UNIT 99/99/9999 | 143658300 |
| LIVN | LivaNova PLC | 8,330 | $552 | 0.3% | $60.69 | -8.4% | SHS | G5509L101 |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 5,400 | $551 | 0.3% | $101.61 | — | ENHAN SHRT MA AC | 72201R833 |
| SEB | Seaboard Corp | 137 | $415 | 0.2% | $3214.42 | 0.0% | COM | 811543107 |
| — | Clearbridge ML And Midstrm | 23,517 | $395 | 0.2% | $16.80 | — | COM | 184692200 |
| SSSS | Sutter Rock Cap Corp | 28,000 | $367 | 0.2% | $8.88 | +17.9% | COM | 86887Q109 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 25,486 | $348 | 0.2% | $11.60 | — | COM SH BEN INT | 95766Q106 |
| — | Western Assest Intm Muni Fd | 36,762 | $338 | 0.2% | $9.00 | — | COM | 958435109 |
| — | Eaton Vance New York Mun Inc | 21,575 | $302 | 0.1% | $14.00 | — | SH BEN INT | 27826W104 |
| XMHIX | Pioneer Municipal High Income Trust | 23,122 | $288 | 0.1% | $11.48 | — | COM SHS | 723763108 |
| — | Pimco New York Municipal Income Fund II | 26,007 | $283 | 0.1% | $10.91 | — | COM | 72200Y102 |
| — | Deutsche Municipal Income Trust | 23,630 | $275 | 0.1% | $11.53 | — | COM | 233368109 |
| XENWX | Eaton Vance New York Mun Bd | 20,893 | $257 | 0.1% | $12.30 | — | COM | 27827Y109 |
| — | Nuveen Ohio Qlty Mun Income | 16,206 | $254 | 0.1% | $14.78 | — | COM | 670980101 |
| GLD | SPDR Gold Tr | 1,398 | $249 | 0.1% | $178.11 | — | GOLD SHS | 78463V107 |
| MRK | Merck & Co Inc | 2,807 | $230 | 0.1% | $45.06 | +43.9% | COM | 58933Y105 |
| — | PIMCO Strategic Income Fd | 31,181 | $216 | 0.1% | $6.30 | — | COM | 72200X104 |
| — | Rivernorth Managed Duration Municipal Income Fund Inc. | 11,599 | $206 | 0.1% | $19.21 | — | COM | 76882H105 |
| XMUIX | BlackRock Muni Intermediate Duration Fund Inc | 13,284 | $198 | 0.1% | $13.44 | — | COM | 09253X102 |
| — | Western Asset Mun Hi Incm Fd | 26,131 | $196 | 0.1% | $7.28 | — | COM | 95766N103 |
| — | Nuveen Quality Municipal Income Fund | 12,102 | $186 | 0.1% | $13.83 | — | COM | 67066V101 |
| — | AllianceBernstein National Municipal Income Fund Inc | 12,615 | $182 | 0.1% | $13.05 | — | COM | 01864U106 |
| — | BlackRock Munihldngs Cali QL | 11,572 | $174 | 0.1% | $12.77 | — | COM | 09254L107 |
| AMGN | Amgen Inc | 717 | $165 | 0.1% | $117.19 | +67.5% | COM | 031162100 |
| — | America Movil SAB de CV | 10,948 | $159 | 0.1% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| CEF | Sprott Physical Gold and Silver Trust | 8,000 | $155 | 0.1% | $13.25 | — | TR UNIT | 85208R101 |
| TV | Grupo Televisa SAB | 18,854 | $155 | 0.1% | $8.22 | — | SPON ADR REP ORD | 40049J206 |
| XVMMX | Delaware Investments Minnesota Municipal Income Fund II Inc | 11,218 | $147 | 0.1% | $12.97 | — | COM | 24610V103 |
| — | Rivernorth Doubleline Strate | 9,511 | $136 | 0.1% | $13.07 | — | COM | 76882G107 |
| — | PIMCO Global StocksPLS Inc. | 13,211 | $133 | 0.1% | $10.17 | — | COM | 722011103 |
| — | Rivernorth Flexible Mun Income | 5,750 | $126 | 0.1% | $20.38 | — | COM | 76883H104 |
| — | MFS Municipal Income Trust | 18,322 | $122 | 0.1% | $6.50 | — | SH BEN INT | 552738106 |
| — | Tri-Continental Corp | 4,014 | $118 | 0.1% | $23.20 | — | COM | 895436103 |
| VTOL | Bristow Group, Inc. | 4,491 | $118 | 0.1% | $24.39 | 0.0% | COM | 11040G103 |
| NVS | Novartis AG | 1,232 | $116 | 0.1% | $88.65 | — | SPONSORED ADR | 66987V109 |
| — | ASA Gold and Precious Metals Ltd | 5,031 | $110 | 0.1% | $3.78 | — | SHS | G3156P103 |
| LLY | Eli Lilly & Co | 642 | $108 | 0.1% | $74.56 | +89.6% | COM | 532457108 |
| — | Eaton Vance Muni Income Trust | 8,034 | $107 | 0.0% | $12.19 | — | SH BEN INT | 27826U108 |
| — | DTF Tax-Free Income Inc | 7,072 | $105 | 0.0% | $14.35 | — | COM | 23334J107 |
| BMY | Bristol-Myers Squibb Co | 1,700 | $105 | 0.0% | $46.14 | +8.4% | COM | 110122108 |
| — | Nuveen AMT-Free Quality Municipal Income Fund | 6,528 | $99 | 0.0% | $14.03 | — | COM | 670657105 |
| — | Center Coast Brkfld MLP Enrg | 10,259 | $97 | 0.0% | $9.46 | — | SHS BEN INT | 151461209 |
| — | Nuveen New Jersey Quality Municipal Income Fund | 6,456 | $93 | 0.0% | $13.93 | — | COM | 67069Y102 |
| QQQ | Invesco QQQ Tr | 270 | $85 | 0.0% | $155.56 | — | UNIT SER 1 | 46090E103 |
| SVVC | Firsthand Technology Value Fund, Inc. | 19,078 | $85 | 0.0% | $13.74 | -71.5% | COM | 33766Y100 |
| SONY | Sony Corp | 842 | $85 | 0.0% | $44.08 | — | SPONSORED ADR | 835699307 |
| SPY | SPDR S&P 500 ETF Tr | 220 | $82 | 0.0% | $250.00 | — | TR UNIT | 78462F103 |
| — | BlackRock Debt Strategies Fund | 7,820 | $82 | 0.0% | $10.31 | — | COM NEW | 09255R202 |
| — | Nuveen Amt- Free Mun Value Fd | 5,000 | $82 | 0.0% | $15.60 | — | COM | 670695105 |
| UNH | UnitedHealth Group Inc | 225 | $79 | 0.0% | $200.84 | +53.5% | COM | 91324P102 |
| — | Adams Natural Resources Fund Inc | 6,882 | $78 | 0.0% | $19.83 | — | COM | 00548F105 |
| — | Fiduciary Claymore Engry Inf | 12,995 | $75 | 0.0% | $5.77 | — | COM | 31647Q205 |
| TAK | Takeda Pharmaceutical Co Ltd | 4,000 | $73 | 0.0% | $16.84 | — | SPONSORED ADR | 874060205 |
| — | Western Asset Municipal Partners Fund | 4,522 | $68 | 0.0% | $14.81 | — | COM | 95766P108 |
| — | First Trust Aberdeen Global Opportunity Income Fund | 6,387 | $67 | 0.0% | $10.19 | — | COM SHS | 337319107 |
| — | Blackstone / GSO Long-Short Credit Income Fund | 4,748 | $64 | 0.0% | $12.28 | — | COM SHS BN INT | 09257D102 |
| MDY | SPDR S&P MidCap 400 ETF Tr | 150 | $63 | 0.0% | $300.00 | — | UTSER1 S&PDCRP | 78467Y107 |
| XPZCX | PIMCO California Municipal Income Fund III | 6,088 | $62 | 0.0% | $9.83 | — | COM | 72201C109 |
| PYPL | PayPal Holdings, Inc. | 246 | $58 | 0.0% | $108.56 | +90.4% | COM | 70450Y103 |
| — | DWS Strategic Municipal Income Trust | 5,000 | $57 | 0.0% | $10.40 | — | COM | 23342Q101 |
| CNI | Canadian National Railway Company | 489 | $54 | 0.0% | $91.43 | +7.1% | COM | 136375102 |
| MA | MasterCard, Inc. | 142 | $51 | 0.0% | $302.57 | +6.9% | CL A | 57636Q104 |
| — | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 1,878 | $49 | 0.0% | $19.52 | — | COM SHS | 670699107 |
| — | Nuveen Multi-Market Income Fund Inc | 6,800 | $49 | 0.0% | $6.85 | — | COM | 67075J107 |
| VOD | Vodafone Group plc ADR | 2,884 | $48 | 0.0% | $15.75 | — | SPONSORED ADR | 92857W308 |
| — | Royce Value Trust Inc | 2,919 | $47 | 0.0% | $14.74 | — | COM | 780910105 |
| — | Liberty All Star Growth Fund Inc | 5,649 | $46 | 0.0% | $5.56 | — | COM | 529900102 |
| — | Unilever PLC | 738 | $45 | 0.0% | $60.98 | — | SPON ADR NEW | 904767704 |
| — | Inovio Pharmaceuticals Inc | 5,000 | $44 | 0.0% | $8.13 | — | COM NEW | 45773H201 |
| — | Velodyne Lidar Inc. | 5,000 | $43 | 0.0% | $2.60 | — | W EXP 09/29/202 | 92259F119 |
| CDNS | Cadence Design Systems, Inc. | 307 | $42 | 0.0% | $99.79 | +17.5% | COM | 127387108 |
| — | The GDL Fund | 4,660 | $41 | 0.0% | $9.96 | — | COM SH BEN IT | 361570104 |
| USO | United States Oil Fund LP | 1,250 | $41 | 0.0% | $28.80 | — | UNITS | 91232N207 |
| — | Nuveen Core Equity Alpha Fund | 2,869 | $40 | 0.0% | $15.15 | — | COM | 67090X107 |
| MDLZ | Mondelez International, Inc. | 670 | $39 | 0.0% | $45.86 | +9.3% | CL A | 609207105 |
| — | Gabelli Equity Trust Inc | 6,254 | $39 | 0.0% | $6.23 | — | COM | 362397101 |
| RYAAY | Ryanair Holdings plc ADR | 339 | $37 | 0.0% | $99.55 | — | SPONSORED ADS | 783513203 |
| TSLA | Tesla Inc | 50 | $35 | 0.0% | $105.27 | +62.1% | COM | 88160R101 |
| OTIS | Otis Worldwide Corp | 518 | $35 | 0.0% | $53.53 | +12.2% | COM | 68902V107 |
| — | Liberty All Star Equity Fund | 4,880 | $34 | 0.0% | $5.92 | — | SH BEN INT | 530158104 |
| — | Roth CH Acquisition I Co | 7,272 | $32 | 0.0% | $4.40 | — | W EXP 01/28/202 | 778675116 |
| MSFT | Microsoft Corp | 135 | $30 | 0.0% | $75.43 | +173.1% | COM | 594918104 |
| — | The Gabelli Dividend & Income Trust | 1,303 | $28 | 0.0% | $20.05 | — | COM | 36242H104 |
| — | Nuveen Pfd & Income Opportun | 2,790 | $27 | 0.0% | $9.68 | — | COM | 67073B106 |
| SE | Sea Limited | 138 | $27 | 0.0% | $12.74 | — | ADR | 81141R100 |
| JPM | JPMorgan Chase & Co | 188 | $24 | 0.0% | $69.63 | +40.9% | COM | 46625H100 |
| — | Virgin Galactic Holdings, Inc. | 1,000 | $24 | 0.0% | $12.89 | — | COM | 92766K106 |
| INCY | Incyte Corp | 260 | $23 | 0.0% | $54.31 | +59.3% | COM | 45337C102 |
| — | Karyopharm Therapeutics Inc | 1,500 | $23 | 0.0% | $31.87 | — | COM | 48576U106 |
| — | Apex Technology Acquisition | 1,500 | $23 | 0.0% | $15.33 | — | COM CL A | 03768F102 |
| — | Rice Acquisition Corp | 2,000 | $22 | 0.0% | $11.00 | — | COM CL A | 762594109 |
| — | Marvell Technology Group Ltd | 471 | $22 | 0.0% | $39.82 | — | ORD SHS | G5876H105 |
| — | Trident Acquisitions Corp | 9,291 | $21 | 0.0% | $2.26 | — | W EXP 05/09/202 | 89615T114 |
| TSM | Taiwan Semiconductor Manufacturing Company Limited | 187 | $20 | 0.0% | $46.08 | — | SPONSORED ADR | 874039100 |
| AVGO | Broadcom, Inc. | 44 | $19 | 0.0% | $24.99 | +39.4% | COM | 11135F101 |
| — | Finserv Acquisition Corp | 1,408 | $18 | 0.0% | $12.78 | — | CL A | 318085107 |
| — | Skillz Inc | 902 | $18 | 0.0% | $19.96 | — | COM | 83067L109 |
| — | BlackRock, Inc. | 24 | $17 | 0.0% | $583.33 | — | COM | 09247X101 |
| AMZN | Amazon Com Inc | 5 | $16 | 0.0% | $88.51 | +80.3% | COM | 023135106 |
| HD | The Home Depot Inc | 61 | $16 | 0.0% | $142.44 | +70.2% | COM | 437076102 |
| TXN | Texas Instruments, Inc | 100 | $16 | 0.0% | $99.52 | +35.3% | COM | 882508104 |
| META | Facebook, Inc. | 54 | $15 | 0.0% | $208.23 | +30.7% | CL A | 30303M102 |
| — | Fisker Inc | 1,000 | $15 | 0.0% | $15.00 | — | CL A COM STK | 33813J106 |
| — | Fisker Inc | 3,000 | $15 | 0.0% | $5.00 | — | W EXP 12/01/202 | 33813J114 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,747 | $15 | 0.0% | $8.62 | — | COM | 09251A104 |
| ASML | ASML Holding N V | 28 | $14 | 0.0% | $176.13 | — | N Y REGISTRY SHS | N07059210 |
| — | Virtus Total Return Fund Inc. | 1,540 | $14 | 0.0% | $10.73 | — | COM | 92835W107 |
| — | Golden Nugget Online Gamin | 1,500 | $14 | 0.0% | $9.33 | — | W EXP 05/09/202 | 38113L115 |
| HON | Honeywell Intl, Inc. | 64 | $14 | 0.0% | $118.42 | +38.3% | COM | 438516106 |
| PACK | Ranpak Hldgs Corp | 1,000 | $13 | 0.0% | $7.66 | +43.8% | COM CL A | 75321W103 |
| PEP | PepsiCo, Inc. | 89 | $13 | 0.0% | $91.56 | +32.4% | COM | 713448108 |
| GOOG | Alphabet, Inc. Cl C | 7 | $12 | 0.0% | $66.98 | +25.0% | CL C | 02079K107 |
| APD | Air products and Chemicals, Inc. | 45 | $12 | 0.0% | $182.28 | +35.8% | COM | 009158106 |
| — | Redball Acquisition Corp | 1,000 | $12 | 0.0% | $12.00 | — | UNIT 99/99/9999 | G7417R121 |
| SBUX | Starbucks Corp. | 110 | $12 | 0.0% | $66.33 | +28.4% | COM | 855244109 |
| — | Whole Earth Brands, Inc. | 1,000 | $11 | 0.0% | $7.00 | — | COM CL A | 96684W100 |
| QCOM | Qualcomm Inc | 70 | $11 | 0.0% | $107.82 | +15.7% | COM | 747525103 |
| — | The New Germany Fund Inc | 586 | $11 | 0.0% | $16.53 | — | COM | 644465106 |
| TFC | Truist Financial Corp | 221 | $11 | 0.0% | $27.74 | +28.6% | COM | 89832Q109 |
| CCI | Crown Castle Intl Corp. | 70 | $11 | 0.0% | $125.06 | +2.2% | COM | 22822V101 |
| LMT | Lockheed Martin Corp. | 31 | $11 | 0.0% | $323.73 | -1.5% | COM | 539830109 |
| ABBV | AbbVie, Inc. | 99 | $11 | 0.0% | $72.23 | +9.3% | COM | 00287Y109 |
| — | TCW Strategic Income Fund Inc | 2,000 | $11 | 0.0% | $5.40 | — | COM | 872340104 |
| PAYX | Paychex, Inc | 102 | $10 | 0.0% | $58.96 | +30.5% | COM | 704326107 |
| CSCO | Cisco Systems, Inc. | 219 | $10 | 0.0% | $40.12 | -12.1% | COM | 17275R102 |
| MCD | McDonald's Corp | 42 | $9 | 0.0% | $104.77 | +84.4% | COM | 580135101 |
| MDT | Medtronic plc | 73 | $9 | 0.0% | $88.08 | +7.9% | SHS | G5960L103 |
| ISRG | Intuitive Surgical, Inc. | 11 | $9 | 0.0% | $179.26 | +38.5% | COM | 46120E602 |
| — | Whole Earth Brands Inc. | 6,250 | $9 | 0.0% | $0.96 | — | *W EXP 06/25/202 | 96684W126 |
| ADP | Automatic Data Processing, Inc. | 51 | $9 | 0.0% | $126.99 | +16.1% | COM | 053015103 |
| ABT | Abbott Laboratories | 73 | $8 | 0.0% | $81.94 | +21.1% | COM | 002824100 |
| NFLX | Netflix, Inc. | 15 | $8 | 0.0% | $42.56 | +19.1% | COM | 64110L106 |
| MRSH | Marsh & McLennan Companies, Inc. | 68 | $8 | 0.0% | $93.00 | +13.2% | COM | 571748102 |
| TMO | Thermo Fisher Scientific, Inc. | 15 | $7 | 0.0% | $335.46 | +37.9% | COM | 883556102 |
| WEC | WEC Energy Group, Inc. | 80 | $7 | 0.0% | $75.08 | +9.3% | COM | 92939U106 |
| PNC | The PNC Financial Services Group Inc | 50 | $7 | 0.0% | $85.95 | +23.9% | COM | 693475105 |
| VZ | Verizon Communications Inc | 120 | $7 | 0.0% | $33.97 | +29.5% | COM | 92343V104 |
| V | Visa Inc | 30 | $7 | 0.0% | $81.90 | +140.8% | COM CL A | 92826C839 |
| CVX | Chevron Corp. | 77 | $7 | 0.0% | $69.83 | -6.9% | COM | 166764100 |
| MELI | MercadoLibre, Inc. | 4 | $7 | 0.0% | $749.93 | +88.0% | COM | 58733R102 |
| — | Rice Acquisition Corp | 3,000 | $7 | 0.0% | $2.33 | — | W EXP 10/26/202 | 762594117 |
| SRE | Sempra Energy | 55 | $7 | 0.0% | $51.07 | +6.7% | COM | 816851109 |
| ALC | Alcon, Inc. | 100 | $7 | 0.0% | $57.87 | +6.6% | ORD SHS | H01301128 |
| — | Aberdeen Emerging Markets Equity Inc. | 768 | $6 | 0.0% | $7.57 | — | COM | 00301W105 |
| ITW | Illinois Tool Works, Inc. | 30 | $6 | 0.0% | $142.90 | +26.7% | COM | 452308109 |
| CMCSA | Comcast Corp. Cl A Common Stock | 114 | $6 | 0.0% | $32.76 | +27.2% | CL A | 20030N101 |
| NKE | Nike, Inc. | 43 | $6 | 0.0% | $85.46 | +44.2% | CL B | 654106103 |
| — | The European Equity Fund Inc | 617 | $6 | 0.0% | $9.20 | — | COM | 298768102 |
| — | The New Ireland Fund Inc | 605 | $6 | 0.0% | $11.38 | — | COM | 645673104 |
| VALE | Vale SA | 378 | $6 | 0.0% | $12.43 | — | ADR | 91912E105 |
| PG | Procter & Gamble Co. (The) | 43 | $6 | 0.0% | $107.57 | +14.5% | COM | 742718109 |
| SHOP | Shopify, Inc. | 5 | $6 | 0.0% | $75.41 | +39.2% | CL A | 82509L107 |
| PLD | ProLogis, Inc. | 64 | $6 | 0.0% | $80.76 | +8.3% | COM | 74340W103 |
| SVXY | ProShares Short VIX Short-Term Futures ETF | 110 | $5 | 0.0% | $57.38 | — | SHT VIX ST TRM | 74347W130 |
| XJEQX | Aberdeen Japan Equity Fund Inc | 561 | $5 | 0.0% | $6.91 | — | COM | 00306J109 |
| AZN | AstraZeneca Group plc ADR | 99 | $5 | 0.0% | $51.12 | — | SPONSORED ADR | 046353108 |
| BSX | Boston Scientific Corp. | 129 | $5 | 0.0% | $36.31 | -0.7% | COM | 101137107 |
| USB | U.S. Bancorp | 112 | $5 | 0.0% | $27.85 | +21.6% | COM | 902973304 |
| BTI | British American Tobacco PLC | 141 | $5 | 0.0% | $35.05 | — | SPONSORED ADR | 110448107 |
| — | Central and Eastern European Fund Inc | 222 | $5 | 0.0% | $29.15 | — | COM | 153436100 |
| CB | Chubb Ltd | 35 | $5 | 0.0% | $103.18 | +26.1% | COM | H1467J104 |
| — | The India Fund Inc | 215 | $4 | 0.0% | $24.27 | — | COM | 454089103 |
| — | Templeton Emerging Markets Fund | 238 | $4 | 0.0% | $15.71 | — | COM | 880191101 |
| MCO | Moody's Corp. | 15 | $4 | 0.0% | $242.42 | +10.5% | COM | 615369105 |
| COST | Costco Wholesale Corp. | 11 | $4 | 0.0% | $279.18 | +24.4% | COM | 22160K105 |
| KO | Coca-Cola Co. (The) | 68 | $4 | 0.0% | $38.72 | +14.3% | COM | 191216100 |
| — | The Mexico Fund, Inc. | 309 | $4 | 0.0% | $9.71 | — | COM | 592835102 |
| — | ROYAL DUTCH SHELL PLC | 109 | $4 | 0.0% | $796.31 | — | Spon ADR B | 780259107 |
| IEX | IDEX Corp. | 18 | $4 | 0.0% | $143.77 | +24.3% | COM | 45167R104 |
| EQIX | Equinix Inc | 5 | $4 | 0.0% | $387.75 | +74.0% | COM PAR $0.001 | 29444U700 |
| ETN | Eaton Corp. plc (Ireland) | 35 | $4 | 0.0% | $80.12 | +29.7% | SHS | G29183103 |
| ZTS | Zoetis Inc. | 25 | $4 | 0.0% | $75.32 | +106.4% | CL A | 98978V103 |
| SHW | Sherwin-Williams Co. (The) | 5 | $4 | 0.0% | $178.91 | +26.7% | COM | 824348106 |
| NOW | ServiceNow, Inc. | 7 | $4 | 0.0% | $70.61 | +47.3% | COM | 81762P102 |
| ADBE | Adobe Systems, Inc. | 7 | $4 | 0.0% | $370.53 | +30.4% | COM | 00724F101 |
| AMT | American Tower Corporation | 20 | $4 | 0.0% | $195.10 | +2.4% | COM | 03027X100 |
| ONC | BeiGene, Ltd. | 11 | $3 | 0.0% | $214.29 | — | SPONSORED ADR | 07725L102 |
| — | Activision Blizzard, Inc. | 27 | $3 | 0.0% | $74.07 | — | COM | 00507V109 |
| BUD | Anheuser-Busch Inbev SA/NV ADR | 36 | $3 | 0.0% | $55.56 | — | SPONSORED ADR | 03524A108 |
| PSX | Phillips 66 | 38 | $3 | 0.0% | $56.22 | -14.7% | COM | 718546104 |
| ICE | Intercontinental Exchange Group, Inc. | 22 | $3 | 0.0% | $85.46 | +13.6% | COM | 45866F104 |
| — | Morgan Stanley India Investment Fund Inc | 163 | $3 | 0.0% | $22.86 | — | COM | 61745C105 |
| — | Linde plc | 10 | $3 | 0.0% | $200.00 | — | SHS | G5494J103 |
| CRSP | CRISPR Therapeutics AG | 17 | $3 | 0.0% | $88.70 | +33.2% | NAMEN AKT | H17182108 |
| — | Total Se | 76 | $3 | 0.0% | $39.47 | — | SPONSORED ADS | 89151E109 |
| NVO | Novo Nordisk A/S ADR | 44 | $3 | 0.0% | $65.60 | — | ADR | 670100205 |
| RARE | Ultragenyx Pharmaceutical In | 21 | $3 | 0.0% | $93.10 | +27.4% | COM | 90400D108 |
| PODD | Insulet Corp. | 11 | $3 | 0.0% | $191.17 | +29.8% | COM | 45784P101 |
| — | The Korea Fund Inc | 85 | $3 | 0.0% | $34.59 | — | COM NEW | 500634209 |
| TRMB | Trimble, Inc. | 40 | $3 | 0.0% | $37.50 | +53.1% | COM | 896239100 |
| — | Japan Smaller Capitalization Fund Inc | 321 | $3 | 0.0% | $9.60 | — | COM | 47109U104 |
| VRTX | Vertex Pharmaceuticals, Inc. | 14 | $3 | 0.0% | $271.12 | -15.4% | COM | 92532F100 |
| REGN | Regeneron Pharmaceuticals, Inc. | 7 | $3 | 0.0% | $564.49 | -4.9% | COM | 75886F107 |
| QSR | Restaurant Brands International Inc | 57 | $3 | 0.0% | $50.43 | +15.7% | COM | 76131D103 |
| O | Realty Income Corp. | 55 | $3 | 0.0% | $40.14 | +13.6% | COM | 756109104 |
| IDXX | IDEXX Labs Inc. | 6 | $3 | 0.0% | $369.71 | +21.0% | COM | 45168D104 |
| IBN | ICICI Bank Ltd | 210 | $3 | 0.0% | $8.25 | — | ADR | 45104G104 |
| HLT | Hilton, Inc | 26 | $3 | 0.0% | $73.66 | +32.8% | COM | 43300A203 |
| SLB | Schlumberger Ltd | 142 | $3 | 0.0% | $15.86 | +6.5% | COM | 806857108 |
| — | Seattle Genetics, In | 18 | $3 | 0.0% | $166.67 | — | COM | 81181C104 |
| GDDY | GoDaddy, Inc. | 32 | $3 | 0.0% | $71.82 | +9.3% | CL A | 380237107 |
| ES | Eversource Energy | 18 | $2 | 0.0% | $67.21 | +8.8% | COM | 30040W108 |
| EFX | Equifax, Inc. | 11 | $2 | 0.0% | $143.47 | +12.9% | COM | 294429105 |
| — | Gabelli Global Small & Mid C | 133 | $2 | 0.0% | $15.04 | — | COM | 36249W104 |
| — | Smartsheet, Inc. Cl A | 34 | $2 | 0.0% | $58.82 | — | SHS CL A | 83200N103 |
| GS | Goldman Sachs Group, Inc. (The) | 7 | $2 | 0.0% | $164.18 | +20.0% | COM | 38141G104 |
| — | The Taiwan Fund Inc | 88 | $2 | 0.0% | $22.73 | — | COM | 874036106 |
| — | Morgan Stanley China A Sh Fd | 99 | $2 | 0.0% | $20.20 | — | COM | 617468103 |
| UPS | United Parcel Service Inc | 11 | $2 | 0.0% | $136.91 | 0.0% | CL B | 911312106 |
| IHG | InterContinental Hotels Group plc ADR | 33 | $2 | 0.0% | $60.61 | — | SPONSORED ADR | 45857P806 |
| TCOM | Trip.com Group Ltd ADR | 48 | $2 | 0.0% | $20.83 | — | ADS | 89677Q107 |
| TEVA | Teva Pharmaceutical Inds Ltd | 166 | $2 | 0.0% | $6.02 | — | SPONSORED ADR | 881624209 |
| JNJ | Johnson & Johnson | 15 | $2 | 0.0% | $124.24 | +2.6% | COM | 478160104 |
| AMD | Advanced Micro Devices, Inc. | 24 | $2 | 0.0% | $53.02 | +62.8% | COM | 007903107 |
| AAPL | Apple Inc | 17 | $2 | 0.0% | $105.97 | +10.4% | COM | 037833100 |
| ADSK | Autodesk, Inc. | 7 | $2 | 0.0% | $196.57 | +34.1% | COM | 052769106 |
| LYB | LyondellBasell Industries N.V. Class A | 15 | $1 | 0.0% | $40.79 | +41.0% | SHS - A - | N53745100 |
| WEN | The Wendy's Co | 42 | $1 | 0.0% | $22.78 | 0.0% | COM | 95058W100 |