M3F, Inc. Diversified Active

Location: Salt Lake City, UT

CIK: 0001511291 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 13, 2017

Total Value: $101M (100.0% shares, 0.0% debt)

Holdings (31)

FUNC FIRST UTD CORP COM 11.0%

Value $11.17M Shares 670,681 Share Price $16.65 * Est. Cost/Share $8.65 Unrealized @ Report Date +50.0%

CFG CITIZENS FINL GROUP INC COM 9.9%

Value $10.04M Shares 265,000 Share Price $37.87 * Est. Cost/Share $17.14 Unrealized @ Report Date +57.7%

FITB Fifth Third Bancorp 9.4%

Value $9.513M Shares 340,000 Share Price $27.98 * Est. Cost/Share $18.02 Unrealized @ Report Date +14.5%

WFC WELLS FARGO & CO NEW COM 6.9%

Value $7.004M Shares 127,000 Share Price $55.15 * Est. Cost/Share $42.18 Unrealized @ Report Date +3.9%

CFNB California First National Bancorp 6.5%

Value $6.559M Shares 362,398 Share Price $18.10 * Est. Cost/Share $11.61 Unrealized @ Report Date +18.9%

— THE BANK OF PRINCETON 5.1%

Value $5.172M Shares 161,685 Share Price $31.99 Est. Cost/Share $31.99 Unrealized @ Report Date —

ASRV AMERISERV FINL INC COM 4.4%

Value $4.448M Shares 1,111,989 Share Price $4.00 * Est. Cost/Share $2.58 Unrealized @ Report Date +18.7%

MBCN MIDDLEFIELD BANC CORP 3.8%

Value $3.855M Shares 83,616 Share Price $46.10 * Est. Cost/Share $19.06 Unrealized @ Report Date -5.8%

— RANDOLPH BANCORP INC 3.6%

Value $3.594M Shares 234,740 Share Price $15.31 Est. Cost/Share $13.63 Unrealized @ Report Date —

— PB BANCORP INC 3.5%

Value $3.559M Shares 338,956 Share Price $10.50 Est. Cost/Share $9.21 Unrealized @ Report Date —

PFBX PEOPLES FINL CORP MISS COM 3.4%

Value $3.474M Shares 236,325 Share Price $14.70 * Est. Cost/Share $8.69 Unrealized @ Report Date +40.1%

— OPUS BK IRVINE CALIF COM 3.4%

Value $3.426M Shares 142,764 Share Price $24.00 Est. Cost/Share $24.00 Unrealized @ Report Date —

PROV PROVIDENT FINL HLDGS INC COM 3.2%

Value $3.28M Shares 167,367 Share Price $19.60 Est. Cost/Share $19.05 Unrealized @ Report Date +2.9%

SFBC SOUND FINL BANCORP INC COM 3.2%

Value $3.226M Shares 94,892 Share Price $34.00 * Est. Cost/Share $18.98 Unrealized @ Report Date +52.8%

NODK NI HOLDINGS INC 3.1%

Value $3.099M Shares 173,131 Share Price $17.90 Est. Cost/Share $14.90 Unrealized @ Report Date +20.1%

— AMERICAN RIVER BANKSHARES COM 2.3%

Value $2.318M Shares 167,475 Share Price $13.84 Est. Cost/Share $12.35 Unrealized @ Report Date —

— ICC HOLDINGS INC 2.1%

Value $2.105M Shares 116,919 Share Price $18.00 Est. Cost/Share $17.14 Unrealized @ Report Date —

BANX STONECASTLE FINANCIAL CORP 2.0%

Value $2.041M Shares 98,886 Share Price $20.64 * Est. Cost/Share $6.79 Unrealized @ Report Date +41.5%

— MAGYAR BANCORP INC COM 1.9%

Value $1.949M Shares 160,428 Share Price $12.15 Est. Cost/Share $9.47 Unrealized @ Report Date —

WLFC Willis Lease Finance Corp 1.6%

Value $1.6M Shares 65,054 Share Price $24.59 Est. Cost/Share $24.74 Unrealized @ Report Date -0.6%

— HMN Financial Inc 1.4%

Value $1.373M Shares 76,904 Share Price $17.85 Est. Cost/Share $11.51 Unrealized @ Report Date —

— DNB FINL CORP COM 1.3%

Value $1.3M Shares 36,946 Share Price $35.19 Est. Cost/Share $29.24 Unrealized @ Report Date —

— HARBORONE BANCORP INC 1.2%

Value $1.196M Shares 63,584 Share Price $18.81 Est. Cost/Share $18.81 Unrealized @ Report Date —

CHMG CHEMUNG FINL CORP COM 1.0%

Value $1.037M Shares 22,011 Share Price $47.11 * Est. Cost/Share $21.19 Unrealized @ Report Date +77.5%

— Community West Bancshares 1.0%

Value $1.02M Shares 98,531 Share Price $10.35 Est. Cost/Share $8.34 Unrealized @ Report Date —

WNEB WESTERN NEW ENGLAND BANCORP 0.9%

Value $953K Shares 87,463 Share Price $10.90 * Est. Cost/Share $6.49 Unrealized @ Report Date +33.4%

— HopFed Bancorp Inc 0.8%

Value $827K Shares 57,039 Share Price $14.50 Est. Cost/Share $10.80 Unrealized @ Report Date —

OVLY OAK VALLEY BANCORP 0.6%

Value $650K Shares 38,689 Share Price $16.80 Est. Cost/Share $14.04 Unrealized @ Report Date +19.6%

FBIZ FIRST BUS FINL SVCS INC WIS COM 0.6%

Value $637K Shares 28,016 Share Price $22.74 * Est. Cost/Share $17.37 Unrealized @ Report Date +4.4%

OFED OCONEE FED FINL CORP COM 0.4%

Value $446K Shares 15,909 Share Price $28.03 Est. Cost/Share $26.91 Unrealized @ Report Date +3.3%

— ESSA Bancorp Inc 0.3%

Value $295K Shares 18,820 Share Price $15.67 Est. Cost/Share $15.67 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
FUNC	FIRST UTD CORP COM	670,681	$11.17M	11.0%	$16.65 *	$8.65	+50.0%	COMMON	33741H107
CFG	CITIZENS FINL GROUP INC COM	265,000	$10.04M	9.9%	$37.87 *	$17.14	+57.7%	COMMON	174610105
FITB	Fifth Third Bancorp	340,000	$9.513M	9.4%	$27.98 *	$18.02	+14.5%	COMMON	316773100
WFC	WELLS FARGO & CO NEW COM	127,000	$7.004M	6.9%	$55.15 *	$42.18	+3.9%	COMMON	949746101
CFNB	California First National Bancorp	362,398	$6.559M	6.5%	$18.10 *	$11.61	+18.9%	COMMON	130222102
—	THE BANK OF PRINCETON	161,685	$5.172M	5.1%	$31.99	$31.99	—	COMMON	064520109
ASRV	AMERISERV FINL INC COM	1,111,989	$4.448M	4.4%	$4.00 *	$2.58	+18.7%	COMMON	03074A102
MBCN	MIDDLEFIELD BANC CORP	83,616	$3.855M	3.8%	$46.10 *	$19.06	-5.8%	COMMON	596304204
—	RANDOLPH BANCORP INC	234,740	$3.594M	3.6%	$15.31	$13.63	—	COMMON	752378109
—	PB BANCORP INC	338,956	$3.559M	3.5%	$10.50	$9.21	—	COMMON	70454T100
PFBX	PEOPLES FINL CORP MISS COM	236,325	$3.474M	3.4%	$14.70 *	$8.69	+40.1%	COMMON	71103B102
—	OPUS BK IRVINE CALIF COM	142,764	$3.426M	3.4%	$24.00	$24.00	—	COMMON	684000102
PROV	PROVIDENT FINL HLDGS INC COM	167,367	$3.28M	3.2%	$19.60	$19.05	+2.9%	COMMON	743868101
SFBC	SOUND FINL BANCORP INC COM	94,892	$3.226M	3.2%	$34.00 *	$18.98	+52.8%	COMMON	83607A100
NODK	NI HOLDINGS INC	173,131	$3.099M	3.1%	$17.90	$14.90	+20.1%	COMMON	65342T106
—	AMERICAN RIVER BANKSHARES COM	167,475	$2.318M	2.3%	$13.84	$12.35	—	COMMON	029326105
—	ICC HOLDINGS INC	116,919	$2.105M	2.1%	$18.00	$17.14	—	COMMON	44931Q104
BANX	STONECASTLE FINANCIAL CORP	98,886	$2.041M	2.0%	$20.64 *	$6.79	+41.5%	COMMON	861780104
—	MAGYAR BANCORP INC COM	160,428	$1.949M	1.9%	$12.15	$9.47	—	COMMON	55977T109
WLFC	Willis Lease Finance Corp	65,054	$1.6M	1.6%	$24.59	$24.74	-0.6%	COMMON	970646105
—	HMN Financial Inc	76,904	$1.373M	1.4%	$17.85	$11.51	—	COMMON	40424G108
—	DNB FINL CORP COM	36,946	$1.3M	1.3%	$35.19	$29.24	—	COMMON	233237106
—	HARBORONE BANCORP INC	63,584	$1.196M	1.2%	$18.81	$18.81	—	COMMON	41165F101
CHMG	CHEMUNG FINL CORP COM	22,011	$1.037M	1.0%	$47.11 *	$21.19	+77.5%	COMMON	164024101
—	Community West Bancshares	98,531	$1.02M	1.0%	$10.35	$8.34	—	COMMON	204157101
WNEB	WESTERN NEW ENGLAND BANCORP	87,463	$953K	0.9%	$10.90 *	$6.49	+33.4%	COMMON	958892101
—	HopFed Bancorp Inc	57,039	$827K	0.8%	$14.50	$10.80	—	COMMON	439734104
OVLY	OAK VALLEY BANCORP	38,689	$650K	0.6%	$16.80	$14.04	+19.6%	COMMON	671807105
FBIZ	FIRST BUS FINL SVCS INC WIS COM	28,016	$637K	0.6%	$22.74 *	$17.37	+4.4%	COMMON	319390100
OFED	OCONEE FED FINL CORP COM	15,909	$446K	0.4%	$28.03	$26.91	+3.3%	COMMON	675607105
—	ESSA Bancorp Inc	18,820	$295K	0.3%	$15.67	$15.67	—	COMMON	29667D104