Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 12, 2016
Total Value: $549M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LEVEL 3 COMMUNICATIONS INC | 1,930,211 | $99.39M | 18.1% | $51.49 | $22.20 | — | COM NEW | 52729N308 |
| — | CHIMERA INVT CORP | 4,293,875 | $67.41M | 12.3% | $15.70 | $13.69 | — | COM NEW | 16934Q208 |
| SUI | SUN CMNTYS INC | 293,657 | $22.51M | 4.1% | $76.64 | $68.47 | — | COM | 866674104 |
| — | WEST CORP | 1,034,345 | $20.34M | 3.7% | $19.66 | $23.48 | — | COM | 952355204 |
| EPD | ENTERPRISE PRODS PARTNERS L | 679,022 | $19.87M | 3.6% | $29.26 | $51.23 | — | COM | 293792107 |
| — | CYS INVTS INC | 2,139,532 | $17.91M | 3.3% | $8.37 | $8.46 | — | COM | 12673A108 |
| — | SPX CORP | 3,515 | $16.73M | 3.1% | $4759.60 | — | — | Put | 784635104 |
| SYK | STRYKER CORP | 131,220 | $15.72M | 2.9% | $119.83 * | $56.92 | +76.3% | COM | 863667101 |
| — | ANNALY CAP MGMT INC | 1,361,822 | $15.07M | 2.7% | $11.07 | $12.54 | — | COM | 035710409 |
| BKD | BROOKDALE SR LIVING INC | 810,940 | $12.52M | 2.3% | $15.44 * | $25.17 | -30.7% | COM | 112463104 |
| — | BARRICK GOLD CORP | 582,197 | $12.43M | 2.3% | $21.35 | $14.59 | — | COM | 067901108 |
| — | TWO HBRS INVT CORP | 1,307,654 | $11.19M | 2.0% | $8.56 | $10.07 | — | COM | 90187B101 |
| GS | GOLDMAN SACHS GROUP INC | 69,400 | $10.31M | 1.9% | $148.57 * | $120.06 | +6.5% | COM | 38141G104 |
| SLRC | SOLAR CAP LTD | 479,013 | $9.125M | 1.7% | $19.05 * | $6.98 | +5.9% | COM | 83413U100 |
| — | MFA FINL INC | 1,218,300 | $8.857M | 1.6% | $7.27 | $7.97 | — | COM | 55272X102 |
| — | MVC CAPITAL INC | 995,423 | $8.003M | 1.5% | $8.04 | $11.38 | — | COM | 553829102 |
| — | ELLINGTON FINANCIAL LLC | 442,344 | $7.577M | 1.4% | $17.13 | $22.62 | — | COM | 288522303 |
| NEM | NEWMONT MINING CORP | 192,763 | $7.541M | 1.4% | $39.12 * | $17.09 | +52.2% | COM | 651639106 |
| — | SOLAR SR CAP LTD | 462,645 | $7.453M | 1.4% | $16.11 | $16.13 | — | COM | 83416M105 |
| ARI | APOLLO COML REAL EST FIN INC | 389,286 | $6.256M | 1.1% | $16.07 | $15.82 | — | COM | 03762U105 |
| — | ALLIED WRLD ASSUR COM HLDG A | 150,440 | $5.286M | 1.0% | $35.14 | $55.85 | — | SHS | H01531104 |
| — | ZAIS FINL CORP | 377,284 | $5.173M | 0.9% | $13.71 | $17.26 | — | COM | 98886K108 |
| PNNT | PENNANTPARK INVT CORP | 748,056 | $5.109M | 0.9% | $6.83 * | $2.40 | -15.8% | COM | 708062104 |
| NMFC | NEW MTN FIN CORP | 384,462 | $4.96M | 0.9% | $12.90 * | $4.01 | +11.0% | COM | 647551100 |
| — | THL CR INC | 443,215 | $4.933M | 0.9% | $11.13 | $11.82 | — | COM | 872438106 |
| GSBD | GOLDMAN SACHS BDC INC | 244,902 | $4.896M | 0.9% | $19.99 | $22.59 | -12.6% | SHS | 38147U107 |
| FDUS | FIDUS INVT CORP | 299,230 | $4.569M | 0.8% | $15.27 * | $4.72 | +11.3% | COM | 316500107 |
| CMCSA | COMCAST CORP NEW | 60,000 | $3.911M | 0.7% | $65.18 * | $23.76 | +4.0% | CL A | 20030N101 |
| PFLT | PENNANTPARK FLOATING RATE CA | 309,184 | $3.834M | 0.7% | $12.40 * | $4.18 | +6.4% | COM | 70806A106 |
| SYF | SYNCHRONY FINL | 140,362 | $3.548M | 0.6% | $25.28 * | $25.00 | -7.1% | COM | 87165B103 |
| — | NUSTAR ENERGY LP | 70,406 | $3.506M | 0.6% | $49.80 | $45.65 | — | UNIT COM | 67058H102 |
| CSCO | CISCO SYS INC | 120,000 | $3.443M | 0.6% | $28.69 * | $15.24 | +36.9% | COM | 17275R102 |
| C | CITIGROUP INC | 79,400 | $3.366M | 0.6% | $42.39 * | $31.24 | +5.9% | COM NEW | 172967424 |
| STWD | STARWOOD PPTY TR INC | 160,853 | $3.333M | 0.6% | $20.72 | $23.47 | — | COM | 85571B105 |
| ZBH | ZIMMER BIOMET HLDGS INC | 27,100 | $3.262M | 0.6% | $120.37 * | $67.30 | +55.4% | COM | 98956P102 |
| BXMT | BLACKSTONE MTG TR INC | 111,249 | $3.078M | 0.6% | $27.67 | $27.85 | — | COM CL A | 09257W100 |
| — | MEDLEY CAP CORP | 444,851 | $2.981M | 0.5% | $6.70 | $8.74 | — | COM | 58503F106 |
| PFE | PFIZER INC | 84,247 | $2.966M | 0.5% | $35.21 * | $16.46 | +27.9% | COM | 717081103 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 226,647 | $2.883M | 0.5% | $12.72 | $14.05 | -9.9% | COM NEW | 652526203 |
| — | FACTORSHARES TR | 116,600 | $2.786M | 0.5% | $23.89 | $25.72 | — | ISE CYBER SEC | 30304R407 |
| — | TCP CAP CORP | 167,136 | $2.554M | 0.5% | $15.28 | $14.18 | — | COM | 87238Q103 |
| EXC | EXELON CORP | 70,000 | $2.545M | 0.5% | $36.36 * | $15.41 | +14.6% | COM | 30161N101 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 206,354 | $2.518M | 0.5% | $12.20 * | $3.32 | +17.2% | COM | 44045A102 |
| — | GENERAL ELECTRIC CO | 79,952 | $2.517M | 0.5% | $31.48 | $23.19 | — | COM | 369604103 |
| — | ENERGY TRANSFER PRTNRS L P | 61,380 | $2.337M | 0.4% | $38.07 | $52.20 | — | UNIT LTD PARTN | 29273R109 |
| KGC | KINROSS GOLD CORP | 463,352 | $2.266M | 0.4% | $4.89 * | $4.62 | +3.2% | COM NO PAR | 496902404 |
| GM | GENERAL MTRS CO | 78,479 | $2.221M | 0.4% | $28.30 * | $26.01 | -4.6% | COM | 37045V100 |
| XOM | EXXON MOBIL CORP | 23,240 | $2.179M | 0.4% | $93.76 * | $53.69 | +7.8% | COM | 30231G102 |
| — | TC PIPELINES LP | 38,000 | $2.176M | 0.4% | $57.26 | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| MSFT | MICROSOFT CORP | 42,400 | $2.17M | 0.4% | $51.18 * | $26.70 | +72.2% | COM | 594918104 |
| — | TENET HEALTHCARE CORP | 75,000 | $2.073M | 0.4% | $27.64 | $27.64 | — | COM NEW | 8033G407 |
| TRGP | TARGA RES CORP | 47,178 | $1.988M | 0.4% | $42.14 * | $15.07 | +68.9% | COM | 87612G101 |
| — | FIREEYE INC | 119,800 | $1.973M | 0.4% | $16.47 | $18.30 | — | COM | 31816Q101 |
| — | BUCKEYE PARTNERS L P | 26,963 | $1.896M | 0.3% | $70.32 | $69.06 | — | UNIT LTD PARTN | 118230101 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.87M | 0.3% | $76.02 | $54.51 | — | COM UNIT RP LP | 559080106 |
| AXP | AMERICAN EXPRESS CO | 30,000 | $1.823M | 0.3% | $60.77 * | $50.49 | +9.4% | COM | 025816109 |
| — | MB FINANCIAL INC NEW | 50,000 | $1.814M | 0.3% | $36.28 | $26.80 | — | COM | 55264U108 |
| HTGC | HERCULES CAPITAL INC | 142,502 | $1.77M | 0.3% | $12.42 * | $11.24 | +8.1% | COM | 427096508 |
| — | DOW CHEM CO | 35,000 | $1.74M | 0.3% | $49.71 | $51.48 | — | COM | 260543103 |
| — | AMERICAN CAPITAL AGENCY CORP | 87,633 | $1.737M | 0.3% | $19.82 | $20.16 | — | COM | 02503X105 |
| RIG | TRANSOCEAN LTD | 121,138 | $1.44M | 0.3% | $11.89 * | $24.77 | -58.7% | REG SHS | H8817H100 |
| — | JPMORGAN CHASE & CO | 70,200 | $1.422M | 0.3% | $20.26 | $23.69 | — | *W EXP 10/28/201 | 46634E114 |
| LLY | LILLY ELI & CO | 18,000 | $1.418M | 0.3% | $78.78 * | $42.21 | +51.8% | COM | 532457108 |
| ABBV | ABBVIE INC | 22,000 | $1.362M | 0.2% | $61.91 * | $26.55 | +54.3% | COM | 00287Y109 |
| SYNA | SYNAPTICS INC | 25,073 | $1.348M | 0.2% | $53.76 * | $66.96 | +2.6% | COM | 87157D109 |
| QCOM | QUALCOMM INC | 25,000 | $1.339M | 0.2% | $53.56 * | $37.73 | +6.8% | COM | 747525103 |
| — | E M C CORP MASS | 40,000 | $1.087M | 0.2% | $27.18 | $23.63 | — | COM | 268648102 |
| — | SOLARCITY CORP | 500 | $1.076M | 0.2% | $2152.00 | — | — | Put | 83416T100 |
| ZTS | ZOETIS INC | 21,174 | $1.005M | 0.2% | $47.46 * | $29.32 | +49.6% | CL A | 98978V103 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $917K | 0.2% | $16.61 | $16.14 | — | COM | 87265K102 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $910K | 0.2% | $45.50 * | $23.16 | +50.4% | CL A | 609207105 |
| — | LAYNE CHRISTENSEN CO | 1,000,000 | $869K | 0.2% | $0.87 | $0.70 | — | NOTE 4.250%11/1 | 521050AB0 |
| — | BOARDWALK PIPELINE PARTNERS | 49,796 | $869K | 0.2% | $17.45 | $30.20 | — | UT LTD PARTNER | 096627104 |
| ABT | ABBOTT LABS | 22,000 | $865K | 0.2% | $39.32 * | $28.85 | +15.6% | COM | 002824100 |
| — | PLAINS GP HLDGS L P | 82,000 | $855K | 0.2% | $10.43 | $25.78 | — | SHS A REP LTPN | 72651A108 |
| — | INVESCO MORTGAGE CAPITAL INC | 60,834 | $833K | 0.2% | $13.69 | $16.57 | — | COM | 46131B100 |
| — | FS INVT CORP | 90,600 | $820K | 0.1% | $9.05 | $9.24 | — | COM | 302635107 |
| — | ISTAR INC | 75,000 | $719K | 0.1% | $9.59 | $11.29 | — | COM | 45031U101 |
| — | COLONY STARWOOD HOMES | 22,350 | $680K | 0.1% | $30.43 | $24.74 | — | COM | 19625X102 |
| — | SILVER BAY RLTY TR CORP | 36,791 | $627K | 0.1% | $17.04 | $16.55 | — | COM | 82735Q102 |
| — | GENERAL GROWTH PPTYS INC NEW | 20,719 | $618K | 0.1% | $29.83 | $19.87 | — | COM | 370023103 |
| — | AMERICAN CAP LTD | 38,500 | $602K | 0.1% | $15.64 | $14.80 | — | COM | 02503Y103 |
| — | TOTAL S A | 12,500 | $601K | 0.1% | $48.08 | $48.70 | — | SPONSORED ADR | 89151E109 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $576K | 0.1% | $16.23 | $15.46 | — | COM | 70931T103 |
| — | NUVEEN PREM INCOME MUN FD | 37,251 | $575K | 0.1% | $15.44 | $12.32 | — | COM | 67062T100 |
| — | TRANSATLANTIC PETROLEUM LTD | 686,528 | $563K | 0.1% | $0.82 | $8.35 | — | SHS NEW | G89982113 |
| MCD | MCDONALDS CORP | 250 | $520K | 0.1% | $2080.00 | — | — | Call | 580135101 |
| CFG | CITIZENS FINL GROUP INC | 24,000 | $480K | 0.1% | $20.00 * | $17.55 | -11.9% | COM | 174610105 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $478K | 0.1% | $13.07 | $15.62 | — | COM SHS BEN INT | 288578107 |
| — | APOLLO INVT CORP | 80,800 | $448K | 0.1% | $5.54 | $8.48 | — | COM | 03761U106 |
| AAPL | APPLE INC | 1,700 | $433K | 0.1% | $254.71 | — | — | Call | 037833100 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $424K | 0.1% | $13.82 | $11.12 | — | COM | 46133G107 |
| — | LEVEL 3 COMMUNICATIONS INC | 800 | $416K | 0.1% | $520.00 | $22.20 | — | Call | 52729N308 |
| ARCC | ARES CAP CORP | 25,928 | $368K | 0.1% | $14.19 * | $5.84 | +1.6% | COM | 04010L103 |
| — | EATON VANCE MUN BD FD | 25,500 | $361K | 0.1% | $14.16 | $11.29 | — | COM | 27827X101 |
| KBR | KBR INC | 27,000 | $357K | 0.1% | $13.22 * | $26.54 | -52.6% | COM | 48242W106 |
| EPR | EPR PPTYS | 4,400 | $355K | 0.1% | $80.68 | $57.56 | — | COM SH BEN INT | 26884U109 |
| — | CALUMET SPECIALTY PRODS PTNR | 69,547 | $341K | 0.1% | $4.90 | $36.38 | — | UT LTD PARTNER | 131476103 |
| COP | CONOCOPHILLIPS | 7,200 | $314K | 0.1% | $43.61 * | $39.96 | -17.9% | COM | 20825C104 |
| BMY | BRISTOL MYERS SQUIBB CO | 250 | $304K | 0.1% | $1216.00 | — | — | Call | 110122108 |
| RITM | NEW RESIDENTIAL INVT CORP | 19,646 | $272K | 0.0% | $13.85 | $15.02 | — | COM NEW | 64828T201 |
| VALE | VALE S A | 53,100 | $269K | 0.0% | $5.07 | $13.15 | — | ADR | 91912E105 |
| — | SEADRILL LIMITED | 500,000 | $265K | 0.0% | $0.53 | $0.53 | — | SHS | G7945E105 |
| — | INVESCO MUN TR | 17,900 | $254K | 0.0% | $14.19 | $11.60 | — | COM | 46131J103 |
| GS | GOLDMAN SACHS GROUP INC | 200 | $246K | 0.0% | $1230.00 * | $120.06 | +6.5% | Put | 38141G104 |
| — | PENNEY J C INC | 25,000 | $222K | 0.0% | $8.88 | $8.62 | — | COM | 708160106 |
| — | AMERICAN CAP LTD | 1,800 | $212K | 0.0% | $117.78 | $14.80 | — | Call | 02503Y103 |
| — | ZAIS GROUP HLDGS INC | 54,355 | $153K | 0.0% | $2.81 | $9.16 | — | COM | 98887G106 |
| BKD | BROOKDALE SR LIVING INC | 669 | $151K | 0.0% | $225.71 * | $25.17 | -30.7% | Call | 112463104 |
| — | VALE S A | 37,500 | $150K | 0.0% | $4.00 | $12.16 | — | ADR REPSTG PFD | 91912E204 |
| — | OCWEN FINL CORP | 76,400 | $131K | 0.0% | $1.71 | $13.85 | — | COM NEW | 675746309 |
| AXP | AMERICAN EXPRESS CO | 300 | $125K | 0.0% | $416.67 * | $50.49 | +9.4% | Put | 025816109 |
| MSFT | MICROSOFT CORP | 300 | $120K | 0.0% | $400.00 * | $26.70 | +72.2% | Call | 594918104 |
| QCOM | QUALCOMM INC | 150 | $87,000 | 0.0% | $580.00 * | $37.73 | +6.8% | Call | 747525103 |
| GM | GENERAL MTRS CO | 300 | $27,000 | 0.0% | $90.00 * | $26.01 | -4.6% | Call | 37045V100 |
| — | SPX CORP | 600 | $17,000 | 0.0% | $28.33 | — | — | Call | 784635104 |
| — | LEVEL 3 COMMUNICATIONS INC | 100 | $3,000 | 0.0% | $30.00 | $22.20 | — | Put | 52729N308 |
| — | OCWEN FINL CORP | 400 | $2,000 | 0.0% | $5.00 | $13.85 | — | Call | 675746309 |