Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 12, 2016
Total Value: $610M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LEVEL 3 COMMUNICATIONS INC | 1,930,211 | $166M | 27.1% | $85.74 | $22.20 | — | COM NEW | 52729N308 |
| — | CHIMERA INVT CORP | 4,293,875 | $58.35M | 9.6% | $13.59 | $13.69 | — | COM NEW | 16934Q208 |
| — | SPX CORP | 3,250 | $23.95M | 3.9% | $7370.15 | — | — | Put | 784635104 |
| — | WEST CORP | 1,034,345 | $23.6M | 3.9% | $22.82 | $23.48 | — | COM | 952355204 |
| SUI | SUN CMNTYS INC | 270,148 | $19.34M | 3.2% | $71.61 | $67.76 | — | COM | 866674104 |
| — | CYS INVTS INC | 2,139,532 | $17.42M | 2.9% | $8.14 | $8.46 | — | COM | 12673A108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 679,022 | $16.72M | 2.7% | $24.62 | $51.23 | — | COM | 293792107 |
| — | SPX CORP | 600 | $15.81M | 2.6% | $26353.33 | — | — | Call | 784635104 |
| SYK | STRYKER CORP | 131,220 | $14.08M | 2.3% | $107.29 * | $56.92 | +54.9% | COM | 863667101 |
| — | ANNALY CAP MGMT INC | 1,361,822 | $13.97M | 2.3% | $10.26 | $12.54 | — | COM | 035710409 |
| BKD | BROOKDALE SR LIVING INC | 810,940 | $12.88M | 2.1% | $15.88 * | $25.17 | -39.4% | COM | 112463104 |
| GS | GOLDMAN SACHS GROUP INC | 69,400 | $10.89M | 1.8% | $156.97 * | $120.06 | +5.1% | COM | 38141G104 |
| — | TWO HBRS INVT CORP | 1,307,654 | $10.38M | 1.7% | $7.94 | $10.07 | — | COM | 90187B101 |
| — | MFA FINL INC | 1,218,300 | $8.345M | 1.4% | $6.85 | $7.97 | — | COM | 55272X102 |
| SLRC | SOLAR CAP LTD | 479,013 | $8.277M | 1.4% | $17.28 * | $6.98 | -5.0% | COM | 83413U100 |
| — | BARRICK GOLD CORP | 582,197 | $7.906M | 1.3% | $13.58 | $14.59 | — | COM | 067901108 |
| — | ELLINGTON FINANCIAL LLC | 442,344 | $7.706M | 1.3% | $17.42 | $22.62 | — | COM | 288522303 |
| — | MVC CAPITAL INC | 990,223 | $7.387M | 1.2% | $7.46 | $11.38 | — | COM | 553829102 |
| — | SOLAR SR CAP LTD | 462,645 | $6.745M | 1.1% | $14.58 | $16.13 | — | COM | 83416M105 |
| ARI | APOLLO COML REAL EST FIN INC | 389,286 | $6.345M | 1.0% | $16.30 | $15.82 | — | COM | 03762U105 |
| — | ZAIS FINL CORP | 377,284 | $5.629M | 0.9% | $14.92 | $17.26 | — | COM | 98886K108 |
| — | ALLIED WRLD ASSUR COM HLDG A | 150,440 | $5.256M | 0.9% | $34.94 | $55.85 | — | SHS | H01531104 |
| PNNT | PENNANTPARK INVT CORP | 748,056 | $5.243M | 0.9% | $7.01 * | $2.40 | -28.9% | COM | 708062104 |
| NEM | NEWMONT MINING CORP | 192,763 | $5.124M | 0.8% | $26.58 * | $17.09 | +6.3% | COM | 651639106 |
| NMFC | NEW MTN FIN CORP | 384,462 | $4.859M | 0.8% | $12.64 * | $4.01 | +5.4% | COM | 647551100 |
| — | THL CR INC | 443,215 | $4.8M | 0.8% | $10.83 | $11.82 | — | COM | 872438106 |
| GSBD | GOLDMAN SACHS BDC INC | 244,902 | $4.8M | 0.8% | $19.60 * | $22.59 | -16.7% | SHS | 38147U107 |
| SYF | SYNCHRONY FINL | 140,362 | $4.023M | 0.7% | $28.66 * | $25.00 | -11.3% | COM | 87165B103 |
| FDUS | FIDUS INVT CORP | 247,129 | $3.833M | 0.6% | $15.51 * | $4.61 | +0.2% | COM | 316500107 |
| CMCSA | COMCAST CORP NEW | 60,000 | $3.665M | 0.6% | $61.08 * | $23.76 | -4.3% | CL A | 20030N101 |
| PFLT | PENNANTPARK FLOATING RATE CA | 309,184 | $3.617M | 0.6% | $11.70 * | $4.18 | -4.1% | COM | 70806A106 |
| CSCO | CISCO SYS INC | 120,000 | $3.416M | 0.6% | $28.47 * | $15.24 | +24.3% | COM | 17275R102 |
| C | CITIGROUP INC | 79,400 | $3.315M | 0.5% | $41.75 * | $31.24 | 0.0% | COM NEW | 172967424 |
| STWD | STARWOOD PPTY TR INC | 160,853 | $3.045M | 0.5% | $18.93 | $23.47 | — | COM | 85571B105 |
| BXMT | BLACKSTONE MTG TR INC | 111,249 | $2.988M | 0.5% | $26.86 | $27.85 | — | COM CL A | 09257W100 |
| — | MEDLEY CAP CORP | 444,851 | $2.936M | 0.5% | $6.60 | $8.74 | — | COM | 58503F106 |
| ZBH | ZIMMER BIOMET HLDGS INC | 27,100 | $2.89M | 0.5% | $106.64 * | $67.30 | +32.5% | COM | 98956P102 |
| — | NUSTAR ENERGY LP | 70,406 | $2.844M | 0.5% | $40.39 | $45.65 | — | UNIT COM | 67058H102 |
| — | FACTORSHARES TR | 116,600 | $2.795M | 0.5% | $23.97 | $25.72 | — | ISE CYBER SEC | 30304R407 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 221,547 | $2.769M | 0.5% | $12.50 * | $14.08 | -18.8% | COM NEW | 652526203 |
| — | GENERAL ELECTRIC CO | 79,952 | $2.542M | 0.4% | $31.79 | $23.19 | — | COM | 369604103 |
| PFE | PFIZER INC | 84,247 | $2.527M | 0.4% | $30.00 * | $16.46 | +13.5% | COM | 717081103 |
| EXC | EXELON CORP | 70,000 | $2.51M | 0.4% | $35.86 * | $15.41 | +2.8% | COM | 30161N101 |
| — | TCP CAP CORP | 167,136 | $2.492M | 0.4% | $14.91 | $14.18 | — | COM | 87238Q103 |
| GM | GENERAL MTRS CO | 78,479 | $2.467M | 0.4% | $31.44 * | $26.01 | -6.6% | COM | 37045V100 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 206,354 | $2.396M | 0.4% | $11.61 * | $3.32 | +3.7% | COM | 44045A102 |
| MSFT | MICROSOFT CORP | 42,400 | $2.342M | 0.4% | $55.24 * | $26.70 | +72.5% | COM | 594918104 |
| — | DOW CHEM CO | 45,000 | $2.289M | 0.4% | $50.87 | $51.48 | — | COM | 260543103 |
| — | FIREEYE INC | 119,800 | $2.155M | 0.4% | $17.99 | $18.30 | — | COM | 31816Q101 |
| SYNA | SYNAPTICS INC | 25,073 | $1.999M | 0.3% | $79.73 * | $66.96 | +13.3% | COM | 87157D109 |
| — | ENERGY TRANSFER PRTNRS L P | 61,380 | $1.985M | 0.3% | $32.34 | $52.20 | — | UNIT LTD PARTN | 29273R109 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.943M | 0.3% | $83.61 * | $53.69 | -3.2% | COM | 30231G102 |
| AXP | AMERICAN EXPRESS CO | 30,000 | $1.842M | 0.3% | $61.40 * | $50.49 | 0.0% | COM | 025816109 |
| — | BUCKEYE PARTNERS L P | 26,963 | $1.832M | 0.3% | $67.94 | $69.06 | — | UNIT LTD PARTN | 118230101 |
| — | TC PIPELINES LP | 38,000 | $1.832M | 0.3% | $48.21 | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| HTGC | HERCULES CAPITAL INC | 142,502 | $1.711M | 0.3% | $12.01 * | $11.24 | -1.1% | COM | 427096508 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.692M | 0.3% | $68.78 | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | AMERICAN CAPITAL AGENCY CORP | 87,633 | $1.633M | 0.3% | $18.63 | $20.16 | — | COM | 02503X105 |
| — | MB FINANCIAL INC NEW | 50,000 | $1.623M | 0.3% | $32.46 | $26.80 | — | COM | 55264U108 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.575M | 0.3% | $3.40 * | $4.62 | -46.3% | COM NO PAR | 496902404 |
| AAPL | APPLE INC | 1,500 | $1.44M | 0.2% | $960.00 | — | — | Call | 037833100 |
| TRGP | TARGA RES CORP | 47,178 | $1.409M | 0.2% | $29.87 * | $15.07 | 0.0% | COM | 87612G101 |
| TR | TOOTSIE ROLL INDS INC | 39,898 | $1.394M | 0.2% | $34.94 * | $22.21 | +16.6% | COM | 890516107 |
| LLY | LILLY ELI & CO | 18,000 | $1.296M | 0.2% | $72.00 * | $42.21 | +51.6% | COM | 532457108 |
| QCOM | QUALCOMM INC | 25,000 | $1.279M | 0.2% | $51.16 * | $37.73 | -2.2% | COM | 747525103 |
| ABBV | ABBVIE INC | 22,000 | $1.257M | 0.2% | $57.14 * | $26.55 | +39.8% | COM | 00287Y109 |
| — | JPMORGAN CHASE & CO | 70,200 | $1.243M | 0.2% | $17.71 | $23.69 | — | *W EXP 10/28/201 | 46634E114 |
| RIG | TRANSOCEAN LTD | 121,138 | $1.107M | 0.2% | $9.14 * | $24.77 | -59.9% | REG SHS | H8817H100 |
| — | E M C CORP MASS | 40,000 | $1.066M | 0.2% | $26.65 | $23.63 | — | COM | 268648102 |
| — | SOLARCITY CORP | 500 | $1.03M | 0.2% | $2060.00 | — | — | Put | 83416T100 |
| ZTS | ZOETIS INC | 21,174 | $939K | 0.2% | $44.35 * | $29.32 | +34.1% | CL A | 98978V103 |
| ABT | ABBOTT LABS | 22,000 | $920K | 0.2% | $41.82 * | $28.85 | +14.4% | COM | 002824100 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $891K | 0.1% | $16.14 | $16.14 | — | COM | 87265K102 |
| — | FS INVT CORP | 90,600 | $831K | 0.1% | $9.17 | $9.24 | — | COM | 302635107 |
| — | CALUMET SPECIALTY PRODS PTNR | 69,547 | $817K | 0.1% | $11.75 | $36.38 | — | UT LTD PARTNER | 131476103 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $802K | 0.1% | $40.10 * | $23.16 | +40.0% | CL A | 609207105 |
| — | INVESCO MORTGAGE CAPITAL INC | 60,834 | $741K | 0.1% | $12.18 | $16.57 | — | COM | 46131B100 |
| — | BOARDWALK PIPELINE PARTNERS | 49,796 | $734K | 0.1% | $14.74 | $30.20 | — | UT LTD PARTNER | 096627104 |
| — | ISTAR INC | 75,000 | $725K | 0.1% | $9.67 | $11.29 | — | COM | 45031U101 |
| — | LAYNE CHRISTENSEN CO | 1,000,000 | $724K | 0.1% | $0.72 | $0.70 | — | NOTE 4.250%11/1 | 521050AB0 |
| — | PLAINS GP HLDGS L P | 82,000 | $713K | 0.1% | $8.70 | $25.78 | — | SHS A REP LTPN | 72651A108 |
| MCD | MCDONALDS CORP | 250 | $687K | 0.1% | $2748.00 | — | — | Call | 580135101 |
| — | GENERAL GROWTH PPTYS INC NEW | 20,719 | $615K | 0.1% | $29.68 | $19.87 | — | COM | 370023103 |
| — | AMERICAN CAP LTD | 38,000 | $579K | 0.1% | $15.24 | $14.79 | — | COM | 02503Y103 |
| — | TOTAL S A | 12,500 | $568K | 0.1% | $45.44 | $48.70 | — | SPONSORED ADR | 89151E109 |
| — | COLONY STARWOOD HOMES | 22,350 | $553K | 0.1% | $24.74 | $24.74 | — | COM | 19625X102 |
| — | SILVER BAY RLTY TR CORP | 36,791 | $546K | 0.1% | $14.84 | $16.55 | — | COM | 82735Q102 |
| — | NUVEEN PREM INCOME MUN FD | 37,251 | $543K | 0.1% | $14.58 | $12.32 | — | COM | 67062T100 |
| FSLR | FIRST SOLAR INC | 400 | $543K | 0.1% | $1357.50 | — | — | Call | 336433107 |
| — | TRANSATLANTIC PETROLEUM LTD | 686,528 | $515K | 0.1% | $0.75 | $8.35 | — | SHS NEW | G89982113 |
| CFG | CITIZENS FINL GROUP INC | 24,000 | $503K | 0.1% | $20.96 * | $17.55 | -16.3% | COM | 174610105 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $484K | 0.1% | $13.63 | $15.46 | — | COM | 70931T103 |
| — | APOLLO INVT CORP | 80,800 | $448K | 0.1% | $5.54 | $8.48 | — | COM | 03761U106 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $438K | 0.1% | $11.98 | $15.62 | — | COM SHS BEN INT | 288578107 |
| KBR | KBR INC | 27,000 | $418K | 0.1% | $15.48 * | $26.54 | -53.8% | COM | 48242W106 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $406K | 0.1% | $13.24 | $11.12 | — | COM | 46133G107 |
| — | INVESCO MUN OPPORTUNITY TR | 27,800 | $388K | 0.1% | $13.96 | $11.73 | — | COM | 46132C107 |
| — | LEVEL 3 COMMUNICATIONS INC | 500 | $380K | 0.1% | $760.00 | $22.20 | — | Call | 52729N308 |
| — | INVESCO MUN TR | 26,900 | $358K | 0.1% | $13.31 | $11.60 | — | COM | 46131J103 |
| — | INVESCO ADVANTAGE MUNICIPAL | 28,300 | $351K | 0.1% | $12.40 | $10.53 | — | SH BEN INT | 46132E103 |
| — | INVESCO TR INVT GRADE MUNS | 24,400 | $341K | 0.1% | $13.98 | $12.17 | — | COM | 46131M106 |
| — | EATON VANCE MUN BD FD | 25,500 | $339K | 0.1% | $13.29 | $11.29 | — | COM | 27827X101 |
| — | AMERICAN CAP LTD | 1,800 | $328K | 0.1% | $182.22 | $14.79 | — | Call | 02503Y103 |
| EPR | EPR PPTYS | 4,400 | $293K | 0.0% | $66.59 | $57.56 | — | COM SH BEN INT | 26884U109 |
| COP | CONOCOPHILLIPS | 7,200 | $290K | 0.0% | $40.28 * | $39.96 | -29.7% | COM | 20825C104 |
| — | PENNEY J C INC | 25,000 | $277K | 0.0% | $11.08 | $8.62 | — | COM | 708160106 |
| — | ZAIS GROUP HLDGS INC | 54,355 | $264K | 0.0% | $4.86 | $9.16 | — | COM | 98887G106 |
| — | PUTNAM MANAGED MUN INCOM TR | 32,800 | $251K | 0.0% | $7.65 | $6.65 | — | COM | 746823103 |
| GLW | CORNING INC | 1,500 | $246K | 0.0% | $164.00 | — | — | Call | 219350105 |
| RITM | NEW RESIDENTIAL INVT CORP | 19,646 | $228K | 0.0% | $11.61 | $15.02 | — | COM NEW | 64828T201 |
| VALE | VALE S A | 53,100 | $224K | 0.0% | $4.22 | $13.15 | — | ADR | 91912E105 |
| ARCC | ARES CAP CORP | 13,800 | $205K | 0.0% | $14.86 * | $5.76 | -6.8% | COM | 04010L103 |
| — | FIFTH STREET FINANCE CORP | 40,000 | $200K | 0.0% | $5.00 | $6.38 | — | COM | 31678A103 |
| BKD | BROOKDALE SR LIVING INC | 600 | $195K | 0.0% | $325.00 * | $25.17 | -39.4% | Call | 112463104 |
| — | OCWEN FINL CORP | 76,400 | $189K | 0.0% | $2.47 | $13.85 | — | COM NEW | 675746309 |
| AXP | AMERICAN EXPRESS CO | 300 | $142K | 0.0% | $473.33 * | $50.49 | 0.0% | Put | 025816109 |
| — | VALE S A | 37,500 | $117K | 0.0% | $3.12 | $12.16 | — | ADR REPSTG PFD | 91912E204 |
| QCOM | QUALCOMM INC | 150 | $72,000 | 0.0% | $480.00 * | $37.73 | -2.2% | Call | 747525103 |
| — | HI-CRUSH PARTNERS LP | 10,000 | $50,000 | 0.0% | $5.00 | $35.10 | — | COM UNIT LTD | 428337109 |
| — | LEVEL 3 COMMUNICATIONS INC | 100 | $9,000 | 0.0% | $90.00 | $22.20 | — | Put | 52729N308 |
| — | OCWEN FINL CORP | 400 | $3,000 | 0.0% | $7.50 | $13.85 | — | Call | 675746309 |