Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 13, 2017
Total Value: $827M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WEST CORP | 1,591,636 | $389M | 47.1% | $23.93 | — | COM | 952355204 |
| — | LEVEL 3 COMMUNICATIONS INC | 1,775,970 | $94.64M | 11.4% | $34.34 | — | COM NEW | 52729N308 |
| — | CHIMERA INVT CORP | 2,761,881 | $52.26M | 6.3% | $13.69 | — | COM NEW | 16934Q208 |
| — | CYS INVTS INC | 2,097,032 | $18.12M | 2.2% | $8.46 | — | COM | 12673A108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 694,022 | $18.09M | 2.2% | $50.68 | — | COM | 293792107 |
| — | ANNALY CAP MGMT INC | 1,267,722 | $15.45M | 1.9% | $12.54 | — | COM | 035710409 |
| GS | GOLDMAN SACHS GROUP INC | 49,400 | $11.72M | 1.4% | $120.06 | +56.6% | COM | 38141G104 |
| SYK | STRYKER CORP | 81,220 | $11.54M | 1.4% | $59.09 | +121.3% | COM | 863667101 |
| — | MVC CAPITAL INC | 1,105,397 | $11.06M | 1.3% | $11.06 | — | COM | 553829102 |
| — | TWO HBRS INVT CORP | 1,047,043 | $10.55M | 1.3% | $10.07 | — | COM | 90187B101 |
| SLRC | SOLAR CAP LTD | 479,013 | $10.37M | 1.3% | $6.98 | +38.1% | COM | 83413U100 |
| — | BARRICK GOLD CORP | 582,197 | $9.368M | 1.1% | $14.59 | — | COM | 067901108 |
| BKD | BROOKDALE SR LIVING INC | 870,940 | $9.232M | 1.1% | $24.41 | -48.2% | COM | 112463104 |
| — | SOLAR SR CAP LTD | 495,609 | $8.539M | 1.0% | $16.25 | — | COM | 83416M105 |
| NEM | NEWMONT MINING CORP | 192,763 | $7.231M | 0.9% | $17.09 | +67.9% | COM | 651639106 |
| — | ELLINGTON FINANCIAL LLC | 442,344 | $6.985M | 0.8% | $22.62 | — | COM | 288522303 |
| — | SUTHERLAND ASSET MGMT CORP M | 436,432 | $6.852M | 0.8% | $13.58 | — | COM | 86933G105 |
| — | MFA FINL INC | 755,381 | $6.617M | 0.8% | $7.97 | — | COM | 55272X102 |
| CGBD | TCG BDC INC | 345,400 | $6.5M | 0.8% | $6.42 | +2.2% | COM | 872280102 |
| PNNT | PENNANTPARK INVT CORP | 859,457 | $6.455M | 0.8% | $2.45 | +12.5% | COM | 708062104 |
| — | THL CR INC | 612,713 | $5.717M | 0.7% | $11.11 | — | COM | 872438106 |
| — | NEOVASC INC | 3,000,010 | $5.1M | 0.6% | $1.66 | — | COM | 64065J106 |
| FDUS | FIDUS INVT CORP | 314,321 | $5.054M | 0.6% | $5.02 | +26.6% | COM | 316500107 |
| CMCSA | COMCAST CORP NEW | 120,000 | $4.618M | 0.6% | $29.43 | +8.8% | CL A | 20030N101 |
| NMFC | NEW MTN FIN CORP | 287,435 | $4.096M | 0.5% | $4.15 | +38.2% | COM | 647551100 |
| SYF | SYNCHRONY FINL | 130,362 | $4.048M | 0.5% | $24.93 | -2.3% | COM | 87165B103 |
| CSCO | CISCO SYS INC | 120,000 | $4.036M | 0.5% | $15.24 | +62.2% | COM | 17275R102 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 214,261 | $3.818M | 0.5% | $14.35 | +19.2% | COM NEW | 652526203 |
| — | NUSTAR ENERGY LP | 91,406 | $3.71M | 0.4% | $44.55 | — | UNIT COM | 67058H102 |
| — | FACTORSHARES TR | 116,600 | $3.51M | 0.4% | $25.72 | — | ISE CYBER SEC | 30304R407 |
| STWD | STARWOOD PPTY TR INC | 160,853 | $3.494M | 0.4% | $23.47 | — | COM | 85571B105 |
| GM | GENERAL MTRS CO | 79,149 | $3.196M | 0.4% | $26.01 | +21.5% | COM | 37045V100 |
| MSFT | MICROSOFT CORP | 42,400 | $3.158M | 0.4% | $26.70 | +149.7% | COM | 594918104 |
| PFLT | PENNANTPARK FLOATING RATE CA | 213,796 | $3.096M | 0.4% | $4.45 | +31.4% | COM | 70806A106 |
| PFE | PFIZER INC | 84,247 | $3.008M | 0.4% | $16.46 | +35.2% | COM | 717081103 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $2.588M | 0.3% | $75.27 | +43.2% | COM | 98956P102 |
| — | SIERRA METALS INC | 944,725 | $2.388M | 0.3% | $2.53 | — | COM | 82639W106 |
| TRGP | TARGA RES CORP | 47,178 | $2.232M | 0.3% | $15.07 | +115.9% | COM | 87612G101 |
| — | MEDLEY CAP CORP | 367,236 | $2.192M | 0.3% | $8.74 | — | COM | 58503F106 |
| — | TC PIPELINES LP | 38,000 | $1.988M | 0.2% | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.965M | 0.2% | $4.62 | -7.6% | COM NO PAR | 496902404 |
| ABBV | ABBVIE INC | 22,000 | $1.955M | 0.2% | $26.55 | +102.1% | COM | 00287Y109 |
| — | GENERAL ELECTRIC CO | 79,952 | $1.933M | 0.2% | $23.19 | — | COM | 369604103 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.905M | 0.2% | $53.69 | +1.2% | COM | 30231G102 |
| — | JPMORGAN CHASE & CO | 35,200 | $1.903M | 0.2% | $23.69 | — | *W EXP 10/28/201 | 46634E114 |
| MOS | MOSAIC CO NEW | 85,000 | $1.835M | 0.2% | $18.92 | 0.0% | COM | 61945C103 |
| AGNC | AGNC INVT CORP | 82,733 | $1.794M | 0.2% | $18.27 | — | COM | 00123Q104 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.748M | 0.2% | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | ENERGY TRANSFER PARTNERS LP | 92,071 | $1.684M | 0.2% | $18.29 | — | UNIT LTD PRT INT | 29278N103 |
| — | MB FINANCIAL INC NEW | 35,000 | $1.576M | 0.2% | $26.80 | — | COM | 55264U108 |
| LLY | LILLY ELI & CO | 18,000 | $1.54M | 0.2% | $42.21 | +70.9% | COM | 532457108 |
| — | BUCKEYE PARTNERS L P | 26,963 | $1.537M | 0.2% | $69.06 | — | UNIT LTD PARTN | 118230101 |
| WFC | WELLS FARGO & CO NEW | 25,000 | $1.379M | 0.2% | $42.18 | -0.1% | COM | 949746101 |
| ZTS | ZOETIS INC | 21,174 | $1.35M | 0.2% | $29.32 | +100.3% | CL A | 98978V103 |
| RIG | TRANSOCEAN LTD | 121,138 | $1.303M | 0.2% | $24.77 | -65.2% | REG SHS | H8817H100 |
| — | TENET HEALTHCARE CORP | 75,000 | $1.232M | 0.1% | $17.71 | — | COM NEW | 88033G100 |
| ABT | ABBOTT LABS | 22,000 | $1.174M | 0.1% | $28.85 | +50.3% | COM | 002824100 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $1.157M | 0.1% | $16.14 | — | COM | 87265K102 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,179,026 | $1.014M | 0.1% | $5.37 | — | SHS NEW | G89982113 |
| SYNA | SYNAPTICS INC | 25,073 | $982K | 0.1% | $66.96 | -32.6% | COM | 87157D109 |
| — | LAYNE CHRISTENSEN CO | 1,000,000 | $972K | 0.1% | $0.70 | — | NOTE 4.250%11/2 | 521050AB0 |
| AMZN | AMAZON COM INC | 400 | $924K | 0.1% | — | — | Call | 023135106 |
| VALE | VALE S A | 88,132 | $887K | 0.1% | $11.93 | — | ADR | 91912E105 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 74,470 | $827K | 0.1% | $3.60 | +14.9% | COM | 44045A102 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $813K | 0.1% | $23.16 | +49.8% | CL A | 609207105 |
| — | CIDARA THERAPEUTICS INC | 100,000 | $810K | 0.1% | $7.80 | — | COM | 171757107 |
| — | TCP CAP CORP | 49,093 | $810K | 0.1% | $14.18 | — | COM | 87238Q103 |
| GOOG | ALPHABET INC | 50 | $743K | 0.1% | — | — | Call | 02079K107 |
| ARCC | ARES CAP CORP | 44,796 | $734K | 0.1% | $7.01 | +3.9% | COM | 04010L103 |
| CF | CF INDS HLDGS INC | 20,000 | $703K | 0.1% | $25.79 | -3.4% | COM | 125269100 |
| EXC | EXELON CORP | 18,000 | $678K | 0.1% | $15.41 | +29.8% | COM | 30161N101 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $617K | 0.1% | $15.46 | — | COM | 70931T103 |
| MRCC | MONROE CAP CORP | 39,116 | $560K | 0.1% | $5.25 | 0.0% | COM | 610335101 |
| SPY | SPDR S&P 500 ETF TR | 1,000 | $541K | 0.1% | — | — | Call | 78462F103 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $531K | 0.1% | $15.62 | — | COM SHS BEN INT | 288578107 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $530K | 0.1% | $15.06 | — | COM | 67066V101 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $393K | 0.0% | $11.12 | — | COM | 46133G107 |
| COP | CONOCOPHILLIPS | 7,200 | $360K | 0.0% | $39.96 | -13.8% | COM | 20825C104 |
| RITM | NEW RESIDENTIAL INVT CORP | 19,646 | $329K | 0.0% | $15.02 | — | COM NEW | 64828T201 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $263K | 0.0% | $34.70 | — | LTD PARTNR INT A | 72651A207 |
| HTGC | HERCULES CAPITAL INC | 20,000 | $258K | 0.0% | $13.25 | -3.2% | COM | 427096508 |
| — | MEDLEY MGMT INC | 40,134 | $247K | 0.0% | $8.30 | — | CL A COM | 58503T106 |
| — | OCWEN FINL CORP | 40,000 | $138K | 0.0% | $5.47 | — | COM | 675746309 |
| COP | CONOCOPHILLIPS | 250 | $99,000 | 0.0% | $39.96 | -13.8% | Call | 20825C104 |
| — | APOLLO INVT CORP | 15,000 | $92,000 | 0.0% | $6.21 | — | COM | 03761U106 |
| — | FIFTH STR ASSET MGMT INC | 17,793 | $69,000 | 0.0% | $4.83 | — | CL A COM | 31679P109 |
| MDLZ | MONDELEZ INTL INC | 500 | $22,000 | 0.0% | $23.16 | +49.8% | Call | 609207105 |
| — | GENERAL ELECTRIC CO | 2,000 | $7,000 | 0.0% | $23.19 | — | Call | 369604103 |
| BKD | BROOKDALE SR LIVING INC | 69 | $2,000 | 0.0% | $24.41 | -48.2% | Call | 112463104 |