Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 12, 2020
Total Value: $266M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| PTON | PELOTON INTERACTIVE INC | 6,699 | $24.72M | 9.3% | $3690.10 | — | — | Call | 70614W100 |
| TSLA | TESLA INC | 50,000 | $21.45M | 8.0% | $429.02 * | $118.07 | 0.0% | COM | 88160R101 |
| SYK | STRYKER CORPORATION | 70,618 | $14.75M | 5.5% | $208.91 * | $86.37 | +112.6% | COM | 863667101 |
| — | CHIMERA INVT CORP | 1,640,536 | $13.6M | 5.1% | $8.29 | $14.01 | — | COM NEW | 16934Q208 |
| — | LUMEN TECHNOLOGIES INC | 1,267,548 | $12.79M | 4.8% | $10.09 | $16.63 | — | COM | 156700106 |
| NEM | NEWMONT CORP | 192,763 | $12.23M | 4.6% | $63.45 * | $17.09 | +222.6% | COM | 651639106 |
| EPD | ENTERPRISE PRODS PARTNERS L | 754,022 | $12.16M | 4.6% | $16.13 | $47.93 | — | COM | 293792107 |
| TSLA | TESLA INC | 325 | $9.18M | 3.4% | $28246.15 * | $118.07 | 0.0% | Call | 88160R101 |
| — | MVC CAP INC | 908,753 | $7.126M | 2.7% | $7.84 | $10.94 | — | COM | 553829102 |
| EFC | ELLINGTON FINANCIAL INC | 517,728 | $6.347M | 2.4% | $12.26 | $15.64 | — | COM | 28852N109 |
| FSK | FS KKR CAPITAL CORP | 387,551 | $6.152M | 2.3% | $15.87 * | $7.29 | 0.0% | COM | 302635206 |
| — | TWO HBRS INVT CORP | 1,128,273 | $5.908M | 2.2% | $5.24 | $14.74 | — | COM NEW | 90187B408 |
| — | ETF MANAGERS TR | 116,600 | $5.427M | 2.0% | $46.54 | $31.64 | — | PRIME CYBR SCRTY | 26924G201 |
| SLRC | SOLAR CAP LTD | 300,524 | $4.821M | 1.8% | $16.04 * | $6.98 | +35.8% | COM | 83413U100 |
| FDUS | FIDUS INVT CORP | 484,709 | $4.793M | 1.8% | $9.89 * | $5.61 | -7.4% | COM | 316500107 |
| — | OAKTREE SPECIALTY LENDING CO | 955,450 | $4.627M | 1.7% | $4.84 | $4.25 | — | COM | 67401P108 |
| BBDC | BARINGS BDC INC | 572,074 | $4.578M | 1.7% | $8.00 * | $5.05 | -9.8% | COM | 06759L103 |
| RC | READY CAPITAL CORP | 379,879 | $4.381M | 1.6% | $11.53 | $12.13 | — | COM | 75574U101 |
| KGC | KINROSS GOLD CORP | 463,352 | $4.087M | 1.5% | $8.82 | $4.62 | +87.1% | COM | 496902404 |
| LNWO | SCIENTIFIC GAMES CORP | 100,000 | $3.645M | 1.4% | $36.45 * | $21.43 | 0.0% | COM | 80874P109 |
| — | PDL BIOPHARMA INC | 1,269,799 | $3.613M | 1.4% | $2.85 | $2.72 | — | COM | 69329Y104 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 99,600 | $3.406M | 1.3% | $34.20 | $37.49 | — | COM UNIT RP LP | 559080106 |
| — | SOLAR SR CAP LTD | 249,984 | $3.229M | 1.2% | $12.92 | $16.25 | — | COM | 83416M105 |
| SPY | SPDR S&P 500 ETF TR | 2,640 | $3.183M | 1.2% | $1205.68 | — | — | Put | 78462F103 |
| ET | ENERGY TRANSFER LP | 585,098 | $3.171M | 1.2% | $5.42 | $12.15 | — | COM UT LTD PTN | 29273V100 |
| — | ANNALY CAPITAL MANAGEMENT IN | 405,218 | $2.885M | 1.1% | $7.12 | $12.21 | — | COM | 035710409 |
| — | TC PIPELINES LP | 110,000 | $2.848M | 1.1% | $25.89 | $33.67 | — | UT COM LTD PRT | 87233Q108 |
| CGBD | TCG BDC INC | 291,375 | $2.6M | 1.0% | $8.92 * | $6.21 | -26.6% | COM | 872280102 |
| BA | BOEING CO | 15,000 | $2.479M | 0.9% | $165.27 * | $170.43 | 0.0% | COM | 097023105 |
| — | NUSTAR ENERGY LP | 230,456 | $2.447M | 0.9% | $10.62 | $23.68 | — | UNIT COM | 67058H102 |
| — | SIERRA METALS INC | 1,659,302 | $2.438M | 0.9% | $1.47 | $2.13 | — | COM | 82639W106 |
| AMLP | ALPS ETF TR | 117,000 | $2.356M | 0.9% | $20.14 | $20.14 | — | ALERIAN MLP | 00162Q452 |
| STWD | STARWOOD PPTY TR INC | 153,801 | $2.335M | 0.9% | $15.18 | $22.56 | — | COM | 85571B105 |
| PNNT | PENNANTPARK INVT CORP | 592,880 | $1.911M | 0.7% | $3.22 * | $2.56 | -31.8% | COM | 708062104 |
| TSLX | SIXTH STREET SPECIALTY LENDN | 107,000 | $1.841M | 0.7% | $17.21 | $17.13 | 0.0% | COM | 83012A109 |
| — | FS KKR CAP CORP II | 125,000 | $1.839M | 0.7% | $14.71 | $14.71 | — | COM | 35952V303 |
| — | ETF MANAGERS TR | 133,000 | $1.837M | 0.7% | $13.81 | $13.81 | — | PRIME JUNIR SLVR | 26924G102 |
| — | OAKTREE STRATEGIC INCOME COR | 277,063 | $1.81M | 0.7% | $6.53 | $8.30 | — | COM | 67402D104 |
| — | JAMF HLDG CORP | 52,000 | $1.746M | 0.7% | $33.58 | $33.58 | — | COM | 47074L105 |
| SLV | ISHARES SILVER TR | 2,850 | $1.703M | 0.6% | $597.54 | — | — | Call | 46428Q109 |
| — | TEXAS PAC LD TR | 3,600 | $1.638M | 0.6% | $455.00 | $455.00 | — | SUB CTF PROP I T | 882610108 |
| SYF | SYNCHRONY FINANCIAL | 58,059 | $1.626M | 0.6% | $28.01 * | $24.93 | -14.1% | COM | 87165B103 |
| — | FIRST EAGLE ALTR CAP BDC INC | 643,909 | $1.594M | 0.6% | $2.48 | $2.48 | — | COM | 26943B100 |
| — | MFA FINL INC | 572,191 | $1.536M | 0.6% | $2.68 | $7.97 | — | COM | 55272X102 |
| — | GENERAL ELECTRIC CO | 233,081 | $1.456M | 0.5% | $6.25 | $17.46 | — | COM | 369604103 |
| BKD | BROOKDALE SR LIVING INC | 536,399 | $1.388M | 0.5% | $2.59 * | $23.28 | -88.2% | COM | 112463104 |
| GPMT | GRANITE PT MTG TR INC | 191,358 | $1.377M | 0.5% | $7.20 | $17.17 | — | COM STK | 38741L107 |
| FCX | FREEPORT-MCMORAN INC | 3,300 | $1.37M | 0.5% | $415.15 | — | — | Call | 35671D857 |
| THC | TENET HEALTHCARE CORP | 45,000 | $1.103M | 0.4% | $24.51 * | $14.07 | +81.5% | COM NEW | 88033G407 |
| — | GRUBHUB INC | 15,000 | $1.085M | 0.4% | $72.33 | $48.65 | — | COM | 400110102 |
| FITB | FIFTH THIRD BANCORP | 50,750 | $1.082M | 0.4% | $21.32 * | $20.28 | -19.4% | COM | 316773100 |
| — | CIDARA THERAPEUTICS INC | 368,910 | $1.051M | 0.4% | $2.85 | $4.09 | — | COM | 171757107 |
| PAA | PLAINS ALL AMERN PIPELINE L | 173,800 | $1.039M | 0.4% | $5.98 | $8.52 | — | UNIT LTD PARTN | 726503105 |
| PFLT | PENNANTPARK FLOATING RATE CA | 119,691 | $1.019M | 0.4% | $8.51 * | $5.08 | -8.2% | COM | 70806A106 |
| — | KAYNE ANDERSON ENERGY INFRST | 235,300 | $947K | 0.4% | $4.02 | $12.29 | — | COM | 486606106 |
| VALE | VALE S A | 83,632 | $885K | 0.3% | $10.58 | $11.93 | — | SPONSORED ADS | 91912E105 |
| UBER | UBER TECHNOLOGIES INC | 1,000 | $818K | 0.3% | $818.00 | — | — | Call | 90353T100 |
| CSCO | CISCO SYS INC | 20,000 | $788K | 0.3% | $39.40 * | $15.24 | +143.2% | COM | 17275R102 |
| TPVG | TRIPLEPOINT VENTURE GROWTH B | 66,459 | $734K | 0.3% | $11.04 | $11.19 | 0.0% | COM | 89677Y100 |
| GM | GENERAL MTRS CO | 24,044 | $711K | 0.3% | $29.57 * | $26.01 | +4.2% | COM | 37045V100 |
| KMI | KINDER MORGAN INC DEL | 54,800 | $676K | 0.3% | $12.34 * | $10.12 | 0.0% | COM | 49456B101 |
| TRGP | TARGA RES CORP | 47,178 | $662K | 0.2% | $14.03 * | $15.07 | +4.7% | COM | 87612G101 |
| — | TWITTER INC | 660 | $642K | 0.2% | $972.73 | — | — | Call | 90184L102 |
| — | TRANSATLANTIC PETROLEUM LTD | 2,592,821 | $628K | 0.2% | $0.24 | $2.34 | — | SHS NEW | G89982113 |
| LNSR | LENSAR INC | 48,943 | $597K | 0.2% | $12.20 | $12.20 | — | COM | 52634L108 |
| XMPT | VANECK VECTORS ETF TR | 20,995 | $564K | 0.2% | $26.86 | $23.86 | — | CEF MUN INCOME E | 92189F460 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $543K | 0.2% | $14.52 | $15.06 | — | COM | 67066V101 |
| AGNC | AGNC INVT CORP | 38,033 | $537K | 0.2% | $14.12 | $18.04 | — | COM | 00123Q104 |
| CHWY | CHEWY IN | 500 | $495K | 0.2% | $990.00 | — | — | Call | 16679L109 |
| GS | GOLDMAN SACHS GROUP INC | 2,377 | $478K | 0.2% | $201.09 * | $120.06 | +49.1% | COM | 38141G104 |
| PAGP | PLAINS GP HLDGS L P | 67,788 | $417K | 0.2% | $6.15 | $6.15 | — | LTD PARTNR INT A | 72651A207 |
| PFEB | INNOVATOR ETFS TR | 16,000 | $404K | 0.2% | $25.25 | $25.25 | — | S&P 500 POWER | 45782C417 |
| — | INVESCO QUALITY MUN INCOME T | 30,674 | $379K | 0.1% | $12.36 | $11.12 | — | COM | 46133G107 |
| GBDC | GOLUB CAP BDC INC | 27,190 | $360K | 0.1% | $13.24 * | $7.31 | 0.0% | COM | 38173M102 |
| SKT | TANGER FACTORY OUTLET CTRS I | 58,000 | $353K | 0.1% | $6.09 | $6.09 | — | COM | 875465106 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 30,741 | $341K | 0.1% | $11.09 | $15.62 | — | COM SHS BEN INT | 288578107 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 17,971 | $334K | 0.1% | $18.59 | $19.58 | -4.5% | COM NEW | 652526203 |
| — | EVOFEM BIOSCIENCES INC | 116,028 | $298K | 0.1% | $2.57 | $2.57 | — | COM | 30048L104 |
| PLNT | PLANET FITNESS INC | 400 | $280K | 0.1% | $700.00 | — | — | Put | 72703H101 |
| EQS | EQUUS TOTAL RETURN INC | 210,276 | $261K | 0.1% | $1.24 * | $2.39 | -44.2% | COM | 294766100 |
| MOV | MOVADO GROUP INC | 25,100 | $249K | 0.1% | $9.92 * | $18.90 | -43.4% | COM | 624580106 |
| COP | CONOCOPHILLIPS | 7,200 | $236K | 0.1% | $32.78 * | $39.96 | -21.9% | COM | 20825C104 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 335,692 | $220K | 0.1% | $0.66 | $11.73 | — | COM UNIT LTD | 866142102 |
| SD | SANDRIDGE ENERGY INC | 127,100 | $210K | 0.1% | $1.65 * | $9.01 | -82.6% | COM NEW | 80007P869 |
| TCPC | BLACKROCK TCP CAPITAL CORP | 20,000 | $200K | 0.1% | $10.00 * | $14.63 | -33.7% | COM | 09259E108 |
| — | CONTURA ENERGY INC | 24,032 | $176K | 0.1% | $7.32 | $65.75 | — | COM | 21241B100 |
| SKT | TANGER FACTORY OUTLET CTRS I | 3,800 | $93,000 | 0.0% | $24.47 | $6.09 | — | Call | 875465106 |
| RIG | TRANSOCEAN LTD | 104,538 | $84,000 | 0.0% | $0.80 * | $24.77 | -93.4% | REG SHS | H8817H100 |
| GM | GENERAL MTRS CO | 300 | $25,000 | 0.0% | $83.33 * | $26.01 | +4.2% | Call | 37045V100 |
| — | MEDLEY MGMT INC | 40,134 | $23,000 | 0.0% | $0.57 | $8.30 | — | CL A COM | 58503T106 |
| TSLA | TESLA INC | 500 | $16,000 | 0.0% | $32.00 * | $118.07 | 0.0% | Put | 88160R101 |
| BA | BOEING CO | 100 | $10,000 | 0.0% | $100.00 * | $170.43 | 0.0% | Call | 097023105 |