West Family Investments, Inc. Diversified Active

CIK: 0001568303 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value ($000): $328,445 (100.0% shares, 0.0% debt)

Holdings (120)

TSLA TESLA INC 5.5%
Value ($000) $18,096 Shares 325 Est. Cost $118.07 Unrealized +44.5%
SYK STRYKER CORPORATION 5.3%
Value ($000) $17,275 Shares 70,618 Est. Cost $86.37 Unrealized +148.4%
CHIMERA INVT CORP 5.1%
Value ($000) $16,784 Shares 1,640,536 Est. Cost $14.01 Unrealized
EPD ENTERPRISE PRODS PARTNERS L 4.5%
Value ($000) $14,923 Shares 754,022 Est. Cost $47.93 Unrealized
BBDC BARINGS BDC INC 4.1%
Value ($000) $13,449 Shares 1,461,814 Est. Cost $5.01 Unrealized -0.5%
BARRICK GOLD CORP 4.0%
Value ($000) $13,262 Shares 582,197 Est. Cost $22.78 Unrealized
NEM NEWMONT CORP 3.5%
Value ($000) $11,545 Shares 192,763 Est. Cost $17.09 Unrealized +206.3%
PTON PELOTON INTERACTIVE INC 2.6%
Value ($000) $8,666 Shares 670 Est. Cost Unrealized
LUMEN TECHNOLOGIES INC 2.6%
Value ($000) $8,483 Shares 867,548 Est. Cost $16.63 Unrealized
EFC ELLINGTON FINANCIAL INC 2.3%
Value ($000) $7,683 Shares 517,728 Est. Cost $15.64 Unrealized
TWO HBRS INVT CORP 2.2%
Value ($000) $7,146 Shares 1,128,273 Est. Cost $14.74 Unrealized
ETF MANAGERS TR 2.0%
Value ($000) $6,711 Shares 116,600 Est. Cost $31.64 Unrealized
FDUS FIDUS INVT CORP 1.9%
Value ($000) $6,348 Shares 484,709 Est. Cost $5.61 Unrealized +17.9%
SIERRA METALS INC 1.7%
Value ($000) $5,512 Shares 1,659,302 Est. Cost $2.13 Unrealized
OAKTREE SPECIALTY LENDING CO 1.6%
Value ($000) $5,329 Shares 955,450 Est. Cost $4.25 Unrealized
SLRC SOLAR CAP LTD 1.6%
Value ($000) $5,277 Shares 300,524 Est. Cost $6.98 Unrealized +43.9%
MAGELLAN MIDSTREAM PRTNRS LP 1.3%
Value ($000) $4,227 Shares 99,600 Est. Cost $37.49 Unrealized
FCX FREEPORT-MCMORAN INC 1.2%
Value ($000) $4,010 Shares 3,300 Est. Cost Unrealized
TEXAS PAC LD TR 1.2%
Value ($000) $3,865 Shares 4,862 Est. Cost $543.24 Unrealized
ET ENERGY TRANSFER LP 1.1%
Value ($000) $3,616 Shares 585,098 Est. Cost $12.15 Unrealized
SOLAR SR CAP LTD 1.1%
Value ($000) $3,611 Shares 249,984 Est. Cost $16.25 Unrealized
ANNALY CAPITAL MANAGEMENT IN 1.0%
Value ($000) $3,424 Shares 405,218 Est. Cost $12.21 Unrealized
KGC KINROSS GOLD CORP 1.0%
Value ($000) $3,401 Shares 463,352 Est. Cost $4.62 Unrealized +72.5%
ELV ANTHEM INC 1.0%
Value ($000) $3,371 Shares 10,500 Est. Cost $286.17 Unrealized 0.0%
NUSTAR ENERGY LP 1.0%
Value ($000) $3,321 Shares 230,456 Est. Cost $23.68 Unrealized
UNH UNITEDHEALTH GROUP INC 1.0%
Value ($000) $3,261 Shares 9,300 Est. Cost $308.19 Unrealized 0.0%
TC PIPELINES LP 1.0%
Value ($000) $3,245 Shares 110,000 Est. Cost $33.67 Unrealized
BA BOEING CO 1.0%
Value ($000) $3,211 Shares 15,000 Est. Cost $170.43 Unrealized +12.8%
RC READY CAPITAL CORP 1.0%
Value ($000) $3,184 Shares 263,787 Est. Cost $12.13 Unrealized
SPHR MADISON SQUARE GRDN ENTERTNM 0.9%
Value ($000) $3,060 Shares 29,128 Est. Cost $35.27 Unrealized 0.0%
AMLP ALPS ETF TR 0.9%
Value ($000) $3,019 Shares 117,000 Est. Cost $20.14 Unrealized
STWD STARWOOD PPTY TR INC 0.9%
Value ($000) $2,961 Shares 153,801 Est. Cost $22.56 Unrealized
ULTA ULTA BEAUTY INC 0.8%
Value ($000) $2,584 Shares 9,000 Est. Cost $252.99 Unrealized 0.0%
XRAY DENTSPLY SIRONA INC 0.8%
Value ($000) $2,566 Shares 49,000 Est. Cost $49.32 Unrealized 0.0%
GENERAL ELECTRIC CO 0.8%
Value ($000) $2,517 Shares 233,081 Est. Cost $17.46 Unrealized
GPN GLOBAL PMTS INC 0.8%
Value ($000) $2,485 Shares 12,100 Est. Cost $178.40 Unrealized 0.0%
SKECHERS U S A INC 0.7%
Value ($000) $2,463 Shares 68,525 Est. Cost $35.94 Unrealized
CEDAR FAIR L P 0.7%
Value ($000) $2,360 Shares 60,000 Est. Cost $39.33 Unrealized
LVS LAS VEGAS SANDS CORP 0.7%
Value ($000) $2,324 Shares 39,000 Est. Cost $50.91 Unrealized 0.0%
SLV ISHARES SILVER TRUST 0.7%
Value ($000) $2,266 Shares 2,850 Est. Cost Unrealized
LUV SOUTHWEST AIRLS CO 0.7%
Value ($000) $2,237 Shares 48,000 Est. Cost $40.31 Unrealized 0.0%
MFA FINL INC 0.7%
Value ($000) $2,224 Shares 572,191 Est. Cost $7.97 Unrealized
TSLX SIXTH STREET SPECIALTY LENDN 0.7%
Value ($000) $2,220 Shares 107,000 Est. Cost $17.13 Unrealized +11.0%
BKD BROOKDALE SR LIVING INC 0.7%
Value ($000) $2,192 Shares 496,399 Est. Cost $23.28 Unrealized -84.2%
ETF MANAGERS TR 0.7%
Value ($000) $2,169 Shares 133,000 Est. Cost $13.81 Unrealized
OAKTREE STRATEGIC INCOME COR 0.7%
Value ($000) $2,151 Shares 277,529 Est. Cost $8.30 Unrealized
UBER UBER TECHNOLOGIES INC 0.6%
Value ($000) $2,098 Shares 1,000 Est. Cost $44.81 Unrealized 0.0%
CVX CHEVRON CORP NEW 0.6%
Value ($000) $2,088 Shares 24,000 Est. Cost $65.02 Unrealized 0.0%
SCZ ISHARES TR 0.6%
Value ($000) $2,064 Shares 30,200 Est. Cost $68.34 Unrealized
XOM EXXON MOBIL CORP 0.6%
Value ($000) $2,045 Shares 47,000 Est. Cost $30.36 Unrealized 0.0%
SCHC SCHWAB STRATEGIC TR 0.6%
Value ($000) $2,033 Shares 54,000 Est. Cost $37.65 Unrealized
VSS VANGUARD INTL EQUITY INDEX F 0.6%
Value ($000) $2,023 Shares 16,600 Est. Cost $121.87 Unrealized
FIS FIDELITY NATL INFORMATION SV 0.6%
Value ($000) $2,023 Shares 14,800 Est. Cost $127.48 Unrealized 0.0%
SYF SYNCHRONY FINANCIAL 0.6%
Value ($000) $2,018 Shares 58,059 Est. Cost $24.93 Unrealized +7.3%
RRC RANGE RES CORP 0.6%
Value ($000) $1,992 Shares 274,000 Est. Cost $7.35 Unrealized 0.0%
PNNT PENNANTPARK INVT CORP 0.6%
Value ($000) $1,991 Shares 433,348 Est. Cost $2.56 Unrealized -20.5%
FIRST EAGLE ALTR CAP BDC INC 0.6%
Value ($000) $1,985 Shares 541,036 Est. Cost $2.48 Unrealized
CGBD TCG BDC INC 0.6%
Value ($000) $1,922 Shares 187,000 Est. Cost $6.21 Unrealized -13.7%
GPMT GRANITE PT MTG TR INC 0.6%
Value ($000) $1,913 Shares 191,358 Est. Cost $17.17 Unrealized
SPY SPDR S&P 500 ETF TR 0.6%
Value ($000) $1,899 Shares 440 Est. Cost Unrealized
WPM WHEATON PRECIOUS METALS CORP 0.6%
Value ($000) $1,858 Shares 41,000 Est. Cost $42.11 Unrealized 0.0%
JAMF HLDG CORP 0.6%
Value ($000) $1,839 Shares 57,000 Est. Cost $33.46 Unrealized
PSEP INNOVATOR ETFS TR 0.6%
Value ($000) $1,826 Shares 65,400 Est. Cost $27.92 Unrealized
THC TENET HEALTHCARE CORP 0.5%
Value ($000) $1,797 Shares 45,000 Est. Cost $14.07 Unrealized +129.3%
CHWY CHEWY INC 0.5%
Value ($000) $1,792 Shares 448 Est. Cost Unrealized
EQT EQT CORP 0.5%
Value ($000) $1,722 Shares 135,500 Est. Cost $13.53 Unrealized 0.0%
EXPE EXPEDIA GROUP INC 0.5%
Value ($000) $1,721 Shares 13,000 Est. Cost $111.79 Unrealized 0.0%
UBER UBER TECHNOLOGIES INC 0.5%
Value ($000) $1,530 Shares 30,000 Est. Cost $44.81 Unrealized 0.0%
PAA PLAINS ALL AMERN PIPELINE L 0.4%
Value ($000) $1,432 Shares 173,800 Est. Cost $8.52 Unrealized
VALE VALE S A 0.4%
Value ($000) $1,402 Shares 83,632 Est. Cost $11.93 Unrealized
PYPL PAYPAL HLDGS INC 0.4%
Value ($000) $1,396 Shares 250 Est. Cost Unrealized
KAYNE ANDERSON ENERGY INFRST 0.4%
Value ($000) $1,362 Shares 235,300 Est. Cost $12.29 Unrealized
HSBC HSBC HLDGS PLC 0.4%
Value ($000) $1,296 Shares 50,000 Est. Cost $25.92 Unrealized
NORDSTROM INC 0.4%
Value ($000) $1,280 Shares 789 Est. Cost Unrealized
TRGP TARGA RES CORP 0.4%
Value ($000) $1,245 Shares 47,178 Est. Cost $15.07 Unrealized +27.7%
TPR TAPESTRY INC 0.4%
Value ($000) $1,243 Shares 40,000 Est. Cost $22.37 Unrealized 0.0%
IWM ISHARES TR 0.4%
Value ($000) $1,157 Shares 285 Est. Cost Unrealized
TWITTER INC 0.3%
Value ($000) $1,137 Shares 660 Est. Cost Unrealized
FITB FIFTH THIRD BANCORP 0.3%
Value ($000) $1,123 Shares 40,750 Est. Cost $20.28 Unrealized +2.4%
LNWO SCIENTIFIC GAMES CORP 0.3%
Value ($000) $1,120 Shares 27,000 Est. Cost $21.43 Unrealized +71.9%
GRUBHUB INC 0.3%
Value ($000) $1,114 Shares 15,000 Est. Cost $48.65 Unrealized
GM GENERAL MTRS CO 0.3%
Value ($000) $1,001 Shares 24,044 Est. Cost $26.01 Unrealized +44.2%
CSCO CISCO SYS INC 0.3%
Value ($000) $895 Shares 20,000 Est. Cost $15.24 Unrealized +131.5%
TPVG TRIPLEPOINT VENTURE GROWTH B 0.3%
Value ($000) $867 Shares 66,459 Est. Cost $11.19 Unrealized +8.4%
FS KKR CAP CORP II 0.2%
Value ($000) $820 Shares 50,000 Est. Cost $14.71 Unrealized
KMI KINDER MORGAN INC DEL 0.2%
Value ($000) $749 Shares 54,800 Est. Cost $10.12 Unrealized -1.8%
CIDARA THERAPEUTICS INC 0.2%
Value ($000) $738 Shares 368,910 Est. Cost $4.09 Unrealized
SKT TANGER FACTORY OUTLET CTRS I 0.2%
Value ($000) $713 Shares 3,800 Est. Cost $6.09 Unrealized
GS GOLDMAN SACHS GROUP INC 0.2%
Value ($000) $627 Shares 2,377 Est. Cost $120.06 Unrealized +64.1%
XMPT VANECK VECTORS ETF TR 0.2%
Value ($000) $599 Shares 20,995 Est. Cost $23.86 Unrealized
AGNC AGNC INVT CORP 0.2%
Value ($000) $587 Shares 38,033 Est. Cost $18.04 Unrealized
PAGP PLAINS GP HLDGS L P 0.2%
Value ($000) $580 Shares 67,788 Est. Cost $6.15 Unrealized
NUVEEN QUALITY MUNCP INCOME 0.2%
Value ($000) $575 Shares 37,385 Est. Cost $15.06 Unrealized
BOCT INNOVATOR ETFS TR 0.1%
Value ($000) $451 Shares 15,000 Est. Cost $30.07 Unrealized
BSEP INNOVATOR ETFS TR 0.1%
Value ($000) $443 Shares 15,200 Est. Cost $29.14 Unrealized
UAL UNITED AIRLS HLDGS INC 0.1%
Value ($000) $433 Shares 10,000 Est. Cost $40.45 Unrealized 0.0%
PFEB INNOVATOR ETFS TR 0.1%
Value ($000) $419 Shares 16,000 Est. Cost $25.25 Unrealized
LNSR LENSAR INC 0.1%
Value ($000) $404 Shares 58,350 Est. Cost $11.61 Unrealized -26.1%
EARN ELLINGTON RESIDENTIAL MTG RE 0.1%
Value ($000) $401 Shares 30,741 Est. Cost $15.62 Unrealized
INVESCO QUALITY MUNI INC TRS 0.1%
Value ($000) $400 Shares 30,674 Est. Cost $11.12 Unrealized
PFLT PENNANTPARK FLOATING RATE CA 0.1%
Value ($000) $397 Shares 37,165 Est. Cost $5.08 Unrealized +6.2%
GBDC GOLUB CAP BDC INC 0.1%
Value ($000) $384 Shares 27,190 Est. Cost $7.31 Unrealized +11.7%
EQS EQUUS TOTAL RETURN INC 0.1%
Value ($000) $374 Shares 210,276 Est. Cost $2.39 Unrealized -43.7%
POCT INNOVATOR ETFS TR 0.1%
Value ($000) $362 Shares 13,000 Est. Cost $27.85 Unrealized
NEWT NEWTEK BUSINESS SVCS CORP 0.1%
Value ($000) $354 Shares 17,971 Est. Cost $19.58 Unrealized -8.0%
COP CONOCOPHILLIPS 0.1%
Value ($000) $288 Shares 7,200 Est. Cost $39.96 Unrealized -23.1%
SUMMIT MIDSTREAM PARTNERS LP 0.1%
Value ($000) $280 Shares 22,379 Est. Cost $11.73 Unrealized
KO COCA COLA CO 0.1%
Value ($000) $276 Shares 444 Est. Cost Unrealized
MA MASTERCARD INC 0.1%
Value ($000) $230 Shares 57 Est. Cost Unrealized
TCPC BLACKROCK TCP CAPITAL CORP 0.1%
Value ($000) $225 Shares 20,000 Est. Cost $14.63 Unrealized -25.9%
FSK FS KKR CAP CORP 0.1%
Value ($000) $199 Shares 11,776 Est. Cost $7.29 Unrealized +10.5%
SD SANDRIDGE ENERGY INC 0.1%
Value ($000) $196 Shares 63,131 Est. Cost $9.01 Unrealized -72.8%
JAMF HLDG CORP 0.1%
Value ($000) $183 Shares 600 Est. Cost $33.46 Unrealized
EVOFEM BIOSCIENCES INC 0.1%
Value ($000) $170 Shares 68,954 Est. Cost $2.57 Unrealized
GM GENERAL MTRS CO 0.0%
Value ($000) $144 Shares 300 Est. Cost $26.01 Unrealized +44.2%
SKT TANGER FACTORY OUTLET CTRS I 0.0%
Value ($000) $81 Shares 8,000 Est. Cost $6.09 Unrealized
RIG TRANSOCEAN LTD 0.0%
Value ($000) $79 Shares 29,838 Est. Cost $24.77 Unrealized -94.1%
UNITED AIRLS HLDGS INC 0.0%
Value ($000) $1 Shares 500 Est. Cost Unrealized
BA BOEING CO 0.0%
Value ($000) $0 Shares 100 Est. Cost $170.43 Unrealized +12.8%
TSLA TESLA INC 0.0%
Value ($000) $0 Shares 500 Est. Cost $118.07 Unrealized +44.5%