West Family Investments, Inc. Diversified Active

Location: Carlsbad, CA

CIK: 0001568303 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value: $328M (100.0% shares, 0.0% debt)

Holdings (120)

TSLA TESLA INC 5.5%
Value $18.1M Shares 325 Share Price $55680.00 * Est. Cost/Share $118.07 Unrealized @ Report Date +44.5%
SYK STRYKER CORPORATION 5.3%
Value $17.27M Shares 70,618 Share Price $244.63 * Est. Cost/Share $86.37 Unrealized @ Report Date +148.4%
— CHIMERA INVT CORP 5.1%
Value $16.78M Shares 1,640,536 Share Price $10.23 Est. Cost/Share $14.01 Unrealized @ Report Date —
EPD ENTERPRISE PRODS PARTNERS L 4.5%
Value $14.92M Shares 754,022 Share Price $19.79 Est. Cost/Share $47.93 Unrealized @ Report Date —
BBDC BARINGS BDC INC 4.1%
Value $13.45M Shares 1,461,814 Share Price $9.20 * Est. Cost/Share $5.01 Unrealized @ Report Date -0.5%
— BARRICK GOLD CORP 4.0%
Value $13.26M Shares 582,197 Share Price $22.78 Est. Cost/Share $22.78 Unrealized @ Report Date —
NEM NEWMONT CORP 3.5%
Value $11.54M Shares 192,763 Share Price $59.89 * Est. Cost/Share $17.09 Unrealized @ Report Date +206.3%
PTON PELOTON INTERACTIVE INC 2.6%
Value $8.666M Shares 670 Share Price $12934.33 Est. Cost/Share — Unrealized @ Report Date —
— LUMEN TECHNOLOGIES INC 2.6%
Value $8.483M Shares 867,548 Share Price $9.78 Est. Cost/Share $16.63 Unrealized @ Report Date —
EFC ELLINGTON FINANCIAL INC 2.3%
Value $7.683M Shares 517,728 Share Price $14.84 Est. Cost/Share $15.64 Unrealized @ Report Date —
— TWO HBRS INVT CORP 2.2%
Value $7.146M Shares 1,128,273 Share Price $6.33 Est. Cost/Share $14.74 Unrealized @ Report Date —
— ETF MANAGERS TR 2.0%
Value $6.711M Shares 116,600 Share Price $57.56 Est. Cost/Share $31.64 Unrealized @ Report Date —
FDUS FIDUS INVT CORP 1.9%
Value $6.348M Shares 484,709 Share Price $13.10 * Est. Cost/Share $5.61 Unrealized @ Report Date +17.9%
— SIERRA METALS INC 1.7%
Value $5.512M Shares 1,659,302 Share Price $3.32 Est. Cost/Share $2.13 Unrealized @ Report Date —
— OAKTREE SPECIALTY LENDING CO 1.6%
Value $5.329M Shares 955,450 Share Price $5.58 Est. Cost/Share $4.25 Unrealized @ Report Date —
SLRC SOLAR CAP LTD 1.6%
Value $5.277M Shares 300,524 Share Price $17.56 * Est. Cost/Share $6.98 Unrealized @ Report Date +43.9%
— MAGELLAN MIDSTREAM PRTNRS LP 1.3%
Value $4.227M Shares 99,600 Share Price $42.44 Est. Cost/Share $37.49 Unrealized @ Report Date —
FCX FREEPORT-MCMORAN INC 1.2%
Value $4.01M Shares 3,300 Share Price $1215.15 Est. Cost/Share — Unrealized @ Report Date —
— TEXAS PAC LD TR 1.2%
Value $3.865M Shares 4,862 Share Price $794.94 Est. Cost/Share $543.24 Unrealized @ Report Date —
ET ENERGY TRANSFER LP 1.1%
Value $3.616M Shares 585,098 Share Price $6.18 Est. Cost/Share $12.15 Unrealized @ Report Date —
— SOLAR SR CAP LTD 1.1%
Value $3.611M Shares 249,984 Share Price $14.44 Est. Cost/Share $16.25 Unrealized @ Report Date —
— ANNALY CAPITAL MANAGEMENT IN 1.0%
Value $3.424M Shares 405,218 Share Price $8.45 Est. Cost/Share $12.21 Unrealized @ Report Date —
KGC KINROSS GOLD CORP 1.0%
Value $3.401M Shares 463,352 Share Price $7.34 * Est. Cost/Share $4.62 Unrealized @ Report Date +72.5%
ELV ANTHEM INC 1.0%
Value $3.371M Shares 10,500 Share Price $321.05 * Est. Cost/Share $286.17 Unrealized @ Report Date 0.0%
— NUSTAR ENERGY LP 1.0%
Value $3.321M Shares 230,456 Share Price $14.41 Est. Cost/Share $23.68 Unrealized @ Report Date —
UNH UNITEDHEALTH GROUP INC 1.0%
Value $3.261M Shares 9,300 Share Price $350.65 * Est. Cost/Share $308.19 Unrealized @ Report Date 0.0%
— TC PIPELINES LP 1.0%
Value $3.245M Shares 110,000 Share Price $29.50 Est. Cost/Share $33.67 Unrealized @ Report Date —
BA BOEING CO 1.0%
Value $3.211M Shares 15,000 Share Price $214.07 * Est. Cost/Share $170.43 Unrealized @ Report Date +12.8%
RC READY CAPITAL CORP 1.0%
Value $3.184M Shares 263,787 Share Price $12.07 Est. Cost/Share $12.13 Unrealized @ Report Date —
SPHR MADISON SQUARE GRDN ENTERTNM 0.9%
Value $3.06M Shares 29,128 Share Price $105.05 * Est. Cost/Share $35.27 Unrealized @ Report Date 0.0%
AMLP ALPS ETF TR 0.9%
Value $3.019M Shares 117,000 Share Price $25.80 Est. Cost/Share $20.14 Unrealized @ Report Date —
STWD STARWOOD PPTY TR INC 0.9%
Value $2.961M Shares 153,801 Share Price $19.25 Est. Cost/Share $22.56 Unrealized @ Report Date —
ULTA ULTA BEAUTY INC 0.8%
Value $2.584M Shares 9,000 Share Price $287.11 * Est. Cost/Share $252.99 Unrealized @ Report Date 0.0%
XRAY DENTSPLY SIRONA INC 0.8%
Value $2.566M Shares 49,000 Share Price $52.37 * Est. Cost/Share $49.32 Unrealized @ Report Date 0.0%
— GENERAL ELECTRIC CO 0.8%
Value $2.517M Shares 233,081 Share Price $10.80 Est. Cost/Share $17.46 Unrealized @ Report Date —
GPN GLOBAL PMTS INC 0.8%
Value $2.485M Shares 12,100 Share Price $205.37 * Est. Cost/Share $178.40 Unrealized @ Report Date 0.0%
— SKECHERS U S A INC 0.7%
Value $2.463M Shares 68,525 Share Price $35.94 Est. Cost/Share $35.94 Unrealized @ Report Date —
— CEDAR FAIR L P 0.7%
Value $2.36M Shares 60,000 Share Price $39.33 Est. Cost/Share $39.33 Unrealized @ Report Date —
LVS LAS VEGAS SANDS CORP 0.7%
Value $2.324M Shares 39,000 Share Price $59.59 * Est. Cost/Share $50.91 Unrealized @ Report Date 0.0%
SLV ISHARES SILVER TRUST 0.7%
Value $2.266M Shares 2,850 Share Price $795.09 Est. Cost/Share — Unrealized @ Report Date —
LUV SOUTHWEST AIRLS CO 0.7%
Value $2.237M Shares 48,000 Share Price $46.60 * Est. Cost/Share $40.31 Unrealized @ Report Date 0.0%
— MFA FINL INC 0.7%
Value $2.224M Shares 572,191 Share Price $3.89 Est. Cost/Share $7.97 Unrealized @ Report Date —
TSLX SIXTH STREET SPECIALTY LENDN 0.7%
Value $2.22M Shares 107,000 Share Price $20.75 * Est. Cost/Share $17.13 Unrealized @ Report Date +11.0%
BKD BROOKDALE SR LIVING INC 0.7%
Value $2.192M Shares 496,399 Share Price $4.42 * Est. Cost/Share $23.28 Unrealized @ Report Date -84.2%
— ETF MANAGERS TR 0.7%
Value $2.169M Shares 133,000 Share Price $16.31 Est. Cost/Share $13.81 Unrealized @ Report Date —
— OAKTREE STRATEGIC INCOME COR 0.7%
Value $2.151M Shares 277,529 Share Price $7.75 Est. Cost/Share $8.30 Unrealized @ Report Date —
UBER UBER TECHNOLOGIES INC 0.6%
Value $2.098M Shares 1,000 Share Price $2098.00 * Est. Cost/Share $44.81 Unrealized @ Report Date 0.0%
CVX CHEVRON CORP NEW 0.6%
Value $2.088M Shares 24,000 Share Price $87.00 * Est. Cost/Share $65.02 Unrealized @ Report Date 0.0%
SCZ ISHARES TR 0.6%
Value $2.064M Shares 30,200 Share Price $68.34 Est. Cost/Share $68.34 Unrealized @ Report Date —
XOM EXXON MOBIL CORP 0.6%
Value $2.045M Shares 47,000 Share Price $43.51 * Est. Cost/Share $30.36 Unrealized @ Report Date 0.0%
SCHC SCHWAB STRATEGIC TR 0.6%
Value $2.033M Shares 54,000 Share Price $37.65 Est. Cost/Share $37.65 Unrealized @ Report Date —
VSS VANGUARD INTL EQUITY INDEX F 0.6%
Value $2.023M Shares 16,600 Share Price $121.87 Est. Cost/Share $121.87 Unrealized @ Report Date —
FIS FIDELITY NATL INFORMATION SV 0.6%
Value $2.023M Shares 14,800 Share Price $136.69 * Est. Cost/Share $127.48 Unrealized @ Report Date 0.0%
SYF SYNCHRONY FINANCIAL 0.6%
Value $2.018M Shares 58,059 Share Price $34.76 * Est. Cost/Share $24.93 Unrealized @ Report Date +7.3%
RRC RANGE RES CORP 0.6%
Value $1.992M Shares 274,000 Share Price $7.27 Est. Cost/Share $7.35 Unrealized @ Report Date 0.0%
PNNT PENNANTPARK INVT CORP 0.6%
Value $1.991M Shares 433,348 Share Price $4.59 * Est. Cost/Share $2.56 Unrealized @ Report Date -20.5%
— FIRST EAGLE ALTR CAP BDC INC 0.6%
Value $1.985M Shares 541,036 Share Price $3.67 Est. Cost/Share $2.48 Unrealized @ Report Date —
CGBD TCG BDC INC 0.6%
Value $1.922M Shares 187,000 Share Price $10.28 * Est. Cost/Share $6.21 Unrealized @ Report Date -13.7%
GPMT GRANITE PT MTG TR INC 0.6%
Value $1.913M Shares 191,358 Share Price $10.00 Est. Cost/Share $17.17 Unrealized @ Report Date —
SPY SPDR S&P 500 ETF TR 0.6%
Value $1.899M Shares 440 Share Price $4315.91 Est. Cost/Share — Unrealized @ Report Date —
WPM WHEATON PRECIOUS METALS CORP 0.6%
Value $1.858M Shares 41,000 Share Price $45.32 * Est. Cost/Share $42.11 Unrealized @ Report Date 0.0%
— JAMF HLDG CORP 0.6%
Value $1.839M Shares 57,000 Share Price $32.26 Est. Cost/Share $33.46 Unrealized @ Report Date —
PSEP INNOVATOR ETFS TR 0.6%
Value $1.826M Shares 65,400 Share Price $27.92 Est. Cost/Share $27.92 Unrealized @ Report Date —
THC TENET HEALTHCARE CORP 0.5%
Value $1.797M Shares 45,000 Share Price $39.93 * Est. Cost/Share $14.07 Unrealized @ Report Date +129.3%
CHWY CHEWY INC 0.5%
Value $1.792M Shares 448 Share Price $4000.00 Est. Cost/Share — Unrealized @ Report Date —
EQT EQT CORP 0.5%
Value $1.722M Shares 135,500 Share Price $12.71 * Est. Cost/Share $13.53 Unrealized @ Report Date 0.0%
EXPE EXPEDIA GROUP INC 0.5%
Value $1.721M Shares 13,000 Share Price $132.38 * Est. Cost/Share $111.79 Unrealized @ Report Date 0.0%
UBER UBER TECHNOLOGIES INC 0.5%
Value $1.53M Shares 30,000 Share Price $51.00 * Est. Cost/Share $44.81 Unrealized @ Report Date 0.0%
PAA PLAINS ALL AMERN PIPELINE L 0.4%
Value $1.432M Shares 173,800 Share Price $8.24 Est. Cost/Share $8.52 Unrealized @ Report Date —
VALE VALE S A 0.4%
Value $1.402M Shares 83,632 Share Price $16.76 Est. Cost/Share $11.93 Unrealized @ Report Date —
PYPL PAYPAL HLDGS INC 0.4%
Value $1.396M Shares 250 Share Price $5584.00 Est. Cost/Share — Unrealized @ Report Date —
— KAYNE ANDERSON ENERGY INFRST 0.4%
Value $1.362M Shares 235,300 Share Price $5.79 Est. Cost/Share $12.29 Unrealized @ Report Date —
HSBC HSBC HLDGS PLC 0.4%
Value $1.296M Shares 50,000 Share Price $25.92 Est. Cost/Share $25.92 Unrealized @ Report Date —
— NORDSTROM INC 0.4%
Value $1.28M Shares 789 Share Price $1622.31 Est. Cost/Share — Unrealized @ Report Date —
TRGP TARGA RES CORP 0.4%
Value $1.245M Shares 47,178 Share Price $26.39 * Est. Cost/Share $15.07 Unrealized @ Report Date +27.7%
TPR TAPESTRY INC 0.4%
Value $1.243M Shares 40,000 Share Price $31.07 * Est. Cost/Share $22.37 Unrealized @ Report Date 0.0%
IWM ISHARES TR 0.4%
Value $1.157M Shares 285 Share Price $4059.65 Est. Cost/Share — Unrealized @ Report Date —
— TWITTER INC 0.3%
Value $1.137M Shares 660 Share Price $1722.73 Est. Cost/Share — Unrealized @ Report Date —
FITB FIFTH THIRD BANCORP 0.3%
Value $1.123M Shares 40,750 Share Price $27.56 * Est. Cost/Share $20.28 Unrealized @ Report Date +2.4%
LNWO SCIENTIFIC GAMES CORP 0.3%
Value $1.12M Shares 27,000 Share Price $41.48 * Est. Cost/Share $21.43 Unrealized @ Report Date +71.9%
— GRUBHUB INC 0.3%
Value $1.114M Shares 15,000 Share Price $74.27 Est. Cost/Share $48.65 Unrealized @ Report Date —
GM GENERAL MTRS CO 0.3%
Value $1.001M Shares 24,044 Share Price $41.63 * Est. Cost/Share $26.01 Unrealized @ Report Date +44.2%
CSCO CISCO SYS INC 0.3%
Value $895K Shares 20,000 Share Price $44.75 * Est. Cost/Share $15.24 Unrealized @ Report Date +131.5%
TPVG TRIPLEPOINT VENTURE GROWTH B 0.3%
Value $867K Shares 66,459 Share Price $13.05 * Est. Cost/Share $11.19 Unrealized @ Report Date +8.4%
— FS KKR CAP CORP II 0.2%
Value $820K Shares 50,000 Share Price $16.40 Est. Cost/Share $14.71 Unrealized @ Report Date —
KMI KINDER MORGAN INC DEL 0.2%
Value $749K Shares 54,800 Share Price $13.67 * Est. Cost/Share $10.12 Unrealized @ Report Date -1.8%
— CIDARA THERAPEUTICS INC 0.2%
Value $738K Shares 368,910 Share Price $2.00 Est. Cost/Share $4.09 Unrealized @ Report Date —
SKT TANGER FACTORY OUTLET CTRS I 0.2%
Value $713K Shares 3,800 Share Price $187.63 Est. Cost/Share $6.09 Unrealized @ Report Date —
GS GOLDMAN SACHS GROUP INC 0.2%
Value $627K Shares 2,377 Share Price $263.78 * Est. Cost/Share $120.06 Unrealized @ Report Date +64.1%
XMPT VANECK VECTORS ETF TR 0.2%
Value $599K Shares 20,995 Share Price $28.53 Est. Cost/Share $23.86 Unrealized @ Report Date —
AGNC AGNC INVT CORP 0.2%
Value $587K Shares 38,033 Share Price $15.43 Est. Cost/Share $18.04 Unrealized @ Report Date —
PAGP PLAINS GP HLDGS L P 0.2%
Value $580K Shares 67,788 Share Price $8.56 Est. Cost/Share $6.15 Unrealized @ Report Date —
— NUVEEN QUALITY MUNCP INCOME 0.2%
Value $575K Shares 37,385 Share Price $15.38 Est. Cost/Share $15.06 Unrealized @ Report Date —
BOCT INNOVATOR ETFS TR 0.1%
Value $451K Shares 15,000 Share Price $30.07 Est. Cost/Share $30.07 Unrealized @ Report Date —
BSEP INNOVATOR ETFS TR 0.1%
Value $443K Shares 15,200 Share Price $29.14 Est. Cost/Share $29.14 Unrealized @ Report Date —
UAL UNITED AIRLS HLDGS INC 0.1%
Value $433K Shares 10,000 Share Price $43.30 * Est. Cost/Share $40.45 Unrealized @ Report Date 0.0%
PFEB INNOVATOR ETFS TR 0.1%
Value $419K Shares 16,000 Share Price $26.19 Est. Cost/Share $25.25 Unrealized @ Report Date —
LNSR LENSAR INC 0.1%
Value $404K Shares 58,350 Share Price $6.92 * Est. Cost/Share $11.61 Unrealized @ Report Date -26.1%
EARN ELLINGTON RESIDENTIAL MTG RE 0.1%
Value $401K Shares 30,741 Share Price $13.04 Est. Cost/Share $15.62 Unrealized @ Report Date —
— INVESCO QUALITY MUNI INC TRS 0.1%
Value $400K Shares 30,674 Share Price $13.04 Est. Cost/Share $11.12 Unrealized @ Report Date —
PFLT PENNANTPARK FLOATING RATE CA 0.1%
Value $397K Shares 37,165 Share Price $10.68 * Est. Cost/Share $5.08 Unrealized @ Report Date +6.2%
GBDC GOLUB CAP BDC INC 0.1%
Value $384K Shares 27,190 Share Price $14.12 * Est. Cost/Share $7.31 Unrealized @ Report Date +11.7%
EQS EQUUS TOTAL RETURN INC 0.1%
Value $374K Shares 210,276 Share Price $1.78 * Est. Cost/Share $2.39 Unrealized @ Report Date -43.7%
POCT INNOVATOR ETFS TR 0.1%
Value $362K Shares 13,000 Share Price $27.85 Est. Cost/Share $27.85 Unrealized @ Report Date —
NEWT NEWTEK BUSINESS SVCS CORP 0.1%
Value $354K Shares 17,971 Share Price $19.70 * Est. Cost/Share $19.58 Unrealized @ Report Date -8.0%
COP CONOCOPHILLIPS 0.1%
Value $288K Shares 7,200 Share Price $40.00 * Est. Cost/Share $39.96 Unrealized @ Report Date -23.1%
— SUMMIT MIDSTREAM PARTNERS LP 0.1%
Value $280K Shares 22,379 Share Price $12.51 Est. Cost/Share $11.73 Unrealized @ Report Date —
KO COCA COLA CO 0.1%
Value $276K Shares 444 Share Price $621.62 Est. Cost/Share — Unrealized @ Report Date —
MA MASTERCARD INC 0.1%
Value $230K Shares 57 Share Price $4035.09 Est. Cost/Share — Unrealized @ Report Date —
TCPC BLACKROCK TCP CAPITAL CORP 0.1%
Value $225K Shares 20,000 Share Price $11.25 * Est. Cost/Share $14.63 Unrealized @ Report Date -25.9%
FSK FS KKR CAP CORP 0.1%
Value $199K Shares 11,776 Share Price $16.90 * Est. Cost/Share $7.29 Unrealized @ Report Date +10.5%
SD SANDRIDGE ENERGY INC 0.1%
Value $196K Shares 63,131 Share Price $3.10 * Est. Cost/Share $9.01 Unrealized @ Report Date -72.8%
— JAMF HLDG CORP 0.1%
Value $183K Shares 600 Share Price $305.00 Est. Cost/Share $33.46 Unrealized @ Report Date —
— EVOFEM BIOSCIENCES INC 0.1%
Value $170K Shares 68,954 Share Price $2.47 Est. Cost/Share $2.57 Unrealized @ Report Date —
GM GENERAL MTRS CO 0.0%
Value $144K Shares 300 Share Price $480.00 * Est. Cost/Share $26.01 Unrealized @ Report Date +44.2%
SKT TANGER FACTORY OUTLET CTRS I 0.0%
Value $81,000 Shares 8,000 Share Price $10.13 Est. Cost/Share $6.09 Unrealized @ Report Date —
RIG TRANSOCEAN LTD 0.0%
Value $79,000 Shares 29,838 Share Price $2.65 * Est. Cost/Share $24.77 Unrealized @ Report Date -94.1%
— UNITED AIRLS HLDGS INC 0.0%
Value $1,000 Shares 500 Share Price $2.00 Est. Cost/Share — Unrealized @ Report Date —
TSLA TESLA INC 0.0%
Value $0 Shares 500 Share Price $0.00 Est. Cost/Share $118.07 Unrealized @ Report Date +44.5%
BA BOEING CO 0.0%
Value $0 Shares 100 Share Price $0.00 Est. Cost/Share $170.43 Unrealized @ Report Date +12.8%