Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 12, 2020
Total Value: $414M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CHIMERA INVT CORP | 2,599,081 | $53.54M | 12.9% | $14.01 | — | COM NEW | 16934Q208 |
| — | CENTURYLINK INC | 2,585,668 | $34.16M | 8.3% | $16.63 | — | COM | 156700106 |
| SYK | STRYKER CORP | 113,620 | $23.86M | 5.8% | $86.37 | +101.1% | COM | 863667101 |
| — | TWO HBRS INVT CORP | 1,426,085 | $21.05M | 5.1% | $14.74 | — | COM NEW | 90187B408 |
| EPD | ENTERPRISE PRODS PARTNERS L | 694,022 | $19.54M | 4.7% | $50.68 | — | COM | 293792107 |
| — | FS KKR CAPITAL CORP | 2,167,969 | $13.29M | 3.2% | $5.13 | — | COM | 302635107 |
| — | MVC CAPITAL INC | 1,221,628 | $11.2M | 2.7% | $10.94 | — | COM | 553829102 |
| — | ANNALY CAP MGMT INC | 1,118,922 | $10.54M | 2.5% | $12.21 | — | COM | 035710409 |
| SLRC | SOLAR CAP LTD | 479,013 | $9.924M | 2.4% | $6.98 | +23.0% | COM | 83413U100 |
| FDUS | FIDUS INVT CORP | 646,024 | $9.587M | 2.3% | $5.61 | -18.9% | COM | 316500107 |
| GS | GOLDMAN SACHS GROUP INC | 39,400 | $9.059M | 2.2% | $120.06 | +36.7% | COM | 38141G104 |
| EFC | ELLINGTON FINANCIAL INC | 489,953 | $8.981M | 2.2% | $15.83 | — | COM | 28852N109 |
| — | SOLAR SR CAP LTD | 476,059 | $8.389M | 2.0% | $16.25 | — | COM | 83416M105 |
| NEM | NEWMONT GOLDCORP CORPORATION | 192,763 | $8.376M | 2.0% | $17.09 | +191.8% | COM | 651639106 |
| STWD | STARWOOD PPTY TR INC | 280,853 | $6.989M | 1.7% | $22.56 | — | COM | 85571B105 |
| BKD | BROOKDALE SR LIVING INC | 940,940 | $6.841M | 1.7% | $23.28 | -86.1% | COM | 112463104 |
| PNNT | PENNANTPARK INVT CORP | 1,042,062 | $6.829M | 1.7% | $2.56 | -36.3% | COM | 708062104 |
| MSFT | MICROSOFT CORP | 42,400 | $6.686M | 1.6% | $26.70 | +548.1% | COM | 594918104 |
| ET | ENERGY TRANSFER LP | 516,909 | $6.632M | 1.6% | $13.04 | — | COM UT LTD PTN | 29273V100 |
| — | ALPS ETF TR | 760,212 | $6.462M | 1.6% | $10.08 | — | ALERIAN MLP | 00162Q866 |
| — | OAKTREE SPECIALTY LENDING CO | 1,121,457 | $6.123M | 1.5% | $4.25 | — | COM | 67401P108 |
| CSCO | CISCO SYS INC | 120,000 | $5.755M | 1.4% | $15.24 | +142.8% | COM | 17275R102 |
| — | THL CREDIT INC | 901,763 | $5.69M | 1.4% | $8.66 | — | COM | 872438106 |
| — | MFA FINL INC | 727,604 | $5.569M | 1.3% | $7.97 | — | COM | 55272X102 |
| CMCSA | COMCAST CORP NEW | 120,000 | $5.396M | 1.3% | $29.43 | +11.3% | CL A | 20030N101 |
| GPMT | GRANITE PT MTG TR INC | 267,518 | $4.939M | 1.2% | $17.17 | — | COM | 38741L107 |
| — | ETF MANAGERS TR | 116,600 | $4.841M | 1.2% | $31.64 | — | PRIME CYBR SCRTY | 26924G201 |
| RC | READY CAP CORP | 299,659 | $4.72M | 1.1% | $12.29 | — | COM | 75574U101 |
| — | NUSTAR ENERGY LP | 180,456 | $4.665M | 1.1% | $27.30 | — | UNIT COM | 67058H102 |
| — | TC PIPELINES LP | 110,000 | $4.653M | 1.1% | $33.67 | — | UT COM LTD PRT | 87233Q108 |
| BBDC | BARINGS BDC INC | 440,682 | $4.53M | 1.1% | $5.20 | -22.3% | COM | 06759L103 |
| — | SIERRA METALS INC | 2,556,082 | $4.242M | 1.0% | $2.13 | — | COM | 82639W106 |
| CGBD | TCG BDC INC | 310,063 | $4.149M | 1.0% | $6.21 | -37.4% | COM | 872280102 |
| SYF | SYNCHRONY FINL | 110,362 | $3.974M | 1.0% | $24.93 | -31.8% | COM | 87165B103 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $3.308M | 0.8% | $75.27 | +46.2% | COM | 98956P102 |
| — | GENERAL ELECTRIC CO | 279,952 | $3.124M | 0.8% | $17.46 | — | COM | 369604103 |
| — | KAYNE ANDERSN MLP MIDS INVT | 215,300 | $2.999M | 0.7% | $13.05 | — | COM | 486606106 |
| PFLT | PENNANTPARK FLOATING RATE CA | 232,014 | $2.829M | 0.7% | $5.08 | -22.8% | COM | 70806A106 |
| ZTS | ZOETIS INC | 21,174 | $2.802M | 0.7% | $29.32 | +324.5% | CL A | 98978V103 |
| — | OAKTREE STRATEGIC INCOME COR | 282,329 | $2.312M | 0.6% | $8.30 | — | COM | 67402D104 |
| KGC | KINROSS GOLD CORP | 463,352 | $2.196M | 0.5% | $4.62 | +40.4% | COM | 496902404 |
| IIPR | INNOVATIVE INDL PPTYS INC | 450 | $1.987M | 0.5% | $75.84 | — | Put | 45781V101 |
| TRGP | TARGA RES CORP | 47,178 | $1.926M | 0.5% | $15.07 | -10.8% | COM | 87612G101 |
| GM | GENERAL MTRS CO | 52,126 | $1.908M | 0.5% | $26.01 | -9.7% | COM | 37045V100 |
| — | PDL BIOPHARMA INC | 539,450 | $1.751M | 0.4% | $2.55 | — | COM | 69329Y104 |
| THC | TENET HEALTHCARE CORP | 45,000 | $1.711M | 0.4% | $14.07 | +40.0% | COM NEW | 88033G407 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.622M | 0.4% | $53.69 | -35.2% | COM | 30231G102 |
| — | GRUBHUB INC | 33,300 | $1.62M | 0.4% | $48.65 | — | COM | 400110102 |
| PTON | PELOTON INTERACTIVE INC | 1,850 | $1.584M | 0.4% | — | — | Call | 70614W100 |
| FITB | FIFTH THIRD BANCORP | 50,750 | $1.56M | 0.4% | $20.28 | -26.8% | COM | 316773100 |
| AGNC | AGNC INVT CORP | 87,633 | $1.555M | 0.4% | $18.04 | — | COM | 00123Q104 |
| NMFC | NEW MTN FIN CORP | 112,968 | $1.552M | 0.4% | $4.40 | 0.0% | COM | 647551100 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.547M | 0.4% | $47.52 | — | COM UNIT RP LP | 559080106 |
| TSLA | TESLA INC | 350 | $1.306M | 0.3% | $41.46 | +30.5% | Put | 88160R101 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $1.186M | 0.3% | $14.98 | — | COM | 87265K102 |
| IIPR | INNOVATIVE INDL PPTYS INC | 15,400 | $1.168M | 0.3% | $75.84 | — | COM | 45781V101 |
| VALE | VALE S A | 88,132 | $1.163M | 0.3% | $11.93 | — | SPONSORED ADS | 91912E105 |
| — | CIDARA THERAPEUTICS INC | 300,000 | $1.152M | 0.3% | $4.37 | — | COM | 171757107 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 335,692 | $1.111M | 0.3% | $11.73 | — | COM UNIT LTD | 866142102 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $1.102M | 0.3% | $23.16 | +92.4% | CL A | 609207105 |
| — | TRANSATLANTIC PETROLEUM LTD | 2,198,040 | $1.073M | 0.3% | $2.72 | — | SHS NEW | G89982113 |
| YETI | YETI HLDGS INC | 30,775 | $1.07M | 0.3% | $30.04 | 0.0% | COM | 98585X104 |
| — | PLAINS GP HLDGS L P | 52,788 | $1M | 0.2% | $18.94 | — | LTD PARTNR INT A | 72651A108 |
| PAA | PLAINS ALL AMERN PIPELINE L | 50,000 | $920K | 0.2% | $14.81 | — | UNIT LTD PARTN | 726503105 |
| RIG | TRANSOCEAN LTD | 121,138 | $833K | 0.2% | $24.77 | -93.7% | REG SHS | H8817H100 |
| EXC | EXELON CORP | 18,000 | $821K | 0.2% | $15.41 | +40.9% | COM | 30161N101 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $791K | 0.2% | $15.46 | — | COM | 70931T103 |
| TCPC | BLACKROCK TCP CAP CORP | 49,093 | $690K | 0.2% | $14.63 | -41.2% | COM | 09259E108 |
| XMPT | VANECK VECTORS ETF TRUST | 20,995 | $579K | 0.1% | $23.86 | — | CEF MUN INCOME E | 92189F460 |
| UBER | UBER TECHNOLOGIES INC | 1,000 | $555K | 0.1% | — | — | Call | 90353T100 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $546K | 0.1% | $15.06 | — | COM | 67066V101 |
| SD | SANDRIDGE ENERGY INC | 127,100 | $539K | 0.1% | $9.01 | -83.3% | COM NEW | 80007P869 |
| — | MEDLEY CAP CORP | 240,237 | $524K | 0.1% | $8.74 | — | COM | 58503F106 |
| COP | CONOCOPHILLIPS | 7,200 | $468K | 0.1% | $39.96 | -17.6% | COM | 20825C104 |
| EQS | EQUUS TOTAL RETURN INC | 243,803 | $445K | 0.1% | $2.39 | -52.8% | COM | 294766100 |
| CVS | CVS HEALTH CORP | 300 | $431K | 0.1% | — | — | Call | 126650100 |
| BA | BOEING CO | 250 | $407K | 0.1% | $272.82 | -43.7% | Call | 097023105 |
| HUM | HUMANA INC | 1,100 | $403K | 0.1% | $355.71 | 0.0% | COM | 444859102 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $397K | 0.1% | $15.62 | — | COM SHS BEN INT | 288578107 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $386K | 0.1% | $11.12 | — | COM | 46133G107 |
| — | BARRICK GOLD CORPORATION | 19,562 | $364K | 0.1% | $14.63 | — | COM | 067901108 |
| MOV | MOVODA GROUP INC | 15,100 | $328K | 0.1% | $24.33 | -55.6% | COM | 624580106 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 10,005 | $227K | 0.1% | $20.29 | -22.0% | COM NEW | 652526203 |
| — | CONTURA ENERGY INC | 24,032 | $217K | 0.1% | $65.75 | — | COM | 21241B100 |
| SLB | SCHLUMBERGER LTD | 5,000 | $201K | 0.0% | $15.47 | 0.0% | CALL | 806857108 |
| — | MEDLEY MGMT INC | 40,134 | $118K | 0.0% | $8.30 | — | CL A COM | 58503T106 |
| GM | GENERAL MTRS CO | 300 | $102K | 0.0% | $26.01 | -9.7% | Call | 37045V100 |
| — | ALPS ETF TR | 750 | $2,000 | 0.0% | $10.08 | — | Call | 00162Q866 |
| HUM | HUMANA INC | 100 | $1,000 | 0.0% | $355.71 | 0.0% | Put | 444859102 |
| — | GRUBHUB INC | 350 | $1,000 | 0.0% | $48.65 | — | Call | 400110102 |