CIK: 0001600151 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value ($000): $132,415 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BAC | BANK OF AMERICA CORPORATION | 1,006,561 | $17,162 | 13.0% | $11.85 | +6.1% | COM | 060505104 |
| — | FS INVT CORP | 870,773 | $9,370 | 7.1% | $10.65 | — | COM | 302635107 |
| AIG | AMERICAN INTL GROUP INC | 155,390 | $8,394 | 6.3% | $37.92 | +10.2% | COM NEW | 026874784 |
| AAPL | APPLE INC | 71,488 | $7,184 | 5.4% | $18.35 | +17.8% | COM | 037833100 |
| — | POWERSHARES QQQ TRUST | 40,504 | $4,001 | 3.0% | $98.78 | — | UNIT SER 1 | 73935A104 |
| — | AMERICAN INTL GROUP INC | 161,205 | $3,837 | 2.9% | $20.26 | — | *W EXP 01/19/202 | 026874156 |
| SPY | SPDR S&P 500 ETF TR | 15,830 | $3,119 | 2.4% | $193.56 | — | TR UNIT | 78462F103 |
| LNG | CHENIERE ENERGY INC | 36,377 | $2,911 | 2.2% | $44.20 | +72.5% | COM NEW | 16411R208 |
| — | SANDRIDGE ENERGY INC | 628,844 | $2,698 | 2.0% | $5.66 | — | COM | 80007P307 |
| EEM | ISHARES | 57,114 | $2,373 | 1.8% | $42.09 | — | MSCI EMG MKT ETF | 464287234 |
| — | WESTERN ASSET EMRG MKT DEBT | 124,187 | $2,125 | 1.6% | $17.44 | — | COM | 95766A101 |
| — | BANK OF AMERICA CORPORATION | 280,550 | $2,104 | 1.6% | $6.47 | — | *W EXP 01/16/201 | 060505146 |
| — | JPMORGAN CHASE & CO | 38,911 | $2,065 | 1.6% | $50.14 | — | ALERIAN ML ETN | 46625H365 |
| — | LEUCADIA NATL CORP | 86,077 | $2,052 | 1.5% | $25.27 | — | COM | 527288104 |
| — | CHESAPEAKE ENERGY CORP | 87,501 | $2,012 | 1.5% | $27.01 | — | COM | 165167107 |
| — | EXCO RESOURCES INC | 571,482 | $1,909 | 1.4% | $5.38 | — | COM | 269279402 |
| VV | VANGUARD INDEX FDS | 19,317 | $1,747 | 1.3% | $85.18 | — | LARGE CAP ETF | 922908637 |
| MU | MICRON TECHNOLOGY INC | 48,866 | $1,674 | 1.3% | $31.60 | 0.0% | COM | 595112103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 11,755 | $1,624 | 1.2% | $115.63 | +15.2% | CL B NEW | 084670702 |
| — | POWERSHS DB US DOLLAR INDEX | 69,616 | $1,592 | 1.2% | $22.87 | — | DOLL INDX BULL | 73936D107 |
| — | AMERICAN RLTY CAP PPTYS INC | 124,249 | $1,493 | 1.1% | $13.22 | — | COM | 02917T104 |
| — | ENCANA CORP | 68,356 | $1,450 | 1.1% | $18.09 | — | COM | 292505104 |
| EOG | EOG RES INC | 13,246 | $1,312 | 1.0% | $71.74 | +10.6% | COM | 26875P101 |
| — | BARCLAYS BANK PLC | 50,400 | $1,311 | 1.0% | $25.37 | — | ADR PFD SR 5 | 06739H362 |
| CSCO | CISCO SYS INC | 51,744 | $1,302 | 1.0% | $15.20 | +16.4% | COM | 17275R102 |
| — | NUVEEN QUALITY PFD INC FD 3 | 141,297 | $1,183 | 0.9% | $8.27 | — | COM | 67072W101 |
| — | MARKET VECTORS ETF TR | 31,640 | $993 | 0.7% | $31.11 | — | AFRICA ETF | 57060U787 |
| — | ETFS PALLADIUM TR | 12,960 | $974 | 0.7% | $69.73 | — | SH BEN INT | 26923A106 |
| — | SPDR SERIES TRUST | 24,064 | $967 | 0.7% | $40.66 | — | BRC HGH YLD BD | 78464A417 |
| YPF | UPF SOCIEDAD ANONIMA | 25,237 | $934 | 0.7% | $37.01 | — | SPON ADR CL D | 984245100 |
| DLR | DIGITAL RLTY TR INC | 14,656 | $914 | 0.7% | $36.28 | +14.7% | COM | 253868103 |
| — | AMER RLTY CAP HEALTHCAR TR I | 84,616 | $895 | 0.7% | $10.86 | — | COM | 02917R108 |
| — | CLAYMORE EXCHANGE TRD FD TR | 21,955 | $892 | 0.7% | $44.21 | — | GUGGENHEIM SOLAR | 18383Q739 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 4 | $828 | 0.6% | $173485.66 | +15.2% | CL A | 084670108 |
| — | COHEN & STEERS INFRASTRUCTUR | 35,107 | $813 | 0.6% | $23.23 | — | COM | 19248A109 |
| HTLD | HEARTLAND EXPRESS INC | 33,446 | $801 | 0.6% | $16.39 | +41.2% | COM | 422347104 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 3,205 | $799 | 0.6% | $244.15 | — | UTSER1 S&PDCRP | 78467Y107 |
| IVW | ISHARES | 7,273 | $777 | 0.6% | $98.88 | — | S&P 500 GRWT ETF | 464287309 |
| — | BLACKROCK RES & COMM STRAT T | 68,858 | $769 | 0.6% | $12.09 | — | SHS | 09257A108 |
| HYS | PIMCO ETF TR | 7,405 | $768 | 0.6% | $106.38 | — | 0-5 HIGH YIELD | 72201R783 |
| — | BARRICK GOLD CORP | 51,562 | $756 | 0.6% | $17.64 | — | COM | 067901108 |
| CASY | CASEYS GEN STORES INC | 9,960 | $714 | 0.5% | $66.61 | -4.4% | COM | 147528103 |
| IVE | ISHARES | 7,705 | $694 | 0.5% | $90.29 | — | S&P 500 VAL ETF | 464287408 |
| — | NEW YORK REIT INC | 64,661 | $668 | 0.5% | $10.77 | — | COM | 64976L109 |
| IJJ | ISHARES | 5,445 | $655 | 0.5% | $126.91 | — | S&P MC 400VL ETF | 464287705 |
| XLK | SELECT SECTOR SPDR TR | 15,922 | $635 | 0.5% | $38.19 | — | TECHNOLOGY | 81369Y803 |
| NG | NOVAGOLD RES INC | 208,743 | $632 | 0.5% | $2.27 | +65.1% | COM NEW | 66987E206 |
| — | EATON VANCE RISK MNGD DIV EQ | 52,666 | $616 | 0.5% | $11.51 | — | COM | 27829G106 |
| — | CLOUGH GLOBAL EQUITY FD | 42,267 | $606 | 0.5% | $15.09 | — | COM | 18914C100 |
| — | DELPHI AUTOMOTIVE PLC | 9,832 | $603 | 0.5% | $67.88 | — | SHS | G27823106 |
| — | EATON VANCE TXMGD GL BUYWR O | 48,897 | $594 | 0.4% | $12.19 | — | COM | 27829C105 |
| — | WPX ENERGY INC | 24,437 | $588 | 0.4% | $20.37 | — | COM | 98212B103 |
| TIP | ISHARES | 5,164 | $579 | 0.4% | $110.04 | — | TIPS BD ETF | 464287176 |
| IXJ | ISHARES | 5,898 | $576 | 0.4% | $86.62 | — | GLOB HLTHCRE ETF | 464287325 |
| IXN | ISHARES | 6,043 | $553 | 0.4% | $83.56 | — | GLOBAL TECH ETF | 464287291 |
| VEU | VANGUARD INTL EQUITY INDEX F | 11,106 | $547 | 0.4% | $50.94 | — | ALLWRLD EX US | 922042775 |
| MUB | ISHARES | 4,961 | $544 | 0.4% | $109.66 | — | NAT AMT FREE BD | 464288414 |
| — | RETAIL PPTYS AMER INC | 37,001 | $543 | 0.4% | $12.68 | — | CL A | 76131V202 |
| BSV | VANGUARD BD INDEX FD INC | 6,680 | $535 | 0.4% | $80.01 | — | SHORT TRM BOND | 921937827 |
| BIV | VANGUARD BD INDEX FD INC | 6,155 | $519 | 0.4% | $81.69 | — | INTERMED TERM | 921937819 |
| — | FOREST OIL CORP | 440,155 | $515 | 0.4% | $1.38 | — | COM PAR $0.01 | 346091705 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,697 | $512 | 0.4% | $107.14 | +6.7% | COM | 459200101 |
| RWO | SPDR INDEX SHS FDS | 11,472 | $509 | 0.4% | $41.91 | — | DJ GLB RL ES ETF | 78463X749 |
| IXG | ISHARES | 8,911 | $501 | 0.4% | $56.23 | — | GLOBAL FINLS ETF | 464287333 |
| — | LEVY ACQUISITION CORP | 51,600 | $499 | 0.4% | $9.68 | — | COM | 52748T104 |
| — | LEGG MASON BW GLB INC OPP FD | 29,057 | $492 | 0.4% | $17.59 | — | COM | 52469B100 |
| — | ADVENT CLAYMORE CV SECS & IN | 27,586 | $478 | 0.4% | $18.26 | — | COM | 00764C109 |
| — | UBS AG LONDON BRH | 18,240 | $478 | 0.4% | $26.21 | — | ETRACS MTH 2XLV | 90270L842 |
| — | SPDR SERIES TRUST | 19,680 | $472 | 0.4% | $23.98 | — | NUVN BRCLY MUNI | 78464A458 |
| IJH | ISHARES | 3,427 | $469 | 0.4% | $133.84 | — | CORE S&P MCP ETF | 464287507 |
| AGG | ISHARES | 4,160 | $454 | 0.3% | $106.43 | — | CORE TOTUSBD ETF | 464287226 |
| — | TORTOISE MLP FD INC | 15,167 | $440 | 0.3% | $29.01 | — | COM | 89148B101 |
| JPM | JPMORGAN CHASE & CO | 7,074 | $426 | 0.3% | $39.70 | +8.6% | COM | 46625H100 |
| XOM | EXXON MOBIL CORP | 4,509 | $424 | 0.3% | $55.94 | +9.9% | COM | 30231G102 |
| TBT | PROSHARES TR | 7,470 | $411 | 0.3% | $61.55 | — | PSHS ULTSH 20YRS | 74347B201 |
| PNNT | PENNANTPARK INVT CORP | 34,150 | $371 | 0.3% | $2.71 | +3.2% | COM | 708062104 |
| — | CELGENE CORP | 3,926 | $368 | 0.3% | $128.79 | — | COM | 151020104 |
| MBB | ISHARES | 3,395 | $367 | 0.3% | $108.10 | — | MBS ETF | 464288588 |
| VZ | VERIZON COMMUNICATIONS INC | 6,995 | $350 | 0.3% | $26.74 | +4.0% | COM | 92343V104 |
| — | POWERSHARES ETF TRUST | 8,791 | $346 | 0.3% | $39.36 | — | DWA MOMENTUM PTF | 73935X153 |
| FXH | FIRST TR EXCHANGE TRADED FD | 6,064 | $338 | 0.3% | $55.74 | — | HLTH CARE ALPH | 33734X143 |
| — | COLUMBIA PPTY TR INC | 13,856 | $332 | 0.3% | $24.72 | — | COM NEW | 198287203 |
| — | SPDR SERIES TRUST | 13,469 | $329 | 0.2% | $24.43 | — | NUVN BR SHT MUNI | 78464A425 |
| F | FORD MTR CO DEL | 22,180 | $326 | 0.2% | $8.93 | +5.1% | COM PAR $0.01 | 345370860 |
| — | CLAYMORE EXCHANGE TRD FD TR | 7,144 | $322 | 0.2% | $45.09 | — | GUGG SPINOFF ETF | 18383M605 |
| — | APPLE INC | 105 | $321 | 0.2% | — | — | Call | 037833900 |
| — | SPIRIT RLTY CAP INC NEW | 28,640 | $319 | 0.2% | $9.83 | — | COM | 84860W102 |
| IGIB | ISHARES | 2,911 | $318 | 0.2% | $107.87 | — | INTERM CR BD ETF | 464288638 |
| — | BANCORPSOUTH INC | 15,655 | $315 | 0.2% | $24.95 | — | COM | 059692103 |
| — | H & Q HEALTHCARE INVESTORS | 11,225 | $314 | 0.2% | $27.97 | — | SH BEN INT | 404052102 |
| T | AT&T INC | 8,822 | $311 | 0.2% | $11.17 | +6.5% | COM | 00206R102 |
| USB | US BANCORP DEL | 7,350 | $307 | 0.2% | $25.40 | +11.9% | COM NEW | 902973304 |
| PG | PROCTOR & GAMBLE CO | 3,626 | $304 | 0.2% | $59.73 | 0.0% | COM | 742718109 |
| COP | CONOCOPHILLIPS | 3,851 | $295 | 0.2% | $49.68 | +14.1% | COM | 20825C104 |
| CAT | CATERPILLAR INC DEL | 2,933 | $290 | 0.2% | $62.67 | +26.5% | COM | 149123101 |
| VB | VANGUARD INDEX FDS | 2,321 | $257 | 0.2% | $109.99 | — | SMALL CP ETF | 922908751 |
| KRG | KITE RLTY GROUP TR | 10,590 | $257 | 0.2% | $24.27 | — | COM NEW | 49803T300 |
| HRB | BLOCK H & R INC | 7,903 | $245 | 0.2% | $19.51 | +10.2% | COM | 093671105 |
| TSLA | TESLA MTRS INC | 997 | $242 | 0.2% | $16.50 | 0.0% | COM | 88160R101 |
| KRE | SPDR SERIES TRUST | 6,323 | $239 | 0.2% | $40.66 | — | S&P REGL BKG | 78464A698 |
| JNJ | JOHNSON & JOHNSON | 2,214 | $236 | 0.2% | $67.34 | +12.2% | COM | 478160104 |
| — | GENERAL ELECTRIC CO | 9,243 | $236 | 0.2% | $27.93 | — | COM | 369604103 |
| — | NUVEEN CR STRATEGIES INCM FD | 26,365 | $235 | 0.2% | $8.91 | — | COM SHS | 67073D102 |
| — | WELLS FARGO ADVANTAGE INCOME | 25,345 | $229 | 0.2% | $9.24 | — | COM SHS | 94987B105 |
| DHR | DANAHER CORP DEL | 2,917 | $222 | 0.2% | $29.92 | +4.2% | COM | 235851102 |
| — | HOWARD HUGHES CORP | 1,463 | $219 | 0.2% | $142.86 | — | COM | 44267D107 |
| BKD | BROOKDALE SR LIVING INC | 6,583 | $212 | 0.2% | $34.08 | 0.0% | COM | 112463104 |
| V | VISA INC | 980 | $209 | 0.2% | $46.29 | +7.2% | COM CL A | 92826C839 |
| — | STANDARD PAC CORP NEW | 27,725 | $208 | 0.2% | $8.89 | — | COM | 85375C101 |
| — | CREDIT SUISSE ASSET MGMT INC | 59,880 | $204 | 0.2% | $3.56 | — | COM | 224916106 |
| WFC | WELLS FARGO & CO NEW | 3,906 | $202 | 0.2% | $30.76 | +21.6% | COM | 949746101 |
| — | ADVENT CLAY CONV SEC INC FD | 29,500 | $199 | 0.2% | $6.75 | — | COM | 007639107 |
| — | LEVY ACQUISITION CORP | 18,400 | $186 | 0.1% | $10.01 | — | UNIT 99/99/9999 | 52748T203 |
| — | NUVEEN GLOBAL EQUITY INCOME | 13,250 | $178 | 0.1% | $13.43 | — | COM | 6706EH103 |
| — | NUVEEN PREM INCOME MUN FD 2 | 12,217 | $168 | 0.1% | $13.75 | — | COM | 67063W102 |
| — | DREYFUS STRATEGIC MUN BD FD | 20,875 | $168 | 0.1% | $8.05 | — | COM | 26202F107 |
| — | NUVEEN MUN ADVANTAGE FD INC | 12,380 | $167 | 0.1% | $13.49 | — | COM | 67062H106 |
| STKL | SUNOPTA INC | 13,850 | $167 | 0.1% | $9.64 | +36.7% | COM | 8676EP108 |
| XMVFX | BLACKROCK MUNIVEST FN INC | 17,187 | $165 | 0.1% | $9.60 | — | COM | 09253R105 |
| — | INVESCO MUNI INCOME OPP TRST | 23,780 | $161 | 0.1% | $6.87 | — | COM | 46132X101 |
| — | INVESCO DYNAMIC CR OPP FD | 12,949 | $160 | 0.1% | $12.93 | — | COM | 46132R104 |
| — | ANNALY CAP MGMT INC | 14,612 | $158 | 0.1% | $10.04 | — | COM | 035710409 |
| — | GLOBAL X FDS | 12,540 | $133 | 0.1% | $14.19 | — | SILVER MNR ETF | 37950E853 |
| SALM | SALEM COMMUNICATIONS CORP DE | 17,353 | $132 | 0.1% | $8.68 | -2.2% | CL A | 794093104 |
| — | ACHILLION PHARMACEUTICALS IN | 13,000 | $130 | 0.1% | $7.54 | — | COM | 00448Q201 |
| PSLV | SPROTT PHYSICAL SILVER TR | 18,800 | $129 | 0.1% | $8.46 | — | TR UNIT | 85207K107 |
| INN | SUMMIT HOTEL PPTYS | 11,049 | $119 | 0.1% | $9.00 | — | COM | 866082100 |
| — | BIOFUEL ENERGY CORP | 14,006 | $89 | 0.1% | $6.85 | — | COM NEW | 09064Y307 |
| — | LIBERATOR MEDICAL HLDGS INC | 22,000 | $69 | 0.1% | $3.91 | — | COM | 53012L108 |
| — | AMERICAN APPAREL INC | 80,640 | $66 | 0.0% | $1.23 | — | COM | 023850100 |
| CWST | CASELLA WASTE SYS INC | 15,000 | $58 | 0.0% | $5.25 | -11.4% | CL A | 147448104 |
| — | BIOFUEL ENERGY CORP | 14,006 | $40 | 0.0% | $2.86 | — | RIGHT 10/17/2014 | 09064Y117 |
| — | LEVY ACQUISITION CORP | 33,250 | $12 | 0.0% | $0.49 | — | *W EXP 11/19/201 | 52748T112 |
| — | TIMBERLINE RES CORP | 10,000 | $1 | 0.0% | $0.20 | — | COM | 887133106 |