Rosenthal | Henry Capital Advisors, Inc. Diversified Active

CIK: 0001697539 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Jan 12, 2024

Total Value ($000): $87,501 (100.0% shares, 0.0% debt)

Holdings (39)

TBBK Bancorp Inc 7.6%

Value ($000) $6,610 Shares 171,418 Est. Cost $11.10 Unrealized +237.0%

LKFN Lakeland Finl Corp 4.5%

Value ($000) $3,906 Shares 59,939 Est. Cost $32.85 Unrealized +56.1%

WTFC Wintrust Finacial Corp 4.0%

Value ($000) $3,489 Shares 37,618 Est. Cost $43.40 Unrealized +90.5%

SYBT Stock Yds Bancorp Inc 3.9%

Value ($000) $3,436 Shares 66,739 Est. Cost $39.26 Unrealized +13.3%

RF Regions Financial Corp 3.6%

Value ($000) $3,126 Shares 161,305 Est. Cost $10.01 Unrealized +50.3%

— CommerceWest Bank 3.4%

Value ($000) $2,938 Shares 97,127 Est. Cost $17.57 Unrealized —

CASH Meta Finl Group Inc 3.3%

Value ($000) $2,927 Shares 55,295 Est. Cost $24.82 Unrealized +96.6%

FRME First Merchants Corp 3.3%

Value ($000) $2,906 Shares 78,361 Est. Cost $30.53 Unrealized -6.5%

VBNK Versabank New 3.3%

Value ($000) $2,893 Shares 264,226 Est. Cost $6795.31 Unrealized —

— Seacost BKG Corporation 3.3%

Value ($000) $2,887 Shares 101,439 Est. Cost $14385.48 Unrealized —

— Triumph Bancorp Inc 3.2%

Value ($000) $2,806 Shares 35,000 Est. Cost $78304.36 Unrealized —

BANF BancFirst Corp 3.2%

Value ($000) $2,760 Shares 28,358 Est. Cost $38.12 Unrealized +121.1%

CCB Coastal Financial Corp 3.1%

Value ($000) $2,740 Shares 61,701 Est. Cost $47.15 Unrealized -12.4%

TCBK Trico Bancshares 3.0%

Value ($000) $2,653 Shares 61,739 Est. Cost $38.46 Unrealized -6.7%

HBAN Huntington Bancshares 2.9%

Value ($000) $2,544 Shares 200,000 Est. Cost $11.15 Unrealized -10.5%

SPFI South Plains Financial Inc 2.8%

Value ($000) $2,444 Shares 84,400 Est. Cost $27.20 Unrealized 0.0%

WBS Webster Fincl Corp 2.6%

Value ($000) $2,233 Shares 44,000 Est. Cost $42.66 Unrealized +1.3%

FMNB Farmers National Banc Corp 2.4%

Value ($000) $2,079 Shares 143,869 Est. Cost $12.04 Unrealized -9.0%

GABC German Amern Bancorp Inc 2.3%

Value ($000) $2,051 Shares 63,273 Est. Cost $24.85 Unrealized +9.4%

HTBK Heritage Commerce Corp 2.3%

Value ($000) $2,049 Shares 206,587 Est. Cost $8.89 Unrealized -0.9%

CNOB ConnectOne Bancorp Inc 2.3%

Value ($000) $2,040 Shares 89,047 Est. Cost $17.27 Unrealized +3.7%

OBK Origin Bancorp 2.3%

Value ($000) $2,032 Shares 57,121 Est. Cost $31.74 Unrealized -0.1%

TOWN TowneBank Portsmouth VA 2.1%

Value ($000) $1,845 Shares 62,000 Est. Cost $28.94 Unrealized -10.4%

MBWM Mercantile Bank Corp 2.1%

Value ($000) $1,817 Shares 45,000 Est. Cost $22.44 Unrealized +45.0%

FBIZ First Bus Finl Svcs Inc Wis 2.1%

Value ($000) $1,805 Shares 45,000 Est. Cost $17.36 Unrealized +83.1%

BANR Banner Corporation 2.1%

Value ($000) $1,798 Shares 33,565 Est. Cost $35.85 Unrealized +18.6%

NRIM Northrim Bancorp Inc 2.0%

Value ($000) $1,716 Shares 30,000 Est. Cost $9.85 Unrealized +10.9%

— Northeast Community Bancorp Inc 1.9%

Value ($000) $1,670 Shares 94,147 Est. Cost $12320.26 Unrealized —

— Pacific Premier Bancorp 1.9%

Value ($000) $1,645 Shares 56,510 Est. Cost $17189.25 Unrealized —

UNTY Unity Bancorp Inc 1.8%

Value ($000) $1,539 Shares 52,000 Est. Cost $21.77 Unrealized +14.6%

MBIN Merchants Bancorp Ind 1.6%

Value ($000) $1,388 Shares 32,602 Est. Cost $27.07 Unrealized +18.8%

SRCE 1st Source Corp 1.6%

Value ($000) $1,374 Shares 25,000 Est. Cost $41764.49 Unrealized —

FFIN First Financial Bankshares Inc 1.5%

Value ($000) $1,321 Shares 43,600 Est. Cost $25.26 Unrealized 0.0%

BWB Bridgewater Bancshares Inc. 1.4%

Value ($000) $1,225 Shares 90,614 Est. Cost $12.90 Unrealized -18.3%

— Crossfirst Bankshares 1.2%

Value ($000) $1,019 Shares 75,000 Est. Cost $12.41 Unrealized —

TCBX Third Coast Bancshares 1.2%

Value ($000) $1,013 Shares 51,000 Est. Cost $18.68 Unrealized -7.1%

— Sandy Spring Bancorp Inc 1.1%

Value ($000) $1,005 Shares 36,900 Est. Cost $39.98 Unrealized —

BMRC Bank Marin Bancorp 1.1%

Value ($000) $958 Shares 43,500 Est. Cost $20.36 Unrealized -15.6%

— Stellar Bancorp 0.9%

Value ($000) $814 Shares 29,250 Est. Cost $21.32 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TBBK	Bancorp Inc	171,418	$6,610	7.6%	$11.10	+237.0%	COM	05969A105
LKFN	Lakeland Finl Corp	59,939	$3,906	4.5%	$32.85	+56.1%	COM	511656100
WTFC	Wintrust Finacial Corp	37,618	$3,489	4.0%	$43.40	+90.5%	COM	97650W108
SYBT	Stock Yds Bancorp Inc	66,739	$3,436	3.9%	$39.26	+13.3%	COM	861025104
RF	Regions Financial Corp	161,305	$3,126	3.6%	$10.01	+50.3%	COM	7591EP100
—	CommerceWest Bank	97,127	$2,938	3.4%	$17.57	—	COM	20084T103
CASH	Meta Finl Group Inc	55,295	$2,927	3.3%	$24.82	+96.6%	COM	59100U108
FRME	First Merchants Corp	78,361	$2,906	3.3%	$30.53	-6.5%	COM	320817109
VBNK	Versabank New	264,226	$2,893	3.3%	$6795.31	—	COM	92512J106
—	Seacost BKG Corporation	101,439	$2,887	3.3%	$14385.48	—	COM	811707306
—	Triumph Bancorp Inc	35,000	$2,806	3.2%	$78304.36	—	COM	89679e300
BANF	BancFirst Corp	28,358	$2,760	3.2%	$38.12	+121.1%	COM	05945F103
CCB	Coastal Financial Corp	61,701	$2,740	3.1%	$47.15	-12.4%	COM	19046P209
TCBK	Trico Bancshares	61,739	$2,653	3.0%	$38.46	-6.7%	COM	896095106
HBAN	Huntington Bancshares	200,000	$2,544	2.9%	$11.15	-10.5%	COM	446150104
SPFI	South Plains Financial Inc	84,400	$2,444	2.8%	$27.20	0.0%	COM	83946P107
WBS	Webster Fincl Corp	44,000	$2,233	2.6%	$42.66	+1.3%	COM	947890109
FMNB	Farmers National Banc Corp	143,869	$2,079	2.4%	$12.04	-9.0%	COM	309627107
GABC	German Amern Bancorp Inc	63,273	$2,051	2.3%	$24.85	+9.4%	COM	373865104
HTBK	Heritage Commerce Corp	206,587	$2,049	2.3%	$8.89	-0.9%	COM	426927109
CNOB	ConnectOne Bancorp Inc	89,047	$2,040	2.3%	$17.27	+3.7%	COM	20786W107
OBK	Origin Bancorp	57,121	$2,032	2.3%	$31.74	-0.1%	COM	68621T102
TOWN	TowneBank Portsmouth VA	62,000	$1,845	2.1%	$28.94	-10.4%	COM	89214P109
MBWM	Mercantile Bank Corp	45,000	$1,817	2.1%	$22.44	+45.0%	COM	587376104
FBIZ	First Bus Finl Svcs Inc Wis	45,000	$1,805	2.1%	$17.36	+83.1%	COM	319390100
BANR	Banner Corporation	33,565	$1,798	2.1%	$35.85	+18.6%	COM	06652V208
NRIM	Northrim Bancorp Inc	30,000	$1,716	2.0%	$9.85	+10.9%	COM	666762109
—	Northeast Community Bancorp Inc	94,147	$1,670	1.9%	$12320.26	—	COM	664112109
—	Pacific Premier Bancorp	56,510	$1,645	1.9%	$17189.25	—	COM	69478X105
UNTY	Unity Bancorp Inc	52,000	$1,539	1.8%	$21.77	+14.6%	COM	913290102
MBIN	Merchants Bancorp Ind	32,602	$1,388	1.6%	$27.07	+18.8%	COM	58844R108
SRCE	1st Source Corp	25,000	$1,374	1.6%	$41764.49	—	COM	336901103
FFIN	First Financial Bankshares Inc	43,600	$1,321	1.5%	$25.26	0.0%	COM	32020R109
BWB	Bridgewater Bancshares Inc.	90,614	$1,225	1.4%	$12.90	-18.3%	COM	108621103
—	Crossfirst Bankshares	75,000	$1,019	1.2%	$12.41	—	COM	22766M109
TCBX	Third Coast Bancshares	51,000	$1,013	1.2%	$18.68	-7.1%	COM	88422P109
—	Sandy Spring Bancorp Inc	36,900	$1,005	1.1%	$39.98	—	COM	800363103
BMRC	Bank Marin Bancorp	43,500	$958	1.1%	$20.36	-15.6%	COM	063425102
—	Stellar Bancorp	29,250	$814	0.9%	$21.32	—	COM	85856w105