Rosenthal | Henry Capital Advisors, Inc. Diversified Active

CIK: 0001697539 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 26, 2023

Total Value ($000): $74,294 (100.0% shares, 0.0% debt)

Holdings (43)

TBBK Bancorp Inc 8.3%

Value ($000) $6,132 Shares 177,736 Est. Cost $11.10 Unrealized +228.1%

LKFN Lakeland Finl Corp 4.1%

Value ($000) $3,020 Shares 63,624 Est. Cost $32.85 Unrealized +45.0%

WTFC Wintrust Finacial Corp 4.0%

Value ($000) $2,969 Shares 39,323 Est. Cost $43.40 Unrealized +81.3%

— CommerceWest Bank 3.9%

Value ($000) $2,866 Shares 97,127 Est. Cost $17.57 Unrealized —

CCB Coastal Financial Corp 3.7%

Value ($000) $2,777 Shares 64,711 Est. Cost $47.15 Unrealized -7.9%

RF Regions Financial Corp 3.7%

Value ($000) $2,775 Shares 161,345 Est. Cost $10.01 Unrealized +69.3%

CASH Meta Finl Group Inc 3.7%

Value ($000) $2,760 Shares 59,880 Est. Cost $24.82 Unrealized +99.0%

SYBT Stock Yds Bancorp Inc 3.5%

Value ($000) $2,622 Shares 66,739 Est. Cost $39.26 Unrealized +15.3%

BANF BancFirst Corp 3.5%

Value ($000) $2,598 Shares 29,955 Est. Cost $38.12 Unrealized +137.4%

— Seacost BKG Corporation 3.1%

Value ($000) $2,337 Shares 106,411 Est. Cost $14385.48 Unrealized —

FRME First Merchants Corp 3.1%

Value ($000) $2,316 Shares 83,250 Est. Cost $30.53 Unrealized -10.7%

— Triumph Bancorp Inc 3.1%

Value ($000) $2,268 Shares 35,000 Est. Cost $78304.36 Unrealized —

OCFC Ocean First Financial 3.0%

Value ($000) $2,223 Shares 153,600 Est. Cost $18.08 Unrealized -17.8%

BWB Bridgewater Bancshares Inc. 2.9%

Value ($000) $2,141 Shares 225,871 Est. Cost $12.90 Unrealized -20.1%

TCBK Trico Bancshares 2.8%

Value ($000) $2,090 Shares 65,250 Est. Cost $38.46 Unrealized -8.9%

VBNK Versabank New 2.8%

Value ($000) $2,075 Shares 264,226 Est. Cost $6795.31 Unrealized —

HBAN Huntington Bancshares 2.6%

Value ($000) $1,940 Shares 186,500 Est. Cost $11.23 Unrealized -10.2%

HTBK Heritage Commerce Corp 2.5%

Value ($000) $1,863 Shares 220,000 Est. Cost $8.89 Unrealized 0.0%

GABC German Amern Bancorp Inc 2.4%

Value ($000) $1,819 Shares 67,132 Est. Cost $24.85 Unrealized +6.3%

WBS Webster Fincl Corp 2.4%

Value ($000) $1,774 Shares 44,000 Est. Cost $42.66 Unrealized -0.3%

CNOB ConnectOne Bancorp Inc 2.3%

Value ($000) $1,685 Shares 94,500 Est. Cost $17.27 Unrealized 0.0%

BANR Banner Corporation 2.0%

Value ($000) $1,514 Shares 35,723 Est. Cost $35.85 Unrealized +14.2%

TOWN TowneBank Portsmouth VA 1.9%

Value ($000) $1,422 Shares 62,000 Est. Cost $28.94 Unrealized -16.8%

MBWM Mercantile Bank Corp 1.9%

Value ($000) $1,391 Shares 45,000 Est. Cost $22.44 Unrealized +34.0%

— Northeast Community Bancorp Inc 1.9%

Value ($000) $1,390 Shares 94,147 Est. Cost $12320.26 Unrealized —

FBIZ First Bus Finl Svcs Inc Wis 1.8%

Value ($000) $1,350 Shares 45,000 Est. Cost $17.36 Unrealized +70.6%

— Pacific Premier Bancorp 1.7%

Value ($000) $1,298 Shares 59,657 Est. Cost $17189.25 Unrealized —

FMNB Farmers National Banc Corp 1.6%

Value ($000) $1,220 Shares 105,500 Est. Cost $12.44 Unrealized -10.2%

UNTY Unity Bancorp Inc 1.6%

Value ($000) $1,218 Shares 52,000 Est. Cost $21.77 Unrealized +9.5%

— Lakeland Bancorp Inc N.J. 1.6%

Value ($000) $1,201 Shares 95,157 Est. Cost $17629.99 Unrealized —

NRIM Northrim Bancorp Inc 1.6%

Value ($000) $1,189 Shares 30,000 Est. Cost $9.85 Unrealized -0.4%

SRCE 1st Source Corp 1.4%

Value ($000) $1,052 Shares 25,000 Est. Cost $41764.49 Unrealized —

CPF Central Pac Finl Corporation 1.2%

Value ($000) $917 Shares 55,000 Est. Cost $19.21 Unrealized -20.2%

MBIN Merchants Bancorp Ind 1.2%

Value ($000) $904 Shares 32,602 Est. Cost $27.07 Unrealized +4.0%

TCBX Third Coast Bancshares 1.2%

Value ($000) $872 Shares 51,000 Est. Cost $18.68 Unrealized 0.0%

HWC Hancock Whitney Corp 1.1%

Value ($000) $832 Shares 22,500 Est. Cost $45.46 Unrealized -10.2%

BMRC Bank Marin Bancorp 1.1%

Value ($000) $795 Shares 43,500 Est. Cost $20.36 Unrealized -16.2%

— Sandy Spring Bancorp Inc 1.1%

Value ($000) $791 Shares 36,900 Est. Cost $39.98 Unrealized —

— Crossfirst Bankshares 1.0%

Value ($000) $757 Shares 75,000 Est. Cost $12.41 Unrealized —

— Stellar Bancorp 0.8%

Value ($000) $624 Shares 29,250 Est. Cost $21.32 Unrealized —

— Bridge Bancorp Inc 0.7%

Value ($000) $501 Shares 25,086 Est. Cost $33380.77 Unrealized —

ZION Zions Bancorporation 0.0%

Value ($000) $5 Shares 130 Est. Cost $39.27 Unrealized -11.2%

OBK Origin Bancorp 0.0%

Value ($000) $4 Shares 140 Est. Cost $42.69 Unrealized -28.4%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TBBK	Bancorp Inc	177,736	$6,132	8.3%	$11.10	+228.1%	COM	05969A105
LKFN	Lakeland Finl Corp	63,624	$3,020	4.1%	$32.85	+45.0%	COM	511656100
WTFC	Wintrust Finacial Corp	39,323	$2,969	4.0%	$43.40	+81.3%	COM	97650W108
—	CommerceWest Bank	97,127	$2,866	3.9%	$17.57	—	COM	20084T103
CCB	Coastal Financial Corp	64,711	$2,777	3.7%	$47.15	-7.9%	COM	19046P209
RF	Regions Financial Corp	161,345	$2,775	3.7%	$10.01	+69.3%	COM	7591EP100
CASH	Meta Finl Group Inc	59,880	$2,760	3.7%	$24.82	+99.0%	COM	59100U108
SYBT	Stock Yds Bancorp Inc	66,739	$2,622	3.5%	$39.26	+15.3%	COM	861025104
BANF	BancFirst Corp	29,955	$2,598	3.5%	$38.12	+137.4%	COM	05945F103
—	Seacost BKG Corporation	106,411	$2,337	3.1%	$14385.48	—	COM	811707306
FRME	First Merchants Corp	83,250	$2,316	3.1%	$30.53	-10.7%	COM	320817109
—	Triumph Bancorp Inc	35,000	$2,268	3.1%	$78304.36	—	COM	89679e300
OCFC	Ocean First Financial	153,600	$2,223	3.0%	$18.08	-17.8%	COM	675234108
BWB	Bridgewater Bancshares Inc.	225,871	$2,141	2.9%	$12.90	-20.1%	COM	108621103
TCBK	Trico Bancshares	65,250	$2,090	2.8%	$38.46	-8.9%	COM	896095106
VBNK	Versabank New	264,226	$2,075	2.8%	$6795.31	—	COM	92512J106
HBAN	Huntington Bancshares	186,500	$1,940	2.6%	$11.23	-10.2%	COM	446150104
HTBK	Heritage Commerce Corp	220,000	$1,863	2.5%	$8.89	0.0%	COM	426927109
GABC	German Amern Bancorp Inc	67,132	$1,819	2.4%	$24.85	+6.3%	COM	373865104
WBS	Webster Fincl Corp	44,000	$1,774	2.4%	$42.66	-0.3%	COM	947890109
CNOB	ConnectOne Bancorp Inc	94,500	$1,685	2.3%	$17.27	0.0%	COM	20786W107
BANR	Banner Corporation	35,723	$1,514	2.0%	$35.85	+14.2%	COM	06652V208
TOWN	TowneBank Portsmouth VA	62,000	$1,422	1.9%	$28.94	-16.8%	COM	89214P109
MBWM	Mercantile Bank Corp	45,000	$1,391	1.9%	$22.44	+34.0%	COM	587376104
—	Northeast Community Bancorp Inc	94,147	$1,390	1.9%	$12320.26	—	COM	664112109
FBIZ	First Bus Finl Svcs Inc Wis	45,000	$1,350	1.8%	$17.36	+70.6%	COM	319390100
—	Pacific Premier Bancorp	59,657	$1,298	1.7%	$17189.25	—	COM	69478X105
FMNB	Farmers National Banc Corp	105,500	$1,220	1.6%	$12.44	-10.2%	COM	309627107
UNTY	Unity Bancorp Inc	52,000	$1,218	1.6%	$21.77	+9.5%	COM	913290102
—	Lakeland Bancorp Inc N.J.	95,157	$1,201	1.6%	$17629.99	—	COM	511637100
NRIM	Northrim Bancorp Inc	30,000	$1,189	1.6%	$9.85	-0.4%	COM	666762109
SRCE	1st Source Corp	25,000	$1,052	1.4%	$41764.49	—	COM	336901103
CPF	Central Pac Finl Corporation	55,000	$917	1.2%	$19.21	-20.2%	COM	154760409
MBIN	Merchants Bancorp Ind	32,602	$904	1.2%	$27.07	+4.0%	COM	58844R108
TCBX	Third Coast Bancshares	51,000	$872	1.2%	$18.68	0.0%	COM	88422P109
HWC	Hancock Whitney Corp	22,500	$832	1.1%	$45.46	-10.2%	COM	410120109
BMRC	Bank Marin Bancorp	43,500	$795	1.1%	$20.36	-16.2%	COM	063425102
—	Sandy Spring Bancorp Inc	36,900	$791	1.1%	$39.98	—	COM	800363103
—	Crossfirst Bankshares	75,000	$757	1.0%	$12.41	—	COM	22766M109
—	Stellar Bancorp	29,250	$624	0.8%	$21.32	—	COM	85856w105
—	Bridge Bancorp Inc	25,086	$501	0.7%	$33380.77	—	COM	253922108
ZION	Zions Bancorporation	130	$5	0.0%	$39.27	-11.2%	COM	989701107
OBK	Origin Bancorp	140	$4	0.0%	$42.69	-28.4%	COM	68621T102