Location: Boston, MA
CIK: 0001764386 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value: $107M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 23,940 | $6.088M | 5.7% | $254.30 * | $47.91 | +28.4% | COM | 037833100 |
| SPY | SPDR S&P 500 ETF TR | 20,791 | $5.359M | 5.0% | $257.76 | $280.84 | -8.2% | TR UNIT | 78462F103 |
| MSFT | MICROSOFT CORP | 29,559 | $4.662M | 4.3% | $157.72 * | $110.71 | +35.6% | COM | 594918104 |
| AMZN | AMAZON COM INC | 2,074 | $4.044M | 3.8% | $1949.86 * | $85.63 | +13.8% | COM | 023135106 |
| FVD | FIRST TR VALUE LINE DIVID IN | 120,684 | $3.341M | 3.1% | $27.68 | $33.21 | -16.6% | SHS | 33734H106 |
| LMBS | FIRST TR EXCHANGE-TRADED FD | 64,514 | $3.29M | 3.1% | $51.00 | $51.66 | -1.3% | FST LOW OPPT EFT | 33739Q200 |
| FV | FIRST TR EXCHANGE-TRADED FD | 105,450 | $2.711M | 2.5% | $25.71 | $27.51 | -6.5% | DORSEY WRT 5 ETF | 33738R605 |
| VZ | VERIZON COMMUNICATIONS INC | 41,145 | $2.211M | 2.1% | $53.74 * | $38.97 | -1.1% | COM | 92343V104 |
| JPM | JPMORGAN CHASE & CO | 22,418 | $2.018M | 1.9% | $90.02 * | $93.82 | -18.2% | COM | 46625H100 |
| META | FACEBOOK INC | 11,446 | $1.909M | 1.8% | $166.78 | $151.84 | +9.1% | CL A | 30303M102 |
| PFE | PFIZER INC | 57,877 | $1.889M | 1.8% | $32.64 * | $29.85 | -21.1% | COM | 717081103 |
| JNJ | JOHNSON & JOHNSON | 13,445 | $1.763M | 1.6% | $131.13 * | $113.66 | -1.9% | COM | 478160104 |
| ACN | ACCENTURE PLC IRELAND | 8,726 | $1.425M | 1.3% | $163.31 * | $144.38 | +4.0% | SHS CLASS A | G1151C101 |
| TD | TORONTO DOMINION BK ONT | 30,853 | $1.308M | 1.2% | $42.39 | $54.75 | -22.6% | COM NEW | 891160509 |
| PEP | PEPSICO INC | 10,659 | $1.28M | 1.2% | $120.09 * | $93.17 | +8.1% | COM | 713448108 |
| VUG | VANGUARD INDEX FDS | 7,683 | $1.204M | 1.1% | $156.71 * | $24.40 | +7.0% | GROWTH ETF | 922908736 |
| USMV | ISHARES TR | 21,246 | $1.148M | 1.1% | $54.03 | $56.45 | -4.3% | MSCI MIN VOL ETF | 46429B697 |
| PG | PROCTER & GAMBLE CO | 10,271 | $1.13M | 1.1% | $110.02 * | $80.03 | +19.1% | COM | 742718109 |
| MCD | MCDONALDS CORP | 6,647 | $1.099M | 1.0% | $165.34 * | $151.42 | -4.4% | COM | 580135101 |
| ES | EVERSOURCE ENERGY | 13,970 | $1.093M | 1.0% | $78.24 * | $57.34 | +10.3% | COM | 30040W108 |
| HON | HONEYWELL INTL INC | 7,910 | $1.058M | 1.0% | $133.75 * | $117.71 | -5.0% | COM | 438516106 |
| T | AT&T INC | 33,307 | $971K | 0.9% | $29.15 * | $14.18 | +3.4% | COM | 00206R102 |
| CSCO | CISCO SYS INC | 24,482 | $962K | 0.9% | $39.29 * | $37.42 | -12.2% | COM | 17275R102 |
| CDL | VICTORY PORTFOLIOS II | 27,228 | $959K | 0.9% | $35.22 | $45.62 | -22.8% | VCSHS US LRG CAP | 92647N865 |
| AEP | AMERICAN ELEC PWR CO INC | 11,436 | $915K | 0.9% | $80.01 * | $58.62 | +10.8% | COM | 025537101 |
| IWM | ISHARES TR | 7,977 | $913K | 0.9% | $114.45 | $152.79 | -25.1% | RUSSELL 2000 ETF | 464287655 |
| SPOT | SPOTIFY TECHNOLOGY S A | 7,485 | $909K | 0.8% | $121.44 | $139.52 | -13.0% | SHS | L8681T102 |
| NFLX | NETFLIX INC | 2,368 | $889K | 0.8% | $375.42 * | $31.29 | +20.0% | COM | 64110L106 |
| BAC | BK OF AMERICA CORP | 39,448 | $837K | 0.8% | $21.22 * | $22.85 | -19.3% | COM | 060505104 |
| BMY | BRISTOL-MYERS SQUIBB CO | 14,409 | $803K | 0.7% | $55.73 * | $41.30 | +7.3% | COM | 110122108 |
| GOOGL | ALPHABET INC | 665 | $773K | 0.7% | $1162.41 * | $58.32 | -1.1% | CAP STK CL A | 02079K305 |
| THG | HANOVER INS GROUP INC | 8,266 | $749K | 0.7% | $90.61 * | $90.41 | -12.5% | COM | 410867105 |
| GOOG | ALPHABET INC | 634 | $737K | 0.7% | $1162.46 * | $59.53 | -3.1% | CAP STK CL C | 02079K107 |
| INTC | INTEL CORP | 13,509 | $731K | 0.7% | $54.11 * | $40.95 | +17.2% | COM | 458140100 |
| VNQ | VANGUARD INDEX FDS | 10,375 | $725K | 0.7% | $69.88 | $81.89 | -14.7% | REAL ESTATE ETF | 922908553 |
| CL | COLGATE PALMOLIVE CO | 10,899 | $723K | 0.7% | $66.34 * | $54.19 | +7.0% | COM | 194162103 |
| BABA | ALIBABA GROUP HLDG LTD | 3,706 | $721K | 0.7% | $194.55 | $163.82 | +18.7% | SPONSORED ADS | 01609W102 |
| VTV | VANGUARD INDEX FDS | 8,017 | $714K | 0.7% | $89.06 | $105.82 | -15.8% | VALUE ETF | 922908744 |
| DIS | DISNEY WALT CO | 7,283 | $704K | 0.7% | $96.66 * | $109.79 | -14.0% | COM DISNEY | 254687106 |
| CVX | CHEVRON CORP NEW | 9,536 | $691K | 0.6% | $72.46 * | $84.44 | -33.6% | COM | 166764100 |
| AADR | ADVISORSHARES TR | 17,099 | $690K | 0.6% | $40.35 | $45.60 | -11.5% | ADVISORSHS ETF | 00768Y206 |
| VTI | VANGUARD INDEX FDS | 5,087 | $656K | 0.6% | $128.96 | $144.67 | -10.9% | TOTAL STK MKT | 922908769 |
| PM | PHILIP MORRIS INTL INC | 8,945 | $653K | 0.6% | $73.00 * | $57.90 | -5.5% | COM | 718172109 |
| LMT | LOCKHEED MARTIN CORP | 1,900 | $644K | 0.6% | $338.95 * | $248.25 | +16.8% | COM | 539830109 |
| MRK | MERCK & CO. INC | 8,292 | $638K | 0.6% | $76.94 * | $59.59 | +2.7% | COM | 58933Y105 |
| XLU | SELECT SECTOR SPDR TR | 11,213 | $621K | 0.6% | $55.38 * | $28.98 | -4.4% | SBI INT-UTILS | 81369Y886 |
| — | RAYTHEON CO | 4,670 | $613K | 0.6% | $131.26 | $200.09 | — | COM NEW | 755111507 |
| NVO | NOVO-NORDISK A S | 10,171 | $612K | 0.6% | $60.17 | $46.08 | +30.6% | ADR | 670100205 |
| WMT | WALMART INC | 5,249 | $596K | 0.6% | $113.55 * | $31.58 | +10.7% | COM | 931142103 |
| ITOT | ISHARES TR | 10,368 | $593K | 0.6% | $57.20 | $62.83 | -8.9% | CORE S&P TTL STK | 464287150 |
| CLX | CLOROX CO DEL | 3,413 | $591K | 0.6% | $173.16 * | $127.04 | +14.7% | COM | 189054109 |
| WFC | WELLS FARGO CO NEW | 19,908 | $571K | 0.5% | $28.68 * | $39.01 | -36.3% | COM | 949746101 |
| — | BLACKROCK ENHANCED EQUITY DI | 87,400 | $571K | 0.5% | $6.53 | $6.53 | — | COM | 09251A104 |
| ABBV | ABBVIE INC | 7,478 | $570K | 0.5% | $76.22 * | $65.52 | -8.1% | COM | 00287Y109 |
| DFEB | FIRST TR EXCHNG TRADED FD VI | 20,222 | $557K | 0.5% | $27.54 | $28.15 | -2.2% | US EQT DEEP DUFR | 33740F771 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,996 | $548K | 0.5% | $182.91 | $210.14 | -13.0% | CL B NEW | 084670702 |
| KO | COCA COLA CO | 12,036 | $533K | 0.5% | $44.28 * | $38.77 | -4.2% | COM | 191216100 |
| EFA | ISHARES TR | 9,863 | $527K | 0.5% | $53.43 | $65.26 | -18.1% | MSCI EAFE ETF | 464287465 |
| CB | CHUBB LIMITED | 4,706 | $526K | 0.5% | $111.77 * | $115.74 | -11.7% | COM | H1467J104 |
| RPG | INVESCO EXCHANGE TRADED FD T | 5,226 | $523K | 0.5% | $100.08 * | $21.48 | -6.7% | S&P500 PUR GWT | 46137V266 |
| ESS | ESSEX PPTY TR INC | 2,364 | $521K | 0.5% | $220.39 * | $197.31 | -9.0% | COM | 297178105 |
| CMCSA | COMCAST CORP NEW | 15,120 | $520K | 0.5% | $34.39 * | $30.81 | -4.0% | CL A | 20030N101 |
| IJH | ISHARES TR | 3,526 | $507K | 0.5% | $143.79 * | $36.66 | -21.5% | CORE S&P MCP ETF | 464287507 |
| XOM | EXXON MOBIL CORP | 13,308 | $505K | 0.5% | $37.95 * | $55.81 | -47.8% | COM | 30231G102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,503 | $499K | 0.5% | $110.82 * | $90.09 | -8.1% | COM | 459200101 |
| FTSM | FIRST TR EXCHANGE-TRADED FD | 8,270 | $488K | 0.5% | $59.01 | $59.96 | -1.6% | FIRST TR ENH NEW | 33739Q408 |
| YUM | YUM BRANDS INC | 7,128 | $488K | 0.5% | $68.46 * | $78.40 | -21.5% | COM | 988498101 |
| — | BLACKROCK SCIENCE & TECH TR | 28,692 | $479K | 0.4% | $16.69 | $16.69 | — | SHS BEN INT | 09260K101 |
| SO | SOUTHERN CO | 8,553 | $463K | 0.4% | $54.13 * | $39.63 | +9.3% | COM | 842587107 |
| ACWX | ISHARES TR | 12,179 | $459K | 0.4% | $37.69 | $46.31 | -18.7% | MSCI ACWI EX US | 464288240 |
| FFEB | FIRST TR EXCHNG TRADED FD VI | 17,688 | $457K | 0.4% | $25.84 | $26.71 | -3.3% | US EQT BUFFER | 33740F763 |
| UCON | FIRST TR EXCHNG TRADED FD VI | 18,900 | $456K | 0.4% | $24.13 | $25.43 | -5.0% | TCW UNCONSTRAI | 33740F888 |
| HD | HOME DEPOT INC | 2,437 | $455K | 0.4% | $186.70 * | $151.79 | +7.1% | COM | 437076102 |
| BND | VANGUARD BD INDEX FDS | 5,270 | $450K | 0.4% | $85.39 | $78.49 | +8.7% | TOTAL BND MRKT | 921937835 |
| IDCC | INTERDIGITAL INC | 10,000 | $446K | 0.4% | $44.60 | $72.85 | -38.7% | COM | 45867G101 |
| RWK | INVESCO EXCHANGE-TRADED FD T | 10,500 | $432K | 0.4% | $41.14 | $60.54 | -32.1% | S&P MDCP 400 REV | 46138G672 |
| NKE | NIKE INC | 5,148 | $426K | 0.4% | $82.75 * | $70.51 | +8.5% | CL B | 654106103 |
| UNH | UNITEDHEALTH GROUP INC | 1,709 | $426K | 0.4% | $249.27 * | $230.31 | -1.4% | COM | 91324P102 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,938 | $425K | 0.4% | $219.30 | $265.64 | -17.5% | UT SER 1 | 78467X109 |
| VV | VANGUARD INDEX FDS | 3,524 | $417K | 0.4% | $118.33 | $124.61 | -5.0% | LARGE CAP ETF | 922908637 |
| BX | BLACKSTONE GROUP INC | 9,013 | $411K | 0.4% | $45.60 * | $39.41 | -5.0% | COM CL A | 09260D107 |
| GILD | GILEAD SCIENCES INC | 5,385 | $403K | 0.4% | $74.84 * | $52.94 | +13.0% | COM | 375558103 |
| CAH | CARDINAL HEALTH INC | 8,382 | $402K | 0.4% | $47.96 * | $42.19 | -2.2% | COM | 14149Y108 |
| EW | EDWARDS LIFESCIENCES CORP | 2,112 | $398K | 0.4% | $188.45 * | $50.60 | +24.3% | COM | 28176E108 |
| IJS | ISHARES TR | 3,935 | $393K | 0.4% | $99.87 * | $73.87 | -32.4% | SP SMCP600VL ETF | 464287879 |
| GLD | SPDR GOLD TRUST | 2,615 | $387K | 0.4% | $147.99 | $118.65 | +24.8% | GOLD SHS | 78463V107 |
| EMLP | FIRST TR EXCHANGE-TRADED FD | 21,480 | $382K | 0.4% | $17.78 | $23.42 | -24.0% | NO AMER ENERGY | 33738D101 |
| AGG | ISHARES TR | 3,304 | $381K | 0.4% | $115.31 | $105.00 | +9.9% | CORE US AGGBD ET | 464287226 |
| TIP | ISHARES TR | 3,211 | $379K | 0.4% | $118.03 | $109.49 | +7.7% | TIPS BD ETF | 464287176 |
| — | BLACKROCK INC | 846 | $372K | 0.3% | $439.72 | $448.77 | — | COM | 09247X101 |
| TSLA | TESLA INC | 699 | $366K | 0.3% | $523.61 * | $24.21 | +44.3% | COM | 88160R101 |
| IJR | ISHARES TR | 6,492 | $364K | 0.3% | $56.07 | $77.20 | -27.3% | CORE S&P SCP ETF | 464287804 |
| IVW | ISHARES TR | 2,121 | $350K | 0.3% | $165.02 * | $40.58 | +1.7% | S&P 500 GRWT ETF | 464287309 |
| FEM | FIRST TR EXCHANGE TRADED ALP | 19,912 | $350K | 0.3% | $17.58 | $24.75 | -28.9% | EMERG MKT ALPH | 33737J182 |
| RWJ | INVESCO EXCHANGE-TRADED FD T | 8,154 | $342K | 0.3% | $41.94 * | $21.11 | -33.8% | S&P SMALLCAP 600 | 46138G664 |
| GD | GENERAL DYNAMICS CORP | 2,561 | $339K | 0.3% | $132.37 * | $148.25 | -22.0% | COM | 369550108 |
| — | INVESCO QQQ TR | 1,753 | $334K | 0.3% | $190.53 | $190.53 | — | UNIT SER 1 | 46090E953 |
| MO | ALTRIA GROUP INC | 8,610 | $333K | 0.3% | $38.68 * | $31.40 | -21.6% | COM | 02209S103 |
| LOW | LOWES COS INC | 3,835 | $330K | 0.3% | $86.05 * | $85.44 | -9.3% | COM | 548661107 |
| MA | MASTERCARD INC | 1,361 | $329K | 0.3% | $241.73 * | $221.38 | +5.6% | CL A | 57636Q104 |
| — | INVESCO TR INVT GRADE MUNS | 26,604 | $322K | 0.3% | $12.10 | $12.10 | — | COM | 46131M106 |
| CVS | CVS HEALTH CORP | 5,427 | $322K | 0.3% | $59.33 * | $50.49 | -2.5% | COM | 126650100 |
| IWF | ISHARES TR | 2,130 | $321K | 0.3% | $150.70 * | $36.43 | +3.4% | RUS 1000 GRW ETF | 464287614 |
| DUK | DUKE ENERGY CORP NEW | 3,912 | $316K | 0.3% | $80.78 * | $66.18 | -2.8% | COM NEW | 26441C204 |
| FDN | FIRST TR EXCHANGE-TRADED FD | 2,493 | $308K | 0.3% | $123.55 | $142.74 | -13.3% | DJ INTERNT IDX | 33733E302 |
| SBUX | STARBUCKS CORP | 4,571 | $300K | 0.3% | $65.63 * | $71.00 | -18.6% | COM | 855244109 |
| ADBE | ADOBE INC | 937 | $298K | 0.3% | $318.04 | $250.64 | +27.0% | COM | 00724F101 |
| — | BLACKROCK SCIENCE & TECHNOLO | 10,321 | $296K | 0.3% | $28.68 | $28.68 | — | SHS | 09258G104 |
| SYK | STRYKER CORP | 1,780 | $296K | 0.3% | $166.29 * | $178.77 | -12.3% | COM | 863667101 |
| MMM | 3M CO | 2,152 | $294K | 0.3% | $136.62 * | $121.93 | -24.3% | COM | 88579Y101 |
| ABT | ABBOTT LABS | 3,731 | $294K | 0.3% | $78.80 * | $63.59 | +12.1% | COM | 002824100 |
| — | UNITED TECHNOLOGIES CORP | 3,080 | $291K | 0.3% | $94.48 | $136.71 | — | COM | 913017109 |
| YUMC | YUM CHINA HLDGS INC | 6,731 | $287K | 0.3% | $42.64 | $34.31 | +24.2% | COM | 98850P109 |
| IJT | ISHARES TR | 2,035 | $281K | 0.3% | $138.08 * | $89.07 | -22.6% | S&P SML 600 GWT | 464287887 |
| QCOM | QUALCOMM INC | 4,133 | $280K | 0.3% | $67.75 * | $64.62 | -7.6% | COM | 747525103 |
| — | EATON VANCE ENHANCED EQ INC | 23,005 | $279K | 0.3% | $12.13 | $12.13 | — | COM | 278274105 |
| D | DOMINION ENERGY INC | 3,855 | $278K | 0.3% | $72.11 * | $53.51 | +5.0% | COM | 25746U109 |
| VXUS | VANGUARD STAR FDS | 6,613 | $277K | 0.3% | $41.89 | $50.97 | -17.7% | VG TL INTL STK F | 921909768 |
| UPS | UNITED PARCEL SERVICE INC | 2,948 | $275K | 0.3% | $93.28 * | $82.15 | -9.6% | CL B | 911312106 |
| IVE | ISHARES TR | 2,842 | $274K | 0.3% | $96.41 | $110.90 | -13.2% | S&P 500 VAL ETF | 464287408 |
| UBER | UBER TECHNOLOGIES INC | 9,767 | $273K | 0.3% | $27.95 | $32.91 | -15.2% | COM | 90353T100 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 33,477 | $267K | 0.2% | $7.98 | $7.98 | — | COM | 46132R104 |
| — | INVESCO SR INCOME TR | 82,650 | $266K | 0.2% | $3.22 | $3.50 | — | COM | 46131H107 |
| V | VISA INC | 1,621 | $261K | 0.2% | $161.01 * | $141.12 | +9.6% | COM CL A | 92826C839 |
| AVGO | BROADCOM INC | 1,098 | $260K | 0.2% | $236.79 * | $24.28 | -14.6% | COM | 11135F101 |
| IWP | ISHARES TR | 2,127 | $259K | 0.2% | $121.77 * | $72.87 | -16.6% | RUS MD CP GR ETF | 464287481 |
| EEMV | ISHARES INC | 5,509 | $258K | 0.2% | $46.83 | $57.44 | -18.3% | MIN VOL EMRG MKT | 464286533 |
| QTEC | FIRST TR NASDAQ-100 TECH IND | 2,994 | $253K | 0.2% | $84.50 | $74.16 | +14.0% | SHS | 337345102 |
| BIL | SPDR SER TR | 2,722 | $249K | 0.2% | $91.48 | $91.53 | +0.1% | SPDR BLOOMBERG | 78468R663 |
| IDLV | INVESCO EXCHANGE-TRADED FD T | 9,437 | $248K | 0.2% | $26.28 | $33.69 | -22.0% | S&P INTL LOW | 46138E230 |
| — | TOTAL S.A. | 6,611 | $246K | 0.2% | $37.21 | $37.21 | — | SPONSORED ADS | 89148H108 |
| IFV | FIRST TR EXCHANGE-TRADED FD | 17,779 | $244K | 0.2% | $13.72 | $18.52 | -26.0% | DORSEY WRIGHT | 33738R886 |
| PAYX | PAYCHEX INC | 3,886 | $244K | 0.2% | $62.79 * | $56.89 | -6.4% | COM | 704326107 |
| FPE | FIRST TR EXCH TRADED FD III | 14,440 | $237K | 0.2% | $16.41 | $19.78 | -17.1% | PFD SECS INC ETF | 33739E108 |
| — | EATON VANCE LTD DUR INCOME F | 22,370 | $236K | 0.2% | $10.55 | $12.08 | — | COM | 27828H105 |
| TJX | TJX COS INC NEW | 4,919 | $235K | 0.2% | $47.77 * | $46.50 | -4.5% | COM | 872540109 |
| NVS | NOVARTIS A G | 2,772 | $229K | 0.2% | $82.61 | $80.35 | +2.6% | SPONSORED ADR | 66987V109 |
| MDT | MEDTRONIC PLC | 2,503 | $226K | 0.2% | $90.29 * | $77.94 | -1.3% | SHS | G5960L103 |
| LKNCY | LUCKIN COFFEE INC | 8,322 | $226K | 0.2% | $27.16 | $36.83 | -26.2% | SPONSORED ADS | 54951L109 |
| GIS | GENERAL MLS INC | 4,241 | $224K | 0.2% | $52.82 * | $34.29 | +26.3% | COM | 370334104 |
| F | FORD MTR CO DEL | 45,870 | $222K | 0.2% | $4.84 * | $7.00 | -47.6% | COM | 345370860 |
| AMGN | AMGEN INC | 1,084 | $220K | 0.2% | $202.95 * | $159.00 | +6.8% | COM | 031162100 |
| — | EATON VANCE TXMGD GL BUYWR O | 29,400 | $219K | 0.2% | $7.45 | $7.45 | — | COM | 27829C105 |
| OEF | ISHARES TR | 1,850 | $219K | 0.2% | $118.38 | $120.34 | -1.4% | S&P 100 ETF | 464287101 |
| FXL | FIRST TR EXCHANGE TRADED FD | 3,623 | $215K | 0.2% | $59.34 | $55.71 | +6.6% | TECH ALPHADEX | 33734X176 |
| NEE | NEXTERA ENERGY INC | 854 | $206K | 0.2% | $241.22 * | $46.39 | +12.4% | COM | 65339F101 |
| — | FLEXION THERAPEUTICS INC | 25,000 | $197K | 0.2% | $7.88 | $16.11 | — | COM | 33938J106 |
| — | TEKLA HEALTHCARE OPPORTUNITI | 12,693 | $195K | 0.2% | $15.36 | $15.36 | — | SHS | 879105104 |
| — | GENERAL ELECTRIC CO | 21,080 | $167K | 0.2% | $7.92 | $10.91 | — | COM | 369604103 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 19,717 | $163K | 0.2% | $8.27 | $8.27 | — | COM NEW | 65340G205 |
| — | DUFF & PHELPS UTLITY AND INF | 15,838 | $150K | 0.1% | $9.47 | $9.47 | — | COM | 26433C105 |
| — | BLACKROCK DEBT STRATEGIES FD | 12,653 | $107K | 0.1% | $8.46 | $8.46 | — | COM NEW | 09255R202 |
| — | SALIENT MIDSTREAM & MLP FD | 26,924 | $94,000 | 0.1% | $3.49 | $6.94 | — | SH BEN INT | 79471V105 |
| GFI | GOLD FIELDS LTD NEW | 13,622 | $65,000 | 0.1% | $4.77 | $4.53 | +4.9% | SPONSORED ADR | 38059T106 |
| LYG | LLOYDS BANKING GROUP PLC | 16,785 | $25,000 | 0.0% | $1.49 | $3.01 | -49.9% | SPONSORED ADR | 539439109 |
| — | GREENBRIER COS INC | 22,000 | $18,000 | 0.0% | $0.82 | $0.82 | — | NOTE 2.875% 2/0 | 393657AK7 |
| — | MARIN SOFTWARE INC | 10,000 | $12,000 | 0.0% | $1.20 | $1.20 | — | COM NEW | 56804T205 |