TRINITY CAP INC

Ticker: TRIN CUSIP: 896442308 Class: COMMON STOCK

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VAN ECK ASSOCIATES CORP1,785,503$26
Melia Wealth LLC1,193,518$17,485
UBS Group AG1,038,928$15,220
Invesco Ltd.1,026,680$15,041
Rockefeller Capital Management L.P.964,548$14,131
Sound Income Strategies, LLC944,948$15,318
EMERALD ADVISERS, LLC809,810$11,864
Eagle Point Credit Management LLC727,439$10,657
FRANKLIN RESOURCES INC668,642$9,796
EMERALD MUTUAL FUND ADVISERS TRUST549,260$8,047
ARES MANAGEMENT LLC545,723$7,995
PRICE T ROWE ASSOCIATES INC /MD/545,047$8
BlackRock, Inc.482,713$7,072
MARSHALL WACE, LLP445,222$6,523
STIFEL FINANCIAL CORP432,777$6,340
LPL Financial LLC408,680$5,987
Qube Research & Technologies Ltd404,988$5,933
TWO SIGMA INVESTMENTS, LP390,014$5,714
Closed-End Fund Advisors, Inc.374,924$5,493
AMERIPRISE FINANCIAL INC333,763$4,886
KENNEDY CAPITAL MANAGEMENT LLC320,038$4,689
MILLENNIUM MANAGEMENT LLC318,535$4,667
Hennion & Walsh Asset Management, Inc.317,155$4,646
Advisors Asset Management, Inc.302,930$4,438
MORGAN STANLEY300,160$4,397
Faithward Advisors, LLC195,040$2,857
AWM CAPITAL, LLC177,090$2,594
SMH CAPITAL ADVISORS INC170,785$2,502
SUSQUEHANNA INTERNATIONAL GROUP, LLP168,330$2,466
MERCER GLOBAL ADVISORS INC /ADV147,047$2,154
Sovereign's Capital Management, LLC138,265$2,026
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC136,762$2,004
Brevan Howard Capital Management LP124,537$1,824
BANK OF AMERICA CORP /DE/120,580$1,766
NORTHERN TRUST CORP112,373$1,646
COMMONWEALTH EQUITY SERVICES, LLC108,411$1,588
Corient Private Wealth LLC98,894$1,447
Legacy Capital Wealth Partners, LLC98,286$1,440
Canton Hathaway, LLC98,126$1,438
Mutual Advisors, LLC94,861$1,390
WELLS FARGO & COMPANY/MN91,969$1,347
RAYMOND JAMES FINANCIAL INC91,741$1,344
Chicago Partners Investment Group LLC89,812$1,484
DENALI ADVISORS LLC87,030$1,275
Quantbot Technologies LP79,022$1,158
Beacon Pointe Advisors, LLC78,130$1,145
Cetera Investment Advisers76,251$1,117
STATE STREET CORP71,836$1,089
Catalyst Capital Advisors LLC70,337$1,030
OSAIC HOLDINGS, INC.66,888$980
ENVESTNET ASSET MANAGEMENT INC61,235$897
Gotham Asset Management, LLC50,000$733
Bramshill Investments, LLC47,314$693
Naviter Wealth, LLC45,433$689
CONFLUENCE INVESTMENT MANAGEMENT LLC44,780$656
Advisory Services Network, LLC43,287$634
GUGGENHEIM CAPITAL LLC42,553$623
Verition Fund Management LLC42,460$622
OPPENHEIMER & CO INC41,221$604
FIRST FINANCIAL BANK - TRUST DIVISION41,082$602
Jump Financial, LLC37,711$552
Bison Wealth, LLC37,438$537
Aigen Investment Management, LP37,382$548
Virtu Financial LLC34,593$1
Cornerstone Wealth Management, LLC34,496$505
ROYAL BANK OF CANADA33,056$484
TWO SIGMA ADVISERS, LP32,300$473
SEI INVESTMENTS CO32,122$471
Private Advisor Group, LLC30,847$452
EAGLE GLOBAL ADVISORS LLC29,430$431
D.A. DAVIDSON & CO.29,399$431
ALPS ADVISORS INC28,616$419
Whipplewood Advisors, LLC28,327$415
UNITED CAPITAL FINANCIAL ADVISORS, LLC27,147$398
GOLDMAN SACHS GROUP INC26,725$392
Union Bancaire Privee, UBP SA25,755$60,729
AlphaQuest LLC25,081$367
Calydon Capital24,713$362
FIRST COMMONWEALTH FINANCIAL CORP /PA/24,540$360
U.S. Capital Wealth Advisors, LLC24,200$355
Vident Advisory, LLC23,592$346
Sanctuary Advisors, LLC23,462$344
R Squared Ltd23,373$342
Texas Capital Bank Wealth Management Services Inc22,066$323
Cambridge Investment Research Advisors, Inc.21,500$0
Squarepoint Ops LLC21,446$314
Centiva Capital, LP21,305$312
Toroso Investments, LLC21,000$308
MOODY NATIONAL BANK TRUST DIVISION20,123$295
Birchview Capital, LP20,000$293
ANGELES WEALTH MANAGEMENT, LLC18,553$272
GSA CAPITAL PARTNERS LLP18,200$0
Kestra Advisory Services, LLC18,035$264
Values First Advisors, Inc.17,394$255
Kovack Advisors, Inc.17,194$252
Mirae Asset Global Investments Co., Ltd.16,800$246
EntryPoint Capital, LLC16,748$245
Geneos Wealth Management Inc.16,233$238
Cresset Asset Management, LLC16,165$245
Forum Financial Management, LP16,000$234
63 other institutions451,383$6,246
Total (163 institutions)20,328,163$324,290