DOHENY ASSET MANAGEMENT /CA Diversified Active

CIK: 0000936936 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 15, 2016

Total Value ($000): $194,667 (100.0% shares, 0.0% debt)

Holdings (106)

AAPL APPLE INC 5.6%
Value ($000) $10,828 Shares 95,778 Est. Cost $18.16 Unrealized +33.4%
ENERGOUS CORP 5.0%
Value ($000) $9,657 Shares 492,450 Est. Cost $19.61 Unrealized
SHIP FINANCE INTL F 4.6%
Value ($000) $8,897 Shares 604,034 Est. Cost $14.73 Unrealized
EURONAV NV F 4.2%
Value ($000) $8,101 Shares 1,061,750 Est. Cost $7.63 Unrealized
MCHP MICROCHIP TECHNOLOGY 3.8%
Value ($000) $7,331 Shares 117,970 Est. Cost $14.04 Unrealized +73.8%
LEXINGTON REALTY TR REIT 3.7%
Value ($000) $7,148 Shares 693,934 Est. Cost $10.34 Unrealized
B G C PARTNERS CLASS A 3.6%
Value ($000) $7,078 Shares 808,917 Est. Cost $8.75 Unrealized
NEW RESIDENTIAL INVE REIT 3.5%
Value ($000) $6,800 Shares 492,396 Est. Cost $13.81 Unrealized
NEW SENIOR INV GRP 3.3%
Value ($000) $6,453 Shares 559,200 Est. Cost $10.04 Unrealized
CHECK PT SOFTWARE F 3.1%
Value ($000) $6,022 Shares 77,594 Est. Cost $77.61 Unrealized
JNJ JOHNSON & JOHNSON 2.7%
Value ($000) $5,350 Shares 45,289 Est. Cost $59.89 Unrealized +56.3%
CELGENE CORP 2.7%
Value ($000) $5,255 Shares 50,274 Est. Cost $105.36 Unrealized
GILD GILEAD SCIENCES INC 2.5%
Value ($000) $4,916 Shares 62,131 Est. Cost $43.92 Unrealized +31.6%
SBUX STARBUCKS CORP 2.2%
Value ($000) $4,205 Shares 77,678 Est. Cost $34.18 Unrealized +34.1%
ALPHABET INC. CLASS C 2.1%
Value ($000) $4,021 Shares 5,173 Est. Cost $777.31 Unrealized
ALPHABET INC. CLASS A 2.0%
Value ($000) $3,922 Shares 4,878 Est. Cost $638.42 Unrealized
MERCK & CO INC 1.9%
Value ($000) $3,667 Shares 58,755 Est. Cost $62.41 Unrealized
EXAR CORP 1.6%
Value ($000) $3,136 Shares 336,825 Est. Cost $8.05 Unrealized
FRONTIER COMM CO 1.6%
Value ($000) $3,132 Shares 752,860 Est. Cost $4.16 Unrealized
BMY BRISTOL-MYERS SQUIBB 1.4%
Value ($000) $2,701 Shares 50,095 Est. Cost $33.61 Unrealized +37.3%
HAL HALLIBURTON CO HLDG 1.3%
Value ($000) $2,539 Shares 56,567 Est. Cost $35.56 Unrealized +2.3%
COUNTRYWIDE CAP V 7%PFD DUE 11 1.3%
Value ($000) $2,483 Shares 96,376 Est. Cost $25.16 Unrealized
PSX PHILLIPS 66 1.3%
Value ($000) $2,440 Shares 30,290 Est. Cost $41.73 Unrealized +30.4%
GENERAL ELECTRIC CO 1.2%
Value ($000) $2,331 Shares 78,710 Est. Cost $23.59 Unrealized
CVX CHEVRON CORPORATION 1.2%
Value ($000) $2,267 Shares 22,028 Est. Cost $71.31 Unrealized -4.0%
QCOM QUALCOMM INC 1.1%
Value ($000) $2,154 Shares 31,450 Est. Cost $45.98 Unrealized +2.0%
INTC INTEL CORP 1.0%
Value ($000) $2,040 Shares 54,028 Est. Cost $17.85 Unrealized +60.3%
MDLZ MONDELEZ INTL CLASS A 1.0%
Value ($000) $2,022 Shares 46,067 Est. Cost $23.16 Unrealized +52.1%
PFE PFIZER INCORPORATED 1.0%
Value ($000) $1,972 Shares 58,208 Est. Cost $16.52 Unrealized +34.8%
RWT REDWOOD TRUST INC. REIT 1.0%
Value ($000) $1,963 Shares 138,617 Est. Cost $16.31 Unrealized
KHC KRAFT HEINZ COMPANY 1.0%
Value ($000) $1,892 Shares 21,132 Est. Cost $47.82 Unrealized +21.4%
AMGN AMGEN INCORPORATED 0.9%
Value ($000) $1,794 Shares 10,753 Est. Cost $98.31 Unrealized +29.9%
ANWORTH MTG ASSET REIT 0.9%
Value ($000) $1,720 Shares 349,600 Est. Cost $4.84 Unrealized
A T & T INC 0.9%
Value ($000) $1,665 Shares 41,007 Est. Cost $40.60 Unrealized
BP BP PLC F ADR 1 ADR REPS 6 ORD 0.8%
Value ($000) $1,648 Shares 46,875 Est. Cost $37.04 Unrealized
HALOZYME THERAPEUTIC 0.8%
Value ($000) $1,582 Shares 130,950 Est. Cost $9.38 Unrealized
SPRAGUE RESOURCES LP LP 0.8%
Value ($000) $1,572 Shares 66,350 Est. Cost $24.01 Unrealized
EXXON MOBIL CORP 0.8%
Value ($000) $1,568 Shares 17,969 Est. Cost $87.26 Unrealized
MARATHON PETE CORP 0.8%
Value ($000) $1,552 Shares 38,240 Est. Cost $40.59 Unrealized
ADI ANALOG DEVICES INC 0.8%
Value ($000) $1,508 Shares 23,400 Est. Cost $38.89 Unrealized +33.3%
PEP PEPSICO INCORPORATED 0.7%
Value ($000) $1,383 Shares 12,716 Est. Cost $60.99 Unrealized +32.9%
VERIZON COMMUNICATN 0.7%
Value ($000) $1,376 Shares 26,477 Est. Cost $51.97 Unrealized
LMT LOCKHEED MARTIN CORP 0.7%
Value ($000) $1,297 Shares 5,410 Est. Cost $126.76 Unrealized +53.7%
NAT NORDIC AMERICAN TANKERS LIMITE 0.7%
Value ($000) $1,274 Shares 126,000 Est. Cost $11.62 Unrealized 0.0%
EWBC EAST WEST BANCORP INC 0.6%
Value ($000) $1,222 Shares 33,275 Est. Cost $19.26 Unrealized +47.2%
DUKE ENERGY CORP 0.6%
Value ($000) $1,183 Shares 14,775 Est. Cost $80.07 Unrealized
DIS WALT DISNEY CO 0.6%
Value ($000) $1,136 Shares 12,230 Est. Cost $83.43 Unrealized +6.5%
IBM IBM CORP 0.5%
Value ($000) $1,020 Shares 6,424 Est. Cost $111.61 Unrealized -8.8%
CNI CANADIAN NATL RAILWY F 0.5%
Value ($000) $991 Shares 15,150 Est. Cost $43.11 Unrealized +23.3%
ALTRIA GROUP INC 0.5%
Value ($000) $983 Shares 15,540 Est. Cost $63.26 Unrealized
PG PROCTER & GAMBLE EXCHANGE OFFE 0.5%
Value ($000) $957 Shares 10,660 Est. Cost $55.00 Unrealized +22.8%
CALLIDUS SOFTWARE 0.5%
Value ($000) $937 Shares 51,075 Est. Cost $18.35 Unrealized
GOPRO INC CLASS A 0.5%
Value ($000) $904 Shares 54,200 Est. Cost $16.68 Unrealized
TXN TEXAS INSTRUMENTS COM 0.5%
Value ($000) $891 Shares 12,690 Est. Cost $25.31 Unrealized +108.1%
CAPSTEAD MTG CORP REIT 0.4%
Value ($000) $825 Shares 87,450 Est. Cost $9.43 Unrealized
PM PHILIP MORRIS INTL INC 0.4%
Value ($000) $745 Shares 7,664 Est. Cost $49.82 Unrealized +25.0%
KMB KIMBERLY-CLARK CORP 0.4%
Value ($000) $722 Shares 5,720 Est. Cost $63.06 Unrealized +48.3%
WYNN WYNN RESORTS 0.4%
Value ($000) $718 Shares 7,375 Est. Cost $68.18 Unrealized +27.9%
NKE NIKE INC CLASS B 0.4%
Value ($000) $717 Shares 13,626 Est. Cost $48.50 Unrealized +3.1%
3M COMPANY 0.4%
Value ($000) $699 Shares 3,965 Est. Cost $176.29 Unrealized
KO COCA COLA COMPANY 0.4%
Value ($000) $699 Shares 16,525 Est. Cost $27.89 Unrealized +16.7%
BRK/B BERKSHIRE HATHAWAY CLASS B 0.4%
Value ($000) $697 Shares 4,825 Est. Cost $129.74 Unrealized +12.7%
MGNX MACROGENICS INC 0.4%
Value ($000) $694 Shares 23,200 Est. Cost $30.38 Unrealized -2.1%
ACHILLION PHARMA INC 0.4%
Value ($000) $687 Shares 84,850 Est. Cost $8.10 Unrealized
USB U S BANCORP 0.3%
Value ($000) $656 Shares 15,290 Est. Cost $29.85 Unrealized +0.4%
WFC WELLS FARGO BK N A 0.3%
Value ($000) $642 Shares 14,505 Est. Cost $36.57 Unrealized +0.7%
CYS INVESTMENTS REIT 0.3%
Value ($000) $639 Shares 73,250 Est. Cost $8.72 Unrealized
FIBROGEN INC 0.3%
Value ($000) $580 Shares 28,000 Est. Cost $20.71 Unrealized
TEVA TEVA PHARMACEUTICAL INDS ADR 0.3%
Value ($000) $580 Shares 12,600 Est. Cost $39.20 Unrealized
NOC NORTHROP GRUMMAN CORP 0.3%
Value ($000) $530 Shares 2,475 Est. Cost $62.64 Unrealized +197.3%
SLB SCHLUMBERGER LTD F 0.3%
Value ($000) $526 Shares 6,689 Est. Cost $53.74 Unrealized +12.9%
COMCAST CORPORATION CLASS A 0.3%
Value ($000) $504 Shares 7,600 Est. Cost $66.32 Unrealized
HON HONEYWELL INTL INC TRADES WITH 0.2%
Value ($000) $475 Shares 4,075 Est. Cost $73.03 Unrealized +17.8%
MIDD MIDDLEBY CORP THE 0.2%
Value ($000) $445 Shares 3,600 Est. Cost $91.43 Unrealized +34.3%
PUBLIC STORAGE REIT 0.2%
Value ($000) $431 Shares 1,930 Est. Cost $223.32 Unrealized
SPECTRA ENERGY CORP 0.2%
Value ($000) $430 Shares 10,050 Est. Cost $34.46 Unrealized
SCHW SCHWAB (CHARLES) CORP 0.2%
Value ($000) $420 Shares 13,300 Est. Cost $20.40 Unrealized +27.6%
MSFT MICROSOFT CORP 0.2%
Value ($000) $404 Shares 7,021 Est. Cost $39.29 Unrealized +28.0%
PARSLEY ENERGY INC CLASS A 0.2%
Value ($000) $400 Shares 11,950 Est. Cost $22.59 Unrealized
APD AIR PROD & CHEMICALS TRADES WI 0.2%
Value ($000) $386 Shares 2,567 Est. Cost $62.08 Unrealized +77.1%
TMUS T-MOBILE US INC 0.2%
Value ($000) $356 Shares 7,620 Est. Cost $29.77 Unrealized +49.0%
CONOCOPHILLIPS 0.2%
Value ($000) $346 Shares 7,960 Est. Cost $43.47 Unrealized
EFX EQUIFAX INC 0.2%
Value ($000) $336 Shares 2,500 Est. Cost $69.46 Unrealized +74.9%
WAB WABTEC 0.2%
Value ($000) $327 Shares 4,000 Est. Cost $79.15 Unrealized -12.2%
CALLON PETROLEUM CO 0.2%
Value ($000) $326 Shares 20,775 Est. Cost $15.69 Unrealized
ILMN ILLUMINA INC 0.2%
Value ($000) $324 Shares 1,785 Est. Cost $159.99 Unrealized 0.0%
FIVE PRIME THERAPEUTICS INC 0.2%
Value ($000) $323 Shares 6,150 Est. Cost $41.46 Unrealized
NSRGY NESTLE SA F ADR 1 ADR REPS 1 O 0.2%
Value ($000) $316 Shares 4,000 Est. Cost $73.50 Unrealized
GD GENERAL DYNAMICS CO 0.2%
Value ($000) $310 Shares 2,000 Est. Cost $107.02 Unrealized +13.6%
LOW LOWES COS INC COM 0.2%
Value ($000) $307 Shares 4,254 Est. Cost $38.28 Unrealized +70.9%
RAYTHEON CO 0.2%
Value ($000) $299 Shares 2,198 Est. Cost $90.87 Unrealized
CISCO SYSTEMS INC 0.1%
Value ($000) $283 Shares 8,925 Est. Cost $31.71 Unrealized
SWK STANLEY BLACK & DECKER INC 0.1%
Value ($000) $266 Shares 2,164 Est. Cost $62.68 Unrealized +50.6%
FOUNDATION MEDICINE 0.1%
Value ($000) $241 Shares 10,300 Est. Cost $23.40 Unrealized
SYNERGY RESOURCES CO 0.1%
Value ($000) $236 Shares 34,050 Est. Cost $6.93 Unrealized
XILINX INC COM 0.1%
Value ($000) $234 Shares 4,300 Est. Cost $54.42 Unrealized
LLY ELI LILLY & CO. 0.1%
Value ($000) $229 Shares 2,850 Est. Cost $58.64 Unrealized +17.0%
AXP AMERICAN EXPRESS CO 0.1%
Value ($000) $227 Shares 3,547 Est. Cost $67.56 Unrealized -16.6%
STARWOOD PPTY TRUST REIT 0.1%
Value ($000) $225 Shares 10,000 Est. Cost $22.50 Unrealized
VFC VF CORPORATION 0.1%
Value ($000) $224 Shares 4,000 Est. Cost $66.14 Unrealized -12.7%
RHHBY ROCHE HLDG AG F ADR 1 ADR RE 0 0.1%
Value ($000) $218 Shares 7,000 Est. Cost $34.00 Unrealized
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $207 Shares 3,102 Est. Cost $49.14 Unrealized +3.5%
BDC BELDEN INC 0.1%
Value ($000) $200 Shares 2,900 Est. Cost $67.54 Unrealized 0.0%
ATOMERA INCORPORATED 0.0%
Value ($000) $86 Shares 11,075 Est. Cost $7.77 Unrealized
Gastar Expl Inc New 0.0%
Value ($000) $84 Shares 100,000 Est. Cost $0.84 Unrealized
TVI CORPORATION NEW 0.0%
Value ($000) $0 Shares 17,500 Est. Cost Unrealized