Location: Greenwich, CT
CIK: 0000949853 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Oct 25, 2021
Total Value: $112M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| APPS | DIGITAL TURBINE INC | 116,000 | $7.975M | 7.1% | $10.90 | +469.1% | COM NEW | 25400W102 |
| MGNI | MAGNITE INC | 250,000 | $7M | 6.2% | $11.52 | +161.3% | COM | 55955D100 |
| AMBA | AMBARELLA INC | 35,000 | $5.451M | 4.9% | $48.30 | +138.0% | SHS | G037AX101 |
| — | R1 RCM INC | 240,000 | $5.282M | 4.7% | $13.75 | — | COM | 749397105 |
| CCLD | CARECLOUD INC | 675,000 | $5.144M | 4.6% | $8.30 | -2.4% | COM | 14167R100 |
| EVER | EVERQUOTE INC | 250,000 | $4.658M | 4.1% | $29.27 | -18.2% | COM CL A | 30041R108 |
| ENVX | ENOVIX CORP | 213,821 | $4.039M | 3.6% | $17.21 | 0.0% | COM | 293594107 |
| ASUR | ASURE SOFTWARE INC | 400,000 | $3.604M | 3.2% | $6.95 | +26.5% | COM | 04649U102 |
| ALLT | ALLOT LTD | 240,000 | $3.566M | 3.2% | $8.11 | +108.9% | SHS | M0854Q105 |
| — | SMART GLOBAL HLDGS INC | 80,000 | $3.56M | 3.2% | $44.50 | — | SHS | G8232Y101 |
| GAIA | GAIA INC NEW | 300,000 | $2.844M | 2.5% | $12.35 | -14.7% | CL A | 36269P104 |
| — | EIGER BIOPHARMACEUTICALS INC | 400,000 | $2.672M | 2.4% | $8.60 | — | COM | 28249U105 |
| INDI | INDIE SEMICONDUCTOR INC | 200,000 | $2.462M | 2.2% | $9.76 | 0.0% | CLASS A COM | 45569U101 |
| DXC | DXC TECHNOLOGY CO | 60,000 | $2.017M | 1.8% | $35.69 | +6.1% | COM | 23355L106 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 75,000 | $1.85M | 1.6% | $25.99 | -9.3% | COM | 462260100 |
| CTLP | CANTALOUPE INC | 170,000 | $1.833M | 1.6% | $11.73 | -11.7% | COM | 138103106 |
| VRNS | VARONIS SYS INC | 30,000 | $1.826M | 1.6% | $40.47 | +54.9% | COM | 922280102 |
| CUE | CUE BIOPHARMA INC | 125,000 | $1.821M | 1.6% | $13.32 | -12.7% | COM | 22978P106 |
| CCCC | C4 THERAPEUTICS INC | 40,000 | $1.787M | 1.6% | $31.16 | +37.5% | COM STK | 12529R107 |
| MCHX | MARCHEX INC | 590,000 | $1.761M | 1.6% | $3.66 | -20.4% | CL B | 56624R108 |
| PLBY | PLBY GROUP INC | 70,000 | $1.65M | 1.5% | $13.56 | +98.2% | COM | 72814P109 |
| — | APTOSE BIOSCIENCES INC | 750,000 | $1.635M | 1.5% | $3.43 | — | COM NEW | 03835T200 |
| — | ENGINE MEDIA HLDGS INC | 400,000 | $1.616M | 1.4% | $6.58 | — | COM | 29287R103 |
| ASPU | ASPEN GROUP INC | 280,000 | $1.56M | 1.4% | $6.59 | -8.3% | COM NEW | 04530L203 |
| HYREQ | HYRECAR INC | 180,000 | $1.53M | 1.4% | $7.22 | +89.6% | COM | 44916T107 |
| — | LIVEPERSON INC | 25,000 | $1.474M | 1.3% | $61.54 | — | COM | 538146101 |
| — | RTW VENTURE FUND LTD | 750,000 | $1.444M | 1.3% | $1.86 | — | COM | 206896574 |
| — | GREENBOX POS | 170,000 | $1.409M | 1.3% | $13.76 | — | COM NEW | 39366L208 |
| CHGG | CHEGG INC | 20,000 | $1.36M | 1.2% | $8.41 | +867.6% | COM | 163092109 |
| — | INDIE SEMICONDUCTOR INC | 350,000 | $1.239M | 1.1% | $3.54 | — | *W EXP 06/15/202 | 45569U119 |
| MSFT | MICROSOFT CORP | 4,000 | $1.128M | 1.0% | $106.54 | +163.5% | COM | 594918104 |
| RDCM | RADCOM LTD | 91,000 | $1.037M | 0.9% | $10.29 | +6.3% | SHS NEW | M81865111 |
| CVX | CHEVRON CORP NEW | 9,000 | $913K | 0.8% | $73.53 | +13.3% | COM | 166764100 |
| MRK | MERCK & CO INC | 12,000 | $901K | 0.8% | $43.32 | +52.7% | COM | 58933Y105 |
| JPM | JPMORGAN CHASE & CO | 5,500 | $900K | 0.8% | $85.88 | +63.4% | COM | 46625H100 |
| — | ROYAL DUTCH SHELL PLC | 20,000 | $891K | 0.8% | $47.16 | — | SPONS ADR A | 780259206 |
| XOM | EXXON MOBIL CORP | 15,000 | $882K | 0.8% | $45.00 | +7.7% | COM | 30231G102 |
| MS | MORGAN STANLEY | 9,000 | $876K | 0.8% | $34.83 | +146.1% | COM NEW | 617446448 |
| PM | PHILIP MORRIS INTL INC | 9,000 | $853K | 0.8% | $52.73 | +53.7% | COM | 718172109 |
| PRU | PRUDENTIAL FINL INC | 8,000 | $842K | 0.7% | $81.89 | +1.9% | COM | 744320102 |
| PG | PROCTER AND GAMBLE CO | 6,000 | $839K | 0.7% | $65.58 | +94.1% | COM | 742718109 |
| GS | GOLDMAN SACHS GROUP INC | 2,200 | $832K | 0.7% | $178.97 | +95.5% | COM | 38141G104 |
| UNM | UNUM GROUP | 33,000 | $827K | 0.7% | $22.96 | +15.3% | COM | 91529Y106 |
| PEP | PEPSICO INC | 5,500 | $827K | 0.7% | $62.14 | +117.2% | COM | 713448108 |
| CSCO | CISCO SYS INC | 15,000 | $816K | 0.7% | $36.85 | +33.6% | COM | 17275R102 |
| TCPC | BLACKROCK TCP CAPITAL CORP | 60,000 | $814K | 0.7% | $13.76 | +2.0% | COM | 09259E108 |
| ARCC | ARES CAPITAL CORP | 40,000 | $813K | 0.7% | $6.90 | +91.5% | COM | 04010L103 |
| VZ | VERIZON COMMUNICATIONS INC | 15,000 | $810K | 0.7% | $32.59 | +29.9% | COM | 92343V104 |
| JNJ | JOHNSON & JOHNSON | 5,000 | $808K | 0.7% | $70.16 | +114.2% | COM | 478160104 |
| PFE | PFIZER INC | 18,000 | $774K | 0.7% | $20.65 | +72.7% | COM | 717081103 |
| MO | ALTRIA GROUP INC | 17,000 | $774K | 0.7% | $24.09 | +41.1% | COM | 02209S103 |
| — | GLAXOSMITHKLINE PLC | 20,000 | $764K | 0.7% | $40.65 | — | SPONSORED ADR | 37733W105 |
| LMT | LOCKHEED MARTIN CORP | 2,200 | $759K | 0.7% | $324.62 | -1.2% | COM | 539830109 |
| ABBV | ABBVIE INC | 7,000 | $755K | 0.7% | $42.66 | +127.9% | COM | 00287Y109 |
| DOW | DOW INC | 13,000 | $748K | 0.7% | $34.32 | +39.3% | COM | 260557103 |
| KHC | KRAFT HEINZ CO | 20,000 | $736K | 0.7% | $31.44 | -2.9% | COM | 500754106 |
| BMY | BRISTOL-MYERS SQUIBB CO | 12,000 | $710K | 0.6% | $54.83 | 0.0% | COM | 110122108 |
| ABT | ABBOTT LABS | 6,000 | $709K | 0.6% | $28.90 | +292.6% | COM | 002824100 |
| MMM | 3M CO | 4,000 | $702K | 0.6% | $111.19 | +23.5% | COM | 88579Y101 |
| T | AT&T INC | 25,000 | $675K | 0.6% | $14.95 | +7.5% | COM | 00206R102 |
| POLWQ | 1847 GOEDEKER INC | 400,000 | $672K | 0.6% | $2.14 | — | *W EXP 99/99/999 | 28252C117 |
| — | GALMED PHARMACEUTICALS LTD | 200,000 | $558K | 0.5% | $4.02 | — | SHS | M47238106 |
| HRB | BLOCK H & R INC | 15,000 | $375K | 0.3% | $20.32 | +6.6% | COM | 093671105 |