CIK: 0001491072 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 16, 2021
Total Value ($000): $497,430 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| INTC | INTEL CORP | 1,025,000 | $51,066 | 10.3% | — | — | Call | 458140100 |
| — | AMERICAN AIRLS GROUP INC | 21,000,000 | $26,635 | 5.4% | $0.94 | — | NOTE 6.500% 7/0 | 02376RAF9 |
| MRNA | MODERNA INC | 241,000 | $25,177 | 5.1% | — | — | Put | 60770K107 |
| — | CHURCHILL CAPITAL CORP IV | 2,306,400 | $23,087 | 4.6% | $10.01 | — | CL A | 171439102 |
| — | GO ACQUISITION CORP | 1,584,590 | $16,844 | 3.4% | $10.63 | — | UNIT 08/31/2027 | 362019200 |
| HYG | ISHARES TR | 160,000 | $13,968 | 2.8% | — | — | Put | 464288513 |
| — | EQUITY DISTR ACQUISITION COR | 1,055,339 | $11,239 | 2.3% | $10.59 | — | UNIT 99/99/9999 | 29465E205 |
| — | COHN ROBBINS HOLDINGS CORP | 1,015,000 | $10,911 | 2.2% | $10.75 | — | UNIT 08/11/2025 | G23726121 |
| — | AVANTI ACQUISITION CORP | 1,000,000 | $10,280 | 2.1% | $10.28 | — | SHS CL A | G0682V109 |
| — | SPORTS ENTERTAINMENT ACQU CO | 930,550 | $10,003 | 2.0% | $10.75 | — | UNIT 99/99/9999 | 84918M205 |
| — | CONX CORP | 955,000 | $9,980 | 2.0% | $10.45 | — | UNIT 10/30/2027 | 212873202 |
| — | CHURCHILL CAPITAL CORP IV | 952,958 | $9,815 | 2.0% | $10.26 | — | UNIT 99/99/9999 | 171439201 |
| SPY | SPDR S&P 500 ETF TR | 25,500 | $9,534 | 1.9% | — | — | Put | 78462F103 |
| QQQ | INVESCO QQQ TR | 30,300 | $9,506 | 1.9% | — | — | Put | 46090E103 |
| — | GX ACQUISITION CORP | 717,955 | $7,898 | 1.6% | $11.00 | — | COM CL A | 36251A107 |
| — | MUDRICK CAPITAL ACQU CORP II | 750,000 | $7,733 | 1.6% | $10.31 | — | UNIT 99/99/9999 | 62477L206 |
| — | PROPTECH INVESTMENT CORP II | 650,000 | $6,910 | 1.4% | $10.63 | — | UNIT 99/99/9999 | 743497208 |
| — | GO ACQUISITION CORP | 673,405 | $6,862 | 1.4% | $10.19 | — | COM | 362019101 |
| — | CF FIN ACQUISITION CORP III | 563,900 | $6,051 | 1.2% | $10.73 | — | UNIT 09/30/2027 | 12529D207 |
| — | ACIES ACQUISITION CORP | 554,852 | $5,948 | 1.2% | $10.72 | — | UNIT 11/30/2027 | G0103T121 |
| — | ZANITE ACQUISITION CORP | 550,000 | $5,786 | 1.2% | $10.52 | — | UNIT 10/08/2025 | 98907K202 |
| — | ALTITUDE ACQUISITION CORP | 550,000 | $5,693 | 1.1% | $10.35 | — | UNIT 11/30/2027 | 02156Y202 |
| — | KINS TECHNOLOGY GROUP INC | 500,000 | $5,145 | 1.0% | $10.29 | — | UNIT 10/14/2025 | 49714K208 |
| — | CF ACQUISITION CORP IV | 500,000 | $5,145 | 1.0% | $10.29 | — | UNIT 12/31/2027 | 12520T201 |
| — | DUNE ACQUISITION CORP | 500,000 | $5,125 | 1.0% | $10.25 | — | UNIT 10/29/2027 | 265334201 |
| — | CEDAR REALTY TRUST INC | 496,004 | $5,025 | 1.0% | $10.13 | — | COM NEW | 150602605 |
| — | SENIOR CONNECT ACQUISITN COR | 450,000 | $4,631 | 0.9% | $10.29 | — | UNIT 12/09/2023 | 81723H207 |
| TSLA | TESLA INC | 6,000 | $4,234 | 0.9% | — | — | Put | 88160R101 |
| — | CC NEUBERGER PRIN HLDGS II | 407,072 | $4,234 | 0.9% | $10.40 | — | SHS CL A | G3166T103 |
| — | 7GC & CO HOLDINGS INC | 400,000 | $4,220 | 0.8% | $10.55 | — | UNIT 12/23/2025 | 81786A206 |
| — | CORNER GROWTH ACQUISITION CO | 400,000 | $4,180 | 0.8% | $10.45 | — | UNIT 01/01/2027 | G2425N121 |
| — | TREPONT ACQUISITION CORP I | 400,000 | $4,148 | 0.8% | $10.37 | — | UNIT 99/99/9999 | G9095M119 |
| — | TILRAY INC | 686,515 | $4,141 | 0.8% | $11.05 | — | COM CL 2 | 88688T100 |
| — | ARTIUS ACQUISITION INC | 349,850 | $3,932 | 0.8% | $11.24 | — | UNIT 99/99/9999 | 04316G204 |
| — | CARNEY TECHNOLOGY ACQU CORP | 360,420 | $3,698 | 0.7% | $10.26 | — | UNIT 12/10/2025 | 143636207 |
| — | TIGA ACQUISITION CORP | 339,164 | $3,588 | 0.7% | $10.58 | — | UNIT 99/99/9999 | G88672129 |
| — | COHN ROBBINS HOLDINGS CORP | 342,472 | $3,565 | 0.7% | $10.41 | — | COM CL A | G23726105 |
| — | SCION TECH GROWTH I | 340,000 | $3,509 | 0.7% | $10.32 | — | UNIT 12/17/2025 | G31067120 |
| — | FINTECH ACQUISITION CORP V | 325,000 | $3,468 | 0.7% | $10.67 | — | UNIT 99/99/9999 | 31810Q305 |
| — | APARTMENT INCOME REIT CORP | 89,778 | $3,448 | 0.7% | $38.41 | — | COM | 03750L109 |
| JNJ | JOHNSON & JOHNSON | 20,000 | $3,148 | 0.6% | $127.53 | 0.0% | COM | 478160104 |
| — | LIGHTSPEED POS INC | 30,000 | $2,695 | 0.5% | — | — | Put | 53227R106 |
| — | DUDDELL STREET ACQUISITN COR | 250,000 | $2,668 | 0.5% | $10.67 | — | UNIT 10/21/2025 | G28553124 |
| — | BROOKFIELD ASSET MGMT INC | 63,249 | $2,610 | 0.5% | $40.98 | — | CL A LTD VT SH | 112585104 |
| — | RIGNET INC | 437,600 | $2,577 | 0.5% | $4.10 | — | COM | 766582100 |
| AZO | AUTOZONE INC | 2,000 | $2,371 | 0.5% | $1158.08 | 0.0% | COM | 053332102 |
| BSN/U | BROADSTONE ACQUISITION CORP | 215,689 | $2,263 | 0.5% | $10.49 | — | UNIT 99/99/9999 | G1739V118 |
| XYZ | SQUARE INC | 10,000 | $2,176 | 0.4% | — | — | Put | 852234103 |
| — | BARRICK GOLD CORP | 95,000 | $2,165 | 0.4% | $22.79 | — | COM | 067901108 |
| — | CHURCHILL CAPITAL CORP V | 200,000 | $2,100 | 0.4% | $10.50 | — | UNIT 99/99/9999 | 17144T206 |
| — | GRANITE REAL ESTATE INVT TR | 33,800 | $2,069 | 0.4% | $55.39 | — | UNIT 99/99/9999 | 387437114 |
| — | HOWARD HUGHES CORP | 26,000 | $2,052 | 0.4% | $51.95 | — | COM | 44267D107 |
| — | WHOLE EARTH BRANDS INC | 180,574 | $1,968 | 0.4% | $8.34 | — | COM CL A | 96684W100 |
| NTR | NUTRIEN LTD | 32,000 | $1,960 | 0.4% | $29.38 | +28.3% | COM | 67077M108 |
| NTST | NETSTREIT CORP | 99,000 | $1,930 | 0.4% | $19.49 | — | COM | 64119V303 |
| TRP | TC ENERGY CORP | 47,400 | $1,928 | 0.4% | $33.09 | -1.5% | COM | 87807B107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 8,000 | $1,855 | 0.4% | $182.62 | +20.6% | CL B NEW | 084670702 |
| — | FUTURE FINTECH GROUP INC | 971,534 | $1,826 | 0.4% | $1.88 | — | COM | 36117V105 |
| CVS | CVS HEALTH CORP | 25,000 | $1,708 | 0.3% | $55.22 | 0.0% | COM | 126650100 |
| — | APTEVO THERAPEUTICS INC | 45,462 | $1,666 | 0.3% | $36.65 | — | COM NEW | 03835L207 |
| — | KIRKLAND LAKE GOLD LTD | 40,000 | $1,653 | 0.3% | $41.33 | — | COM | 49741E100 |
| KO | COCA COLA CO | 30,000 | $1,645 | 0.3% | $38.72 | +14.3% | COM | 191216100 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 15,000 | $1,636 | 0.3% | $90.42 | — | SPONSORED ADS | 874039100 |
| — | MARQUEE RAINE ACQUISITION CO | 150,000 | $1,625 | 0.3% | $10.83 | — | UNIT 12/01/2025 | G58442115 |
| — | MALACCA STRAITS ACQUISITION | 158,162 | $1,624 | 0.3% | $9.95 | — | UNIT 99/99/9999 | G5859B125 |
| COLD | AMERICOLD RLTY TR | 42,900 | $1,601 | 0.3% | $34.04 | — | COM | 03064D108 |
| ENB | ENBRIDGE INC | 50,000 | $1,600 | 0.3% | $21.27 | +2.0% | COM | 29250N105 |
| — | MOTIVE CAPITAL CORP | 150,200 | $1,583 | 0.3% | $10.54 | — | UNIT 99/99/9999 | G6293A129 |
| GS | GOLDMAN SACHS GROUP INC | 6,000 | $1,582 | 0.3% | $197.01 | 0.0% | COM | 38141G104 |
| — | MONEYGRAM INTL INC | 282,000 | $1,541 | 0.3% | $5.46 | — | COM NEW | 60935Y208 |
| — | CYRUSONE INC | 21,000 | $1,536 | 0.3% | $61.74 | — | COM | 23283R100 |
| ELAN | ELANCO ANIMAL HEALTH INC | 50,000 | $1,534 | 0.3% | $30.51 | 0.0% | COM | 28414H103 |
| PTON | PELOTON INTERACTIVE INC | 10,000 | $1,517 | 0.3% | — | — | Put | 70614W100 |
| BAC | BK OF AMERICA CORP | 50,000 | $1,516 | 0.3% | $23.66 | 0.0% | COM | 060505104 |
| WFC | WELLS FARGO CO NEW | 50,000 | $1,509 | 0.3% | $23.04 | 0.0% | COM | 949746101 |
| MCD | MCDONALDS CORP | 7,000 | $1,502 | 0.3% | $193.25 | 0.0% | COM | 580135101 |
| AMT | AMERICAN TOWER CORP NEW | 6,600 | $1,481 | 0.3% | $197.30 | +1.2% | COM | 03027X100 |
| — | EXANTAS CAP CORP | 370,000 | $1,476 | 0.3% | $2.09 | — | COM NEW | 30068N105 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 7,000 | $1,455 | 0.3% | $174.85 | 0.0% | COM | 874054109 |
| PPG | PPG INDS INC | 10,000 | $1,442 | 0.3% | $125.98 | 0.0% | COM | 693506107 |
| — | MICHAELS COS INC | 110,000 | $1,431 | 0.3% | $13.01 | — | COM | 59408Q106 |
| — | REWALK ROBOTICS LTD | 1,046,208 | $1,381 | 0.3% | $1.32 | — | SHS | M8216Q200 |
| TJX | TJX COS INC NEW | 20,000 | $1,366 | 0.3% | $50.05 | +12.8% | COM | 872540109 |
| — | VY GLOBAL GROWTH | 125,000 | $1,345 | 0.3% | $10.76 | — | UNIT 99/99/9999 | G9444H126 |
| PLD | PROLOGIS INC. | 13,400 | $1,335 | 0.3% | $86.18 | +1.5% | COM | 74340W103 |
| MSFT | MICROSOFT CORP | 6,000 | $1,335 | 0.3% | $157.02 | +31.2% | COM | 594918104 |
| — | NEW SR INVT GROUP INC | 257,000 | $1,331 | 0.3% | $4.60 | — | COM | 648691103 |
| O | REALTY INCOME CORP | 21,100 | $1,312 | 0.3% | $40.14 | +13.6% | COM | 756109104 |
| V | VISA INC | 6,000 | $1,312 | 0.3% | $197.22 | 0.0% | COM CL A | 92826C839 |
| BHP | BHP GROUP LTD | 20,000 | $1,307 | 0.3% | $51.70 | — | SPONSORED ADS | 088606108 |
| AMZN | AMAZON COM INC | 400 | $1,303 | 0.3% | $157.65 | +1.2% | COM | 023135106 |
| JPM | JPMORGAN CHASE & CO | 10,000 | $1,271 | 0.3% | $98.14 | 0.0% | COM | 46625H100 |
| MCHP | MICROCHIP TECHNOLOGY INC. | 9,000 | $1,243 | 0.2% | $46.84 | +20.0% | COM | 595017104 |
| ACI | ALBERTSONS COS INC | 70,000 | $1,231 | 0.2% | $10.05 | 0.0% | COMMON STOCK | 013091103 |
| MRK | MERCK & CO. INC | 15,000 | $1,227 | 0.2% | $65.93 | -1.6% | COM | 58933Y105 |
| GOOG | ALPHABET INC | 700 | $1,226 | 0.2% | $65.37 | +28.1% | CAP STK CL C | 02079K107 |
| MDT | MEDTRONIC PLC | 10,000 | $1,171 | 0.2% | $86.23 | +10.3% | SHS | G5960L103 |
| BABA | ALIBABA GROUP HLDG LTD | 5,000 | $1,164 | 0.2% | $218.41 | — | SPONSORED ADS | 01609W102 |
| — | ARTIUS ACQUISITION INC | 106,732 | $1,135 | 0.2% | $10.63 | — | COM CL A | 04316G105 |
| SPG | SIMON PPTY GROUP INC NEW | 12,900 | $1,100 | 0.2% | $45.55 | +26.5% | COM | 828806109 |
| META | FACEBOOK INC | 4,000 | $1,093 | 0.2% | $256.10 | +6.3% | CL A | 30303M102 |
| — | JAWS SPITFIRE ACQUISITION CO | 98,300 | $1,086 | 0.2% | $11.05 | — | UNIT 99/99/9999 | G50740128 |
| ARE | ALEXANDRIA REAL ESTATE EQ IN | 6,000 | $1,069 | 0.2% | $124.09 | +7.7% | COM | 015271109 |
| — | INSU ACQUISITION CORP III | 100,000 | $1,057 | 0.2% | $10.57 | — | UNIT 12/31/2026 | 457817302 |
| — | FALCON CAPITAL ACQUISITN COR | 100,000 | $1,054 | 0.2% | $10.54 | — | COM CL A | 30606L108 |
| — | REVOLUTION ACCELERTN ACQU CO | 100,000 | $1,041 | 0.2% | $10.41 | — | UNIT 12/01/2025 | 76156P205 |
| — | BRICKELL BIOTECH INC | 1,334,149 | $1,041 | 0.2% | $0.78 | — | COM | 10802T105 |
| IYR | ISHARES TR | 12,000 | $1,028 | 0.2% | $69.57 | — | Put | 464287739 |
| — | SANDBRIDGE ACQUISITION CORP | 99,500 | $1,012 | 0.2% | $10.17 | — | COM CL A | 799793104 |
| — | BROADSTONE ACQUISITION CORP | 100,000 | $1,005 | 0.2% | $10.05 | — | SHS CL A | G1739V100 |
| — | AMERICAS GOLD AND SILVER COR | 300,000 | $962 | 0.2% | $2.63 | — | COM | 03062D100 |
| — | CASTOR MARITIME INC | 4,940,217 | $914 | 0.2% | $0.19 | — | SHS | Y1146L109 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 2,500 | $843 | 0.2% | — | — | Put | 98980L101 |
| — | HIGHLAND TRANSCEND PARTNERS | 80,000 | $840 | 0.2% | $10.50 | — | UNIT 99/99/9999 | G44690116 |
| HST | HOST HOTELS & RESORTS INC | 51,000 | $746 | 0.1% | $9.13 | +17.2% | COM | 44107P104 |
| MOV | MOVADO GROUP INC | 43,109 | $716 | 0.1% | $10.70 | +33.4% | COM | 624580106 |
| — | MILLENDO THERAPEUTICS INC | 334,106 | $715 | 0.1% | $1.63 | — | COM | 60040X103 |
| PEN | PENUMBRA INC | 4,000 | $700 | 0.1% | — | — | Put | 70975L107 |
| — | HUDSON PAC PPTYS INC | 24,542 | $589 | 0.1% | $25.16 | — | COM | 444097109 |
| — | SUNLANDS TECHNOLOGY GROUP | 530,000 | $578 | 0.1% | $1.69 | — | ADS | 86740P108 |
| TECK | TECK RESOURCES LTD | 30,000 | $545 | 0.1% | $15.42 | 0.0% | CL B | 878742204 |
| — | BURGUNDY TECHNOLOGY ACQU COR | 50,000 | $521 | 0.1% | $10.42 | — | CL A | G1702T116 |
| — | SEANERGY MARITIME HLDGS CORP | 914,702 | $492 | 0.1% | $0.54 | — | *W EXP 11/10/202 | Y73760145 |
| W | WAYFAIR INC | 2,000 | $452 | 0.1% | — | — | Put | 94419L101 |
| KRMD | REPRO MED SYS INC | 71,233 | $429 | 0.1% | $5.60 | 0.0% | COM | 759910102 |
| — | AGEAGLE AERIAL SYS INC NEW | 70,608 | $424 | 0.1% | $6.00 | — | COM | 00848K101 |
| — | AKERS BIOSCIENCES INC | 270,270 | $403 | 0.1% | $1.49 | — | COM | 00973E409 |
| LQDA | LIQUIDIA CORPORATION | 133,069 | $393 | 0.1% | $3.67 | 0.0% | COM NEW | 53635D202 |
| — | SEANERGY MARITIME HLDGS CORP | 727,000 | $391 | 0.1% | $0.54 | — | *W EXP 05/13/202 | Y73760152 |
| — | RENALYTIX AI PLC | 22,960 | $367 | 0.1% | $12.19 | — | ADS | 75973T101 |
| PEB | PEBBLEBROOK HOTEL TR | 19,000 | $357 | 0.1% | $13.67 | — | COM | 70509V100 |
| — | BELLICUM PHARMACEUTICALS INC | 99,103 | $350 | 0.1% | $3.53 | — | COM NEW | 079481404 |
| — | CALADRIUS BIOSCIENCES INC | 241,075 | $345 | 0.1% | $1.43 | — | COM NEW | 128058203 |
| MIST | MILESTONE PHARMACEUTICALS IN | 50,113 | $336 | 0.1% | $6.70 | 0.0% | COM | 59935V107 |
| — | FEDERAL RLTY INVT TR | 3,800 | $323 | 0.1% | $85.26 | — | SH BEN INT NEW | 313747206 |
| — | NUCANA PLC | 69,632 | $313 | 0.1% | $4.50 | — | SPONSORED ADR | 67022C106 |
| UG | UNITED GUARDIAN INC | 21,067 | $303 | 0.1% | $14.61 | 0.0% | COM | 910571108 |
| RCEL | AVITA THERAPEUTICS INC | 15,954 | $296 | 0.1% | $21.93 | 0.0% | COM | 05380C102 |
| — | ALLENA PHARMACEUTICALS INC | 217,251 | $278 | 0.1% | $1.28 | — | COM | 018119107 |
| MTLS | MATERIALISE NV | 5,000 | $271 | 0.1% | $54.20 | — | SPONSORED ADS | 57667T100 |
| AKBA | AKEBIA THERAPEUTICS INC | 95,342 | $267 | 0.1% | $2.92 | 0.0% | COM | 00972D105 |
| — | CERBERUS TELECOM ACQUISITION | 25,000 | $267 | 0.1% | $10.68 | — | UNIT 99/99/9999 | G2040C112 |
| — | FRAZIER LIFESCIENCES ACQU CO | 25,000 | $260 | 0.1% | $10.40 | — | UNIT 12/09/2025 | G3710A121 |
| — | CLEVER LEAVES HOLDINGS INC | 28,411 | $253 | 0.1% | $8.91 | — | CALL | 186760904 |
| CLPS | CLPS INCORPORATION | 81,814 | $249 | 0.1% | $2.51 | 0.0% | COM | G31642104 |
| BMY | BRISTOL-MYERS SQUIBB CO | 360,700 | $249 | 0.1% | $50.03 | 0.0% | COM | 110122108 |
| — | KINDRED BIOSCIENCES INC | 57,277 | $247 | 0.0% | $4.31 | — | COM | 494577109 |
| — | NEUROBO PHARMACEUTICALS INC | 45,489 | $239 | 0.0% | $5.25 | — | COM | 64132R107 |
| — | PHIO PHARMACEUTICALS CORP | 86,299 | $232 | 0.0% | $2.69 | — | *W EXP 12/21/202 | 71880W105 |
| — | GBS INC | 31,028 | $230 | 0.0% | $7.41 | — | COM | 36151G105 |
| — | ENTASIS THERAPEUTICS HLDGS I | 92,626 | $229 | 0.0% | $2.47 | — | COM | 293614103 |
| NNOX | NANO X IMAGING LTD | 5,000 | $228 | 0.0% | $40.78 | 0.0% | ORD SHS | M70700105 |
| — | RAPT THERAPEUTICS INC | 10,971 | $217 | 0.0% | $19.78 | — | COM | 75382E109 |
| SIEB | SIEBERT FINL CORP | 49,896 | $210 | 0.0% | $3.85 | 0.0% | COM | 826176109 |
| — | CATABASIS PHARMACEUTICALS IN | 97,601 | $209 | 0.0% | $2.14 | — | COM NEW | 14875P206 |
| — | LIXTE BIOTECHNOLOGY HLDGS IN | 57,106 | $181 | 0.0% | $3.17 | — | COM | 539319202 |
| CODA | CODA OCTOPUS GROUP INC | 28,016 | $176 | 0.0% | $5.88 | 0.0% | COM NEW | 19188U206 |
| — | MINERVA NEUROSCIENCES INC | 69,535 | $163 | 0.0% | $2.34 | — | COM | 603380106 |
| — | TUANCHE LTD | 46,100 | $154 | 0.0% | $3.34 | — | ADS NEW | 89856T203 |
| — | NANTKWEST INC | 10,000 | $133 | 0.0% | $13.30 | — | COM | 63016Q102 |
| — | ATLAS CREST INVT CORP | 10,000 | $106 | 0.0% | $10.60 | — | UNIT 99/99/9999 | 049284201 |
| HTT | QUDIAN INC | 70,940 | $98 | 0.0% | $1.38 | — | ADR | 747798106 |
| — | SONIM TECHNOLOGIES INC | 133,483 | $97 | 0.0% | $0.73 | — | COM | 83548F101 |
| SMHI | SEACOR MARINE HLDGS INC | 32,480 | $88 | 0.0% | $2.12 | 0.0% | COM | 78413P101 |
| — | ISORAY INC | 193,180 | $87 | 0.0% | $0.45 | — | COM | 46489V104 |
| — | INSPIREMD INC | 250,000 | $85 | 0.0% | $0.34 | — | *W EXP 03/14/202 | 45779A135 |
| — | BIONANO GENOMICS INC | 25,000 | $77 | 0.0% | $3.08 | — | COM | 09075F107 |
| — | MEDIGUS LTD | 21,000 | $40 | 0.0% | $2.39 | — | *W EXP 07/23/202 | 58471G128 |