Location: Darien, CT
CIK: 0001088731 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 2, 2015
Total Value: $143M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | JPMORGAN CHASE & CO | 97,367 | $5.936M | 4.1% | $60.97 | $67.23 | — | COM | 46625h100 |
| SLB | SCHLUMBERGER LTD | 69,325 | $4.781M | 3.3% | $68.97 * | $57.25 | -9.9% | COM | 806857108 |
| — | PLUM CREEK TIMBER CO INC REITS | 113,220 | $4.473M | 3.1% | $39.51 | $44.92 | — | COM | 729251108 |
| MRK | MERCK & CO INC NEW COMMON | 89,450 | $4.418M | 3.1% | $49.39 * | $38.40 | -10.7% | COM | 58933Y105 |
| — | CISCO SYSTEMS INC | 166,700 | $4.376M | 3.1% | $26.25 | $26.25 | — | COM | 17275r102 |
| AAPL | APPLE INC | 38,257 | $4.22M | 2.9% | $110.31 * | $19.11 | +29.6% | COM | 037833100 |
| — | LIBERTY GLOBAL PLC | 96,375 | $4.138M | 2.9% | $42.94 | $49.40 | — | SHS CL A | g5480u104 |
| — | WASTE CONNECTIONS INC COM | 84,266 | $4.094M | 2.9% | $48.58 | $45.77 | — | COM | 941053100 |
| — | NOVARTIS AG-ADR | 43,820 | $4.028M | 2.8% | $91.92 | $73.10 | — | SPONSORED ADR | 66987v109 |
| BDX | BECTON DICKINSON CO | 29,205 | $3.874M | 2.7% | $132.65 * | $111.13 | -0.2% | COM | 075887109 |
| — | JOHNSON CONTROLS INC | 89,637 | $3.707M | 2.6% | $41.36 | $37.53 | — | COM | 478366107 |
| — | BLACKROCK INC COMMON | 12,417 | $3.694M | 2.6% | $297.50 | $341.43 | — | COM | 09247x101 |
| AIG | AMERICAN INTL GROUP INC COM NE | 64,475 | $3.663M | 2.6% | $56.81 * | $39.17 | +12.4% | COM NEW | 026874784 |
| — | EATON CORP PLC | 65,525 | $3.361M | 2.3% | $51.29 | $66.50 | — | SHS | g29183103 |
| — | EXXON MOBIL CORPORATION COMMON | 43,593 | $3.241M | 2.3% | $74.35 | $82.77 | — | COM | 30231g102 |
| TEVA | TEVA PHARMACEUTICAL INDUSTRIES | 56,050 | $3.165M | 2.2% | $56.47 | $48.07 | +17.5% | ADR | 881624209 |
| DHR | DANAHER CORP COM | 37,100 | $3.161M | 2.2% | $85.20 * | $36.01 | -2.9% | COM | 235851102 |
| — | VISA INC CL A COMMON | 44,816 | $3.122M | 2.2% | $69.66 | $111.40 | — | COM CL A | 92826c839 |
| — | WEYERHAEUSER COMPANY CONV PFD | 63,400 | $3.025M | 2.1% | $47.71 | $53.26 | — | PREF CONV SER A | 962166872 |
| ADSK | AUTODESK INC | 67,000 | $2.957M | 2.1% | $44.13 | $41.14 | +7.3% | COM | 052769106 |
| — | ASCENA RETAIL GROUP INC COM | 198,800 | $2.765M | 1.9% | $13.91 | $15.51 | — | COM | 04351g101 |
| OXY | OCCIDENTAL PETE CORP COM | 40,900 | $2.706M | 1.9% | $66.16 * | $64.49 | -24.1% | COM | 674599105 |
| WMB | WILLIAMS COS INC | 62,050 | $2.287M | 1.6% | $36.86 * | $23.54 | -12.7% | COM | 969457100 |
| — | BIOGEN INC COMMON | 7,800 | $2.276M | 1.6% | $291.79 | $291.79 | — | COM | 09062x103 |
| KO | COCA-COLA CO | 55,566 | $2.229M | 1.6% | $40.11 * | $29.03 | +0.2% | COM | 191216100 |
| — | FLOWSERVE CORP | 53,593 | $2.205M | 1.5% | $41.14 | $57.22 | — | COM | 34354p105 |
| — | MOSAIC CO / THE WI COMMON | 69,885 | $2.174M | 1.5% | $31.11 | $46.86 | — | COM | 61945c103 |
| — | FALCONSTOR SOFTWARE INC | 1,071,872 | $2.133M | 1.5% | $1.99 | $1.37 | — | COM | 306137100 |
| RCMT | RCM TECHNOLGIES INC | 415,975 | $2.047M | 1.4% | $4.92 | $5.94 | -17.2% | COM NEW | 749360400 |
| — | COSTCO WHOLESALE CORPORATION N | 14,105 | $2.039M | 1.4% | $144.56 | $114.34 | — | COM | 22160k105 |
| — | SEA CHANGE INTL INC | 317,809 | $2.002M | 1.4% | $6.30 | $6.90 | — | COM | 811699107 |
| — | PAYPAL HOLDINGS INC W/I COMMON | 63,750 | $1.979M | 1.4% | $31.04 | $31.04 | — | COM | 70450y103 |
| PNC | PNC FINCL SERVICES GROUP | 20,400 | $1.82M | 1.3% | $89.22 * | $47.61 | +34.9% | COM | 693475105 |
| — | THE BLACKSTONE GROUP | 55,325 | $1.752M | 1.2% | $31.67 | $31.67 | — | COM UNIT LTD | 09253u108 |
| — | KINDER MORGAN INC DELAWARE COM | 62,269 | $1.724M | 1.2% | $27.69 | $39.22 | — | COM | 49456b101 |
| LEN | LENNAR CORP CL A | 34,154 | $1.644M | 1.1% | $48.13 * | $33.76 | +23.3% | CL A | 526057104 |
| — | ANADARKO PETROLEUM CORPCMN | 26,725 | $1.614M | 1.1% | $60.39 | $76.51 | — | COM | 032511107 |
| NKE | NIKE INC | 12,750 | $1.568M | 1.1% | $122.98 * | $31.07 | +73.8% | CL B | 654106103 |
| — | ROYAL DUTCH SHELL PLC SPONS | 30,870 | $1.463M | 1.0% | $47.39 | $63.50 | — | SPONS ADR A | 780259206 |
| PG | PROCTER & GAMBLE CO | 20,114 | $1.447M | 1.0% | $71.94 * | $55.00 | -1.5% | COM | 742718109 |
| — | CALIFORNIA RESOURCES CORP. | 485,600 | $1.263M | 0.9% | $2.60 | $2.96 | — | COM | 13057q107 |
| — | DIGITALGLOBE INC. | 62,650 | $1.192M | 0.8% | $19.03 | $23.70 | — | COM NEW | 25389m877 |
| — | GUIDANCE SOFTWARE INC | 180,228 | $1.085M | 0.8% | $6.02 | $7.95 | — | COM | 401692108 |
| — | BAXALTA INC | 34,100 | $1.074M | 0.7% | $31.50 | $31.50 | — | COM | 07177m103 |
| MSFT | MICROSOFT CORP | 23,810 | $1.054M | 0.7% | $44.27 * | $26.70 | +44.2% | COM | 594918104 |
| TOL | TOLL BROTHERS INC COMMON | 29,395 | $1.006M | 0.7% | $34.22 | $33.64 | +1.8% | COM | 889478103 |
| EPD | ENTERPRISE PRDTS PRTN LPL P | 36,700 | $914K | 0.6% | $24.90 | $40.33 | — | COM | 293792107 |
| EBAY | EBAY INC COM | 36,950 | $903K | 0.6% | $24.44 * | $19.79 | +9.9% | COM | 278642103 |
| CWST | CASELLA WASTE SYS INC | 144,423 | $838K | 0.6% | $5.80 | $4.31 | +34.4% | CL A | 147448104 |
| — | DISCOVERY COMMUN SER A | 29,650 | $772K | 0.5% | $26.04 | $30.34 | — | COM SER A | 25470f104 |
| — | CONOCOPHILLIPS COM | 15,571 | $747K | 0.5% | $47.97 | $47.97 | — | COM | 20825c104 |
| C | CITIGROUP INC. | 14,000 | $695K | 0.5% | $49.64 * | $38.32 | -3.4% | COM NEW | 172967424 |
| — | OCI RES LP COM UNIT LTD PARTNE | 33,782 | $662K | 0.5% | $19.60 | $19.60 | — | COM UNIT LTD | 67081B106 |
| — | FIREEYE INC | 20,000 | $636K | 0.4% | $31.80 | $31.73 | — | COM | 31816q101 |
| AMGN | AMGEN INC COM PV $0.0001 | 4,215 | $583K | 0.4% | $138.32 * | $87.05 | +17.4% | COM | 031162100 |
| — | GENERAL ELECTRIC COMPANY | 21,972 | $554K | 0.4% | $25.21 | $25.99 | — | COM | 369604103 |
| — | INVENTURE FOODS INC | 61,307 | $544K | 0.4% | $8.87 | $9.71 | — | COM | 461212102 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 13,000 | $544K | 0.4% | $41.85 * | $28.30 | +17.3% | CL A | 609207105 |
| JNJ | JOHNSON & JOHNSON | 5,505 | $514K | 0.4% | $93.37 * | $73.13 | -3.9% | COM | 478160104 |
| — | COACH INC CMN | 17,450 | $505K | 0.4% | $28.94 | $34.62 | — | COM | 189754104 |
| HP | HELMERICH & PAYNE INC. | 10,000 | $473K | 0.3% | $47.30 | $56.61 | -16.5% | COM | 423452101 |
| HD | HOME DEPOT, INC., THE | 3,900 | $450K | 0.3% | $115.38 * | $60.11 | +50.8% | COM | 437076102 |
| ATRO | ASTRONICS CORP COM | 11,000 | $445K | 0.3% | $40.45 * | $36.32 | -28.8% | COM | 046433108 |
| OMER | OMEROS CORP | 40,300 | $442K | 0.3% | $10.97 | $20.54 | -46.6% | COM | 682143102 |
| — | ACHILLION PHARMACEUTICALS INC | 60,700 | $419K | 0.3% | $6.90 | $9.84 | — | COM | 00448q201 |
| WFC | WELLS FARGO & CO NEW | 8,085 | $415K | 0.3% | $51.33 * | $36.56 | +5.2% | COM | 949746101 |
| — | ISTAR INC | 33,000 | $415K | 0.3% | $12.58 | $14.04 | — | COM | 45031u101 |
| — | EMC CORPORATION MASS CMN | 16,497 | $399K | 0.3% | $24.19 | $26.33 | — | COM | 268648102 |
| — | SENOMYX INC | 84,495 | $377K | 0.3% | $4.46 | $5.83 | — | COM | 81724q107 |
| — | APACHE CORP COMMON | 9,415 | $369K | 0.3% | $39.19 | $79.59 | — | COM | 037411105 |
| — | POTASH CORP OF SASKATCHEWAN | 17,700 | $364K | 0.3% | $20.56 | $34.15 | — | COM | 73755l107 |
| — | COHERUS BIOSCIENCES INC | 17,500 | $351K | 0.2% | $20.06 | $25.11 | — | COM | 19249h103 |
| FORM | FORM FACTOR INC | 50,190 | $340K | 0.2% | $6.77 | $6.34 | +7.0% | COM | 346375108 |
| — | AGILENT TECHNOLOGIES INC.CMN | 9,600 | $330K | 0.2% | $34.38 | $40.56 | — | COM | 00846u101 |
| — | TURQUOISE HILL RESOURCES LTD. | 117,104 | $299K | 0.2% | $2.55 | $4.34 | — | COM | 900435108 |
| — | REGULUS THERAPEUTICS INC | 45,000 | $294K | 0.2% | $6.53 | $11.21 | — | COM | 75915k101 |
| — | CARRIZO OIL & GAS INC | 9,100 | $278K | 0.2% | $30.55 | $41.74 | — | COM | 144577103 |
| — | PROGRESSIVE WASTE SOLUTIONS LT | 10,000 | $264K | 0.2% | $26.40 | $26.40 | — | COM | 74339g101 |
| — | TREVENA INC | 25,000 | $259K | 0.2% | $10.36 | $10.36 | — | COM | 89532e109 |
| — | AXOVANT SCIENCES LTD | 20,000 | $258K | 0.2% | $12.90 | $12.90 | — | COM | g0750w104 |
| — | MONSANTO CO | 3,000 | $256K | 0.2% | $85.33 | $85.33 | — | COM | 61166w101 |
| — | GOLDCORP INC | 20,000 | $250K | 0.2% | $12.50 | $12.50 | — | COM | 380956409 |
| GILD | GILEAD SCIENCES INC | 2,500 | $245K | 0.2% | $98.00 * | $54.08 | +27.1% | COM | 375558103 |
| — | TIFFANY & CO NEW | 3,116 | $241K | 0.2% | $77.34 | $72.89 | — | COM | 886547108 |
| — | MLP WILLIAMS PARTNERS L P | 7,500 | $239K | 0.2% | $31.87 | $31.87 | — | COM UNIT LTD PAR | 96949l105 |
| — | FORWARD PHARMA A/S-ADR | 10,000 | $236K | 0.2% | $23.60 | $31.78 | — | SPONSORED ADR | 34986j105 |
| — | E. I. DU PONT DE NEMOURS AND C | 4,661 | $225K | 0.2% | $48.27 | $58.05 | — | COM | 263534109 |
| — | UNITED TECHS CORP COM | 2,500 | $222K | 0.2% | $88.80 | $115.60 | — | COM | 913017109 |
| — | BARRICK GOLD CORP. | 30,000 | $191K | 0.1% | $6.37 | $6.37 | — | COM | 067901108 |
| — | KRONOS WORLDWIDE INC | 30,000 | $186K | 0.1% | $6.20 | $6.20 | — | COM | 50105f105 |
| — | STEMCELLS INC | 449,620 | $180K | 0.1% | $0.40 | $1.17 | — | COM NEW | 85857r204 |
| — | TENAX THERAPEUTICS INC | 17,500 | $52,000 | 0.0% | $2.97 | $2.97 | — | COM | 88032l100 |
| — | TRONOX LTD-CL A | 10,000 | $44,000 | 0.0% | $4.40 | $4.40 | — | SHS CL A | q9235v101 |
| — | WAFERGEN BIO-SYSTEMS INC | 20,238 | $28,000 | 0.0% | $1.38 | $4.23 | — | COM PAR$ | 93041p308 |