Rothschild Capital Partners, LLC Diversified Active

CIK: 0001569833 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 13, 2013

Total Value ($000): $212,362 (100.0% shares, 0.0% debt)

Holdings (43)

PODD INSULET CORP 7.4%

Value ($000) $15,736 Shares 434,207 Est. Cost $28.46 Unrealized +17.9%

META FACEBOOK INC 5.7%

Value ($000) $12,171 Shares 242,307 Est. Cost $26.68 Unrealized +38.5%

— GOOGLE INC 5.1%

Value ($000) $10,802 Shares 12,332 Est. Cost $880.15 Unrealized —

— OASIS PETE INC NEW 4.5%

Value ($000) $9,569 Shares 194,769 Est. Cost $39.10 Unrealized —

ECL ECOLAB INC 4.5%

Value ($000) $9,507 Shares 96,259 Est. Cost $73.71 Unrealized +10.2%

— ULTIMATE SOFTWARE GROUP INC 4.4%

Value ($000) $9,443 Shares 64,066 Est. Cost $118.16 Unrealized —

— CORNERSTONE ONDEMAND INC 4.3%

Value ($000) $9,171 Shares 178,279 Est. Cost $43.46 Unrealized —

— BOTTOMLINE TECH DEL INC 4.0%

Value ($000) $8,419 Shares 301,988 Est. Cost $26.51 Unrealized —

AAPL APPLE INC 3.9%

Value ($000) $8,195 Shares 17,189 Est. Cost $13.23 Unrealized +8.0%

EPD ENTERPRISE PRODS PARTNERS L 3.8%

Value ($000) $8,170 Shares 133,844 Est. Cost $62.12 Unrealized —

DCI DONALDSON INC 3.6%

Value ($000) $7,620 Shares 199,850 Est. Cost $29.49 Unrealized +2.3%

STWD STARWOOD PPTY TR INC 3.5%

Value ($000) $7,342 Shares 306,308 Est. Cost $24.73 Unrealized —

CNI CANADIAN NATL RY CO 3.3%

Value ($000) $6,976 Shares 68,816 Est. Cost $39.41 Unrealized +0.5%

— ANNALY CAP MGMT INC 3.2%

Value ($000) $6,810 Shares 588,105 Est. Cost $12.26 Unrealized —

DXCM DEXCOM INC 3.2%

Value ($000) $6,767 Shares 239,792 Est. Cost $4.88 Unrealized +29.8%

— CONTINENTAL RESOURCES INC 3.2%

Value ($000) $6,718 Shares 62,629 Est. Cost $86.55 Unrealized —

PAA PLAINS ALL AMERN PIPELINE L 3.1%

Value ($000) $6,551 Shares 124,400 Est. Cost $55.70 Unrealized —

— CURRENCYSHARES AUSTRALIAN DL 3.0%

Value ($000) $6,465 Shares 69,200 Est. Cost $93.42 Unrealized —

— CEPHEID 3.0%

Value ($000) $6,429 Shares 164,689 Est. Cost $34.42 Unrealized —

EBAY EBAY INC 3.0%

Value ($000) $6,357 Shares 113,940 Est. Cost $20.18 Unrealized -1.1%

— ANADARKO PETROLEUM CORP 2.8%

Value ($000) $5,869 Shares 63,119 Est. Cost $86.16 Unrealized —

— ST JUDE MED INC 2.6%

Value ($000) $5,498 Shares 102,492 Est. Cost $45.97 Unrealized —

— KINDER MORGAN EGY PTNR 2.5%

Value ($000) $5,400 Shares 67,643 Est. Cost $85.40 Unrealized —

HCA HCA HOLDINGS INC 2.3%

Value ($000) $4,792 Shares 112,088 Est. Cost $35.97 Unrealized +1.0%

AMZN AMAZON COM INC 2.2%

Value ($000) $4,610 Shares 14,746 Est. Cost $13.51 Unrealized +10.3%

TMO THERMO FISHER SCIENTIFIC INC 2.0%

Value ($000) $4,179 Shares 45,350 Est. Cost $86.34 Unrealized +0.5%

— ONEOK PARTNERS LP 1.8%

Value ($000) $3,890 Shares 73,378 Est. Cost $49.62 Unrealized —

— CIMAREX ENERGY CO 1.6%

Value ($000) $3,347 Shares 34,725 Est. Cost $65.00 Unrealized —

— DATAWATCH CORP 0.6%

Value ($000) $1,264 Shares 45,310 Est. Cost $27.90 Unrealized —

— SPDR S&P 500 ETF TR 0.3%

Value ($000) $623 Shares 1,670 Est. Cost — Unrealized —

XOM EXXON MOBIL CORP 0.3%

Value ($000) $564 Shares 6,560 Est. Cost $53.69 Unrealized +0.9%

— UROPLASTY INC 0.2%

Value ($000) $501 Shares 151,313 Est. Cost $3.31 Unrealized —

— ATTUNITY LTD 0.2%

Value ($000) $469 Shares 52,900 Est. Cost $8.87 Unrealized —

— ENERGY XXI (BERMUDA) LTD 0.2%

Value ($000) $453 Shares 15,000 Est. Cost $22.20 Unrealized —

HD HOME DEPOT INC 0.2%

Value ($000) $387 Shares 5,100 Est. Cost $56.05 Unrealized +3.2%

— RED HAT INC 0.2%

Value ($000) $368 Shares 7,966 Est. Cost $47.83 Unrealized —

DGX QUEST DIAGNOSTICS 0.1%

Value ($000) $233 Shares 3,764 Est. Cost $46.22 Unrealized +1.0%

CVX CHEVRON CORPORATION 0.1%

Value ($000) $221 Shares 1,821 Est. Cost $71.30 Unrealized +2.5%

NSC NORFOLK SOUTHERN CORP 0.1%

Value ($000) $211 Shares 2,729 Est. Cost $56.99 Unrealized 0.0%

— KODIAK OIL & GAS CORP 0.1%

Value ($000) $138 Shares 60,000 Est. Cost — Unrealized —

GILD GILEAD SCIENCES INC 0.0%

Value ($000) $81 Shares 10,000 Est. Cost — Unrealized —

— NOBLE ENERGY INC 0.0%

Value ($000) $42 Shares 20,000 Est. Cost — Unrealized —

— MCMORAN EXPLORATION CO 0.0%

Value ($000) $4 Shares 10,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PODD	INSULET CORP	434,207	$15,736	7.4%	$28.46	+17.9%	COM	45784P101
META	FACEBOOK INC	242,307	$12,171	5.7%	$26.68	+38.5%	CL A	30303M102
—	GOOGLE INC	12,332	$10,802	5.1%	$880.15	—	CL A	38259P508
—	OASIS PETE INC NEW	194,769	$9,569	4.5%	$39.10	—	COM	674215108
ECL	ECOLAB INC	96,259	$9,507	4.5%	$73.71	+10.2%	COM	278865100
—	ULTIMATE SOFTWARE GROUP INC	64,066	$9,443	4.4%	$118.16	—	COM	90385D107
—	CORNERSTONE ONDEMAND INC	178,279	$9,171	4.3%	$43.46	—	COM	21925Y103
—	BOTTOMLINE TECH DEL INC	301,988	$8,419	4.0%	$26.51	—	COM	101388106
AAPL	APPLE INC	17,189	$8,195	3.9%	$13.23	+8.0%	COM	037833100
EPD	ENTERPRISE PRODS PARTNERS L	133,844	$8,170	3.8%	$62.12	—	COM	293792107
DCI	DONALDSON INC	199,850	$7,620	3.6%	$29.49	+2.3%	COM	257651109
STWD	STARWOOD PPTY TR INC	306,308	$7,342	3.5%	$24.73	—	COM	85571B105
CNI	CANADIAN NATL RY CO	68,816	$6,976	3.3%	$39.41	+0.5%	COM	136375102
—	ANNALY CAP MGMT INC	588,105	$6,810	3.2%	$12.26	—	COM	035710409
DXCM	DEXCOM INC	239,792	$6,767	3.2%	$4.88	+29.8%	COM	252131107
—	CONTINENTAL RESOURCES INC	62,629	$6,718	3.2%	$86.55	—	COM	212015101
PAA	PLAINS ALL AMERN PIPELINE L	124,400	$6,551	3.1%	$55.70	—	UNIT LTD PARTN	726503105
—	CURRENCYSHARES AUSTRALIAN DL	69,200	$6,465	3.0%	$93.42	—	AUSTRALIAN DOL	23129U101
—	CEPHEID	164,689	$6,429	3.0%	$34.42	—	COM	1567OR107
EBAY	EBAY INC	113,940	$6,357	3.0%	$20.18	-1.1%	COM	278642103
—	ANADARKO PETROLEUM CORP	63,119	$5,869	2.8%	$86.16	—	COM	032511907
—	ST JUDE MED INC	102,492	$5,498	2.6%	$45.97	—	COM	790849103
—	KINDER MORGAN EGY PTNR	67,643	$5,400	2.5%	$85.40	—	UT LTD PTNR	494550106
HCA	HCA HOLDINGS INC	112,088	$4,792	2.3%	$35.97	+1.0%	COM	40412C101
AMZN	AMAZON COM INC	14,746	$4,610	2.2%	$13.51	+10.3%	COM	023135106
TMO	THERMO FISHER SCIENTIFIC INC	45,350	$4,179	2.0%	$86.34	+0.5%	COM	883556102
—	ONEOK PARTNERS LP	73,378	$3,890	1.8%	$49.62	—	UNIT LTD PARTN	68268N103
—	CIMAREX ENERGY CO	34,725	$3,347	1.6%	$65.00	—	COM	171798101
—	DATAWATCH CORP	45,310	$1,264	0.6%	$27.90	—	COM	237917208
—	SPDR S&P 500 ETF TR	1,670	$623	0.3%	—	—	Put	78462F953
XOM	EXXON MOBIL CORP	6,560	$564	0.3%	$53.69	+0.9%	COM	30231G102
—	UROPLASTY INC	151,313	$501	0.2%	$3.31	—	COM	917277204
—	ATTUNITY LTD	52,900	$469	0.2%	$8.87	—	COM	M15332121
—	ENERGY XXI (BERMUDA) LTD	15,000	$453	0.2%	$22.20	—	COM	G10082900
HD	HOME DEPOT INC	5,100	$387	0.2%	$56.05	+3.2%	COM	437076102
—	RED HAT INC	7,966	$368	0.2%	$47.83	—	COM	756577102
DGX	QUEST DIAGNOSTICS	3,764	$233	0.1%	$46.22	+1.0%	COM	74834L100
CVX	CHEVRON CORPORATION	1,821	$221	0.1%	$71.30	+2.5%	COM	166764100
NSC	NORFOLK SOUTHERN CORP	2,729	$211	0.1%	$56.99	0.0%	COM	655844108
—	KODIAK OIL & GAS CORP	60,000	$138	0.1%	—	—	Call	50015Q900
GILD	GILEAD SCIENCES INC	10,000	$81	0.0%	—	—	Call	375558103
—	NOBLE ENERGY INC	20,000	$42	0.0%	—	—	Call	655044905
—	MCMORAN EXPLORATION CO	10,000	$4	0.0%	—	—	Call	582411904