Rothschild Capital Partners, LLC Diversified Active

Location: New York, NY

CIK: 0001569833 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 11, 2014

Total Value: $213M (100.0% shares, 0.0% debt)

Holdings (41)

PODD INSULET CORP 7.5%

Value $15.99M Shares 430,947 Est. Cost $28.46 Unrealized +29.8%

— GOOGLE INC 6.5%

Value $13.82M Shares 12,332 Est. Cost $880.15 Unrealized —

META FACEBOOK INC 6.2%

Value $13.24M Shares 242,307 Est. Cost $26.68 Unrealized +86.9%

— BOTTOMLINE TECH DEL INC 5.2%

Value $11.02M Shares 304,728 Est. Cost $26.51 Unrealized —

ECL ECOLAB INC 4.7%

Value $10.04M Shares 96,259 Est. Cost $73.71 Unrealized +23.4%

— ULTIMATE SOFTWARE GROUP INC 4.7%

Value $9.91M Shares 64,676 Est. Cost $118.16 Unrealized —

AAPL APPLE INC 4.5%

Value $9.611M Shares 17,131 Est. Cost $13.23 Unrealized +23.8%

— CORNERSTONE ONDEMAND INC 4.4%

Value $9.42M Shares 176,689 Est. Cost $43.46 Unrealized —

DCI DONALDSON INC 4.3%

Value $9.09M Shares 209,153 Est. Cost $29.66 Unrealized +12.3%

EPD ENTERPRISE PRODS PARTNERS L 4.2%

Value $8.874M Shares 133,844 Est. Cost $62.12 Unrealized —

DXCM DEXCOM INC 4.0%

Value $8.491M Shares 239,792 Est. Cost $4.88 Unrealized +62.2%

STWD STARWOOD PPTY TR INC 4.0%

Value $8.482M Shares 306,208 Est. Cost $24.73 Unrealized —

CNI CANADIAN NATL RY CO 3.7%

Value $7.848M Shares 137,632 Est. Cost $41.86 Unrealized +5.9%

— CEPHEID 3.6%

Value $7.686M Shares 164,689 Est. Cost $34.42 Unrealized —

HCA HCA HOLDINGS INC 3.0%

Value $6.429M Shares 134,758 Est. Cost $37.15 Unrealized +15.6%

PAA PLAINS ALL AMERN PIPELINE L 3.0%

Value $6.415M Shares 123,910 Est. Cost $55.70 Unrealized —

— ST JUDE MED INC 3.0%

Value $6.349M Shares 102,492 Est. Cost $45.97 Unrealized —

EBAY EBAY INC 2.9%

Value $6.245M Shares 113,825 Est. Cost $20.18 Unrealized -2.4%

— OASIS PETE INC NEW 2.9%

Value $6.194M Shares 131,869 Est. Cost $39.10 Unrealized —

AMZN AMAZON COM INC 2.8%

Value $6M Shares 15,046 Est. Cost $13.60 Unrealized +32.2%

— KINDER MORGAN EGY PTNR 2.6%

Value $5.456M Shares 67,643 Est. Cost $85.40 Unrealized —

TMO THERMO FISHER SCIENTIFIC INC 2.4%

Value $5.05M Shares 45,350 Est. Cost $86.34 Unrealized +10.7%

— ONEOK PARTNERS LP 1.8%

Value $3.846M Shares 73,053 Est. Cost $49.62 Unrealized —

— CONTINENTAL RESOURCES INC 1.8%

Value $3.812M Shares 33,879 Est. Cost $86.55 Unrealized —

— CIMAREX ENERGY CO 1.7%

Value $3.643M Shares 34,725 Est. Cost $65.00 Unrealized —

SPSC SPS COMM INC 1.1%

Value $2.359M Shares 36,125 Est. Cost $34.01 Unrealized 0.0%

— DATAWATCH CORP 0.7%

Value $1.541M Shares 45,310 Est. Cost $27.90 Unrealized —

— ATTUNITY LTD 0.7%

Value $1.481M Shares 143,000 Est. Cost $9.81 Unrealized —

— UROPLASTY INC 0.5%

Value $1.085M Shares 397,313 Est. Cost $2.95 Unrealized —

XOM EXXON MOBIL CORP 0.3%

Value $575K Shares 5,685 Est. Cost $53.69 Unrealized +4.2%

— RED HAT INC 0.2%

Value $446K Shares 7,966 Est. Cost $47.83 Unrealized —

HD HOME DEPOT INC 0.2%

Value $420K Shares 5,100 Est. Cost $56.05 Unrealized +4.8%

— ENERGY XXI (BERMUDA) LTD 0.2%

Value $406K Shares 15,000 Est. Cost $22.20 Unrealized —

NSC NORFOLK SOUTHERN CORP 0.1%

Value $253K Shares 2,729 Est. Cost $56.99 Unrealized +15.3%

CVX CHEVRON CORPORATION 0.1%

Value $227K Shares 1,821 Est. Cost $71.30 Unrealized +1.7%

PG PROCTER & GAMBLE CO 0.1%

Value $222K Shares 2,723 Est. Cost $58.01 Unrealized 0.0%

DGX QUEST DIAGNOSTICS 0.1%

Value $202K Shares 3,764 Est. Cost $46.22 Unrealized +0.5%

ALNY ALNYLAM PHARMACEUTICALS INC 0.1%

Value $193K Shares 3,000 Est. Cost $59.65 Unrealized 0.0%

— AERIE PHARMACEUTICALS INC 0.1%

Value $180K Shares 10,000 Est. Cost $18.00 Unrealized —

— KODIAK OIL & GAS CORP 0.0%

Value $48,000 Shares 40,000 Est. Cost — Unrealized —

— KODIAK OIL & GAS CORP 0.0%

Value $22,000 Shares 2,000 Est. Cost $11.00 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
PODD	INSULET CORP	430,947	$15.99M	7.5%	$28.46	+29.8%	COM	45784P101
—	GOOGLE INC	12,332	$13.82M	6.5%	$880.15	—	CL A	38259P508
META	FACEBOOK INC	242,307	$13.24M	6.2%	$26.68	+86.9%	CL A	30303M102
—	BOTTOMLINE TECH DEL INC	304,728	$11.02M	5.2%	$26.51	—	COM	101388106
ECL	ECOLAB INC	96,259	$10.04M	4.7%	$73.71	+23.4%	COM	278865100
—	ULTIMATE SOFTWARE GROUP INC	64,676	$9.91M	4.7%	$118.16	—	COM	90385D107
AAPL	APPLE INC	17,131	$9.611M	4.5%	$13.23	+23.8%	COM	037833100
—	CORNERSTONE ONDEMAND INC	176,689	$9.42M	4.4%	$43.46	—	COM	21925Y103
DCI	DONALDSON INC	209,153	$9.09M	4.3%	$29.66	+12.3%	COM	257651109
EPD	ENTERPRISE PRODS PARTNERS L	133,844	$8.874M	4.2%	$62.12	—	COM	293792107
DXCM	DEXCOM INC	239,792	$8.491M	4.0%	$4.88	+62.2%	COM	252131107
STWD	STARWOOD PPTY TR INC	306,208	$8.482M	4.0%	$24.73	—	COM	85571B105
CNI	CANADIAN NATL RY CO	137,632	$7.848M	3.7%	$41.86	+5.9%	COM	136375102
—	CEPHEID	164,689	$7.686M	3.6%	$34.42	—	COM	1567OR107
HCA	HCA HOLDINGS INC	134,758	$6.429M	3.0%	$37.15	+15.6%	COM	40412C101
PAA	PLAINS ALL AMERN PIPELINE L	123,910	$6.415M	3.0%	$55.70	—	UNIT LTD PARTN	726503105
—	ST JUDE MED INC	102,492	$6.349M	3.0%	$45.97	—	COM	790849103
EBAY	EBAY INC	113,825	$6.245M	2.9%	$20.18	-2.4%	COM	278642103
—	OASIS PETE INC NEW	131,869	$6.194M	2.9%	$39.10	—	COM	674215108
AMZN	AMAZON COM INC	15,046	$6M	2.8%	$13.60	+32.2%	COM	023135106
—	KINDER MORGAN EGY PTNR	67,643	$5.456M	2.6%	$85.40	—	UT LTD PTNR	494550106
TMO	THERMO FISHER SCIENTIFIC INC	45,350	$5.05M	2.4%	$86.34	+10.7%	COM	883556102
—	ONEOK PARTNERS LP	73,053	$3.846M	1.8%	$49.62	—	UNIT LTD PARTN	68268N103
—	CONTINENTAL RESOURCES INC	33,879	$3.812M	1.8%	$86.55	—	COM	212015101
—	CIMAREX ENERGY CO	34,725	$3.643M	1.7%	$65.00	—	COM	171798101
SPSC	SPS COMM INC	36,125	$2.359M	1.1%	$34.01	0.0%	COM	78463M107
—	DATAWATCH CORP	45,310	$1.541M	0.7%	$27.90	—	COM	237917208
—	ATTUNITY LTD	143,000	$1.481M	0.7%	$9.81	—	COM	M15332121
—	UROPLASTY INC	397,313	$1.085M	0.5%	$2.95	—	COM	917277204
XOM	EXXON MOBIL CORP	5,685	$575K	0.3%	$53.69	+4.2%	COM	30231G102
—	RED HAT INC	7,966	$446K	0.2%	$47.83	—	COM	756577102
HD	HOME DEPOT INC	5,100	$420K	0.2%	$56.05	+4.8%	COM	437076102
—	ENERGY XXI (BERMUDA) LTD	15,000	$406K	0.2%	$22.20	—	COM	G10082900
NSC	NORFOLK SOUTHERN CORP	2,729	$253K	0.1%	$56.99	+15.3%	COM	655844108
CVX	CHEVRON CORPORATION	1,821	$227K	0.1%	$71.30	+1.7%	COM	166764100
PG	PROCTER & GAMBLE CO	2,723	$222K	0.1%	$58.01	0.0%	COM	742718109
DGX	QUEST DIAGNOSTICS	3,764	$202K	0.1%	$46.22	+0.5%	COM	74834L100
ALNY	ALNYLAM PHARMACEUTICALS INC	3,000	$193K	0.1%	$59.65	0.0%	COM	02043Q107
—	AERIE PHARMACEUTICALS INC	10,000	$180K	0.1%	$18.00	—	COM	00771V108
—	KODIAK OIL & GAS CORP	40,000	$48,000	0.0%	—	—	Call	50015Q900
—	KODIAK OIL & GAS CORP	2,000	$22,000	0.0%	$11.00	—	COM	50015Q100