Rothschild Capital Partners, LLC Diversified Active

CIK: 0001569833 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 11, 2014

Total Value ($000): $212,618 (100.0% shares, 0.0% debt)

Holdings (41)

PODD INSULET CORP 7.5%

Value ($000) $15,988 Shares 430,947 Est. Cost $28.46 Unrealized +29.8%

— GOOGLE INC 6.5%

Value ($000) $13,821 Shares 12,332 Est. Cost $880.15 Unrealized —

META FACEBOOK INC 6.2%

Value ($000) $13,242 Shares 242,307 Est. Cost $26.68 Unrealized +86.9%

— BOTTOMLINE TECH DEL INC 5.2%

Value ($000) $11,019 Shares 304,728 Est. Cost $26.51 Unrealized —

ECL ECOLAB INC 4.7%

Value ($000) $10,037 Shares 96,259 Est. Cost $73.71 Unrealized +23.4%

— ULTIMATE SOFTWARE GROUP INC 4.7%

Value ($000) $9,910 Shares 64,676 Est. Cost $118.16 Unrealized —

AAPL APPLE INC 4.5%

Value ($000) $9,611 Shares 17,131 Est. Cost $13.23 Unrealized +23.8%

— CORNERSTONE ONDEMAND INC 4.4%

Value ($000) $9,420 Shares 176,689 Est. Cost $43.46 Unrealized —

DCI DONALDSON INC 4.3%

Value ($000) $9,090 Shares 209,153 Est. Cost $29.66 Unrealized +12.3%

EPD ENTERPRISE PRODS PARTNERS L 4.2%

Value ($000) $8,874 Shares 133,844 Est. Cost $62.12 Unrealized —

DXCM DEXCOM INC 4.0%

Value ($000) $8,491 Shares 239,792 Est. Cost $4.88 Unrealized +62.2%

STWD STARWOOD PPTY TR INC 4.0%

Value ($000) $8,482 Shares 306,208 Est. Cost $24.73 Unrealized —

CNI CANADIAN NATL RY CO 3.7%

Value ($000) $7,848 Shares 137,632 Est. Cost $41.86 Unrealized +5.9%

— CEPHEID 3.6%

Value ($000) $7,686 Shares 164,689 Est. Cost $34.42 Unrealized —

HCA HCA HOLDINGS INC 3.0%

Value ($000) $6,429 Shares 134,758 Est. Cost $37.15 Unrealized +15.6%

PAA PLAINS ALL AMERN PIPELINE L 3.0%

Value ($000) $6,415 Shares 123,910 Est. Cost $55.70 Unrealized —

— ST JUDE MED INC 3.0%

Value ($000) $6,349 Shares 102,492 Est. Cost $45.97 Unrealized —

EBAY EBAY INC 2.9%

Value ($000) $6,245 Shares 113,825 Est. Cost $20.18 Unrealized -2.4%

— OASIS PETE INC NEW 2.9%

Value ($000) $6,194 Shares 131,869 Est. Cost $39.10 Unrealized —

AMZN AMAZON COM INC 2.8%

Value ($000) $6,000 Shares 15,046 Est. Cost $13.60 Unrealized +32.2%

— KINDER MORGAN EGY PTNR 2.6%

Value ($000) $5,456 Shares 67,643 Est. Cost $85.40 Unrealized —

TMO THERMO FISHER SCIENTIFIC INC 2.4%

Value ($000) $5,050 Shares 45,350 Est. Cost $86.34 Unrealized +10.7%

— ONEOK PARTNERS LP 1.8%

Value ($000) $3,846 Shares 73,053 Est. Cost $49.62 Unrealized —

— CONTINENTAL RESOURCES INC 1.8%

Value ($000) $3,812 Shares 33,879 Est. Cost $86.55 Unrealized —

— CIMAREX ENERGY CO 1.7%

Value ($000) $3,643 Shares 34,725 Est. Cost $65.00 Unrealized —

SPSC SPS COMM INC 1.1%

Value ($000) $2,359 Shares 36,125 Est. Cost $34.01 Unrealized 0.0%

— DATAWATCH CORP 0.7%

Value ($000) $1,541 Shares 45,310 Est. Cost $27.90 Unrealized —

— ATTUNITY LTD 0.7%

Value ($000) $1,481 Shares 143,000 Est. Cost $9.81 Unrealized —

— UROPLASTY INC 0.5%

Value ($000) $1,085 Shares 397,313 Est. Cost $2.95 Unrealized —

XOM EXXON MOBIL CORP 0.3%

Value ($000) $575 Shares 5,685 Est. Cost $53.69 Unrealized +4.2%

— RED HAT INC 0.2%

Value ($000) $446 Shares 7,966 Est. Cost $47.83 Unrealized —

HD HOME DEPOT INC 0.2%

Value ($000) $420 Shares 5,100 Est. Cost $56.05 Unrealized +4.8%

— ENERGY XXI (BERMUDA) LTD 0.2%

Value ($000) $406 Shares 15,000 Est. Cost $22.20 Unrealized —

NSC NORFOLK SOUTHERN CORP 0.1%

Value ($000) $253 Shares 2,729 Est. Cost $56.99 Unrealized +15.3%

CVX CHEVRON CORPORATION 0.1%

Value ($000) $227 Shares 1,821 Est. Cost $71.30 Unrealized +1.7%

PG PROCTER & GAMBLE CO 0.1%

Value ($000) $222 Shares 2,723 Est. Cost $58.01 Unrealized 0.0%

DGX QUEST DIAGNOSTICS 0.1%

Value ($000) $202 Shares 3,764 Est. Cost $46.22 Unrealized +0.5%

ALNY ALNYLAM PHARMACEUTICALS INC 0.1%

Value ($000) $193 Shares 3,000 Est. Cost $59.65 Unrealized 0.0%

— AERIE PHARMACEUTICALS INC 0.1%

Value ($000) $180 Shares 10,000 Est. Cost $18.00 Unrealized —

— KODIAK OIL & GAS CORP 0.0%

Value ($000) $48 Shares 40,000 Est. Cost — Unrealized —

— KODIAK OIL & GAS CORP 0.0%

Value ($000) $22 Shares 2,000 Est. Cost $11.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PODD	INSULET CORP	430,947	$15,988	7.5%	$28.46	+29.8%	COM	45784P101
—	GOOGLE INC	12,332	$13,821	6.5%	$880.15	—	CL A	38259P508
META	FACEBOOK INC	242,307	$13,242	6.2%	$26.68	+86.9%	CL A	30303M102
—	BOTTOMLINE TECH DEL INC	304,728	$11,019	5.2%	$26.51	—	COM	101388106
ECL	ECOLAB INC	96,259	$10,037	4.7%	$73.71	+23.4%	COM	278865100
—	ULTIMATE SOFTWARE GROUP INC	64,676	$9,910	4.7%	$118.16	—	COM	90385D107
AAPL	APPLE INC	17,131	$9,611	4.5%	$13.23	+23.8%	COM	037833100
—	CORNERSTONE ONDEMAND INC	176,689	$9,420	4.4%	$43.46	—	COM	21925Y103
DCI	DONALDSON INC	209,153	$9,090	4.3%	$29.66	+12.3%	COM	257651109
EPD	ENTERPRISE PRODS PARTNERS L	133,844	$8,874	4.2%	$62.12	—	COM	293792107
DXCM	DEXCOM INC	239,792	$8,491	4.0%	$4.88	+62.2%	COM	252131107
STWD	STARWOOD PPTY TR INC	306,208	$8,482	4.0%	$24.73	—	COM	85571B105
CNI	CANADIAN NATL RY CO	137,632	$7,848	3.7%	$41.86	+5.9%	COM	136375102
—	CEPHEID	164,689	$7,686	3.6%	$34.42	—	COM	1567OR107
HCA	HCA HOLDINGS INC	134,758	$6,429	3.0%	$37.15	+15.6%	COM	40412C101
PAA	PLAINS ALL AMERN PIPELINE L	123,910	$6,415	3.0%	$55.70	—	UNIT LTD PARTN	726503105
—	ST JUDE MED INC	102,492	$6,349	3.0%	$45.97	—	COM	790849103
EBAY	EBAY INC	113,825	$6,245	2.9%	$20.18	-2.4%	COM	278642103
—	OASIS PETE INC NEW	131,869	$6,194	2.9%	$39.10	—	COM	674215108
AMZN	AMAZON COM INC	15,046	$6,000	2.8%	$13.60	+32.2%	COM	023135106
—	KINDER MORGAN EGY PTNR	67,643	$5,456	2.6%	$85.40	—	UT LTD PTNR	494550106
TMO	THERMO FISHER SCIENTIFIC INC	45,350	$5,050	2.4%	$86.34	+10.7%	COM	883556102
—	ONEOK PARTNERS LP	73,053	$3,846	1.8%	$49.62	—	UNIT LTD PARTN	68268N103
—	CONTINENTAL RESOURCES INC	33,879	$3,812	1.8%	$86.55	—	COM	212015101
—	CIMAREX ENERGY CO	34,725	$3,643	1.7%	$65.00	—	COM	171798101
SPSC	SPS COMM INC	36,125	$2,359	1.1%	$34.01	0.0%	COM	78463M107
—	DATAWATCH CORP	45,310	$1,541	0.7%	$27.90	—	COM	237917208
—	ATTUNITY LTD	143,000	$1,481	0.7%	$9.81	—	COM	M15332121
—	UROPLASTY INC	397,313	$1,085	0.5%	$2.95	—	COM	917277204
XOM	EXXON MOBIL CORP	5,685	$575	0.3%	$53.69	+4.2%	COM	30231G102
—	RED HAT INC	7,966	$446	0.2%	$47.83	—	COM	756577102
HD	HOME DEPOT INC	5,100	$420	0.2%	$56.05	+4.8%	COM	437076102
—	ENERGY XXI (BERMUDA) LTD	15,000	$406	0.2%	$22.20	—	COM	G10082900
NSC	NORFOLK SOUTHERN CORP	2,729	$253	0.1%	$56.99	+15.3%	COM	655844108
CVX	CHEVRON CORPORATION	1,821	$227	0.1%	$71.30	+1.7%	COM	166764100
PG	PROCTER & GAMBLE CO	2,723	$222	0.1%	$58.01	0.0%	COM	742718109
DGX	QUEST DIAGNOSTICS	3,764	$202	0.1%	$46.22	+0.5%	COM	74834L100
ALNY	ALNYLAM PHARMACEUTICALS INC	3,000	$193	0.1%	$59.65	0.0%	COM	02043Q107
—	AERIE PHARMACEUTICALS INC	10,000	$180	0.1%	$18.00	—	COM	00771V108
—	KODIAK OIL & GAS CORP	40,000	$48	0.0%	—	—	Call	50015Q900
—	KODIAK OIL & GAS CORP	2,000	$22	0.0%	$11.00	—	COM	50015Q100