RAFFLES ASSOCIATES LP Diversified Active

CIK: 0001169581 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 14, 2017

Total Value ($000): $109,259 (100.0% shares, 0.0% debt)

Holdings (43)

WFC WELLS FARGO CO NEW 13.6%

Value ($000) $14,848 Shares 269,246 Est. Cost $39.68 Unrealized +6.2%

SMBC SOUTHERN MO BANCORP INC 9.0%

Value ($000) $9,887 Shares 270,958 Est. Cost $12.83 Unrealized +117.9%

BPOP POPULAR INC 7.9%

Value ($000) $8,626 Shares 240,000 Est. Cost $23.37 Unrealized +36.2%

PROV PROVIDENT FINL HLDGS INC 7.1%

Value ($000) $7,705 Shares 393,096 Est. Cost $15.90 Unrealized +20.7%

AER AERCAP HOLDINGS NV 5.5%

Value ($000) $6,017 Shares 117,723 Est. Cost $24.02 Unrealized +100.9%

— GOODRICH PETE CORP 5.3%

Value ($000) $5,825 Shares 599,903 Est. Cost $10.49 Unrealized —

— RED LION HOTELS CORP 5.1%

Value ($000) $5,575 Shares 644,555 Est. Cost $6.16 Unrealized —

— CONSOL ENERGY INC 4.9%

Value ($000) $5,336 Shares 315,000 Est. Cost $15.40 Unrealized —

— MAG SILVER CORP 3.6%

Value ($000) $3,907 Shares 347,900 Est. Cost $6.17 Unrealized —

AGI ALAMOS GOLD INC NEW 3.1%

Value ($000) $3,380 Shares 500,000 Est. Cost $4.07 Unrealized +70.1%

— NUVECTRA CORP 2.8%

Value ($000) $3,045 Shares 229,675 Est. Cost $7.08 Unrealized —

— REIS INC 2.7%

Value ($000) $2,961 Shares 164,482 Est. Cost $18.44 Unrealized —

IIIN INSTEEL INDUSTRIES INC 2.4%

Value ($000) $2,611 Shares 100,000 Est. Cost $18.33 Unrealized 0.0%

— DYNEGY INC NEW DEL 2.2%

Value ($000) $2,350 Shares 240,000 Est. Cost $10.95 Unrealized —

— FLY LEASING LTD 2.1%

Value ($000) $2,304 Shares 164,350 Est. Cost $10.57 Unrealized —

— NEVSUN RES LTD 2.0%

Value ($000) $2,132 Shares 977,800 Est. Cost $3.35 Unrealized —

MAYS MAYS J W INC 1.9%

Value ($000) $2,112 Shares 44,939 Est. Cost $22.25 Unrealized +69.2%

— PROSHARES TR 1.6%

Value ($000) $1,749 Shares 37,500 Est. Cost $46.64 Unrealized —

— BARCLAYS BK PLC 1.6%

Value ($000) $1,715 Shares 43,750 Est. Cost $39.20 Unrealized —

NSSC NAPCO SEC TECHNOLOGIES INC 1.5%

Value ($000) $1,612 Shares 166,186 Est. Cost $2.09 Unrealized +106.7%

— WAYNE SVGS BANCSHARES INC NE 1.4%

Value ($000) $1,515 Shares 84,305 Est. Cost $9.85 Unrealized —

WCFB WCF BANCORP INC 1.4%

Value ($000) $1,504 Shares 157,416 Est. Cost $8.97 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 1.4%

Value ($000) $1,497 Shares 35,756 Est. Cost $33.42 Unrealized —

— MACKINAC FINL CORP 1.2%

Value ($000) $1,342 Shares 86,583 Est. Cost $11.09 Unrealized —

— DIREXION SHS ETF TR 1.1%

Value ($000) $1,160 Shares 85,000 Est. Cost $19.12 Unrealized —

EPM EVOLUTION PETROLEUM CORP 0.8%

Value ($000) $891 Shares 123,700 Est. Cost $3.34 Unrealized +30.5%

LBRDK LIBERTY BROADBAND CORP 0.8%

Value ($000) $852 Shares 8,939 Est. Cost $46.10 Unrealized +95.5%

— LONESTAR RES US INC 0.7%

Value ($000) $804 Shares 229,000 Est. Cost $5.81 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 0.7%

Value ($000) $749 Shares 17,878 Est. Cost $33.95 Unrealized —

— CNX COAL RES LP 0.7%

Value ($000) $742 Shares 50,146 Est. Cost $11.25 Unrealized —

— RICHMONT MINES INC 0.6%

Value ($000) $701 Shares 75,000 Est. Cost $9.35 Unrealized —

— PRUDENTIAL BANCORP INC NEW 0.6%

Value ($000) $612 Shares 33,040 Est. Cost $17.13 Unrealized —

RRC RANGE RES CORP 0.4%

Value ($000) $489 Shares 25,000 Est. Cost $19.33 Unrealized 0.0%

— ADVANTAGE OIL & GAS LTD 0.3%

Value ($000) $376 Shares 59,636 Est. Cost $3.95 Unrealized —

SELF GLOBAL SELF STORAGE INC 0.3%

Value ($000) $373 Shares 77,294 Est. Cost $5.06 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 0.3%

Value ($000) $340 Shares 8,939 Est. Cost $28.19 Unrealized —

AWX AVALON HLDGS CORP 0.3%

Value ($000) $331 Shares 165,548 Est. Cost $3.66 Unrealized -41.0%

— RAND CAP CORP 0.2%

Value ($000) $252 Shares 85,000 Est. Cost $3.06 Unrealized —

LBRDA LIBERTY BROADBAND CORP 0.2%

Value ($000) $251 Shares 2,669 Est. Cost $76.88 Unrealized +16.3%

— GASTAR EXPL INC NEW 0.2%

Value ($000) $250 Shares 284,582 Est. Cost $3.56 Unrealized —

— FORTUNA SILVER MINES INC 0.2%

Value ($000) $219 Shares 50,000 Est. Cost $4.88 Unrealized —

UBCP UNITED BANCORP INC OHIO 0.2%

Value ($000) $180 Shares 15,000 Est. Cost $8.08 Unrealized +46.5%

— TERRAFORM PWR INC 0.1%

Value ($000) $132 Shares 10,000 Est. Cost $8.65 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
WFC	WELLS FARGO CO NEW	269,246	$14,848	13.6%	$39.68	+6.2%	COM	949746101
SMBC	SOUTHERN MO BANCORP INC	270,958	$9,887	9.0%	$12.83	+117.9%	COM	843380106
BPOP	POPULAR INC	240,000	$8,626	7.9%	$23.37	+36.2%	COM NEW	733174700
PROV	PROVIDENT FINL HLDGS INC	393,096	$7,705	7.1%	$15.90	+20.7%	COM	743868101
AER	AERCAP HOLDINGS NV	117,723	$6,017	5.5%	$24.02	+100.9%	SHS	N00985106
—	GOODRICH PETE CORP	599,903	$5,825	5.3%	$10.49	—	COM PAR	382410843
—	RED LION HOTELS CORP	644,555	$5,575	5.1%	$6.16	—	COM	756764106
—	CONSOL ENERGY INC	315,000	$5,336	4.9%	$15.40	—	COM	20854P109
—	MAG SILVER CORP	347,900	$3,907	3.6%	$6.17	—	COM	55903Q104
AGI	ALAMOS GOLD INC NEW	500,000	$3,380	3.1%	$4.07	+70.1%	COM CL A	011532108
—	NUVECTRA CORP	229,675	$3,045	2.8%	$7.08	—	COM	67075N108
—	REIS INC	164,482	$2,961	2.7%	$18.44	—	COM	75936P105
IIIN	INSTEEL INDUSTRIES INC	100,000	$2,611	2.4%	$18.33	0.0%	COM	45774W108
—	DYNEGY INC NEW DEL	240,000	$2,350	2.2%	$10.95	—	COM	26817R108
—	FLY LEASING LTD	164,350	$2,304	2.1%	$10.57	—	SPONSORED ADR	34407D109
—	NEVSUN RES LTD	977,800	$2,132	2.0%	$3.35	—	COM	64156L101
MAYS	MAYS J W INC	44,939	$2,112	1.9%	$22.25	+69.2%	COM	578473100
—	PROSHARES TR	37,500	$1,749	1.6%	$46.64	—	ULTRASHRT S&P500	74347B383
—	BARCLAYS BK PLC	43,750	$1,715	1.6%	$39.20	—	IPATH S&P500 VIX	06746L422
NSSC	NAPCO SEC TECHNOLOGIES INC	166,186	$1,612	1.5%	$2.09	+106.7%	COM	630402105
—	WAYNE SVGS BANCSHARES INC NE	84,305	$1,515	1.4%	$9.85	—	COM	94624Q101
WCFB	WCF BANCORP INC	157,416	$1,504	1.4%	$8.97	—	COM	92940L103
—	LIBERTY MEDIA CORP DELAWARE	35,756	$1,497	1.4%	$33.42	—	COM C SIRIUSXM	531229607
—	MACKINAC FINL CORP	86,583	$1,342	1.2%	$11.09	—	COM	554571109
—	DIREXION SHS ETF TR	85,000	$1,160	1.1%	$19.12	—	DAILY SM CAP BEA	25490K521
EPM	EVOLUTION PETROLEUM CORP	123,700	$891	0.8%	$3.34	+30.5%	COM	30049A107
LBRDK	LIBERTY BROADBAND CORP	8,939	$852	0.8%	$46.10	+95.5%	COM SER C	530307305
—	LONESTAR RES US INC	229,000	$804	0.7%	$5.81	—	CL A VTG	54240F103
—	LIBERTY MEDIA CORP DELAWARE	17,878	$749	0.7%	$33.95	—	COM A SIRIUSXM	531229409
—	CNX COAL RES LP	50,146	$742	0.7%	$11.25	—	COM UNIT RP LP	12592V100
—	RICHMONT MINES INC	75,000	$701	0.6%	$9.35	—	COM	76547T106
—	PRUDENTIAL BANCORP INC NEW	33,040	$612	0.6%	$17.13	—	COM	74431A101
RRC	RANGE RES CORP	25,000	$489	0.4%	$19.33	0.0%	COM	75281A109
—	ADVANTAGE OIL & GAS LTD	59,636	$376	0.3%	$3.95	—	COM	00765F101
SELF	GLOBAL SELF STORAGE INC	77,294	$373	0.3%	$5.06	—	COM	37955N106
—	LIBERTY MEDIA CORP DELAWARE	8,939	$340	0.3%	$28.19	—	COM SER C FRMLA	531229854
AWX	AVALON HLDGS CORP	165,548	$331	0.3%	$3.66	-41.0%	CL A	05343P109
—	RAND CAP CORP	85,000	$252	0.2%	$3.06	—	COM	752185108
LBRDA	LIBERTY BROADBAND CORP	2,669	$251	0.2%	$76.88	+16.3%	COM SER A	530307107
—	GASTAR EXPL INC NEW	284,582	$250	0.2%	$3.56	—	COM	36729W202
—	FORTUNA SILVER MINES INC	50,000	$219	0.2%	$4.88	—	COM	349915108
UBCP	UNITED BANCORP INC OHIO	15,000	$180	0.2%	$8.08	+46.5%	COM	909911109
—	TERRAFORM PWR INC	10,000	$132	0.1%	$8.65	—	CL A COM	88104R100