Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 23, 2018
Total Value: $6.059B
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 3,832,500 | $1.009B | 16.6% | $263.15 | $263.00 | — | PUT | 78462F103 |
| IWM | ISHARES TR | 2,900,000 | $440M | 7.3% | $151.83 | — | — | PUT | 464287655 |
| — | INTEL CORP | 130,000,000 | $329M | 5.4% | $2.53 | $1.79 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | MICRON TECHNOLOGY INC | 60,000,000 | $325M | 5.4% | $5.42 | $2.72 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $261M | 4.3% | $5.22 | $3.02 | — | NOTE 3.125% 5/0 | 595112AX1 |
| BABA | ALIBABA GROUP HLDG LTD | 830,400 | $152M | 2.5% | $183.54 | — | — | PUT | 01609W102 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 9,893,398 | $131M | 2.2% | $13.22 | $13.22 | — | TR UNIT | 85208R101 |
| — | NXP SEMICONDUCTORS N V | 100,000,000 | $124M | 2.1% | $1.24 | $1.17 | — | DBCV 1.000%12/0 | 62952QAB6 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 10,928,632 | $117M | 1.9% | $10.75 | $9.55 | — | UNIT | 85207H104 |
| — | MICROCHIP TECHNOLOGY INC | 60,000,000 | $106M | 1.8% | $1.77 | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | PRICELINE GRP INC | 60,000,000 | $96.51M | 1.6% | $1.61 | $1.46 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | LIBERTY MEDIA CORP DELAWARE | 50,000,000 | $52.08M | 0.9% | $1.04 | $1.06 | — | DEB 2.250% 9/3 | 531229AE2 |
| — | TTM TECHNOLOGIES INC | 25,000,000 | $41.63M | 0.7% | $1.67 | $1.64 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | VIAVI SOLUTIONS INC | 39,025,000 | $39.68M | 0.7% | $1.02 | $1.02 | — | NOTE 1.000% 3/0 | 925550AB1 |
| BIO | BIO RAD LABS INC | 152,178 | $38.06M | 0.6% | $250.08 | $198.66 | +28.2% | CL A | 090572207 |
| MDLZ | MONDELEZ INTL INC | 816,600 | $34.08M | 0.6% | $41.73 * | $35.99 | -0.4% | CL A | 609207105 |
| BTI | BRITISH AMERN TOB PLC | 590,700 | $34.08M | 0.6% | $57.69 | $64.62 | — | SPONSORED ADR | 110448107 |
| — | INSULET CORP | 21,500,000 | $33.33M | 0.6% | $1.55 | $1.44 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| VIAV | VIAVI SOLUTIONS INC | 3,410,041 | $33.15M | 0.5% | $9.72 * | $9.07 | +5.0% | COM | 925550105 |
| LKQ | LKQ CORP | 871,800 | $33.09M | 0.5% | $37.95 * | $29.88 | +22.0% | COM | 501889208 |
| — | WORKDAY INC | 20,000,000 | $32.48M | 0.5% | $1.62 | $1.33 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | LABORATORY CORP AMER HLDGS | 189,500 | $30.65M | 0.5% | $161.75 | $142.37 | — | COM NEW | 50540R409 |
| GOOG | ALPHABET INC | 29,400 | $30.34M | 0.5% | $1031.80 * | $45.66 | +20.0% | CAP STK CL C | 02079K107 |
| — | B2GOLD CORP | 30,000,000 | $30.32M | 0.5% | $1.01 | $1.03 | — | NOTE 3.250%10/0 | 11777QAB6 |
| MHK | MOHAWK INDS INC | 129,200 | $30M | 0.5% | $232.22 * | $239.92 | +7.4% | COM | 608190104 |
| — | VANECK VECTORS ETF TR | 1,225,200 | $29.25M | 0.5% | $23.87 | $26.05 | — | OIL SVCS ETF | 92189F718 |
| META | FACEBOOK INC | 175,000 | $27.96M | 0.5% | $159.79 * | $141.35 | +26.1% | CL A | 30303M102 |
| PSLV | SPROTT PHYSICAL SILVER TR | 4,531,021 | $27.37M | 0.5% | $6.04 | $6.59 | — | TR UNIT | 85207K107 |
| VMC | VULCAN MATLS CO | 238,900 | $27.27M | 0.5% | $114.17 * | $115.62 | +1.6% | COM | 929160109 |
| SCI | SERVICE CORP INTL | 709,661 | $26.78M | 0.4% | $37.74 | $31.15 | +23.3% | COM | 817565104 |
| SPY | SPDR S&P 500 ETF TR | 100,000 | $26.32M | 0.4% | $263.15 | $263.00 | — | CALL | 78462F103 |
| A | AGILENT TECHNOLOGIES INC | 386,400 | $25.85M | 0.4% | $66.90 | $58.10 | +13.8% | COM | 00846U101 |
| — | DUN & BRADSTREET CORP DEL NE | 220,864 | $25.84M | 0.4% | $117.00 | $117.94 | — | COM | 26483E100 |
| — | J2 GLOBAL INC | 20,000,000 | $25.47M | 0.4% | $1.27 | $1.10 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| GLD | SPDR GOLD TRUST | 200,000 | $25.16M | 0.4% | $125.79 | $125.80 | — | PUT | 78463V107 |
| — | CONSTELLATION ALPHA CAP CORP | 2,535,646 | $25.03M | 0.4% | $9.87 | $9.82 | — | SHS | G2379F108 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 2,468,366 | $24.76M | 0.4% | $10.03 | $10.09 | — | CL A | G8250R103 |
| — | ZILLOW GROUP INC | 20,000,000 | $24.48M | 0.4% | $1.22 | $1.09 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | ELECTRUM SPL ACQUISITION COR | 2,341,039 | $24.3M | 0.4% | $10.38 | $9.79 | — | SHS | G3105C104 |
| JBHT | HUNT J B TRANS SVCS INC | 206,700 | $24.21M | 0.4% | $117.15 * | $111.28 | 0.0% | COM | 445658107 |
| AME | AMETEK INC NEW | 315,600 | $23.98M | 0.4% | $75.97 * | $48.40 | +48.7% | COM | 031100100 |
| AMT | AMERICAN TOWER CORP NEW | 164,100 | $23.85M | 0.4% | $145.34 * | $108.35 | +5.9% | COM | 03027X100 |
| TPR | TAPESTRY INC | 449,840 | $23.67M | 0.4% | $52.61 * | $32.95 | +20.7% | COM | 876030107 |
| DAL | DELTA AIR LINES INC DEL | 424,000 | $23.24M | 0.4% | $54.81 * | $46.39 | +9.4% | COM NEW | 247361702 |
| — | CTRIP COM INTL LTD | 20,000,000 | $23.17M | 0.4% | $1.16 | $1.16 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| TAC | TRANSALTA CORP | 4,210,997 | $22.95M | 0.4% | $5.45 | $5.30 | +4.1% | COM | 89346D107 |
| — | WRIGHT MED GROUP N V | 20,000,000 | $22.77M | 0.4% | $1.14 | $1.41 | — | NOTE 2.250%11/1 | 98236JAB4 |
| AMAT | APPLIED MATLS INC | 405,700 | $22.56M | 0.4% | $55.61 * | $41.22 | +23.4% | COM | 038222105 |
| CVSA | ADTALEM GLOBAL ED INC | 473,251 | $22.5M | 0.4% | $47.55 | $43.44 | +7.7% | COM | 00737L103 |
| DG | DOLLAR GEN CORP NEW | 240,300 | $22.48M | 0.4% | $93.55 * | $77.43 | +12.1% | COM | 256677105 |
| — | SPDR SERIES TRUST | 636,600 | $22.42M | 0.4% | $35.22 | $35.22 | — | S&P OILGAS EXP | 78464A730 |
| — | REXNORD CORP NEW | 749,450 | $22.24M | 0.4% | $29.68 | $25.50 | — | COM | 76169B102 |
| — | BLACKHAWK NETWORK HLDGS INC | 20,000,000 | $22.11M | 0.4% | $1.11 | $1.11 | — | NOTE 1.500% 1/1 | 09238EAB0 |
| MCD | MCDONALDS CORP | 140,600 | $21.99M | 0.4% | $156.38 * | $129.42 | +5.6% | COM | 580135101 |
| — | SQUARE INC | 10,000,000 | $21.92M | 0.4% | $2.19 | $2.19 | — | NOTE 0.375% 3/0 | 852234AB9 |
| — | VANTAGE ENERGY ACQUISITION | 2,094,437 | $21.43M | 0.4% | $10.23 | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | HAYMAKER ACQUISITION CORP | 2,143,100 | $21.32M | 0.4% | $9.95 | $9.91 | — | UNIT 10/19/2022 | 420870206 |
| — | PENSARE ACQUISITION CORP | 2,166,900 | $21.06M | 0.3% | $9.72 | $9.67 | — | COM | 70957E105 |
| — | JAZZ INVESTMENTS I LTD | 20,000,000 | $20.93M | 0.3% | $1.05 | $1.06 | — | NOTE 1.875% 8/1 | 472145AB7 |
| — | MATLIN & PARTNERS ACQUISITIO | 2,129,000 | $20.86M | 0.3% | $9.80 | $9.72 | — | CL A | 57682V106 |
| TRMB | TRIMBLE INC | 563,600 | $20.22M | 0.3% | $35.88 * | $40.29 | 0.0% | COM | 896239100 |
| — | MOLINA HEALTHCARE INC | 10,000,000 | $20.14M | 0.3% | $2.01 | $1.40 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | LEO HOLDINGS CORP | 1,999,000 | $19.99M | 0.3% | $10.00 | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | FEDERAL STR ACQUISITION CORP | 2,000,000 | $19.54M | 0.3% | $9.77 | $9.71 | — | CL A | 31421V107 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 1,900,400 | $19.16M | 0.3% | $10.08 | $9.96 | — | UNIT 99/99/9999 | G74760110 |
| GSM | FERROGLOBE PLC | 1,769,595 | $18.99M | 0.3% | $10.73 * | $13.04 | +12.6% | SHS | G33856108 |
| CBZ | CBIZ INC | 1,031,962 | $18.83M | 0.3% | $18.25 * | $13.32 | +30.6% | COM | 124805102 |
| — | VANTAGE ENERGY ACQUISITION | 1,900,000 | $18.58M | 0.3% | $9.78 | $9.75 | — | COM CL A | 92211L105 |
| — | CAESARS ENTMT CORP | 1,601,800 | $18.02M | 0.3% | $11.25 | $12.24 | — | COM | 127686103 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,799,300 | $17.81M | 0.3% | $9.90 | $9.86 | — | COM | 42588L105 |
| — | IRONWOOD PHARMACEUTICALS INC | 15,000,000 | $17.72M | 0.3% | $1.18 | $1.05 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | GUIDEWIRE SOFTWARE INC | 17,500,000 | $17.19M | 0.3% | $0.98 | $0.98 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | STRAYER ED INC | 169,597 | $17.14M | 0.3% | $101.05 | $101.05 | — | COM | 863236105 |
| — | OSPREY ENERGY ACQUISITION CO | 1,750,000 | $16.84M | 0.3% | $9.62 | $9.56 | — | CL A COM | 688397108 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,680,307 | $16.8M | 0.3% | $10.00 | $9.92 | — | CL A | G0726L125 |
| HUNTF | HUNTER MARITIME ACQUISITION | 1,704,968 | $16.73M | 0.3% | $9.81 | $9.81 | -0.1% | CL A | Y37828111 |
| BNS | BANK N S HALIFAX | 270,000 | $16.66M | 0.3% | $61.70 | — | — | CALL | 064149107 |
| XHB | SPDR SERIES TRUST | 400,000 | $16.32M | 0.3% | $40.79 | — | — | PUT | 78464A888 |
| META | FACEBOOK INC | 100,000 | $15.98M | 0.3% | $159.79 * | $141.35 | +26.1% | PUT | 30303M102 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,600,000 | $15.92M | 0.3% | $9.95 | $10.07 | — | CL A | G4182A102 |
| — | FINTECH ACQUISITION CORP II | 1,580,000 | $15.71M | 0.3% | $9.94 | $9.88 | — | COM | 31810G109 |
| — | INDUSTREA ACQUISITION CORP | 1,490,900 | $15.51M | 0.3% | $10.40 | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| — | CAPITOL INVT CORP IV | 1,525,000 | $15.43M | 0.3% | $10.12 | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| SPSC | SPS COMM INC | 238,963 | $15.31M | 0.3% | $64.07 * | $29.61 | -4.5% | COM | 78463M107 |
| LITE | LUMENTUM HLDGS INC | 237,700 | $15.16M | 0.3% | $63.80 * | $55.75 | +2.9% | COM | 55024U109 |
| — | LHC GROUP INC | 246,200 | $15.16M | 0.3% | $61.56 | $61.56 | — | COM | 50187A107 |
| MCHP | MICROCHIP TECHNOLOGY INC | 164,500 | $15.03M | 0.2% | $91.36 * | $37.09 | +7.3% | COM | 595017104 |
| — | CYRUSONE INC | 292,400 | $14.97M | 0.2% | $51.21 | $51.21 | — | COM | 23283R100 |
| — | NUANCE COMMUNICATIONS INC | 949,200 | $14.95M | 0.2% | $15.75 | $15.75 | — | COM | 67020Y100 |
| XRAY | DENTSPLY SIRONA INC | 293,100 | $14.75M | 0.2% | $50.31 * | $58.89 | 0.0% | COM | 24906P109 |
| — | CM SEVEN STAR ACQUISITION CO | 1,430,000 | $14.66M | 0.2% | $10.25 | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| — | TIBERIUS ACQUISITION CORP | 1,445,800 | $14.59M | 0.2% | $10.09 | $10.09 | — | UNIT 02/28/2021 | 88633A206 |
| — | VECTOR GROUP LTD | 10,000,000 | $14.48M | 0.2% | $1.45 | $1.45 | — | FRNT 1/1 | 92240MAY4 |
| — | EASTERLY ACQUISITION CORP | 1,418,070 | $14.46M | 0.2% | $10.20 | $9.88 | — | COM | 27616L102 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,397,636 | $14.38M | 0.2% | $10.29 | $10.19 | — | UNIT 99/99/9999 | G0726L109 |
| — | MODERN MEDIA ACQUISITION | 1,444,250 | $14.37M | 0.2% | $9.95 | $9.80 | — | COM | 60765P103 |
| — | ADVANCED DISP SVCS INC DEL | 629,960 | $14.04M | 0.2% | $22.28 | $22.95 | — | COM | 00790X101 |
| — | CM SEVEN STAR ACQUISITION CO | 1,400,000 | $13.64M | 0.2% | $9.74 | $9.66 | — | SHS | G2345N102 |
| — | LANDCADIA HLDGS INC | 1,263,400 | $13.61M | 0.2% | $10.77 | $10.27 | — | UNIT 12/31/2021T | 51476W206 |
| — | GIGCAPITAL INC | 1,304,952 | $13.55M | 0.2% | $10.39 | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| PACK | ONE MADISON CORP | 1,398,014 | $13.35M | 0.2% | $9.55 | $9.55 | — | COM CL A | G6772P100 |
| — | SABAN CAP ACQUISITION CORP | 1,342,398 | $13.34M | 0.2% | $9.94 | $9.95 | — | COM CL A | 78516C106 |
| BCE | BCE INC | 309,300 | $13.31M | 0.2% | $43.04 * | $27.49 | 0.0% | PUT | 05534B760 |
| BCE | BCE INC | 302,200 | $13.01M | 0.2% | $43.04 * | $27.49 | 0.0% | CALL | 05534B760 |
| — | INDUSTREA ACQUISITION CORP | 1,309,000 | $12.84M | 0.2% | $9.81 | $9.75 | — | CL A | 45579J104 |
| — | C&J ENERGY SVCS INC NEW | 496,233 | $12.81M | 0.2% | $25.82 | $29.68 | — | COM | 12674R100 |
| — | KAYNE ANDERSON ACQUISITION | 1,269,858 | $12.77M | 0.2% | $10.05 | $10.04 | — | UNIT 06/30/2022 | 48661U201 |
| NVRI | HARSCO CORP | 617,001 | $12.74M | 0.2% | $20.65 * | $19.19 | 0.0% | COM | 415864107 |
| — | DYCOM INDS INC | 10,000,000 | $12.71M | 0.2% | $1.27 | $1.27 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,201,500 | $12.64M | 0.2% | $10.52 | $10.11 | — | UNIT 06/15/2024 | 42588L204 |
| — | DFB HEALTHCARE ACQUISTION CO | 1,250,000 | $12.56M | 0.2% | $10.05 | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | ONE MADISON CORP | 1,245,871 | $12.46M | 0.2% | $10.00 | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| HSIC | SCHEIN HENRY INC | 183,100 | $12.31M | 0.2% | $67.21 * | $55.40 | 0.0% | COM | 806407102 |
| — | TPG PACE ENERGY HLDGS CORP | 1,146,930 | $12.29M | 0.2% | $10.72 | $10.48 | — | UNIT 99/99/9999 | 872656202 |
| — | SENTINEL ENERGY SVCS INC | 1,183,907 | $11.74M | 0.2% | $9.92 | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| — | LANDCADIA HLDGS INC | 1,164,421 | $11.69M | 0.2% | $10.04 | $9.89 | — | CL A | 51476W107 |
| — | FINTECH ACQUISITION CORP II | 1,105,000 | $11.66M | 0.2% | $10.55 | $10.36 | — | UNIT 99/99/9999 | 31810G208 |
| — | BANK AMER CORP | 631,000 | $11.51M | 0.2% | $18.23 | $9.97 | — | *W EXP 01/16/201 | 060505146 |
| VMC | VULCAN MATLS CO | 100,000 | $11.42M | 0.2% | $114.17 * | $115.62 | +1.6% | CALL | 929160109 |
| DLB | DOLBY LABORATORIES INC | 177,600 | $11.29M | 0.2% | $63.56 * | $43.39 | +32.8% | COM | 25659T107 |
| — | PLATINUM EAGLE ACQUISITIN CO | 1,100,000 | $11.16M | 0.2% | $10.15 | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| — | TPG PACE ENERGY HLDGS CORP | 1,100,000 | $11.12M | 0.2% | $10.11 | $9.74 | — | CL A | 872656103 |
| DAL | DELTA AIR LINES INC DEL | 200,000 | $10.96M | 0.2% | $54.81 * | $46.39 | +9.4% | PUT | 247361702 |
| — | BLACK RIDGE ACQUISITION CORP | 1,098,500 | $10.64M | 0.2% | $9.69 | $9.69 | — | COM | 09216T107 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,023,234 | $10.59M | 0.2% | $10.35 | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| — | MUDRICK CAP ACQUISITION CORP | 995,000 | $10.17M | 0.2% | $10.22 | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | 51JOB INC | 5,000,000 | $10.12M | 0.2% | $2.02 | $1.48 | — | NOTE 3.250% 4/1 | 316827AC8 |
| TSLA | TESLA INC | 37,500 | $9.98M | 0.2% | $266.13 * | $22.00 | 0.0% | COM | 88160R101 |
| — | OSPREY ENERGY ACQUISITION CO | 985,931 | $9.958M | 0.2% | $10.10 | $9.94 | — | UNIT 07/21/2022 | 688397207 |
| BC | BRUNSWICK CORP | 165,685 | $9.84M | 0.2% | $59.39 * | $51.14 | 0.0% | COM | 117043109 |
| — | UNITED STATES OIL FUND LP | 750,000 | $9.818M | 0.2% | $13.09 | — | — | CALL | 91232N108 |
| — | MONSANTO CO NEW | 84,000 | $9.802M | 0.2% | $116.69 | $114.13 | — | COM | 61166W101 |
| — | KAYNE ANDERSON ACQUISITION | 994,334 | $9.735M | 0.2% | $9.79 | $9.75 | — | COM CL A | 48661U102 |
| — | MUDRICK CAP ACQUISITION CORP | 1,000,000 | $9.601M | 0.2% | $9.60 | $9.60 | — | COM CLASS A | 624745105 |
| — | MODERN MEDIA ACQUISITION | 903,710 | $9.597M | 0.2% | $10.62 | $10.34 | — | UNIT 99/99/9999 | 60765P202 |
| — | VANECK VECTORS ETF TR | 400,000 | $9.548M | 0.2% | $23.87 | $26.05 | — | PUT | 92189F718 |
| — | KBL MERGER CORP IV | 966,150 | $9.517M | 0.2% | $9.85 | $9.74 | — | COM | 48242A104 |
| TPGH/U | TPG PACE HLDGS CORP | 899,902 | $9.395M | 0.2% | $10.44 | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | MATLIN & PARTNERS ACQUISITIO | 899,900 | $9.251M | 0.2% | $10.28 | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | GIGCAPITAL INC | 933,000 | $9.115M | 0.2% | $9.77 | $9.77 | — | COM | 37518N106 |
| BJRI | BJS RESTAURANTS INC | 198,800 | $8.926M | 0.1% | $44.90 * | $39.35 | 0.0% | COM | 09180C106 |
| CM | CDN IMPERIAL BK COMM TORONTO | 100,000 | $8.828M | 0.1% | $88.28 | — | — | CALL | 136069101 |
| HURN | HURON CONSULTING GROUP INC | 225,600 | $8.595M | 0.1% | $38.10 * | $39.36 | 0.0% | COM | 447462102 |
| — | PENSARE ACQUISITION CORP | 817,000 | $8.521M | 0.1% | $10.43 | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | TIME WARNER INC | 90,000 | $8.512M | 0.1% | $94.58 | $93.84 | — | COM NEW | 887317303 |
| — | UNION ACQUISITION CORP | 850,000 | $8.143M | 0.1% | $9.58 | $9.58 | — | SHS | G9366W101 |
| — | KBL MERGER CORP IV | 777,400 | $8.097M | 0.1% | $10.42 | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | MOSAIC ACQUISITION CORP | 780,000 | $7.847M | 0.1% | $10.06 | $10.14 | — | UNIT 99/99/9999 | G62848117 |
| — | VERIFONE SYS INC | 506,800 | $7.795M | 0.1% | $15.38 | $18.33 | — | COM | 92342Y109 |
| — | INTERDIGITAL INC | 6,571,000 | $7.649M | 0.1% | $1.16 | $1.31 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | TERADYNE INC | 5,000,000 | $7.624M | 0.1% | $1.52 | $1.44 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | TPG PACE HLDGS CORP | 775,000 | $7.595M | 0.1% | $9.80 | $9.74 | — | CL A | G89827128 |
| THO | THOR INDS INC | 65,100 | $7.498M | 0.1% | $115.18 | $113.07 | 0.0% | COM | 885160101 |
| MGM | MGM RESORTS INTERNATIONAL | 212,696 | $7.449M | 0.1% | $35.02 * | $33.68 | 0.0% | COM | 552953101 |
| HLIT | HARMONIC INC | 1,932,646 | $7.344M | 0.1% | $3.80 * | $4.23 | -14.1% | COM | 413160102 |
| — | ADVANCED MICRO DEVICES INC | 5,000,000 | $7.334M | 0.1% | $1.47 | $1.97 | — | NOTE 2.125% 9/0 | 007903BD8 |
| LVS | LAS VEGAS SANDS CORP | 98,000 | $7.046M | 0.1% | $71.90 * | $62.41 | 0.0% | COM | 517834107 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 7,372,000 | $7M | 0.1% | $0.95 | $0.93 | — | NOTE 0.750% 8/1 | 87157BAA1 |
| — | JENSYN ACQUISITION CORP | 655,000 | $6.878M | 0.1% | $10.50 | $10.04 | — | COM | 47632B102 |
| CDNA | CAREDX INC | 860,700 | $6.86M | 0.1% | $7.97 * | $6.16 | 0.0% | COM | 14167L103 |
| — | ULTIMATE SOFTWARE GROUP INC | 28,029 | $6.831M | 0.1% | $243.71 | $218.23 | — | COM | 90385D107 |
| — | AK STL HLDG CORP | 1,494,800 | $6.771M | 0.1% | $4.53 | $4.53 | — | COM | 001547108 |
| — | CONSTELLATION ALPHA CAP CORP | 609,113 | $6.39M | 0.1% | $10.49 | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| GLD | SPDR GOLD TRUST | 50,573 | $6.362M | 0.1% | $125.80 | $125.80 | — | GOLD SHS | 78463V107 |
| — | AETNA INC NEW | 37,500 | $6.338M | 0.1% | $169.01 | $180.40 | — | COM | 00817Y108 |
| — | LIVEPERSON INC | 384,331 | $6.284M | 0.1% | $16.35 | $16.35 | — | COM | 538146101 |
| — | CTRIP COM INTL LTD | 5,000,000 | $6.091M | 0.1% | $1.22 | $1.36 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | GORES HLDGS II INC | 550,400 | $5.884M | 0.1% | $10.69 | $10.29 | — | UNIT 99/99/9999 | 382867208 |
| — | CAPITOL INVT CORP IV | 599,900 | $5.825M | 0.1% | $9.71 | $9.68 | — | CL A ORD | G18920101 |
| — | VARIAN MED SYS INC | 45,860 | $5.625M | 0.1% | $122.66 | $122.66 | — | COM | 92220P105 |
| — | CTRIP COM INTL LTD | 5,000,000 | $5.4M | 0.1% | $1.08 | $1.14 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| T | AT&T INC | 150,000 | $5.348M | 0.1% | $35.65 | — | — | CALL | 00206R102 |
| — | OPES ACQUISITION CORP | 550,000 | $5.33M | 0.1% | $9.69 | $9.69 | — | COM | 68373P100 |
| — | M I ACQUISITIONS INC | 507,900 | $5.302M | 0.1% | $10.44 | $10.07 | — | COM | 55304A104 |
| — | GENERAL CABLE CORP DEL NEW | 5,000,000 | $5.297M | 0.1% | $1.06 | $1.06 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | LIBERTY MEDIA CORP DELAWARE | 5,000,000 | $5.257M | 0.1% | $1.05 | $1.05 | — | NOTE 1.000% 1/3 | 531229AF9 |
| — | FEDERAL STR ACQUISITION CORP | 500,000 | $5.12M | 0.1% | $10.24 | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| TSCO | TRACTOR SUPPLY CO | 80,000 | $5.042M | 0.1% | $63.02 * | $12.33 | 0.0% | COM | 892356106 |
| — | NXSTAGE MEDICAL INC | 200,000 | $4.972M | 0.1% | $24.86 | $24.78 | — | COM | 67072V103 |
| — | BISON CAP ACQUISITION CORP | 500,000 | $4.97M | 0.1% | $9.94 | $9.87 | — | ORD SHS | G1142P104 |
| — | ATLANTIC ACQUISITION CORP | 500,000 | $4.96M | 0.1% | $9.92 | $9.86 | — | COM | 048206106 |
| — | PATTERN ENERGY GROUP INC | 5,000,000 | $4.95M | 0.1% | $0.99 | $1.01 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | INFRA AND ENERGY ALTRNTIVE I | 570,714 | $4.768M | 0.1% | $8.35 | $8.35 | — | COM | 45686J104 |
| FLXS | FLEXSTEEL INDS INC | 117,053 | $4.633M | 0.1% | $39.58 * | $36.29 | -7.5% | COM | 339382103 |
| FONR | FONAR CORP | 155,000 | $4.619M | 0.1% | $29.80 * | $27.05 | -7.8% | COM NEW | 344437405 |
| — | I AM CAP ACQUISITION CO | 458,000 | $4.566M | 0.1% | $9.97 | $9.87 | — | COM | 45074Q108 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 428,900 | $4.533M | 0.1% | $10.57 | $10.56 | — | UNIT 99/99/9999 | G8250R111 |
| USLM | UNITED STATES LIME & MINERAL | 61,500 | $4.501M | 0.1% | $73.19 * | $15.90 | -5.4% | COM | 911922102 |
| — | SIGMA DESIGNS INC | 725,000 | $4.495M | 0.1% | $6.20 | $6.46 | — | COM | 826565103 |
| — | EXPRESS SCRIPTS HLDG CO | 65,000 | $4.49M | 0.1% | $69.08 | $69.08 | — | COM | 30219G108 |
| — | IMPAX LABORATORIES INC | 4,500,000 | $4.487M | 0.1% | $1.00 | $0.97 | — | NOTE 2.000% 6/1 | 45256BAE1 |
| RCI | ROGERS COMMUNICATIONS INC | 100,000 | $4.468M | 0.1% | $44.68 | — | — | CALL | 775109200 |
| DLHC | DLH HLDGS CORP | 731,393 | $4.271M | 0.1% | $5.84 | $6.03 | -1.6% | COM | 23335Q100 |
| — | BIG ROCK PARTNERS ACQUISI CO | 430,800 | $4.23M | 0.1% | $9.82 | $9.71 | — | COM | 089482103 |
| NPK | NATIONAL PRESTO INDS INC | 43,000 | $4.031M | 0.1% | $93.74 * | $100.40 | -1.1% | COM | 637215104 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 472,088 | $4.027M | 0.1% | $8.53 | $8.35 | — | UNIT | 85207Q104 |
| — | DRAPER OAKWOOD TECHNOLOGY | 400,000 | $3.944M | 0.1% | $9.86 | $9.78 | — | COM CL A | 26146L103 |
| TRNS | TRANSCAT INC | 247,851 | $3.879M | 0.1% | $15.65 * | $13.48 | +11.2% | COM | 893529107 |
| RY | ROYAL BK CDA MONTREAL QUE | 50,000 | $3.865M | 0.1% | $77.30 | — | — | CALL | 780087102 |
| PHUN | STELLAR ACQUISITION III INC | 368,100 | $3.81M | 0.1% | $10.35 | $10.27 | — | COM | Y8172W107 |
| LCUT | LIFETIME BRANDS INC | 307,000 | $3.807M | 0.1% | $12.40 * | $13.97 | -7.5% | COM | 53222Q103 |
| CMT | CORE MOLDING TECHNOLOGIES IN | 211,653 | $3.774M | 0.1% | $17.83 * | $20.45 | -5.1% | COM | 218683100 |
| KTOS | KRATOS DEFENSE & SEC SOLUTIO | 364,200 | $3.748M | 0.1% | $10.29 * | $11.14 | 0.0% | COM NEW | 50077B207 |
| MFC | MANULIFE FINL CORP | 201,600 | $3.746M | 0.1% | $18.58 | — | — | CALL | 56501R106 |
| CTS | CTS CORP | 137,100 | $3.729M | 0.1% | $27.20 * | $23.47 | +10.5% | COM | 126501105 |
| MLR | MILLER INDS INC TENN | 148,891 | $3.722M | 0.1% | $25.00 * | $21.59 | -1.3% | COM NEW | 600551204 |
| HOFT | HOOKER FURNITURE CORP | 100,100 | $3.674M | 0.1% | $36.70 * | $38.65 | 0.0% | COM | 439038100 |
| — | BIG ROCK PARTNERS ACQUISI CO | 349,200 | $3.614M | 0.1% | $10.35 | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| — | UNION ACQUISITION CORP | 350,000 | $3.58M | 0.1% | $10.23 | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | AKORN INC | 190,000 | $3.555M | 0.1% | $18.71 | $32.11 | — | COM | 009728106 |
| — | HUDSON GLOBAL INC | 1,708,765 | $3.315M | 0.1% | $1.94 | $2.46 | — | COM | 443787106 |
| — | SABAN CAP ACQUISITION CORP | 309,400 | $3.256M | 0.1% | $10.52 | $10.44 | — | UNIT 99/99/9999 | 78516C205 |
| — | MICROSEMI CORP | 50,000 | $3.236M | 0.1% | $64.72 | $64.72 | — | COM | 595137100 |
| — | GORES HLDGS II INC | 319,700 | $3.197M | 0.1% | $10.00 | $10.00 | — | COM CL A | 382867109 |
| — | BISON CAP ACQUISITION CORP | 295,000 | $3.189M | 0.1% | $10.81 | $10.22 | — | UNIT 99/99/9999T | G1142P120 |
| — | LUMENTUM HLDGS INC | 2,500,000 | $3.167M | 0.1% | $1.27 | $1.27 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| — | ORBOTECH LTD | 50,000 | $3.109M | 0.1% | $62.18 | $62.18 | — | ORD | M75253100 |
| — | MTECH ACQUISITION CORP | 299,900 | $3.05M | 0.1% | $10.17 | $10.17 | — | UNIT 01/19/2023 | 55378W206 |
| TIPT | TIPTREE INC | 477,028 | $3.029M | 0.0% | $6.35 * | $6.96 | -12.9% | CL A | 88822Q103 |
| — | HABIT RESTAURANTS INC | 342,752 | $3.016M | 0.0% | $8.80 | $12.08 | — | COM CL A | 40449J103 |
| — | GLOBALSCAPE INC | 814,010 | $2.996M | 0.0% | $3.68 | $3.71 | — | COM | 37940G109 |
| — | LEGACY ACQUISITION CORP | 300,000 | $2.985M | 0.0% | $9.95 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | PATRIOT TRANSN HLDG INC | 155,853 | $2.961M | 0.0% | $19.00 | $18.54 | — | COM | 70338W105 |
| — | LEGACY ACQUISITION CORP | 297,235 | $2.85M | 0.0% | $9.59 | $9.63 | — | COM CL A | 524643103 |
| — | BARRICK GOLD CORP | 174,900 | $2.807M | 0.0% | $16.05 | — | — | CALL | 067901108 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.722M | 0.0% | $9.90 | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| GSM | FERROGLOBE PLC | 250,000 | $2.682M | 0.0% | $10.73 * | $13.04 | +12.6% | CALL | G33856108 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.64M | 0.0% | $9.60 | $9.67 | — | COM | 52539T107 |
| — | C&J ENERGY SVCS INC NEW | 100,000 | $2.582M | 0.0% | $25.82 | $29.68 | — | CALL | 12674R100 |
| LAKE | LAKELAND INDS INC | 196,603 | $2.546M | 0.0% | $12.95 * | $14.23 | -4.7% | COM | 511795106 |
| — | BIG 5 SPORTING GOODS CORP | 350,000 | $2.538M | 0.0% | $7.25 | $7.60 | — | COM | 08915P101 |
| — | OPES ACQUISITION CORP | 250,000 | $2.514M | 0.0% | $10.06 | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| NESR | NATIONAL ENERGY SERVICES REU | 250,400 | $2.486M | 0.0% | $9.93 | $9.55 | — | SHS | G6375R107 |
| BCE | BCE INC | 56,700 | $2.44M | 0.0% | $43.03 * | $27.49 | 0.0% | COM NEW | 05534B760 |
| — | DRAPER OAKWOOD TECHNOLOGY | 225,000 | $2.419M | 0.0% | $10.75 | $10.20 | — | UNIT 09/30/2024 | 26146L202 |
| — | HAYMAKER ACQUISITION CORP | 250,000 | $2.398M | 0.0% | $9.59 | $9.59 | — | COM CLASS A | 420870107 |
| HURC | HURCO COMPANIES INC | 51,130 | $2.347M | 0.0% | $45.90 * | $44.77 | 0.0% | COM | 447324104 |
| — | M I ACQUISITIONS INC | 197,000 | $2.305M | 0.0% | $11.70 | $10.03 | — | UNIT 99/99/9999 | 55304A203 |
| — | EASTERLY ACQUISITION CORP | 2,696,226 | $2.238M | 0.0% | $0.83 | $0.53 | — | *W EXP 07/29/202 | 27616L110 |
| — | XL GROUP LTD | 40,000 | $2.21M | 0.0% | $55.25 | $55.25 | — | COM | G98294104 |
| — | ATLANTIC ACQUISITION CORP | 200,000 | $2.076M | 0.0% | $10.38 | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| — | HAWAIIAN TELCOM HOLDCO INC | 75,000 | $2.001M | 0.0% | $26.68 | $30.02 | — | COM | 420031106 |
| — | CAVIUM INC | 25,000 | $1.984M | 0.0% | $79.36 | $83.83 | — | COM | 14964U108 |
| — | GORDON POINTE ACQUISITION CO | 200,000 | $1.951M | 0.0% | $9.76 | $9.76 | — | COM CLASS A | 382788107 |
| — | BELLATRIX EXPLORATION LTD | 1,804,680 | $1.949M | 0.0% | $1.08 | $2.83 | — | COM NEW | 078314507 |
| — | MTECH ACQUISITION CORP | 200,000 | $1.916M | 0.0% | $9.58 | $9.58 | — | COM CLASS A | 55378W107 |
| — | SONIC CORP | 71,458 | $1.803M | 0.0% | $25.23 | $25.45 | — | COM | 835451105 |
| — | GGP INC | 85,000 | $1.739M | 0.0% | $20.46 | $22.19 | — | COM | 36174X101 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $1.732M | 0.0% | $4.33 | $7.11 | — | COM | 845467109 |
| — | KIMBALL INTL INC | 100,100 | $1.706M | 0.0% | $17.04 | $19.43 | — | CL B | 494274103 |
| — | STELLAR ACQUISITION III INC | 151,000 | $1.621M | 0.0% | $10.74 | $9.97 | — | UNIT 03/22/2022 | Y8172W123 |
| — | ELECTRUM SPL ACQUISITION COR | 142,496 | $1.538M | 0.0% | $10.79 | $9.98 | — | UNIT 99/99/9999 | G3105C120 |
| — | PENSARE ACQUISITION CORP | 2,820,900 | $1.41M | 0.0% | $0.50 | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | TPG PACE ENERGY HLDGS CORP | 743,953 | $1.376M | 0.0% | $1.85 | $1.51 | — | *W EXP 99/99/999 | 872656111 |
| — | FEDERAL STR ACQUISITION CORP | 1,000,000 | $1.2M | 0.0% | $1.20 | $1.15 | — | *W EXP 07/24/202 | 31421V115 |
| — | MAG SILVER CORP | 120,000 | $1.17M | 0.0% | $9.75 | — | — | CALL | 55903Q104 |
| — | ESTRE AMBIENTAL INC | 2,110,661 | $1.14M | 0.0% | $0.54 | $0.69 | — | *W EXP 12/21/202 | G3206V118 |
| APT | ALPHA PRO TECH LTD | 337,927 | $1.132M | 0.0% | $3.35 * | $3.55 | +2.5% | COM | 020772109 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 3,401,411 | $1.122M | 0.0% | $0.33 | $0.37 | — | *W EXP 99/99/999 | G0726L117 |
| — | FINTECH ACQUISITION CORP II | 840,920 | $1.11M | 0.0% | $1.32 | $1.20 | — | *W EXP 01/19/202 | 31810G117 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.07M | 0.0% | $10.70 | $9.70 | — | COM | 06759V101 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,176,387 | $976K | 0.0% | $0.83 | $0.68 | — | *W EXP 06/15/202 | 42588L113 |
| — | INDUSTREA ACQUISITION CORP | 1,732,879 | $949K | 0.0% | $0.55 | $0.43 | — | *W EXP 08/01/202 | 45579J112 |
| — | SABAN CAP ACQUISITION CORP | 831,810 | $932K | 0.0% | $1.12 | $1.26 | — | *W EXP 09/21/202 | 78516C114 |
| — | CONSTELLATION ALPHA CAP CORP | 2,583,500 | $930K | 0.0% | $0.36 | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| — | TWENTY FIRST CENTY FOX INC | 25,000 | $917K | 0.0% | $36.68 | $36.68 | — | CL A | 90130A101 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,792,500 | $896K | 0.0% | $0.50 | $0.43 | — | *W EXP 05/28/202 | 57682V114 |
| — | MAGICJACK VOCALTEC LTD | 105,718 | $888K | 0.0% | $8.40 | $8.45 | — | SHS | M6787E101 |
| — | VANTAGE ENERGY ACQUISITION | 600,000 | $870K | 0.0% | $1.45 | $1.32 | — | *W EXP 04/12/202 | 92211L113 |
| — | PRETIUM RES INC | 1,000,000 | $843K | 0.0% | $0.84 | $0.84 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| — | GORDON POINTE ACQUISITION CO | 75,000 | $775K | 0.0% | $10.33 | $10.33 | — | UNIT 01/18/2023 | 382788206 |
| — | SCANA CORP NEW | 20,000 | $751K | 0.0% | $37.55 | $37.55 | — | COM | 80589M102 |
| — | MODERN MEDIA ACQUISITION | 1,750,000 | $700K | 0.0% | $0.40 | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| IMO | IMPERIAL OIL LTD | 25,000 | $662K | 0.0% | $26.48 * | $23.50 | 0.0% | COM NEW | 453038408 |
| — | CONVERGEONE HLDGS INC | 548,325 | $655K | 0.0% | $1.19 | $1.19 | — | *W EXP 04/12/202 | 212481113 |
| — | MUDRICK CAP ACQUISITION CORP | 1,000,000 | $650K | 0.0% | $0.65 | $0.65 | — | *W EXP 02/12/202 | 624745113 |
| — | M I ACQUISITIONS INC | 791,000 | $633K | 0.0% | $0.80 | $0.45 | — | *W EXP 11/15/202 | 55304A112 |
| — | OSPREY ENERGY ACQUISITION CO | 800,000 | $608K | 0.0% | $0.76 | $0.77 | — | *W EXP 07/21/202 | 688397116 |
| — | ONE MADISON CORP | 600,000 | $546K | 0.0% | $0.91 | $0.91 | — | *W EXP 99/99/999 | G6772P126 |
| — | CM SEVEN STAR ACQUISITION CO | 1,705,000 | $546K | 0.0% | $0.32 | $0.31 | — | RIGHT 08/21/2022 | G2345N136 |
| TAC | TRANSALTA CORP | 100,000 | $545K | 0.0% | $5.45 | $5.30 | +4.1% | CALL | 89346D107 |
| — | INFRA AND ENERGY ALTRNTIVE I | 623,198 | $542K | 0.0% | $0.87 | $0.87 | — | *W EXP 05/20/202 | 45686J112 |
| — | NEBULA ACQUISITION CORP | 50,000 | $506K | 0.0% | $10.12 | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| STNL | SENTINEL ENERGY SVCS INC | 50,000 | $486K | 0.0% | $9.72 | $9.72 | — | COM CL A | G8062D102 |
| — | COASTWAY BANCORP INC | 15,000 | $409K | 0.0% | $27.27 | $27.27 | — | COM | 190632109 |
| — | JENSYN ACQUISITION CORP | 903,785 | $384K | 0.0% | $0.42 | $0.27 | — | RIGHT 99/99/9999 | 47632B128 |
| — | VIVOPOWER INTERNATIONAL PLC | 170,085 | $376K | 0.0% | $2.21 | $5.50 | — | SHS | G9376R100 |
| — | PENSARE ACQUISITION CORP | 689,900 | $367K | 0.0% | $0.53 | $0.48 | — | *W EXP 07/27/202 | 70957E113 |
| NEXT | NEXTDECADE CORP | 80,000 | $357K | 0.0% | $4.46 * | $9.79 | -34.9% | COM | 65342K105 |
| — | HUNTER MARITIME ACQUISITION | 722,209 | $357K | 0.0% | $0.49 | $0.56 | — | *W EXP 99/99/999 | Y37828129 |
| — | LAZYDAYS HLDGS INC | 32,685 | $328K | 0.0% | $10.04 | $10.04 | — | COM | 52110H100 |
| — | GORES HLDGS II INC | 170,700 | $304K | 0.0% | $1.78 | $1.50 | — | *W EXP 01/13/202 | 382867117 |
| — | UNION ACQUISITION CORP | 850,000 | $296K | 0.0% | $0.35 | $0.35 | — | *W EXP 07/01/202 | G9366W127 |
| — | CM SEVEN STAR ACQUISITION CO | 907,000 | $290K | 0.0% | $0.32 | $0.30 | — | *W EXP 08/21/202 | G2345N110 |
| — | GTY TECHNOLOGY HOLDINGS INC | 233,333 | $289K | 0.0% | $1.24 | $1.28 | — | *W EXP 10/25/202 | G4182A128 |
| — | UNION ACQUISITION CORP | 850,000 | $289K | 0.0% | $0.34 | $0.34 | — | RIGHT 12/02/2019 | G9366W135 |
| — | KBL MERGER CORP IV | 800,000 | $280K | 0.0% | $0.35 | $0.36 | — | RIGHT 03/22/2019 | 48242A120 |
| — | BISON CAP ACQUISITION CORP | 534,300 | $267K | 0.0% | $0.50 | $0.34 | — | RIGHT 03/20/2019 | G1142P138 |
| SPY | SPDR S&P 500 ETF TR | 1,000 | $263K | 0.0% | $263.00 | $263.00 | — | TR UNIT | 78462F103 |
| — | CONSTELLATION ALPHA CAP CORP | 1,036,000 | $258K | 0.0% | $0.25 | $0.23 | — | *W EXP 03/23/202 | G2379F116 |
| — | ATLANTIC ACQUISITION CORP | 550,000 | $250K | 0.0% | $0.45 | $0.52 | — | RIGHT 02/08/2019 | 048206304 |
| — | CAPITOL INVT CORP IV | 200,000 | $236K | 0.0% | $1.18 | $1.07 | — | *W EXP 01/01/202 | G18920127 |
| — | DRAPER OAKWOOD TECHNOLOGY | 400,000 | $228K | 0.0% | $0.57 | $0.52 | — | RIGHT 09/19/2018 | 26146L129 |
| CRON | CRONOS GROUP INC | 32,116 | $216K | 0.0% | $6.73 * | $8.41 | 0.0% | COM | 22717L101 |
| — | I AM CAP ACQUISITION CO | 458,000 | $201K | 0.0% | $0.44 | $0.30 | — | *W EXP 05/22/202 | 45074Q116 |
| — | JENSYN ACQUISITION CORP | 771,396 | $192K | 0.0% | $0.25 | $0.15 | — | *W EXP 03/07/202 | 47632B110 |
| — | KBL MERGER CORP IV | 800,000 | $192K | 0.0% | $0.24 | $0.18 | — | *W EXP 01/15/202 | 48242A112 |
| — | ELECTRUM SPL ACQUISITION COR | 548,422 | $189K | 0.0% | $0.34 | $0.33 | — | *W EXP 06/16/202 | G3105C112 |
| — | STELLAR ACQUISITION III INC | 405,545 | $187K | 0.0% | $0.46 | $0.39 | — | *W EXP 03/22/202 | Y8172W115 |
| — | BLACK RIDGE ACQUISITION CORP | 600,000 | $180K | 0.0% | $0.30 | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | I AM CAP ACQUISITION CO | 458,000 | $171K | 0.0% | $0.37 | $0.31 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | OPES ACQUISITION CORP | 450,000 | $171K | 0.0% | $0.38 | $0.38 | — | *W EXP 01/15/202 | 68373P118 |
| — | DRAPER OAKWOOD TECHNOLOGY | 199,600 | $169K | 0.0% | $0.85 | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| — | BIG ROCK PARTNERS ACQUISI CO | 400,000 | $168K | 0.0% | $0.42 | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | KAYNE ANDERSON ACQUISITION | 170,000 | $162K | 0.0% | $0.95 | $0.84 | — | *W EXP 06/30/202 | 48661U110 |
| — | BLACK RIDGE ACQUISITION CORP | 14,992 | $155K | 0.0% | $10.34 | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| — | ROSEHILL RES INC | 160,843 | $140K | 0.0% | $0.87 | $1.05 | — | *W EXP 09/16/202 | 777385113 |
| — | MTECH ACQUISITION CORP | 200,000 | $131K | 0.0% | $0.66 | $0.66 | — | *W EXP 08/01/202 | 55378W115 |
| — | BARINGTON HILCO ACQUISITION | 589,000 | $124K | 0.0% | $0.21 | $0.16 | — | *W EXP 02/11/202 | 06759V127 |
| — | LEISURE ACQUISITION CORP | 137,500 | $103K | 0.0% | $0.75 | $0.49 | — | *W EXP 12/05/201 | 52539T115 |
| — | LEGACY ACQUISITION CORP | 282,400 | $99,000 | 0.0% | $0.35 | $0.43 | — | *W EXP 11/30/202 | 524643111 |
| — | GORDON POINTE ACQUISITION CO | 200,000 | $96,000 | 0.0% | $0.48 | $0.48 | — | *W EXP 07/30/202 | 382788115 |
| — | TPG PACE HLDGS CORP | 53,333 | $88,000 | 0.0% | $1.65 | $1.55 | — | *W EXP 06/27/202 | G89827110 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $80,000 | 0.0% | $0.40 | $0.30 | — | *W EXP 07/10/202 | 09216T115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 200,000 | $74,000 | 0.0% | $0.37 | $0.47 | — | *W EXP 12/01/202 | 089482111 |
| — | BISON CAP ACQUISITION CORP | 175,000 | $70,000 | 0.0% | $0.40 | $0.35 | — | *W EXP 06/20/202 | G1142P112 |
| — | GIGCAPITAL INC | 175,000 | $66,000 | 0.0% | $0.38 | $0.38 | — | RIGHT 03/06/2020 | 37518N114 |
| — | TMSR HLDG CO LTD | 138,228 | $48,000 | 0.0% | $0.35 | $0.35 | — | *W EXP 02/06/202 | 87266C117 |
| — | MODERN MEDIA ACQUISITION | 50,000 | $26,000 | 0.0% | $0.52 | $0.44 | — | *W EXP 05/17/202 | 60765P111 |
| — | BARINGTON HILCO ACQUISITION | 50,000 | $17,000 | 0.0% | $0.34 | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |