Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 3, 2014
Total Value: $120M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | POWERSHARES ETF TRUST | 72,523 | $2.658M | 2.2% | $36.65 | $32.46 | — | DWA MOMENTUM PTF | 73935X153 |
| SCHX | SCHWAB STRATEGIC TR | 57,260 | $2.524M | 2.1% | $44.08 * | $6.50 | +13.1% | US LRG CAP ETF | 808524201 |
| FXZ | FIRST TR EXCHANGE TRADED FD | 73,394 | $2.379M | 2.0% | $32.41 | $30.66 | +5.7% | MATERIALS ALPH | 33734X168 |
| TMO | THERMO FISHER SCIENTIFIC INC | 21,192 | $2.36M | 2.0% | $111.36 * | $81.79 | +31.1% | COM | 883556102 |
| — | GENERAL ELECTRIC CO | 80,906 | $2.268M | 1.9% | $28.03 | $24.96 | — | COM | 369604103 |
| FXR | FIRST TR EXCHANGE TRADED FD | 77,909 | $2.212M | 1.8% | $28.39 | $26.69 | +6.4% | INDLS PROD DUR | 33734X150 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 21,829 | $2.204M | 1.8% | $100.97 * | $33.65 | +33.0% | CL A | 192446102 |
| TRN | TRINITY INDS INC | 40,289 | $2.197M | 1.8% | $54.53 * | $10.75 | +29.1% | COM | 896522109 |
| NOC | NORTHROP GRUMMAN CORP | 18,512 | $2.122M | 1.8% | $114.63 * | $65.74 | +42.6% | COM | 666807102 |
| IGM | ISHARES | 22,572 | $2.022M | 1.7% | $89.58 * | $12.74 | +17.2% | N AMER TECH ETF | 464287549 |
| HON | HONEYWELL INTL INC | 22,053 | $2.015M | 1.7% | $91.37 * | $54.54 | +17.4% | COM | 438516106 |
| — | XEROX CORP | 155,674 | $1.895M | 1.6% | $12.17 | $10.53 | — | COM | 984121103 |
| HBAN | HUNTINGTON BANCSHARES INC | 195,807 | $1.89M | 1.6% | $9.65 * | $4.83 | +27.0% | COM | 446150104 |
| SDY | SPDR SERIES TRUST | 25,747 | $1.87M | 1.6% | $72.63 | $67.40 | +7.8% | S&P DIVID ETF | 78464A763 |
| — | DISCOVER FINL SVCS | 32,021 | $1.792M | 1.5% | $55.96 | $48.81 | — | COM | 254709108 |
| GLW | CORNING INC | 97,588 | $1.739M | 1.4% | $17.82 * | $10.68 | +22.4% | COM | 219350105 |
| IYJ | ISHARES | 16,692 | $1.692M | 1.4% | $101.37 * | $42.68 | +18.8% | U.S. INDS ETF | 464287754 |
| COST | COSTCO WHSL CORP NEW | 14,113 | $1.68M | 1.4% | $119.04 * | $87.96 | +7.8% | COM | 22160K105 |
| XLF | SELECT SECTOR SPDR TR | 74,629 | $1.631M | 1.4% | $21.85 * | $15.89 | +11.7% | SBI INT-FINL | 81369Y605 |
| EMR | EMERSON ELEC CO | 23,018 | $1.615M | 1.3% | $70.16 * | $45.03 | +12.8% | COM | 291011104 |
| GIS | GENERAL MLS INC | 31,245 | $1.559M | 1.3% | $49.90 * | $32.15 | +2.6% | COM | 370334104 |
| — | UNILEVER PLC | 37,674 | $1.552M | 1.3% | $41.20 | $39.34 | — | SPON ADR NEW | 904767704 |
| CSCO | CISCO SYS INC | 64,093 | $1.438M | 1.2% | $22.44 * | $15.33 | +0.6% | COM | 17275R102 |
| — | RYDEX ETF TRUST | 20,005 | $1.425M | 1.2% | $71.23 | $62.08 | — | GUG S&P500 EQ WT | 78355W106 |
| — | KINDER MORGAN ENERGY PARTNER | 16,605 | $1.339M | 1.1% | $80.64 | $83.49 | — | UT LTD PARTNER | 494550106 |
| IWB | ISHARES | 12,590 | $1.299M | 1.1% | $103.18 | $91.22 | +13.1% | RUS 1000 ETF | 464287622 |
| — | NEW YORK CMNTY BANCORP INC | 76,340 | $1.286M | 1.1% | $16.85 | $14.89 | — | COM | 649445103 |
| MA | MASTERCARD INC | 1,497 | $1.251M | 1.0% | $835.67 * | $69.03 | +12.5% | CL A | 57636Q104 |
| — | KINDER MORGAN MANAGEMENT LLC | 16,208 | $1.226M | 1.0% | $75.64 | $80.59 | — | SHS | 49455U100 |
| — | LINN ENERGY LLC | 37,378 | $1.152M | 1.0% | $30.82 | $30.82 | — | UNIT LTD LIAB | 536020100 |
| — | ENERGY TRANSFER PRTNRS L P | 19,118 | $1.095M | 0.9% | $57.28 | $53.43 | — | UNIT LTD PARTN | 29273R109 |
| GGG | GRACO INC | 13,932 | $1.088M | 0.9% | $78.09 * | $21.64 | +1.9% | COM | 384109104 |
| IYY | ISHARES | 11,461 | $1.07M | 0.9% | $93.36 * | $41.06 | +13.7% | DOW JONES US ETF | 464287846 |
| — | DIREXION SHS ETF TR | 18,027 | $1.066M | 0.9% | $59.13 | $50.34 | — | ALL CP INSIDER | 25459Y769 |
| — | REYNOLDS AMERICAN INC | 21,177 | $1.059M | 0.9% | $50.01 | $48.94 | — | COM | 761713106 |
| — | SHIP FINANCE INTERNATIONAL L | 63,867 | $1.046M | 0.9% | $16.38 | $16.38 | — | SHS | G81075106 |
| — | GOOGLE INC | 926 | $1.038M | 0.9% | $1120.95 | $980.75 | — | CL A | 38259P508 |
| IGIB | ISHARES | 9,619 | $1.038M | 0.9% | $107.91 * | $54.84 | -1.6% | INTERM CR BD ETF | 464288638 |
| — | ROYAL DUTCH SHELL PLC | 13,705 | $1.029M | 0.9% | $75.08 | $69.37 | — | SPON ADR B | 780259107 |
| COP | CONOCOPHILLIPS | 14,452 | $1.021M | 0.8% | $70.65 * | $46.25 | +3.1% | COM | 20825C104 |
| VCR | VANGUARD WORLD FDS | 9,297 | $1.005M | 0.8% | $108.10 | $89.89 | +20.2% | CONSUM DIS ETF | 92204A108 |
| — | ENERGEN CORP | 14,152 | $1.001M | 0.8% | $70.73 | $70.73 | — | COM | 29265N108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 15,032 | $997K | 0.8% | $66.33 | $63.46 | — | COM | 293792107 |
| VIS | VANGUARD WORLD FDS | 9,890 | $989K | 0.8% | $100.00 | $81.63 | +22.5% | INDUSTRIAL ETF | 92204A603 |
| ARI | APOLLO COML REAL EST FIN INC | 60,619 | $985K | 0.8% | $16.25 | $16.02 | — | COM | 03762U105 |
| VGT | VANGUARD WORLD FDS | 10,934 | $979K | 0.8% | $89.54 * | $9.35 | +19.7% | INF TECH ETF | 92204A702 |
| T | AT&T INC | 27,651 | $972K | 0.8% | $35.15 * | $11.04 | +2.3% | COM | 00206R102 |
| VDC | VANGUARD WORLD FDS | 8,718 | $960K | 0.8% | $110.12 | $103.68 | +6.2% | CONSUM STP ETF | 92204A207 |
| VHT | VANGUARD WORLD FDS | 9,424 | $953K | 0.8% | $101.12 | $87.75 | +15.2% | HEALTH CAR ETF | 92204A504 |
| GILD | GILEAD SCIENCES INC | 12,498 | $939K | 0.8% | $75.13 * | $44.92 | +16.2% | COM | 375558103 |
| IBB | ISHARES | 4,055 | $921K | 0.8% | $227.13 * | $59.58 | +27.0% | NASDQ BIOTEC ETF | 464287556 |
| BMY | BRISTOL MYERS SQUIBB CO | 17,271 | $918K | 0.8% | $53.15 * | $31.55 | +13.8% | COM | 110122108 |
| IJR | ISHARES | 8,165 | $891K | 0.7% | $109.12 * | $46.10 | +18.4% | CORE S&P SCP ETF | 464287804 |
| XOM | EXXON MOBIL CORP | 8,797 | $890K | 0.7% | $101.17 * | $54.69 | +12.3% | COM | 30231G102 |
| IHF | ISHARES | 9,427 | $879K | 0.7% | $93.24 * | $16.76 | +11.3% | US HLTHCR PR ETF | 464288828 |
| AZN | ASTRAZENECA PLC | 14,790 | $878K | 0.7% | $59.36 | $54.60 | — | SPONSORED ADR | 046353108 |
| ORI | OLD REP INTL CORP | 50,165 | $866K | 0.7% | $17.26 * | $6.50 | +16.1% | COM | 680223104 |
| EWD | ISHARES | 24,076 | $863K | 0.7% | $35.84 | $32.83 | +9.1% | MSCI SWEDEN ETF | 464286756 |
| IYC | ISHARES | 7,023 | $853K | 0.7% | $121.46 * | $26.35 | +15.2% | U.S. CNSM SV ETF | 464287580 |
| IHE | ISHARES | 7,209 | $851K | 0.7% | $118.05 * | $34.47 | +14.2% | U.S. PHARMA ETF | 464288836 |
| ABBV | ABBVIE INC | 16,095 | $850K | 0.7% | $52.81 * | $29.06 | +12.5% | COM | 00287Y109 |
| AXP | AMERICAN EXPRESS CO | 9,360 | $849K | 0.7% | $90.71 * | $66.59 | +14.9% | COM | 025816109 |
| EWL | ISHARES | 25,535 | $842K | 0.7% | $32.97 | $30.16 | +9.4% | MSCI SZ CAP ETF | 464286749 |
| PAYX | PAYCHEX INC | 18,481 | $841K | 0.7% | $45.51 * | $27.89 | +12.8% | COM | 704326107 |
| KBE | SPDR SERIES TRUST | 24,889 | $826K | 0.7% | $33.19 | $30.61 | +8.4% | S&P BK ETF | 78464A797 |
| EWG | ISHARES | 25,958 | $824K | 0.7% | $31.74 | $28.61 | +11.0% | MSCI GERMANY ETF | 464286806 |
| — | VECTOR GROUP LTD | 50,113 | $820K | 0.7% | $16.36 | $16.25 | — | COM | 92240M108 |
| IJH | ISHARES | 6,104 | $817K | 0.7% | $133.85 * | $23.95 | +11.7% | CORE S&P MCP ETF | 464287507 |
| FDN | FIRST TR EXCHANGE TRADED FD | 13,506 | $808K | 0.7% | $59.83 | $51.87 | +15.4% | DJ INTERNT IDX | 33733E302 |
| VZ | VERIZON COMMUNICATIONS INC | 15,790 | $776K | 0.6% | $49.15 * | $26.82 | -0.8% | COM | 92343V104 |
| HYG | ISHARES | 8,336 | $774K | 0.6% | $92.85 | $91.80 | +1.2% | IBOXX HI YD ETF | 464288513 |
| UNP | UNION PAC CORP | 4,532 | $761K | 0.6% | $167.92 * | $60.39 | +6.7% | COM | 907818108 |
| IYK | ISHARES | 7,895 | $756K | 0.6% | $95.76 * | $29.49 | +8.2% | U.S. CNSM GD ETF | 464287812 |
| MO | ALTRIA GROUP INC | 19,400 | $745K | 0.6% | $38.40 * | $16.58 | +8.7% | COM | 02209S103 |
| — | PEOPLES UNITED FINANCIAL INC | 48,892 | $739K | 0.6% | $15.11 | $15.11 | — | COM | 712704105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,070 | $720K | 0.6% | $118.62 | $111.07 | +6.7% | CL B NEW | 084670702 |
| FXG | FIRST TR EXCHANGE TRADED FD | 19,906 | $710K | 0.6% | $35.67 | $33.51 | +6.4% | CONSUMR STAPLE | 33734X119 |
| GS | GOLDMAN SACHS GROUP INC | 4,004 | $710K | 0.6% | $177.32 * | $130.68 | +7.7% | COM | 38141G104 |
| VB | VANGUARD INDEX FDS | 6,277 | $690K | 0.6% | $109.93 | $94.29 | +16.6% | SMALL CP ETF | 922908751 |
| VEU | VANGUARD INTL EQUITY INDEX F | 13,496 | $685K | 0.6% | $50.76 | $46.78 | +8.4% | ALLWRLD EX US | 922042775 |
| FXH | FIRST TR EXCHANGE TRADED FD | 14,012 | $674K | 0.6% | $48.10 | $43.30 | +11.0% | HLTH CARE ALPH | 33734X143 |
| SPSB | SPDR SERIES TRUST | 21,372 | $656K | 0.5% | $30.69 | $30.74 | -0.1% | BARC SHT TR CP | 78464A474 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,423 | $642K | 0.5% | $187.55 * | $112.99 | -1.9% | COM | 459200101 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 45,191 | $639K | 0.5% | $14.14 | $12.19 | +16.1% | SPONSORED ADR | 82706C108 |
| DIS | DISNEY WALT CO | 8,122 | $621K | 0.5% | $76.46 * | $58.12 | +18.2% | COM DISNEY | 254687106 |
| AAPL | APPLE INC | 1,102 | $618K | 0.5% | $560.80 * | $16.37 | +6.3% | COM | 037833100 |
| EWN | ISHARES | 22,656 | $587K | 0.5% | $25.91 | $24.79 | +4.6% | MSCI NETHERL ETF | 464286814 |
| AMGN | AMGEN INC | 5,127 | $585K | 0.5% | $114.10 * | $81.11 | +0.5% | COM | 031162100 |
| — | WESTAR ENERGY INC | 17,525 | $564K | 0.5% | $32.18 | $31.97 | — | COM | 95709T100 |
| VBK | VANGUARD INDEX FDS | 4,607 | $563K | 0.5% | $122.21 | $110.41 | +10.8% | SML CP GRW ETF | 922908595 |
| CMCSA | COMCAST CORP NEW | 10,608 | $551K | 0.5% | $51.94 * | $17.10 | +16.5% | CL A | 20030N101 |
| VOE | VANGUARD INDEX FDS | 6,459 | $515K | 0.4% | $79.73 | $72.23 | +10.5% | MCAP VL IDXVIP | 922908512 |
| — | TRIANGLE CAP CORP | 18,466 | $511K | 0.4% | $27.67 | $27.67 | — | COM | 895848109 |
| — | TAL INTL GROUP INC | 8,490 | $487K | 0.4% | $57.36 | $45.53 | — | COM | 874083108 |
| VXF | VANGUARD INDEX FDS | 5,851 | $484K | 0.4% | $82.72 | $74.61 | +10.8% | EXTEND MKT ETF | 922908652 |
| — | SENIOR HSG PPTYS TR | 21,250 | $472K | 0.4% | $22.21 | $24.48 | — | SH BEN INT | 81721M109 |
| — | UNITED TECHNOLOGIES CORP | 4,130 | $470K | 0.4% | $113.80 | $113.80 | — | COM | 913017109 |
| ITA | ISHARES | 4,382 | $463K | 0.4% | $105.66 * | $49.32 | +7.1% | U.S. AER&DEF ETF | 464288760 |
| — | WILLIAMS PARTNERS L P | 9,000 | $458K | 0.4% | $50.89 | $51.22 | — | COM UNIT L P | 96950F104 |
| PAA | PLAINS ALL AMERN PIPELINE L | 8,800 | $456K | 0.4% | $51.82 | $53.86 | — | UNIT LTD PARTN | 726503105 |
| — | TORTOISE ENERGY INFRSTRCTR C | 8,764 | $418K | 0.3% | $47.70 | $46.51 | — | COM | 89147L100 |
| UNH | UNITEDHEALTH GROUP INC | 5,509 | $415K | 0.3% | $75.33 * | $59.09 | +5.1% | COM | 91324P102 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 5,920 | $375K | 0.3% | $63.34 | $63.34 | — | COM UNIT RP LP | 559080106 |
| PPL | PPL CORP | 12,106 | $364K | 0.3% | $30.07 * | $16.44 | -0.1% | COM | 69351T106 |
| — | NAVIOS MARITIME PARTNERS L P | 18,600 | $356K | 0.3% | $19.14 | $19.14 | — | UNIT LPI | Y62267102 |
| PG | PROCTER & GAMBLE CO | 4,279 | $348K | 0.3% | $81.33 * | $58.01 | +0.1% | COM | 742718109 |
| — | FIRST TR EXCH TRD ALPHA FD I | 9,417 | $341K | 0.3% | $36.21 | $36.21 | — | CANADA ALPHA | 33737J208 |
| VTR | VENTAS INC | 5,936 | $340K | 0.3% | $57.28 * | $45.97 | -16.0% | COM | 92276F100 |
| OHI | OMEGA HEALTHCARE INVS INC | 10,484 | $312K | 0.3% | $29.76 | $30.59 | — | COM | 681936100 |
| — | NATIONAL HEALTHCARE CORP | 21,320 | $309K | 0.3% | $14.49 | $14.89 | — | PFD CONV SER A | 635906209 |
| WFC | WELLS FARGO & CO NEW | 6,706 | $304K | 0.3% | $45.33 * | $30.76 | +5.4% | COM | 949746101 |
| BGS | B & G FOODS INC NEW | 8,800 | $298K | 0.2% | $33.86 * | $14.22 | -0.2% | COM | 05508R106 |
| PBA | PEMBINA PIPELINE CORP | 8,192 | $289K | 0.2% | $35.28 * | $17.57 | +8.0% | COM | 706327103 |
| — | SPECTRA ENERGY CORP | 7,885 | $281K | 0.2% | $35.64 | $35.64 | — | COM | 847560109 |
| PFE | PFIZER INC | 9,135 | $280K | 0.2% | $30.65 * | $16.63 | +6.1% | COM | 717081103 |
| TIP | ISHARES | 2,340 | $257K | 0.2% | $109.83 | $111.64 | -1.6% | TIPS BD ETF | 464287176 |
| EXK | ENDEAVOUR SILVER CORP | 70,000 | $254K | 0.2% | $3.63 | $4.54 | -20.0% | COM | 29258Y103 |
| JNJ | JOHNSON & JOHNSON | 2,730 | $250K | 0.2% | $91.58 * | $65.75 | -0.2% | COM | 478160104 |
| CVX | CHEVRON CORP NEW | 1,982 | $248K | 0.2% | $125.13 * | $72.49 | +3.8% | COM | 166764100 |
| — | CENTURYLINK INC | 7,438 | $237K | 0.2% | $31.86 | $31.86 | — | COM | 156700106 |
| HD | HOME DEPOT INC | 2,850 | $235K | 0.2% | $82.46 * | $56.78 | +9.7% | COM | 437076102 |
| BHP | BHP BILLITON LTD | 3,290 | $224K | 0.2% | $68.09 * | $61.13 | +5.7% | SPONSORED ADR | 088606108 |
| — | OCH ZIFF CAP MGMT GROUP | 14,706 | $218K | 0.2% | $14.82 | $14.82 | — | CL A | 67551U105 |
| IWR | ISHARES | 1,445 | $217K | 0.2% | $150.17 * | $34.17 | +9.7% | RUS MID-CAP ETF | 464287499 |
| KO | COCA COLA CO | 5,239 | $216K | 0.2% | $41.23 * | $26.95 | +5.2% | COM | 191216100 |
| HXL | HEXCEL CORP NEW | 4,800 | $215K | 0.2% | $44.79 | $42.24 | +5.8% | COM | 428291108 |
| INTC | INTEL CORP | 8,251 | $214K | 0.2% | $25.94 * | $17.92 | +7.7% | COM | 458140100 |
| — | BLACKROCK ENHANCED EQT DIV T | 26,563 | $211K | 0.2% | $7.94 | $7.61 | — | COM | 09251A104 |
| PM | PHILIP MORRIS INTL INC | 2,390 | $208K | 0.2% | $87.03 * | $47.83 | +0.8% | COM | 718172109 |
| HOG | HARLEY DAVIDSON INC | 3,000 | $208K | 0.2% | $69.33 | $66.24 | +4.5% | COM | 412822108 |
| — | BP PRUDHOE BAY RTY TR | 2,592 | $206K | 0.2% | $79.48 | $79.48 | — | UNIT BEN INT | 055630107 |
| VTI | VANGUARD INDEX FDS | 2,117 | $203K | 0.2% | $95.89 | $91.98 | +4.3% | TOTAL STK MKT | 922908769 |
| — | ALCOA INC | 19,000 | $202K | 0.2% | $10.63 | $7.88 | — | COM | 013817101 |
| AB | ALLIANCEBERNSTEIN HOLDING LP | 9,400 | $201K | 0.2% | $21.38 | $21.38 | — | UNIT LTD PARTN | 01881G106 |
| — | NUVEEN CR STRATEGIES INCM FD | 19,500 | $190K | 0.2% | $9.74 | $9.74 | — | COM SHS | 67073D102 |
| — | EATON VANCE TX MNG BY WRT OP | 12,770 | $179K | 0.1% | $14.02 | $14.02 | — | COM | 27828Y108 |
| — | DNP SELECT INCOME FD | 13,444 | $127K | 0.1% | $9.45 | $9.45 | — | COM | 23325P104 |
| KGC | KINROSS GOLD CORP | 23,647 | $104K | 0.1% | $4.40 | $5.82 | -24.7% | COM NO PAR | 496902404 |
| — | ABERDEEN ASIA PACIFIC INCOM | 17,000 | $98,000 | 0.1% | $5.76 | $6.14 | — | COM | 003009107 |
| — | MFS MUN INCOME TR | 12,144 | $76,000 | 0.1% | $6.26 | $6.26 | — | SH BEN INT | 552738106 |
| — | JUST ENERGY GROUP INC | 10,000 | $72,000 | 0.1% | $7.20 | $7.20 | — | COM | 48213W101 |
| — | THOMPSON CREEK METALS CO INC | 24,000 | $52,000 | 0.0% | $2.17 | $2.96 | — | COM | 884768102 |
| — | ALASKA COMMUNICATIONS SYS GR | 17,000 | $36,000 | 0.0% | $2.12 | $2.12 | — | COM | 01167P101 |
| — | TIMBERLINE RES CORP | 39,000 | $7,000 | 0.0% | $0.18 | $0.18 | — | COM | 887133106 |