CIK: 0001096978 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 14, 2014
Total Value ($000): $455,149 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 255,110 | $47,708 | 10.5% | $168.01 | — | TR UNIT | 78462F103 |
| — | EL PASO ENERGY CAP TR I | 720,867 | $36,908 | 8.1% | $55.13 | — | PFD CV TR SECS | 283678209 |
| — | RAMCO-GERSHENSON PPTYS TR | 389,867 | $23,673 | 5.2% | $59.09 | — | PERP PFD-D CV | 751452608 |
| INTC | INTEL CORP | 525,000 | $13,552 | 3.0% | $17.03 | +9.6% | COM | 458140100 |
| — | INVESCO DYNAMIC CR OPP FD | 919,895 | $11,903 | 2.6% | $12.95 | — | COM | 46132R104 |
| — | BLACKSTONE GSO STRATEGIC CR | 670,284 | $11,877 | 2.6% | $17.77 | — | COM SHS BEN IN | 09257R101 |
| LMT | LOCKHEED MARTIN CORP | 71,000 | $11,590 | 2.5% | $83.24 | +36.2% | COM | 539830109 |
| — | PIMCO DYNAMIC CR INCOME FD | 504,826 | $11,409 | 2.5% | $22.50 | — | COM SHS | 72202D106 |
| — | DOUBLELINE INCOME SOLUTIONS | 491,667 | $10,433 | 2.3% | $21.10 | — | COM | 258622109 |
| — | EPR PPTYS | 470,634 | $10,086 | 2.2% | $22.07 | — | PFD C CNV 5.75% | 26884U208 |
| — | BROOKFIELD MTG OPP INC FD IN | 550,066 | $9,252 | 2.0% | $16.62 | — | COM | 112792106 |
| — | NUVEEN CR STRATEGIES INCM FD | 940,927 | $8,948 | 2.0% | $9.51 | — | COM SHS | 67073D102 |
| — | FIRST TR INTER DUR PFD & IN | 378,507 | $8,380 | 1.8% | $21.35 | — | COM | 33718W103 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 513,937 | $6,270 | 1.4% | $12.20 | — | COM SHS | 6706EN100 |
| — | FLAHERTY & CRUMRINE DYN PFD | 274,237 | $5,956 | 1.3% | $20.53 | — | SHS | 33848W106 |
| — | INVESCO SR INCOME TR | 1,139,291 | $5,719 | 1.3% | $5.04 | — | COM | 46131H107 |
| — | BLACKSTONE GSO LNG SHRT CR I | 324,163 | $5,709 | 1.3% | $17.67 | — | COM SHS BN INT | 09257D102 |
| — | ARES DYNAMIC CR ALLOCATION F | 310,394 | $5,624 | 1.2% | $18.02 | — | COM | 04014F102 |
| — | BLACKROCK MULTI-SECTOR INC T | 297,658 | $5,283 | 1.2% | $17.14 | — | COM | 09258A107 |
| — | NUVEEN DIV ADV MUNI FD 3 | 391,854 | $5,133 | 1.1% | $12.91 | — | COM SH BEN INT | 67070X101 |
| UMC | UNITED MICROELECTRONICS CORP | 2,414,366 | $5,022 | 1.1% | $2.33 | — | SPON ADR NEW | 910873405 |
| — | ARES MULTI STRATEGY CR FD IN | 221,696 | $4,877 | 1.1% | $21.42 | — | COM | 04014Q108 |
| — | BOULDER GROWTH & INCOME FD I | 593,243 | $4,823 | 1.1% | $7.78 | — | COM | 101507101 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 623,000 | $4,573 | 1.0% | $7.34 | — | COM | 01881E101 |
| — | HANCOCK JOHN PFD INCOME FD I | 261,265 | $4,525 | 1.0% | $16.55 | — | COM | 41021P103 |
| WFC | WELLS FARGO & CO NEW | 90,000 | $4,477 | 1.0% | $27.36 | +22.1% | COM | 949746101 |
| — | WHITEWAVE FOODS CO | 155,923 | $4,450 | 1.0% | $16.25 | — | COM CL A | 966244105 |
| — | NUVEEN SHT DUR CR OPP FD | 220,079 | $4,067 | 0.9% | $18.61 | — | COM | 67074X107 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 317,890 | $4,050 | 0.9% | $12.46 | — | COM | 09254C107 |
| — | EATON VANCE FLTG RATE INCOM | 200,157 | $3,655 | 0.8% | $18.24 | — | COM SHS BEN INT | 278284104 |
| — | THL CR SR LN FD | 187,586 | $3,416 | 0.8% | $18.24 | — | COM | 87244R103 |
| — | INVESCO ADVANTAGE MUNICIPAL | 285,918 | $3,142 | 0.7% | $10.73 | — | SH BEN INT | 46132E103 |
| — | BLACKROCK MUNIHOLDINGS FD IN | 198,130 | $3,091 | 0.7% | $14.79 | — | COM | 09253N104 |
| — | EATON VANCE SR INCOME TR | 442,169 | $3,051 | 0.7% | $6.92 | — | SH BEN INT | 27826S103 |
| — | NUVEEN PREM INCOME MUN FD 2 | 226,713 | $3,036 | 0.7% | $12.86 | — | COM | 67063W102 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 179,070 | $3,026 | 0.7% | $16.91 | — | COM | 92829B101 |
| — | NUVEEN FLOATING RATE INCOME | 236,005 | $2,823 | 0.6% | $11.96 | — | COM | 67072T108 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 202,789 | $2,790 | 0.6% | $13.21 | — | COM | 670984103 |
| — | CELGENE CORP | 19,000 | $2,652 | 0.6% | $139.58 | — | COM | 151020104 |
| — | AMERICAN SELECT PORTFOLIO IN | 258,465 | $2,568 | 0.6% | $9.94 | — | COM | 029570108 |
| — | KKR INCOME OPPORTUNITIES FD | 143,231 | $2,558 | 0.6% | $17.95 | — | COM | 48249T106 |
| — | BLACKROCK MUNIENHANCED FD IN | 233,990 | $2,555 | 0.6% | $10.68 | — | COM | 09253Y100 |
| — | INVESCO TR INVT GRADE MUNS | 197,500 | $2,528 | 0.6% | $12.18 | — | COM | 46131M106 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 17,800 | $2,469 | 0.5% | $150.52 | 0.0% | SHS USD | G50871105 |
| — | CENTRAL FD CDA LTD | 179,152 | $2,465 | 0.5% | $13.60 | — | CL A | 153501101 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 175,941 | $2,419 | 0.5% | $12.93 | — | COM | 09253W104 |
| — | NUVEEN PREMIER MUN INCOME FD | 173,862 | $2,285 | 0.5% | $13.07 | — | COM | 670988104 |
| — | REMY INTL INC | 95,605 | $2,258 | 0.5% | $18.57 | — | COM | 759663107 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 197,672 | $2,222 | 0.5% | $10.35 | — | SHS | 26203D101 |
| — | EATON VANCE SR FLTNG RTE TR | 144,626 | $2,193 | 0.5% | $15.32 | — | COM | 27828Q105 |
| — | EATON VANCE TAX-ADV BD & OPT | 157,077 | $2,177 | 0.5% | $14.20 | — | COM SH BEN INT | 27829M103 |
| — | HANCOCK JOHN PFD INCOME FD | 106,046 | $2,111 | 0.5% | $18.41 | — | SH BEN INT | 41013W108 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 157,015 | $2,104 | 0.5% | $12.81 | — | COM | 09254P108 |
| — | DWS MUN INCOME TR | 156,210 | $2,040 | 0.4% | $12.43 | — | COM | 23338M106 |
| GILD | GILEAD SCIENCES INC | 28,000 | $1,984 | 0.4% | $54.49 | 0.0% | COM | 375558103 |
| — | INVESCO MUN OPPORTUNITY TR | 159,441 | $1,945 | 0.4% | $11.99 | — | COM | 46132C107 |
| — | APOLLO TACTICAL INCOME FD IN | 107,044 | $1,910 | 0.4% | $17.97 | — | COM | 037638103 |
| — | APOLLO SR FLOATING RATE FD I | 104,462 | $1,906 | 0.4% | $18.25 | — | COM | 037636107 |
| — | NUVEEN FLEXIBLE INVT INCOME | 110,748 | $1,900 | 0.4% | $16.86 | — | COM | 67075B104 |
| — | PRINCIPAL REAL ESTATE INCOME | 103,629 | $1,892 | 0.4% | $17.05 | — | SHS BEN INT | 74255X104 |
| — | WESTERN ASSET CLYM INFL OPP | 155,129 | $1,804 | 0.4% | $11.63 | — | COM | 95766R104 |
| XLE | SELECT SECTOR SPDR TR | 20,111 | $1,791 | 0.4% | $82.89 | — | SBI INT-ENERGY | 81369Y506 |
| — | BLACKROCK FLOAT RATE OME STR | 122,351 | $1,783 | 0.4% | $14.57 | — | COM | 09255X100 |
| — | BLACKROCK MUNI INCOME TR II | 126,210 | $1,769 | 0.4% | $13.27 | — | COM | 09249N101 |
| — | BLACKROCK MUNICIPL INC QLTY | 130,000 | $1,761 | 0.4% | $12.94 | — | COM | 092479104 |
| — | AMERICAN CAP SR FLOATING LTD | 122,012 | $1,713 | 0.4% | $14.04 | — | COM | 02504D108 |
| — | VIACOM INC NEW | 19,700 | $1,680 | 0.4% | $68.44 | — | CL A | 92553P102 |
| — | NUVEEN QUALITY INCOME MUN FD | 125,418 | $1,667 | 0.4% | $13.35 | — | COM | 670977107 |
| — | QUESTCOR PHARMACEUTICALS INC | 24,000 | $1,558 | 0.3% | $64.92 | — | COM | 74835Y101 |
| — | NUVEEN MUN MKT OPPORTUNITY F | 116,559 | $1,487 | 0.3% | $12.80 | — | COM | 67062W103 |
| — | LMP CORPORATE LN FD INC | 121,643 | $1,476 | 0.3% | $12.13 | — | COM | 50208B100 |
| — | ROYAL DUTCH SHELL PLC | 20,000 | $1,461 | 0.3% | $64.72 | — | SPONS ADR A | 780259206 |
| — | FIRST TR HIGH INCOME L/S FD | 81,100 | $1,438 | 0.3% | $17.38 | — | COM | 33738E109 |
| — | HANCOCK JOHN PFD INCOME FD I | 67,062 | $1,339 | 0.3% | $18.61 | — | COM | 41013X106 |
| — | POWERSHARES QQQ TRUST | 15,000 | $1,315 | 0.3% | $87.35 | — | UNIT SER 1 | 73935A104 |
| — | COHEN & STEERS DIV MJRS FDIN | 84,983 | $1,312 | 0.3% | $15.44 | — | COM | 19248G106 |
| — | LMP REAL ESTATE INCOME FD IN | 120,100 | $1,297 | 0.3% | $10.52 | — | COM | 50208C108 |
| — | MEDIVATION INC | 20,000 | $1,287 | 0.3% | $64.35 | — | COM | 58501N101 |
| — | MFS INTER INCOME TR | 247,914 | $1,284 | 0.3% | $5.18 | — | SH BEN INT | 55273C107 |
| — | NUVEEN SR INCOME FD | 174,132 | $1,247 | 0.3% | $7.16 | — | COM | 67067Y104 |
| — | COMCAST CORP NEW | 25,000 | $1,219 | 0.3% | $39.68 | — | CL A SPL | 20030N200 |
| — | GENERAL ELECTRIC CO | 46,000 | $1,191 | 0.3% | $24.83 | — | COM | 369604103 |
| — | NUVEEN PERFORMANCE PLUS MUN | 80,618 | $1,167 | 0.3% | $14.19 | — | COM | 67062P108 |
| — | PENNEY J C INC | 132,000 | $1,138 | 0.3% | $17.08 | — | COM | 708160106 |
| — | CATAMARAN CORP | 25,047 | $1,121 | 0.2% | $44.76 | — | COM | 148887102 |
| — | APACHE CORP | 13,500 | $1,120 | 0.2% | $82.96 | — | COM | 037411105 |
| — | BLACKROCK FLOATING RATE INCO | 77,543 | $1,104 | 0.2% | $14.24 | — | COM | 091941104 |
| — | PHARMACYCLICS INC | 11,000 | $1,102 | 0.2% | $100.18 | — | COM | 716933106 |
| HLF | HERBALIFE LTD | 200,000 | $1,100 | 0.2% | — | — | Call | G4412G101 |
| — | BLACKROCK BUILD AMER BD TR | 52,875 | $1,070 | 0.2% | $20.24 | — | SHS | 09248X100 |
| — | ANTARES PHARMA INC | 296,477 | $1,038 | 0.2% | $3.50 | — | COM | 036642106 |
| — | WESTERN ASSET CLYM INFL SEC | 85,898 | $1,001 | 0.2% | $11.65 | — | COM SH BEN INT | 95766Q106 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 81,000 | $963 | 0.2% | $13.42 | 0.0% | COM | 45665G303 |
| — | FIFTH STREET FINANCE CORP | 100,100 | $947 | 0.2% | $9.25 | — | COM | 31678A103 |
| PRGO | PERRIGO CO PLC | 6,000 | $928 | 0.2% | $157.83 | 0.0% | SHS | G97822103 |
| LEN/B | LENNAR CORP | 27,082 | $884 | 0.2% | $26.03 | +5.2% | CL B | 526057302 |
| — | AVENUE INCOME CR STRATEGIES | 47,757 | $841 | 0.2% | $17.57 | — | COM | 05358E106 |
| — | RMR REAL ESTATE INCOME FUND | 44,003 | $817 | 0.2% | $18.57 | — | COM | 76970B101 |
| — | HANCOCK JOHN PREMUIM DIV FD | 62,161 | $805 | 0.2% | $11.60 | — | COM SH BEN INT | 41013T105 |
| REGN | REGENERON PHARMACEUTICALS | 2,648 | $795 | 0.2% | $306.39 | 0.0% | COM | 75886F107 |
| — | INVESCO CALIF VALUE MUN INC | 66,100 | $780 | 0.2% | $11.80 | — | COM | 46132H106 |
| — | MOBILE TELESYSTEMS OJSC | 44,314 | $775 | 0.2% | $18.93 | — | SPONSORED ADR | 607409109 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 54,892 | $764 | 0.2% | $13.92 | — | COM | 09254L107 |
| — | MVC CAPITAL INC | 51,131 | $693 | 0.2% | $13.50 | — | COM | 553829102 |
| — | ARIAD PHARMACEUTICALS INC | 84,600 | $682 | 0.1% | $8.06 | — | COM | 04033A100 |
| — | EXPRESS SCRIPTS HLDG CO | 9,000 | $676 | 0.1% | $75.11 | — | COM | 30219G108 |
| — | EV ENERGY PARTNERS LP | 20,100 | $673 | 0.1% | $35.52 | — | COM UNITS | 26926V107 |
| — | FIRST TR SR FLG RTE INCM FD | 44,129 | $638 | 0.1% | $14.46 | — | COM | 33733U108 |
| RIG | TRANSOCEAN LTD | 15,000 | $620 | 0.1% | $47.31 | -8.1% | REG SHS | H8817H100 |
| — | MEDTRONIC INC | 10,000 | $615 | 0.1% | $61.50 | — | COM | 585055106 |
| AEO | AMERICAN EAGLE OUTFITTERS NE | 50,000 | $612 | 0.1% | $12.44 | -21.3% | COM | 02553E106 |
| INCY | INCYTE CORP | 11,000 | $589 | 0.1% | $62.06 | 0.0% | COM | 45337C102 |
| — | NUVEEN PA INVT QUALITY MUN F | 44,106 | $588 | 0.1% | $13.60 | — | COM | 670972108 |
| — | FIFTH STR SR FLOATNG RATE CO | 39,720 | $571 | 0.1% | $14.38 | — | COM | 31679F101 |
| — | BLACKROCK MUNIYIELD CALIF FD | 38,084 | $560 | 0.1% | $13.96 | — | COM | 09254M105 |
| — | NUVEEN DIVERSIFIED COMMODTY | 35,201 | $559 | 0.1% | $15.17 | — | COM UT BEN INT | 67074P104 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 8,150 | $556 | 0.1% | $73.70 | 0.0% | COM | 09061G101 |
| — | IMMUNOGEN INC | 36,800 | $549 | 0.1% | $14.92 | — | COM | 45253H101 |
| — | VIVUS INC | 90,000 | $535 | 0.1% | $5.94 | — | COM | 928551100 |
| — | NUVEEN MD PREM INCOME MUN FD | 42,000 | $520 | 0.1% | $12.15 | — | COM | 67061Q107 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 15,600 | $516 | 0.1% | $30.06 | -5.3% | COM | 35671D857 |
| — | COHEN & STEERS SLT PFD INCM | 20,645 | $514 | 0.1% | $24.69 | — | COM | 19248Y107 |
| — | BLACKROCK MUN INCOME TR | 37,506 | $500 | 0.1% | $12.69 | — | BRIC ETF | 09248F109 |
| — | BLACKROCK MUNIYIELD QUALITY | 33,406 | $483 | 0.1% | $14.46 | — | COM | 09254F100 |
| VZ | VERIZON COMMUNICATIONS INC | 10,000 | $476 | 0.1% | $26.50 | -2.4% | COM | 92343V104 |
| — | PROSHARES TR II | 42,000 | $468 | 0.1% | — | — | Put | 74347W346 |
| — | ENDOLOGIX INC | 35,000 | $450 | 0.1% | $12.86 | — | COM | 29266S106 |
| XMVTX | BLACKROCK MUNIVEST FD II INC | 30,000 | $446 | 0.1% | $13.91 | — | COM | 09253T101 |
| — | NUVEEN INVT QUALITY MUN FD I | 31,121 | $439 | 0.1% | $13.53 | — | COM | 67062E103 |
| — | ASCENA RETAIL GROUP INC | 25,000 | $432 | 0.1% | $17.28 | — | COM | 04351G101 |
| — | ALEXION PHARMACEUTICALS INC | 2,772 | $422 | 0.1% | $152.24 | — | COM | 015351109 |
| PFE | PFIZER INC | 13,000 | $418 | 0.1% | $18.20 | 0.0% | COM | 717081103 |
| — | BLACKROCK MUNIYIELD INVST FD | 28,783 | $407 | 0.1% | $14.14 | — | COM | 09254R104 |
| — | PETROQUEST ENERGY INC | 70,000 | $399 | 0.1% | $5.70 | — | COM | 716748108 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 27,140 | $385 | 0.1% | $13.91 | — | COM | 09253X102 |
| — | BOULDER TOTAL RETURN FD INC | 15,286 | $372 | 0.1% | $23.03 | — | COM | 101541100 |
| — | IVY HIGH INC OPPORTUNITIES F | 20,133 | $368 | 0.1% | $18.28 | — | COM | 465893105 |
| — | CENTER COAST MLP & INFRSTR F | 21,321 | $367 | 0.1% | $17.21 | — | COM SHS | 151461100 |
| TGT | TARGET CORP | 6,000 | $363 | 0.1% | $47.18 | -11.7% | COM | 87612E106 |
| — | QR ENERGY LP | 20,000 | $358 | 0.1% | $17.60 | — | UNIT LTD PRTNS | 74734R108 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 21,337 | $353 | 0.1% | $17.22 | — | COM UT BEN INT | 670731108 |
| — | AMERICAN STRATEGIC INCM PTFL | 35,418 | $350 | 0.1% | $9.88 | — | COM | 030098107 |
| — | BLACKROCK UTIL & INFRASTRCTU | 18,172 | $345 | 0.1% | $17.86 | — | COM | 09248D104 |
| — | CLEARBRIDGE AMERN ENERG MLP | 20,600 | $334 | 0.1% | $16.21 | — | COM | 184691103 |
| — | SYMANTEC CORP | 15,000 | $300 | 0.1% | $20.00 | — | COM | 871503108 |
| — | OMNICARE INC | 5,000 | $298 | 0.1% | $59.60 | — | COM | 681904108 |
| — | NUVEEN ENHANCED MUN VALUE FD | 21,400 | $297 | 0.1% | $12.96 | — | COM | 67074M101 |
| — | MYLAN INC | 6,000 | $293 | 0.1% | $48.83 | — | COM | 628530107 |
| — | ACELRX PHARMACEUTICALS INC | 24,000 | $288 | 0.1% | $12.00 | — | COM | 00444T100 |
| — | STAPLES INC | 25,000 | $284 | 0.1% | $11.36 | — | COM | 855030102 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 20,954 | $283 | 0.1% | $13.34 | — | COM | 67070F100 |
| WIT | WIPRO LTD | 21,110 | $283 | 0.1% | $7.30 | — | SPON ADR 1 SH | 97651M109 |
| IRWD | IRONWOOD PHARMACEUTICALS INC | 22,200 | $274 | 0.1% | $11.24 | 0.0% | COM CL A | 46333X108 |
| — | NUVEEN PREM INCOME MUN FD 4 | 21,750 | $270 | 0.1% | $12.14 | — | COM | 6706K4105 |
| — | NUVEEN QUALITY MUN FD INC | 20,838 | $266 | 0.1% | $12.09 | — | COM | 67062N103 |
| — | COHEN & STEERS MLP INC & ENR | 14,700 | $263 | 0.1% | $18.18 | — | COM SHS | 19249B106 |
| HCA | HCA HOLDINGS INC | 5,000 | $263 | 0.1% | $46.26 | 0.0% | COM | 40412C101 |
| SPY | SPDR S&P 500 ETF TR | 50,000 | $257 | 0.1% | $168.01 | — | Call | 78462F103 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 20,172 | $252 | 0.1% | $11.68 | — | COM | 09254G108 |
| — | FIRST TRUST SPECIALTY FINANC | 32,500 | $250 | 0.1% | $7.81 | — | COM BEN INTR | 33733G109 |
| — | NPS PHARMACEUTICALS INC | 8,200 | $245 | 0.1% | $29.88 | — | COM | 62936P103 |
| — | COACH INC | 60,000 | $243 | 0.1% | — | — | Call | 189754104 |
| — | DREYFUS STRATEGIC MUN BD FD | 29,875 | $233 | 0.1% | $7.42 | — | COM | 26202F107 |
| XLF | SELECT SECTOR SPDR TR | 216,500 | $228 | 0.1% | $19.91 | — | Call | 81369Y605 |
| — | SHIRE PLC | 1,500 | $223 | 0.0% | $148.67 | — | SPONSORED ADR | 82481R106 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 19,854 | $189 | 0.0% | $8.91 | — | COM | 09253R105 |
| — | BLACKROCK MUNIYIELD QLTY FD | 13,418 | $182 | 0.0% | $12.66 | — | COM | 09254E103 |
| — | INVESCO QUALITY MUNI INC TRS | 15,184 | $179 | 0.0% | $11.19 | — | COM | 46133G107 |
| — | NUVEEN MUN ADVANTAGE FD INC | 13,304 | $173 | 0.0% | $12.86 | — | COM | 67062H106 |
| SPY | SPDR S&P 500 ETF TR | 260,000 | $167 | 0.0% | $168.01 | — | Put | 78462F103 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 11,020 | $152 | 0.0% | $14.34 | — | COM | 09254X101 |
| — | NUVEEN INTER DURATION MN TMF | 11,914 | $142 | 0.0% | $11.92 | — | COM | 670671106 |
| OPK | OPKO HEALTH INC | 15,000 | $140 | 0.0% | $8.77 | 0.0% | COM | 68375N103 |
| — | NEW RESIDENTIAL INVT CORP | 19,900 | $129 | 0.0% | $6.62 | — | COM | 64828T102 |
| — | NUVEEN CA DIV ADV MUNI FD 3 | 10,495 | $128 | 0.0% | $11.43 | — | COM SH BEN INT | 67070Y109 |
| XLI | SELECT SECTOR SPDR TR | 70,000 | $99 | 0.0% | $52.25 | — | Call | 81369Y704 |
| — | ENCANA CORP | 25,000 | $93 | 0.0% | — | — | Call | 292505104 |
| — | AMERICAN INCOME FD INC | 12,157 | $92 | 0.0% | $7.33 | — | COM | 02672T109 |
| — | SL GREEN RLTY CORP | 12,400 | $81 | 0.0% | — | — | Call | 78440X101 |
| — | GASTAR EXPL INC NEW | 14,593 | $80 | 0.0% | $5.48 | — | COM | 36729W202 |
| — | B/E AEROSPACE INC | 17,500 | $77 | 0.0% | — | — | Call | 073302101 |
| XLV | SELECT SECTOR SPDR TR | 75,000 | $76 | 0.0% | $55.44 | — | Call | 81369Y209 |
| — | TIME WARNER INC | 30,000 | $60 | 0.0% | — | — | Call | 887317303 |
| XLY | SELECT SECTOR SPDR TR | 45,000 | $56 | 0.0% | — | — | Call | 81369Y407 |
| TJX | TJX COS INC NEW | 35,000 | $36 | 0.0% | — | — | Call | 872540109 |
| — | CELGENE CORP | 22,000 | $36 | 0.0% | $139.58 | — | Call | 151020104 |
| DGX | QUEST DIAGNOSTICS INC | 10,000 | $36 | 0.0% | — | — | Call | 74834L100 |
| — | COBALT INTL ENERGY INC | 12,500 | $31 | 0.0% | — | — | Call | 19075F106 |
| XHB | SPDR SERIES TRUST | 50,000 | $31 | 0.0% | — | — | Call | 78464A888 |
| GILD | GILEAD SCIENCES INC | 20,000 | $30 | 0.0% | $54.49 | 0.0% | Call | 375558103 |
| — | L BRANDS INC | 20,000 | $29 | 0.0% | — | — | Call | 501797104 |
| GM | GENERAL MTRS CO | 30,000 | $25 | 0.0% | — | — | Call | 37045V100 |
| NKE | NIKE INC | 32,500 | $24 | 0.0% | — | — | Call | 654106103 |
| CPB | CAMPBELL SOUP CO | 10,000 | $21 | 0.0% | — | — | Call | 134429109 |
| — | BED BATH & BEYOND INC | 15,000 | $20 | 0.0% | — | — | Call | 075896100 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 17,500 | $20 | 0.0% | $30.06 | -5.3% | Call | 35671D857 |
| M | MACYS INC | 10,000 | $18 | 0.0% | — | — | Call | 55616P104 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 20,000 | $17 | 0.0% | $13.42 | 0.0% | Call | 45665G303 |
| DIS | DISNEY WALT CO | 10,000 | $16 | 0.0% | — | — | Call | 254687106 |
| HD | HOME DEPOT INC | 27,500 | $12 | 0.0% | — | — | Call | 437076102 |
| EL | LAUDER ESTEE COS INC | 12,500 | $11 | 0.0% | — | — | Call | 518439104 |
| — | LORILLARD INC | 10,000 | $10 | 0.0% | — | — | Call | 544147101 |
| RIG | TRANSOCEAN LTD | 15,000 | $10 | 0.0% | $47.31 | -8.1% | Put | H8817H100 |
| IYR | ISHARES | 10,000 | $9 | 0.0% | — | — | Put | 464287739 |
| ROST | ROSS STORES INC | 10,000 | $8 | 0.0% | $33.31 | -5.3% | Call | 778296103 |
| — | THE ADT CORPORATION | 10,000 | $8 | 0.0% | — | — | Call | 00101J106 |
| — | UNITED STATES NATL GAS FUND | 28,500 | $8 | 0.0% | — | — | Put | 912318201 |
| DKS | DICKS SPORTING GOODS INC | 20,000 | $4 | 0.0% | — | — | Call | 253393102 |
| — | JONES GROUP INC | 10,000 | $1 | 0.0% | — | — | Put | 48020T101 |
| — | WHOLE FOODS MKT INC | 10,000 | $1 | 0.0% | — | — | Call | 966837106 |
| — | MARKET VECTORS ETF TR | 25,000 | $1 | 0.0% | — | — | Put | 57060U191 |