Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Jul 31, 2014
Total Value: $87.78M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| TRN | TRINITY INDS INC | 54,266 | $2.373M | 2.7% | $43.73 * | $13.13 | +70.3% | COM | 896522109 |
| EWP | ISHARES | 48,996 | $2.098M | 2.4% | $42.82 | $39.34 | +8.9% | MSCI SPAN CP ETF | 464286764 |
| FXZ | FIRST TR EXCHANGE TRADED FD | 60,274 | $2.058M | 2.3% | $34.14 | $30.86 | +10.6% | MATERIALS ALPH | 33734X168 |
| FXR | FIRST TR EXCHANGE TRADED FD | 67,394 | $2.056M | 2.3% | $30.51 | $26.95 | +13.2% | INDLS PROD DUR | 33734X150 |
| WMB | WILLIAMS COS INC DEL | 34,252 | $1.994M | 2.3% | $58.22 * | $23.54 | +29.8% | COM | 969457100 |
| FXN | FIRST TR EXCHANGE TRADED FD | 65,992 | $1.933M | 2.2% | $29.29 | $27.50 | +6.5% | ENERGY ALPHADX | 33734X127 |
| FXD | FIRST TR EXCHANGE TRADED FD | 57,553 | $1.914M | 2.2% | $33.26 | $31.92 | +4.2% | CONSUMR DISCRE | 33734X101 |
| IYT | ISHARES | 12,949 | $1.904M | 2.2% | $147.04 * | $33.02 | +11.3% | TRANS AVG ETF | 464287192 |
| NOC | NORTHROP GRUMMAN CORP | 14,120 | $1.689M | 1.9% | $119.62 * | $66.26 | +49.3% | COM | 666807102 |
| — | SPECTRA ENERGY CORP | 39,136 | $1.662M | 1.9% | $42.47 | $36.75 | — | COM | 847560109 |
| GLW | CORNING INC | 75,669 | $1.661M | 1.9% | $21.95 * | $10.74 | +51.3% | COM | 219350105 |
| — | RYDEX ETF TRUST | 21,533 | $1.652M | 1.9% | $76.72 | $63.92 | — | GUG S&P500 EQ WT | 78355W106 |
| QCLN | FIRST TR EXCHANGE TRADED FD | 77,307 | $1.589M | 1.8% | $20.55 | $19.61 | +4.8% | NAS CLNEDG GREEN | 33733E500 |
| — | DOW CHEM CO | 30,857 | $1.588M | 1.8% | $51.46 | $48.59 | — | COM | 260543103 |
| HON | HONEYWELL INTL INC | 16,869 | $1.568M | 1.8% | $92.95 * | $54.73 | +20.2% | COM | 438516106 |
| — | DISCOVER FINL SVCS | 25,277 | $1.567M | 1.8% | $61.99 | $49.01 | — | COM | 254709108 |
| — | GENERAL ELECTRIC CO | 59,213 | $1.556M | 1.8% | $26.28 | $24.98 | — | COM | 369604103 |
| CLX | CLOROX CO DEL | 16,449 | $1.503M | 1.7% | $91.37 * | $62.70 | +5.2% | COM | 189054109 |
| HBAN | HUNTINGTON BANCSHARES INC | 153,593 | $1.465M | 1.7% | $9.54 * | $4.85 | +26.2% | COM | 446150104 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 39,442 | $1.44M | 1.6% | $36.51 * | $29.56 | +6.8% | COM | 35671D857 |
| IWB | ISHARES | 12,499 | $1.376M | 1.6% | $110.09 | $91.22 | +20.7% | RUS 1000 ETF | 464287622 |
| — | UNILEVER PLC | 29,233 | $1.325M | 1.5% | $45.33 | $39.40 | — | SPON ADR NEW | 904767704 |
| GIS | GENERAL MLS INC | 24,899 | $1.308M | 1.5% | $52.53 * | $32.16 | +9.7% | COM | 370334104 |
| — | ENERGEN CORP | 14,002 | $1.244M | 1.4% | $88.84 | $72.30 | — | COM | 29265N108 |
| EMR | EMERSON ELEC CO | 18,515 | $1.229M | 1.4% | $66.38 * | $45.09 | +7.9% | COM | 291011104 |
| — | POWERSHARES ETF TRUST | 30,280 | $1.181M | 1.3% | $39.00 | $39.00 | — | DWA MOMENTUM PTF | 73935X153 |
| IYJ | ISHARES | 11,104 | $1.15M | 1.3% | $103.57 * | $42.68 | +21.4% | U.S. INDS ETF | 464287754 |
| — | DIREXION SHS ETF TR | 17,685 | $1.146M | 1.3% | $64.80 | $50.34 | — | ALL CP INSIDER | 25459Y769 |
| — | GOOGLE INC | 1,973 | $1.144M | 1.3% | $579.83 | $811.59 | — | CL A | 38259P508 |
| AXP | AMERICAN EXPRESS CO | 9,753 | $925K | 1.1% | $94.84 * | $68.56 | +17.3% | COM | 025816109 |
| VGT | VANGUARD WORLD FDS | 9,528 | $922K | 1.1% | $96.77 * | $9.35 | +29.4% | INF TECH ETF | 92204A702 |
| VDC | VANGUARD WORLD FDS | 7,786 | $902K | 1.0% | $115.85 | $103.68 | +11.7% | CONSUM STP ETF | 92204A207 |
| VHT | VANGUARD WORLD FDS | 8,064 | $900K | 1.0% | $111.61 | $87.75 | +27.2% | HEALTH CAR ETF | 92204A504 |
| VIS | VANGUARD WORLD FDS | 8,612 | $898K | 1.0% | $104.27 | $81.63 | +27.7% | INDUSTRIAL ETF | 92204A603 |
| VCR | VANGUARD WORLD FDS | 8,160 | $891K | 1.0% | $109.19 | $89.89 | +21.5% | CONSUM DIS ETF | 92204A108 |
| FXG | FIRST TR EXCHANGE TRADED FD | 21,724 | $865K | 1.0% | $39.82 | $34.08 | +16.8% | CONSUMR STAPLE | 33734X119 |
| IGIB | ISHARES | 7,725 | $851K | 1.0% | $110.16 * | $54.84 | +0.5% | INTERM CR BD ETF | 464288638 |
| FXH | FIRST TR EXCHANGE TRADED FD | 15,871 | $845K | 1.0% | $53.24 | $45.39 | +17.4% | HLTH CARE ALPH | 33734X143 |
| EWG | ISHARES | 26,252 | $821K | 0.9% | $31.27 | $28.76 | +8.8% | MSCI GERMANY ETF | 464286806 |
| EWL | ISHARES | 23,867 | $819K | 0.9% | $34.32 | $30.33 | +13.2% | MSCI SZ CAP ETF | 464286749 |
| EWD | ISHARES | 22,661 | $799K | 0.9% | $35.26 | $32.98 | +7.0% | MSCI SWEDEN ETF | 464286756 |
| — | REYNOLDS AMERICAN INC | 12,865 | $776K | 0.9% | $60.32 | $48.94 | — | COM | 761713106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,110 | $773K | 0.9% | $126.51 | $111.17 | +13.8% | CL B NEW | 084670702 |
| — | NEW YORK CMNTY BANCORP INC | 47,753 | $763K | 0.9% | $15.98 | $14.89 | — | COM | 649445103 |
| — | KINDER MORGAN ENERGY PARTNER | 9,087 | $747K | 0.9% | $82.21 | $83.49 | — | UT LTD PARTNER | 494550106 |
| VEU | VANGUARD INTL EQUITY INDEX F | 14,087 | $737K | 0.8% | $52.32 | $46.89 | +11.5% | ALLWRLD EX US | 922042775 |
| — | SHIP FINANCE INTERNATIONAL L | 39,193 | $729K | 0.8% | $18.60 | $16.38 | — | SHS | G81075106 |
| HYG | ISHARES | 7,635 | $727K | 0.8% | $95.22 | $91.95 | +3.5% | IBOXX HI YD ETF | 464288513 |
| DIS | DISNEY WALT CO | 8,430 | $723K | 0.8% | $85.77 * | $60.60 | +27.2% | COM DISNEY | 254687106 |
| — | KINDER MORGAN MANAGEMENT LLC | 8,658 | $683K | 0.8% | $78.89 | $80.44 | — | SHS | 49455U100 |
| — | ROYAL DUTCH SHELL PLC | 7,720 | $672K | 0.8% | $87.05 | $69.37 | — | SPON ADR B | 780259107 |
| AAPL | APPLE INC | 7,230 | $672K | 0.8% | $92.95 * | $18.19 | +12.2% | COM | 037833100 |
| IHF | ISHARES | 6,425 | $661K | 0.8% | $102.88 * | $16.76 | +22.7% | US HLTHCR PR ETF | 464288828 |
| SPSB | SPDR SERIES TRUST | 21,230 | $654K | 0.7% | $30.81 | $30.74 | +0.2% | BARC SHT TR CP | 78464A474 |
| UNP | UNION PAC CORP | 6,516 | $650K | 0.7% | $99.75 * | $69.11 | +11.8% | COM | 907818108 |
| CMCSA | COMCAST CORP NEW | 12,045 | $647K | 0.7% | $53.72 * | $17.80 | +16.5% | CL A | 20030N101 |
| IHE | ISHARES | 4,740 | $640K | 0.7% | $135.02 * | $34.47 | +30.6% | U.S. PHARMA ETF | 464288836 |
| ARI | APOLLO COML REAL EST FIN INC | 37,690 | $622K | 0.7% | $16.50 | $16.02 | — | COM | 03762U105 |
| EPD | ENTERPRISE PRODS PARTNERS L | 7,806 | $611K | 0.7% | $78.27 | $63.46 | — | COM | 293792107 |
| — | VECTOR GROUP LTD | 29,357 | $607K | 0.7% | $20.68 | $16.25 | — | COM | 92240M108 |
| — | UNITED TECHNOLOGIES CORP | 5,119 | $591K | 0.7% | $115.45 | $114.62 | — | COM | 913017109 |
| CVS | CVS CAREMARK CORPORATION | 7,685 | $579K | 0.7% | $75.34 * | $51.11 | +7.2% | COM | 126650100 |
| AMGN | AMGEN INC | 4,882 | $578K | 0.7% | $118.39 * | $81.82 | +4.5% | COM | 031162100 |
| — | ENERGY TRANSFER PRTNRS L P | 9,249 | $536K | 0.6% | $57.95 | $53.43 | — | UNIT LTD PARTN | 29273R109 |
| T | AT&T INC | 14,898 | $527K | 0.6% | $35.37 * | $11.04 | +6.5% | COM | 00206R102 |
| AZN | ASTRAZENECA PLC | 7,081 | $526K | 0.6% | $74.28 | $54.60 | — | SPONSORED ADR | 046353108 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 25,591 | $523K | 0.6% | $20.44 | $12.19 | +67.6% | SPONSORED ADR | 82706C108 |
| — | LINN ENERGY LLC | 16,411 | $514K | 0.6% | $31.32 | $30.82 | — | UNIT LTD LIAB | 536020100 |
| XOM | EXXON MOBIL CORP | 5,036 | $507K | 0.6% | $100.68 * | $54.83 | +12.9% | COM | 30231G102 |
| COP | CONOCOPHILLIPS | 5,877 | $504K | 0.6% | $85.76 * | $46.25 | +27.5% | COM | 20825C104 |
| — | PEOPLES UNITED FINANCIAL INC | 32,165 | $488K | 0.6% | $15.17 | $15.11 | — | COM | 712704105 |
| VOE | VANGUARD INDEX FDS | 5,562 | $484K | 0.6% | $87.02 | $72.23 | +20.4% | MCAP VL IDXVIP | 922908512 |
| BAC | BANK OF AMERICA CORPORATION | 30,886 | $475K | 0.5% | $15.38 * | $13.25 | -8.5% | COM | 060505104 |
| — | RAYTHEON CO | 5,107 | $471K | 0.5% | $92.23 | $98.71 | — | COM NEW | 755111507 |
| CWB | SPDR SERIES TRUST | 8,879 | $448K | 0.5% | $50.46 | $48.40 | +4.3% | BRC CNV SECS ETF | 78464A359 |
| ORI | OLD REP INTL CORP | 27,042 | $447K | 0.5% | $16.53 * | $6.50 | +13.7% | COM | 680223104 |
| — | BLACKSTONE GROUP L P | 13,379 | $447K | 0.5% | $33.41 | $33.23 | — | COM UNIT LTD | 09253U108 |
| VZ | VERIZON COMMUNICATIONS INC | 9,085 | $445K | 0.5% | $48.98 * | $26.82 | +1.0% | COM | 92343V104 |
| KBE | SPDR SERIES TRUST | 12,438 | $416K | 0.5% | $33.45 | $30.66 | +9.0% | S&P BK ETF | 78464A797 |
| — | FIRST TR EXCH TRD ALPHA FD I | 10,603 | $411K | 0.5% | $38.76 | $36.24 | — | CANADA ALPHA | 33737J208 |
| SDY | SPDR SERIES TRUST | 5,141 | $394K | 0.4% | $76.64 | $67.40 | +13.6% | S&P DIVID ETF | 78464A763 |
| ITA | ISHARES | 3,609 | $389K | 0.4% | $107.79 * | $49.48 | +9.0% | U.S. AER&DEF ETF | 464288760 |
| BA | BOEING CO | 3,053 | $388K | 0.4% | $127.09 * | $111.68 | -1.5% | COM | 097023105 |
| PAYX | PAYCHEX INC | 8,932 | $371K | 0.4% | $41.54 * | $27.89 | +4.8% | COM | 704326107 |
| MO | ALTRIA GROUP INC | 8,700 | $365K | 0.4% | $41.95 * | $16.58 | +21.7% | COM | 02209S103 |
| — | WESTAR ENERGY INC | 9,270 | $354K | 0.4% | $38.19 | $31.97 | — | COM | 95709T100 |
| — | HEWLETT PACKARD CO | 10,218 | $344K | 0.4% | $33.67 | $33.67 | — | COM | 428236103 |
| GD | GENERAL DYNAMICS CORP | 2,894 | $337K | 0.4% | $116.45 * | $88.53 | +2.5% | COM | 369550108 |
| MMM | 3M CO | 2,341 | $335K | 0.4% | $143.10 * | $81.05 | +2.4% | COM | 88579Y101 |
| EXK | ENDEAVOUR SILVER CORP | 60,000 | $328K | 0.4% | $5.47 | $4.52 | +20.7% | COM | 29258Y103 |
| — | TRIANGLE CAP CORP | 11,246 | $319K | 0.4% | $28.37 | $27.51 | — | COM | 895848109 |
| EWN | ISHARES | 11,994 | $307K | 0.3% | $25.60 | $24.79 | +3.3% | MSCI NETHERL ETF | 464286814 |
| — | SENIOR HSG PPTYS TR | 12,587 | $306K | 0.3% | $24.31 | $24.37 | — | SH BEN INT | 81721M109 |
| WFC | WELLS FARGO & CO NEW | 5,378 | $283K | 0.3% | $52.62 * | $31.13 | +22.3% | COM | 949746101 |
| PG | PROCTER & GAMBLE CO | 3,529 | $277K | 0.3% | $78.49 * | $58.01 | -1.9% | COM | 742718109 |
| PAA | PLAINS ALL AMERN PIPELINE L | 4,400 | $264K | 0.3% | $60.00 | $53.86 | — | UNIT LTD PARTN | 726503105 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,441 | $261K | 0.3% | $181.12 * | $112.99 | -4.1% | COM | 459200101 |
| IYY | ISHARES | 2,613 | $259K | 0.3% | $99.12 * | $41.06 | +20.7% | DOW JONES US ETF | 464287846 |
| — | ALCOA INC | 17,000 | $253K | 0.3% | $14.88 | $7.88 | — | COM | 013817101 |
| — | WILLIAMS PARTNERS L P | 4,500 | $244K | 0.3% | $54.22 | $51.22 | — | COM UNIT L P | 96950F104 |
| — | TORTOISE ENERGY INFRSTRCTR C | 4,898 | $242K | 0.3% | $49.41 | $46.51 | — | COM | 89147L100 |
| OHI | OMEGA HEALTHCARE INVS INC | 6,357 | $234K | 0.3% | $36.81 | $30.66 | — | COM | 681936100 |
| PPL | PPL CORP | 6,539 | $232K | 0.3% | $35.48 * | $16.44 | +20.6% | COM | 69351T106 |
| — | NATIONAL HEALTHCARE CORP | 15,110 | $226K | 0.3% | $14.96 | $14.89 | — | PFD CONV SER A | 635906209 |
| BHP | BHP BILLITON LTD | 3,145 | $215K | 0.2% | $68.36 * | $61.13 | +6.1% | SPONSORED ADR | 088606108 |
| VTR | VENTAS INC | 3,218 | $206K | 0.2% | $64.01 * | $45.97 | -3.8% | COM | 92276F100 |
| — | BLACKROCK ENHANCED EQT DIV T | 12,618 | $106K | 0.1% | $8.40 | $7.61 | — | COM | 09251A104 |
| — | ABERDEEN ASIA PACIFIC INCOM | 12,800 | $80,000 | 0.1% | $6.25 | $6.14 | — | COM | 003009107 |
| — | THOMPSON CREEK METALS CO INC | 12,000 | $36,000 | 0.0% | $3.00 | $2.96 | — | COM | 884768102 |
| — | TIMBERLINE RES CORP | 39,000 | $5,000 | 0.0% | $0.13 | $0.18 | — | COM | 887133106 |