Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: Apr 30, 2014
Total Value: $115M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| TRN | TRINITY INDS INC | 40,508 | $2.919M | 2.5% | $72.06 * | $10.75 | +71.1% | COM | 896522109 |
| FXZ | FIRST TR EXCHANGE TRADED FD | 83,624 | $2.785M | 2.4% | $33.30 | $30.86 | +7.9% | MATERIALS ALPH | 33734X168 |
| EWP | ISHARES | 67,810 | $2.767M | 2.4% | $40.81 | $39.34 | +3.7% | MSCI SPAN CP ETF | 464286764 |
| FXR | FIRST TR EXCHANGE TRADED FD | 90,832 | $2.68M | 2.3% | $29.51 | $26.95 | +9.5% | INDLS PROD DUR | 33734X150 |
| TMO | THERMO FISHER SCIENTIFIC INC | 21,338 | $2.566M | 2.2% | $120.25 * | $81.79 | +41.7% | COM | 883556102 |
| IYT | ISHARES | 18,565 | $2.515M | 2.2% | $135.47 * | $33.02 | +2.5% | TRANS AVG ETF | 464287192 |
| NOC | NORTHROP GRUMMAN CORP | 18,820 | $2.322M | 2.0% | $123.38 * | $66.26 | +53.1% | COM | 666807102 |
| — | GENERAL ELECTRIC CO | 82,683 | $2.141M | 1.9% | $25.89 | $24.98 | — | COM | 369604103 |
| QCLN | FIRST TR EXCHANGE TRADED FD | 102,660 | $2.085M | 1.8% | $20.31 | $19.61 | +3.6% | NAS CLNEDG GREEN | 33733E500 |
| HON | HONEYWELL INTL INC | 22,468 | $2.084M | 1.8% | $92.75 * | $54.73 | +19.4% | COM | 438516106 |
| GLW | CORNING INC | 99,593 | $2.074M | 1.8% | $20.82 * | $10.74 | +42.9% | COM | 219350105 |
| — | DOW CHEM CO | 41,219 | $2.003M | 1.7% | $48.59 | $48.59 | — | COM | 260543103 |
| — | SPECTRA ENERGY CORP | 54,221 | $2.003M | 1.7% | $36.94 | $36.75 | — | COM | 847560109 |
| HBAN | HUNTINGTON BANCSHARES INC | 200,305 | $1.997M | 1.7% | $9.97 * | $4.85 | +31.1% | COM | 446150104 |
| — | DISCOVER FINL SVCS | 32,711 | $1.903M | 1.6% | $58.18 | $49.01 | — | COM | 254709108 |
| FBT | FIRST TR EXCHANGE TRADED FD | 24,559 | $1.883M | 1.6% | $76.67 | $78.02 | -1.7% | NY ARCA BIOTECH | 33733E203 |
| CLX | CLOROX CO DEL | 21,029 | $1.851M | 1.6% | $88.02 * | $62.70 | +0.5% | COM | 189054109 |
| GIS | GENERAL MLS INC | 31,817 | $1.649M | 1.4% | $51.83 * | $32.16 | +7.3% | COM | 370334104 |
| — | UNILEVER PLC | 38,337 | $1.64M | 1.4% | $42.78 | $39.40 | — | SPON ADR NEW | 904767704 |
| IYJ | ISHARES | 16,037 | $1.613M | 1.4% | $100.58 * | $42.68 | +17.9% | U.S. INDS ETF | 464287754 |
| EMR | EMERSON ELEC CO | 23,575 | $1.575M | 1.4% | $66.81 * | $45.09 | +7.9% | COM | 291011104 |
| — | RYDEX ETF TRUST | 18,831 | $1.374M | 1.2% | $72.96 | $62.08 | — | GUG S&P500 EQ WT | 78355W106 |
| — | ENERGEN CORP | 16,760 | $1.354M | 1.2% | $80.79 | $72.30 | — | COM | 29265N108 |
| IWB | ISHARES | 12,702 | $1.331M | 1.2% | $104.79 | $91.22 | +14.8% | RUS 1000 ETF | 464287622 |
| — | GOOGLE INC | 1,087 | $1.211M | 1.0% | $1114.08 | $1000.49 | — | CL A | 38259P508 |
| — | KINDER MORGAN MANAGEMENT LLC | 16,497 | $1.182M | 1.0% | $71.65 | $80.44 | — | SHS | 49455U100 |
| — | NEW YORK CMNTY BANCORP INC | 71,478 | $1.149M | 1.0% | $16.07 | $14.89 | — | COM | 649445103 |
| — | KINDER MORGAN ENERGY PARTNER | 15,303 | $1.132M | 1.0% | $73.97 | $83.49 | — | UT LTD PARTNER | 494550106 |
| — | DIREXION SHS ETF TR | 17,894 | $1.089M | 0.9% | $60.86 | $50.34 | — | ALL CP INSIDER | 25459Y769 |
| AXP | AMERICAN EXPRESS CO | 12,014 | $1.082M | 0.9% | $90.06 * | $68.56 | +11.0% | COM | 025816109 |
| EPD | ENTERPRISE PRODS PARTNERS L | 15,032 | $1.043M | 0.9% | $69.39 | $63.46 | — | COM | 293792107 |
| — | SHIP FINANCE INTERNATIONAL L | 57,902 | $1.04M | 0.9% | $17.96 | $16.38 | — | SHS | G81075106 |
| — | REYNOLDS AMERICAN INC | 19,413 | $1.037M | 0.9% | $53.42 | $48.94 | — | COM | 761713106 |
| FDN | FIRST TR EXCHANGE TRADED FD | 17,517 | $1.034M | 0.9% | $59.03 | $54.09 | +9.2% | DJ INTERNT IDX | 33733E302 |
| IGIB | ISHARES | 9,417 | $1.027M | 0.9% | $109.06 * | $54.84 | -0.6% | INTERM CR BD ETF | 464288638 |
| FXG | FIRST TR EXCHANGE TRADED FD | 27,460 | $1.013M | 0.9% | $36.89 | $34.08 | +8.2% | CONSUMR STAPLE | 33734X119 |
| GILD | GILEAD SCIENCES INC | 14,190 | $1.006M | 0.9% | $70.89 * | $46.06 | +6.9% | COM | 375558103 |
| FXH | FIRST TR EXCHANGE TRADED FD | 19,297 | $983K | 0.9% | $50.94 | $45.39 | +12.2% | HLTH CARE ALPH | 33734X143 |
| — | ROYAL DUTCH SHELL PLC | 12,292 | $960K | 0.8% | $78.10 | $69.37 | — | SPON ADR B | 780259107 |
| ARI | APOLLO COML REAL EST FIN INC | 57,212 | $951K | 0.8% | $16.62 | $16.02 | — | COM | 03762U105 |
| — | VECTOR GROUP LTD | 43,964 | $947K | 0.8% | $21.54 | $16.25 | — | COM | 92240M108 |
| VDC | VANGUARD WORLD FDS | 8,438 | $935K | 0.8% | $110.81 | $103.68 | +6.9% | CONSUM STP ETF | 92204A207 |
| — | ENERGY TRANSFER PRTNRS L P | 17,349 | $933K | 0.8% | $53.78 | $53.43 | — | UNIT LTD PARTN | 29273R109 |
| IBB | ISHARES | 3,943 | $932K | 0.8% | $236.37 * | $59.58 | +32.3% | NASDQ BIOTEC ETF | 464287556 |
| VGT | VANGUARD WORLD FDS | 10,160 | $930K | 0.8% | $91.54 * | $9.35 | +22.3% | INF TECH ETF | 92204A702 |
| EWD | ISHARES | 25,386 | $930K | 0.8% | $36.63 | $32.98 | +11.0% | MSCI SWEDEN ETF | 464286756 |
| VIS | VANGUARD WORLD FDS | 9,237 | $929K | 0.8% | $100.57 | $81.63 | +23.2% | INDUSTRIAL ETF | 92204A603 |
| EWL | ISHARES | 27,018 | $928K | 0.8% | $34.35 | $30.33 | +13.2% | MSCI SZ CAP ETF | 464286749 |
| GS | GOLDMAN SACHS GROUP INC | 5,615 | $920K | 0.8% | $163.85 * | $131.54 | -0.8% | COM | 38141G104 |
| IHF | ISHARES | 9,257 | $915K | 0.8% | $98.84 * | $16.76 | +17.9% | US HLTHCR PR ETF | 464288828 |
| VCR | VANGUARD WORLD FDS | 8,630 | $913K | 0.8% | $105.79 | $89.89 | +17.7% | CONSUM DIS ETF | 92204A108 |
| VHT | VANGUARD WORLD FDS | 8,432 | $902K | 0.8% | $106.97 | $87.75 | +21.8% | HEALTH CAR ETF | 92204A504 |
| XOM | EXXON MOBIL CORP | 9,197 | $898K | 0.8% | $97.64 * | $54.83 | +8.8% | COM | 30231G102 |
| IHE | ISHARES | 7,089 | $898K | 0.8% | $126.68 * | $34.47 | +22.5% | U.S. PHARMA ETF | 464288836 |
| COP | CONOCOPHILLIPS | 12,726 | $895K | 0.8% | $70.33 * | $46.25 | +3.7% | COM | 20825C104 |
| T | AT&T INC | 25,505 | $894K | 0.8% | $35.05 * | $11.04 | +3.8% | COM | 00206R102 |
| IJR | ISHARES | 8,030 | $884K | 0.8% | $110.09 * | $46.10 | +19.4% | CORE S&P SCP ETF | 464287804 |
| EWG | ISHARES | 27,833 | $873K | 0.8% | $31.37 | $28.76 | +9.0% | MSCI GERMANY ETF | 464286806 |
| KBE | SPDR SERIES TRUST | 25,492 | $868K | 0.8% | $34.05 | $30.66 | +11.0% | S&P BK ETF | 78464A797 |
| HYG | ISHARES | 9,024 | $852K | 0.7% | $94.41 | $91.95 | +2.7% | IBOXX HI YD ETF | 464288513 |
| DIS | DISNEY WALT CO | 10,336 | $828K | 0.7% | $80.11 * | $60.60 | +18.8% | COM DISNEY | 254687106 |
| AAPL | APPLE INC | 1,524 | $818K | 0.7% | $536.75 * | $16.43 | +1.9% | COM | 037833100 |
| — | LINN ENERGY LLC | 29,594 | $811K | 0.7% | $27.40 | $30.82 | — | UNIT LTD LIAB | 536020100 |
| AZN | ASTRAZENECA PLC | 11,991 | $778K | 0.7% | $64.88 | $54.60 | — | SPONSORED ADR | 046353108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,170 | $771K | 0.7% | $124.96 | $111.17 | +12.4% | CL B NEW | 084670702 |
| MO | ALTRIA GROUP INC | 19,400 | $726K | 0.6% | $37.42 * | $16.58 | +7.4% | COM | 02209S103 |
| SPSB | SPDR SERIES TRUST | 23,460 | $722K | 0.6% | $30.78 | $30.74 | +0.1% | BARC SHT TR CP | 78464A474 |
| AMGN | AMGEN INC | 5,843 | $721K | 0.6% | $123.40 * | $81.82 | +8.2% | COM | 031162100 |
| VEU | VANGUARD INTL EQUITY INDEX F | 14,087 | $709K | 0.6% | $50.33 | $46.89 | +7.3% | ALLWRLD EX US | 922042775 |
| CMCSA | COMCAST CORP NEW | 14,100 | $706K | 0.6% | $50.07 * | $17.80 | +8.2% | CL A | 20030N101 |
| ORI | OLD REP INTL CORP | 41,762 | $685K | 0.6% | $16.40 * | $6.50 | +11.5% | COM | 680223104 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 40,786 | $684K | 0.6% | $16.77 | $12.19 | +37.6% | SPONSORED ADR | 82706C108 |
| CVS | CVS CAREMARK CORPORATION | 9,077 | $680K | 0.6% | $74.91 * | $51.11 | +6.1% | COM | 126650100 |
| VZ | VERIZON COMMUNICATIONS INC | 14,052 | $668K | 0.6% | $47.54 * | $26.82 | -2.9% | COM | 92343V104 |
| — | UNITED TECHNOLOGIES CORP | 5,685 | $664K | 0.6% | $116.80 | $114.62 | — | COM | 913017109 |
| PAYX | PAYCHEX INC | 15,524 | $661K | 0.6% | $42.58 * | $27.89 | +6.4% | COM | 704326107 |
| — | BLACKSTONE GROUP L P | 19,679 | $654K | 0.6% | $33.23 | $33.23 | — | COM UNIT LTD | 09253U108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,380 | $651K | 0.6% | $192.60 * | $112.99 | +1.3% | COM | 459200101 |
| — | WESTAR ENERGY INC | 17,100 | $601K | 0.5% | $35.15 | $31.97 | — | COM | 95709T100 |
| — | PEOPLES UNITED FINANCIAL INC | 39,751 | $591K | 0.5% | $14.87 | $15.11 | — | COM | 712704105 |
| SBUX | STARBUCKS CORP | 7,846 | $576K | 0.5% | $73.41 * | $29.29 | -0.7% | COM | 855244109 |
| VB | VANGUARD INDEX FDS | 5,084 | $574K | 0.5% | $112.90 | $94.29 | +19.8% | SMALL CP ETF | 922908751 |
| BAC | BANK OF AMERICA CORPORATION | 33,221 | $571K | 0.5% | $17.19 * | $13.25 | +2.3% | COM | 060505104 |
| — | RAYTHEON CO | 5,491 | $542K | 0.5% | $98.71 | $98.71 | — | COM NEW | 755111507 |
| — | TRIANGLE CAP CORP | 20,342 | $527K | 0.5% | $25.91 | $27.51 | — | COM | 895848109 |
| — | SENIOR HSG PPTYS TR | 22,397 | $503K | 0.4% | $22.46 | $24.37 | — | SH BEN INT | 81721M109 |
| ITA | ISHARES | 4,542 | $496K | 0.4% | $109.20 * | $49.48 | +10.3% | U.S. AER&DEF ETF | 464288760 |
| VOE | VANGUARD INDEX FDS | 5,942 | $492K | 0.4% | $82.80 | $72.23 | +14.7% | MCAP VL IDXVIP | 922908512 |
| PAA | PLAINS ALL AMERN PIPELINE L | 8,800 | $485K | 0.4% | $55.11 | $53.86 | — | UNIT LTD PARTN | 726503105 |
| VXF | VANGUARD INDEX FDS | 5,665 | $481K | 0.4% | $84.91 | $74.61 | +13.9% | EXTEND MKT ETF | 922908652 |
| UNP | UNION PAC CORP | 2,563 | $481K | 0.4% | $187.67 * | $60.39 | +19.8% | COM | 907818108 |
| BA | BOEING CO | 3,730 | $468K | 0.4% | $125.47 * | $111.68 | -3.4% | COM | 097023105 |
| VBK | VANGUARD INDEX FDS | 3,737 | $464K | 0.4% | $124.16 | $110.41 | +12.5% | SML CP GRW ETF | 922908595 |
| — | WILLIAMS PARTNERS L P | 9,000 | $458K | 0.4% | $50.89 | $51.22 | — | COM UNIT L P | 96950F104 |
| AMZN | AMAZON COM INC | 1,343 | $452K | 0.4% | $336.56 * | $18.56 | -9.4% | COM | 023135106 |
| — | FIRST TR EXCH TRD ALPHA FD I | 11,721 | $426K | 0.4% | $36.35 | $36.24 | — | CANADA ALPHA | 33737J208 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 5,920 | $413K | 0.4% | $69.76 | $63.34 | — | COM UNIT RP LP | 559080106 |
| WFC | WELLS FARGO & CO NEW | 7,776 | $387K | 0.3% | $49.77 * | $31.13 | +14.9% | COM | 949746101 |
| SDY | SPDR SERIES TRUST | 5,141 | $378K | 0.3% | $73.53 | $67.40 | +9.2% | S&P DIVID ETF | 78464A763 |
| EWN | ISHARES | 14,385 | $376K | 0.3% | $26.14 | $24.79 | +5.4% | MSCI NETHERL ETF | 464286814 |
| VTR | VENTAS INC | 5,936 | $360K | 0.3% | $60.65 * | $45.97 | -10.1% | COM | 92276F100 |
| OHI | OMEGA HEALTHCARE INVS INC | 10,734 | $360K | 0.3% | $33.54 | $30.66 | — | COM | 681936100 |
| — | TORTOISE ENERGY INFRSTRCTR C | 7,787 | $357K | 0.3% | $45.85 | $46.51 | — | COM | 89147L100 |
| PG | PROCTER & GAMBLE CO | 4,279 | $345K | 0.3% | $80.63 * | $58.01 | -0.2% | COM | 742718109 |
| PPL | PPL CORP | 9,488 | $314K | 0.3% | $33.09 * | $16.44 | +11.3% | COM | 69351T106 |
| PBA | PEMBINA PIPELINE CORP | 7,768 | $296K | 0.3% | $38.11 * | $17.57 | +18.0% | COM | 706327103 |
| WMB | WILLIAMS COS INC DEL | 6,670 | $271K | 0.2% | $40.63 * | $20.92 | +0.9% | COM | 969457100 |
| — | NATIONAL HEALTHCARE CORP | 18,260 | $269K | 0.2% | $14.73 | $14.89 | — | PFD CONV SER A | 635906209 |
| JNJ | JOHNSON & JOHNSON | 2,730 | $268K | 0.2% | $98.17 * | $65.75 | +7.8% | COM | 478160104 |
| CWB | SPDR SERIES TRUST | 5,517 | $267K | 0.2% | $48.40 | $48.11 | +0.6% | BRC CNV SECS ETF | 78464A359 |
| PFE | PFIZER INC | 8,291 | $266K | 0.2% | $32.08 * | $16.63 | +12.2% | COM | 717081103 |
| AB | ALLIANCEBERNSTEIN HOLDING LP | 10,400 | $260K | 0.2% | $25.00 | $21.73 | — | UNIT LTD PARTN | 01881G106 |
| — | NAVIOS MARITIME PARTNERS L P | 13,300 | $259K | 0.2% | $19.47 | $19.14 | — | UNIT LPI | Y62267102 |
| CVX | CHEVRON CORP NEW | 2,099 | $250K | 0.2% | $119.10 * | $72.37 | -0.2% | COM | 166764100 |
| IYY | ISHARES | 2,613 | $248K | 0.2% | $94.91 * | $41.06 | +15.5% | DOW JONES US ETF | 464287846 |
| — | CREE INC | 4,300 | $243K | 0.2% | $56.51 | $56.51 | — | COM | 225447101 |
| BGS | B & G FOODS INC NEW | 8,000 | $241K | 0.2% | $30.13 * | $14.22 | -10.4% | COM | 05508R106 |
| — | ALCOA INC | 17,800 | $229K | 0.2% | $12.87 | $7.88 | — | COM | 013817101 |
| — | CENTURYLINK INC | 6,988 | $229K | 0.2% | $32.77 | $31.86 | — | COM | 156700106 |
| BHP | BHP BILLITON LTD | 3,290 | $223K | 0.2% | $67.78 * | $61.13 | +5.1% | SPONSORED ADR | 088606108 |
| — | BP PRUDHOE BAY RTY TR | 2,592 | $219K | 0.2% | $84.49 | $79.48 | — | UNIT BEN INT | 055630107 |
| EXK | ENDEAVOUR SILVER CORP | 50,000 | $216K | 0.2% | $4.32 | $4.54 | -5.0% | COM | 29258Y103 |
| — | BLACKROCK ENHANCED EQT DIV T | 26,671 | $212K | 0.2% | $7.95 | $7.61 | — | COM | 09251A104 |
| TIP | ISHARES | 1,880 | $211K | 0.2% | $112.23 | $111.64 | +0.4% | TIPS BD ETF | 464287176 |
| KO | COCA COLA CO | 5,239 | $203K | 0.2% | $38.75 * | $26.95 | -0.8% | COM | 191216100 |
| — | OCH ZIFF CAP MGMT GROUP | 14,706 | $203K | 0.2% | $13.80 | $14.82 | — | CL A | 67551U105 |
| — | NUVEEN CR STRATEGIES INCM FD | 19,500 | $185K | 0.2% | $9.49 | $9.74 | — | COM SHS | 67073D102 |
| — | DNP SELECT INCOME FD | 13,444 | $132K | 0.1% | $9.82 | $9.45 | — | COM | 23325P104 |
| PSEC | PROSPECT CAPITAL CORPORATION | 11,000 | $119K | 0.1% | $10.82 * | $2.55 | -0.5% | COM | 74348T102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 19,300 | $118K | 0.1% | $6.11 | $6.14 | — | COM | 003009107 |
| — | MFS MUN INCOME TR | 12,144 | $79,000 | 0.1% | $6.51 | $6.26 | — | SH BEN INT | 552738106 |
| — | THOMPSON CREEK METALS CO INC | 24,000 | $52,000 | 0.0% | $2.17 | $2.96 | — | COM | 884768102 |
| — | ALASKA COMMUNICATIONS SYS GR | 17,000 | $33,000 | 0.0% | $1.94 | $2.12 | — | COM | 01167P101 |
| — | TIMBERLINE RES CORP | 39,000 | $6,000 | 0.0% | $0.15 | $0.18 | — | COM | 887133106 |