CIK: 0001096978 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 12, 2015
Total Value ($000): $588,173 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | EL PASO ENERGY CAP TR I | 969,117 | $58,447 | 9.9% | $55.21 | — | PFD CV TR SECS | 283678209 |
| SPY | SPDR S&P 500 ETF TR | 275,110 | $56,546 | 9.6% | $170.02 | — | TR UNIT | 78462F103 |
| INTC | INTEL CORP | 525,000 | $19,052 | 3.2% | $17.03 | +56.4% | COM | 458140100 |
| LMT | LOCKHEED MARTIN CORP | 71,000 | $13,672 | 2.3% | $83.24 | +64.9% | COM | 539830109 |
| — | INVESCO DYNAMIC CR OPP FD | 1,103,205 | $13,073 | 2.2% | $12.70 | — | COM | 46132R104 |
| — | BLACKSTONE GSO STRATEGIC CR | 754,108 | $12,428 | 2.1% | $17.77 | — | COM SHS BEN IN | 09257R101 |
| — | NUVEEN CR STRATEGIES INCM FD | 1,369,151 | $12,007 | 2.0% | $9.28 | — | COM SHS | 67073D102 |
| — | INVESCO SR INCOME TR | 2,376,705 | $10,838 | 1.8% | $4.82 | — | COM | 46131H107 |
| — | PIMCO DYNAMIC CR INCOME FD | 355,000 | $7,331 | 1.2% | $21.28 | — | COM SHS | 72202D106 |
| HYG | ISHARES | 81,059 | $7,263 | 1.2% | $89.60 | — | IBOXX HI YD ETF | 464288513 |
| — | BLACKROCK FLOAT RATE OME STR | 534,039 | $7,151 | 1.2% | $13.56 | — | COM | 09255X100 |
| — | BLACKSTONE GSO LNG SHRT CR I | 456,689 | $7,092 | 1.2% | $17.31 | — | COM SHS BN INT | 09257D102 |
| BIIB | BIOGEN IDEC INC | 20,539 | $6,972 | 1.2% | $322.07 | +0.4% | COM | 09062X103 |
| — | DIVERSIFIED REAL ASSET INC F | 395,217 | $6,854 | 1.2% | $17.70 | — | COM SHS | 25533B108 |
| — | NUVEEN FLOATING RATE INCOME | 587,976 | $6,462 | 1.1% | $11.10 | — | COM | 67072T108 |
| — | DOUBLELINE INCOME SOLUTIONS | 324,000 | $6,448 | 1.1% | $20.09 | — | COM | 258622109 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 370,874 | $6,398 | 1.1% | $17.25 | — | SHS | 67075G103 |
| — | NUVEEN SHT DUR CR OPP FD | 367,481 | $6,119 | 1.0% | $17.84 | — | COM | 67074X107 |
| — | NUVEEN PREM INCOME MUN FD 2 | 421,609 | $5,970 | 1.0% | $13.30 | — | COM | 67063W102 |
| — | EATON VANCE FLTING RATE INC | 423,047 | $5,876 | 1.0% | $13.89 | — | COM | 278279104 |
| — | ARES DYNAMIC CR ALLOCATION F | 366,760 | $5,802 | 1.0% | $17.89 | — | COM | 04014F102 |
| — | BOULDER GROWTH & INCOME FD I | 633,327 | $5,732 | 1.0% | $7.84 | — | COM | 101507101 |
| — | CORNERSTONE PROGRESSIVE RTN | 374,999 | $5,704 | 1.0% | $15.21 | — | COM NEW | 21925C200 |
| — | WESTERN ASSET HIGH INCM FD I | 663,100 | $5,510 | 0.9% | $8.31 | — | COM | 95766J102 |
| — | FIRST TR SR FLG RTE INCM FD | 420,842 | $5,475 | 0.9% | $13.01 | — | COM | 33733U108 |
| — | EATON VANCE SR INCOME TR | 821,163 | $5,124 | 0.9% | $6.58 | — | SH BEN INT | 27826S103 |
| WFC | WELLS FARGO & CO NEW | 90,000 | $4,934 | 0.8% | $27.36 | +41.7% | COM | 949746101 |
| XLE | SELECT SECTOR SPDR TR | 62,111 | $4,917 | 0.8% | $80.37 | — | SBI INT-ENERGY | 81369Y506 |
| — | SHIRE PLC | 23,000 | $4,888 | 0.8% | $210.75 | — | SPONSORED ADR | 82481R106 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 623,219 | $4,655 | 0.8% | $7.43 | — | COM | 01881E101 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 28,100 | $4,601 | 0.8% | $150.33 | +10.4% | SHS USD | G50871105 |
| — | MEDIVATION INC | 44,700 | $4,453 | 0.8% | $83.50 | — | COM | 58501N101 |
| — | EATON VANCE FLTG RATE INCOM | 273,417 | $4,410 | 0.7% | $17.96 | — | COM SHS BEN INT | 278284104 |
| — | NUVEEN SR INCOME FD | 669,940 | $4,388 | 0.7% | $6.80 | — | COM | 67067Y104 |
| — | AMERICAN CAP LTD | 300,000 | $4,383 | 0.7% | $14.72 | — | COM | 02503Y103 |
| GILD | GILEAD SCIENCES INC | 45,900 | $4,327 | 0.7% | $66.35 | +8.3% | COM | 375558103 |
| — | ALLERGAN INC | 19,800 | $4,209 | 0.7% | $199.87 | — | COM | 018490102 |
| XPHDX | PIONEER FLOATING RATE TR | 364,049 | $4,143 | 0.7% | $11.40 | — | COM | 72369J102 |
| — | SALIX PHARMACEUTICALS INC | 35,500 | $4,080 | 0.7% | $114.93 | — | COM | 795435106 |
| PRGO | PERRIGO CO PLC | 24,300 | $4,062 | 0.7% | $151.77 | +3.0% | SHS | G97822103 |
| — | WESTERN ASSET CLYM INFL SEC | 350,000 | $4,060 | 0.7% | $11.91 | — | COM SH BEN INT | 95766Q106 |
| — | NUVEEN DIVID ADV MUN FD 3 | 290,806 | $4,007 | 0.7% | $13.04 | — | COM SH BEN INT | 67070X101 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 270,190 | $3,964 | 0.7% | $13.45 | — | COM | 670984103 |
| — | ALEXION PHARMACEUTICALS INC | 21,100 | $3,904 | 0.7% | $160.05 | — | COM | 015351109 |
| — | FIRST TR HIGH INCOME L/S FD | 241,026 | $3,856 | 0.7% | $16.00 | — | COM | 33738E109 |
| — | MALLINCKRODT PUB LTD CO | 36,277 | $3,593 | 0.6% | $90.15 | — | SHS | G5785G107 |
| — | WESTERN ASSET CLYM INFL OPP | 313,299 | $3,540 | 0.6% | $11.92 | — | COM | 95766R104 |
| — | LMP REAL ESTATE INCOME FD IN | 280,100 | $3,515 | 0.6% | $11.02 | — | COM | 50208C108 |
| — | ENDO INTL PLC | 46,000 | $3,318 | 0.6% | $69.65 | — | SHS | G30401106 |
| REGN | REGENERON PHARMACEUTICALS | 8,048 | $3,302 | 0.6% | $343.66 | +13.8% | COM | 75886F107 |
| — | THL CR SR LN FD | 189,563 | $3,234 | 0.5% | $18.16 | — | COM | 87244R103 |
| — | APOLLO SR FLOATING RATE FD I | 193,015 | $3,210 | 0.5% | $17.61 | — | COM | 037636107 |
| — | ACTAVIS PLC | 12,000 | $3,089 | 0.5% | $251.10 | — | SHS | G0083B108 |
| — | DEUTSCHE HIGH INCOME OPPORT | 219,465 | $3,079 | 0.5% | $14.64 | — | COM | 25158Y102 |
| — | ALLIANZGI NFJ DIVID INT & PR | 190,600 | $3,050 | 0.5% | $16.00 | — | COM | 01883A107 |
| — | LMP CORPORATE LN FD INC | 276,369 | $3,048 | 0.5% | $11.55 | — | COM | 50208B100 |
| — | VOYA PRIME RATE TR | 567,486 | $3,013 | 0.5% | $5.79 | — | SH BEN INT | 92913A100 |
| — | EATON VANCE MUN BD FD | 227,172 | $2,915 | 0.5% | $12.63 | — | COM | 27827X101 |
| — | EATON VANCE SR FLTNG RTE TR | 212,742 | $2,912 | 0.5% | $14.17 | — | COM | 27828Q105 |
| — | RMR REAL ESTATE INCOME FUND | 136,728 | $2,847 | 0.5% | $19.49 | — | COM | 76970B101 |
| — | BLACKROCK FLOATING RATE INCO | 216,565 | $2,783 | 0.5% | $12.85 | — | COM | 091941104 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 166,541 | $2,765 | 0.5% | $16.66 | — | COM UT BEN INT | 670731108 |
| INCY | INCYTE CORP | 37,700 | $2,756 | 0.5% | $52.95 | +23.4% | COM | 45337C102 |
| — | ELLINGTON FINANCIAL LLC | 135,000 | $2,695 | 0.5% | $19.96 | — | COM | 288522303 |
| — | NUVEEN S&P 500 DYN OVERWRITE | 186,264 | $2,664 | 0.5% | $14.30 | — | COM | 6706EW100 |
| — | CLOVIS ONCOLOGY INC | 44,900 | $2,514 | 0.4% | $45.80 | — | COM | 189464100 |
| — | NUVEEN PREMIER MUN INCOME FD | 177,941 | $2,486 | 0.4% | $13.19 | — | COM | 670988104 |
| — | NEXPOINT CR STRATEGIES FD | 217,135 | $2,438 | 0.4% | $11.23 | — | COM | 65340G106 |
| — | NUVEEN PERFORMANCE PLUS MUN | 163,213 | $2,407 | 0.4% | $14.37 | — | COM | 67062P108 |
| — | NUVEEN MTG OPPORTUNITY TERM | 101,223 | $2,343 | 0.4% | $23.76 | — | COM | 670735109 |
| PFE | PFIZER INC | 75,200 | $2,342 | 0.4% | $17.75 | +1.3% | COM | 717081103 |
| — | NUVEEN MUN MKT OPPORTUNITY F | 167,494 | $2,283 | 0.4% | $12.96 | — | COM | 67062W103 |
| ALKS | ALKERMES PLC | 38,200 | $2,237 | 0.4% | $45.66 | +11.6% | SHS | G01767105 |
| — | ARES MULTI STRATEGY CR FD IN | 111,900 | $2,189 | 0.4% | $21.49 | — | COM | 04014Q108 |
| — | CATAMARAN CORP | 41,847 | $2,166 | 0.4% | $44.40 | — | COM | 148887102 |
| — | NPS PHARMACEUTICALS INC | 60,200 | $2,153 | 0.4% | $31.40 | — | COM | 62936P103 |
| — | BLACKROCK MULTI-SECTOR INC T | 124,230 | $2,083 | 0.4% | $17.19 | — | COM | 09258A107 |
| — | VOYA GLBL EQTY DIV & PREM OP | 250,000 | $2,080 | 0.4% | $8.32 | — | COM | 92912T100 |
| — | BROOKFIELD HIGH INCOME FD IN | 232,000 | $2,067 | 0.4% | $8.91 | — | COM | 11272P102 |
| — | ARIAD PHARMACEUTICALS INC | 290,300 | $1,994 | 0.3% | $6.79 | — | COM | 04033A100 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 174,821 | $1,970 | 0.3% | $11.33 | — | COM SHS | 6706EN100 |
| — | DREYFUS HIGH YIELD STRATEGIE | 534,133 | $1,928 | 0.3% | $3.61 | — | SH BEN INT | 26200S101 |
| AZN | ASTRAZENECA PLC | 26,400 | $1,858 | 0.3% | $70.38 | — | SPONSORED ADR | 046353108 |
| — | NUVEEN FLEXIBLE INVT INCOME | 111,332 | $1,824 | 0.3% | $17.63 | — | COM | 67075B104 |
| — | BLACKROCK SCIENCE & TECH TR | 103,472 | $1,820 | 0.3% | $17.59 | — | SHS | 09258G104 |
| — | EATON VANCE TXMGD GL BUYWR O | 163,000 | $1,796 | 0.3% | $11.02 | — | COM | 27829C105 |
| — | CELGENE CORP | 16,000 | $1,790 | 0.3% | $114.13 | — | COM | 151020104 |
| — | JUNO THERAPEUTICS INC | 32,700 | $1,708 | 0.3% | $52.23 | — | COM | 48205A109 |
| — | NUVEEN QUALITY INCOME MUN FD | 116,148 | $1,623 | 0.3% | $13.50 | — | COM | 670977107 |
| — | IMMUNOGEN INC | 258,000 | $1,574 | 0.3% | $9.88 | — | COM | 45253H101 |
| — | POWERSHARES QQQ TRUST | 15,000 | $1,549 | 0.3% | $87.35 | — | UNIT SER 1 | 73935A104 |
| — | LANNET INC | 35,900 | $1,539 | 0.3% | $44.34 | — | COM | 516012101 |
| — | GAMCO GLOBAL GOLD NAT RES & | 213,578 | $1,495 | 0.3% | $7.00 | — | COM SH BEN INT | 36465A109 |
| — | MYLAN INC | 26,000 | $1,466 | 0.2% | $49.43 | — | COM | 628530107 |
| — | BROOKFIELD MTG OPP INC FD IN | 88,991 | $1,463 | 0.2% | $16.66 | — | COM | 112792106 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 91,723 | $1,454 | 0.2% | $17.04 | — | COM | 92829B101 |
| — | APOLLO TACTICAL INCOME FD IN | 87,564 | $1,398 | 0.2% | $18.08 | — | COM | 037638103 |
| MASI | MASIMO CORP | 50,000 | $1,317 | 0.2% | $23.94 | +3.1% | COM | 574795100 |
| — | DIPLOMAT PHARMACY INC | 46,990 | $1,286 | 0.2% | $27.37 | — | COM | 25456K101 |
| TFX | TELEFLEX INC | 11,000 | $1,263 | 0.2% | $100.19 | +5.1% | COM | 879369106 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 73,100 | $1,235 | 0.2% | $12.95 | +12.4% | COM | 45665G303 |
| — | PHARMACYCLICS INC | 10,000 | $1,223 | 0.2% | $105.21 | — | COM | 716933106 |
| — | MANAGED DURATION INVT GRD FU | 88,362 | $1,194 | 0.2% | $13.51 | — | COM | 56165R103 |
| — | ENDOLOGIX INC | 77,200 | $1,180 | 0.2% | $14.15 | — | COM | 29266S106 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 12,856 | $1,162 | 0.2% | $67.59 | +23.0% | COM | 09061G101 |
| — | KITE PHARMA INC | 20,007 | $1,154 | 0.2% | $33.58 | — | COM | 49803L109 |
| — | BABSON CAP GLB SHT DURHGH YL | 55,824 | $1,127 | 0.2% | $20.19 | — | COM | 05617T100 |
| THC | TENET HEALTHCARE CORP | 21,000 | $1,064 | 0.2% | $52.27 | 0.0% | COM NEW | 88033G407 |
| — | ABERDEEN ASIA PACIFIC INCOM | 191,547 | $1,063 | 0.2% | $5.55 | — | COM | 003009107 |
| — | LEUCADIA NATL CORP | 45,000 | $1,009 | 0.2% | $22.42 | — | COM | 527288104 |
| — | TWO HBRS INVT CORP | 100,000 | $1,002 | 0.2% | $9.67 | — | COM | 90187B101 |
| — | BLACKSTONE GSO FLTING RTE FU | 59,350 | $994 | 0.2% | $16.98 | — | COM | 09256U105 |
| — | TRI CONTL CORP | 45,257 | $969 | 0.2% | $21.41 | — | COM | 895436103 |
| — | SOUTHWESTERN ENERGY CO | 35,000 | $955 | 0.2% | $27.29 | — | COM | 845467109 |
| — | CREDIT SUISSE HIGH YLD BND F | 338,155 | $947 | 0.2% | $2.80 | — | SH BEN INT | 22544F103 |
| — | JACOBS ENGR GROUP INC DEL | 20,700 | $925 | 0.2% | $44.69 | — | COM | 469814107 |
| FMC | F M C CORP | 16,200 | $924 | 0.2% | $38.13 | 0.0% | COM NEW | 302491303 |
| — | PUTNAM MANAGED MUN INCOM TR | 125,038 | $907 | 0.2% | $7.25 | — | COM | 746823103 |
| PRTA | PROTHENA CORP PLC | 43,600 | $905 | 0.2% | $22.26 | -6.3% | SHS | G72800108 |
| — | DEUTSCHE HIGH INCOME TR | 103,352 | $903 | 0.2% | $8.74 | — | SHS | 25155R100 |
| — | IVY HIGH INC OPPORTUNITIES F | 56,507 | $896 | 0.2% | $15.86 | — | COM | 465893105 |
| MAT | MATTEL INC | 28,900 | $894 | 0.2% | $30.76 | 0.0% | COM | 577081102 |
| — | WESTERN ASSET HGH YLD DFNDFD | 56,179 | $886 | 0.2% | $15.77 | — | COM | 95768B107 |
| — | BLACKROCK LTD DURATION INC T | 55,950 | $880 | 0.1% | $15.73 | — | COM SHS | 09249W101 |
| TMO | THERMO FISHER SCIENTIFIC INC | 7,000 | $877 | 0.1% | $113.45 | +3.6% | COM | 883556102 |
| — | KKR INCOME OPPORTUNITIES FD | 54,191 | $877 | 0.1% | $16.18 | — | COM | 48249T106 |
| — | GENERAL AMERN INVS INC | 24,452 | $856 | 0.1% | $35.01 | — | COM | 368802104 |
| — | INTREXON CORP | 31,100 | $856 | 0.1% | $27.52 | — | COM | 46122T102 |
| — | PENNEY J C INC | 132,000 | $855 | 0.1% | $17.08 | — | COM | 708160106 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 59,263 | $853 | 0.1% | $14.17 | — | COM | 09253X102 |
| GM | GENERAL MTRS CO | 24,000 | $838 | 0.1% | $26.49 | -7.5% | COM | 37045V100 |
| — | DREYFUS STRATEGIC MUNS INC | 102,000 | $835 | 0.1% | $8.19 | — | COM | 261932107 |
| — | HORIZON PHARMA PLC | 63,822 | $823 | 0.1% | $12.71 | — | SHS | G4617B105 |
| — | BLACKROCK MUNIYIELD QLTY FD | 58,418 | $822 | 0.1% | $13.51 | — | COM | 09254E103 |
| FLR | FLUOR CORP NEW | 13,500 | $819 | 0.1% | $56.60 | 0.0% | COM | 343412102 |
| — | WELLS FARGO ADVANTAGE INCOME | 91,000 | $809 | 0.1% | $8.89 | — | COM SHS | 94987B105 |
| — | EATON VANCE RISK MNGD DIV EQ | 75,000 | $800 | 0.1% | $10.67 | — | COM | 27829G106 |
| FCX | FREEPORT-MCMORAN INC | 32,900 | $769 | 0.1% | $24.27 | 0.0% | CL B | 35671D857 |
| — | OWENS ILL INC | 28,300 | $764 | 0.1% | $27.00 | — | COM NEW | 690768403 |
| — | ADVENT CLAY CONV SEC INC FD | 120,962 | $762 | 0.1% | $6.30 | — | COM | 007639107 |
| ARAY | ACCURAY INC | 100,700 | $760 | 0.1% | $7.64 | -7.7% | COM | 004397105 |
| — | COACH INC | 19,900 | $747 | 0.1% | $37.54 | — | COM | 189754104 |
| IRWD | IRONWOOD PHARMACEUTICALS INC | 48,600 | $745 | 0.1% | $11.01 | +4.0% | COM CL A | 46333X108 |
| FLS | FLOWSERVE CORP | 12,300 | $736 | 0.1% | $51.25 | 0.0% | COM | 34354P105 |
| — | ANTARES PHARMA INC | 281,477 | $723 | 0.1% | $3.50 | — | COM | 036642106 |
| — | DISCOVERY COMMUNICATNS NEW | 21,400 | $722 | 0.1% | $33.74 | — | COM SER C | 25470F302 |
| — | AVON PRODS INC | 75,900 | $713 | 0.1% | $9.39 | — | COM | 054303102 |
| — | DISCOVERY COMMUNICATNS NEW | 20,400 | $703 | 0.1% | $34.46 | — | COM SER A | 25470F104 |
| — | ENSCO PLC | 22,800 | $683 | 0.1% | $29.96 | — | SHS CLASS A | G3157S106 |
| RIG | TRANSOCEAN LTD | 33,200 | $609 | 0.1% | $24.98 | 0.0% | REG SHS | H8817H100 |
| — | PROSHARES TR II | 42,000 | $608 | 0.1% | — | — | Put | 74347W346 |
| — | NUVEEN PA INVT QUALITY MUN F | 44,106 | $606 | 0.1% | $13.60 | — | COM | 670972108 |
| — | AMERICAN CAP SR FLOATING LTD | 49,805 | $603 | 0.1% | $14.02 | — | COM | 02504D108 |
| AMZN | AMAZON COM INC | 1,900 | $590 | 0.1% | $15.58 | 0.0% | COM | 023135106 |
| — | DENBURY RES INC | 70,400 | $572 | 0.1% | $8.13 | — | COM NEW | 247916208 |
| — | NOBLE CORP PLC | 34,200 | $567 | 0.1% | $16.58 | — | SHS USD | G65431101 |
| WYNN | WYNN RESORTS LTD | 3,800 | $565 | 0.1% | $146.40 | 0.0% | COM | 983134107 |
| — | DREYFUS STRATEGIC MUN BD FD | 71,015 | $565 | 0.1% | $7.96 | — | COM | 26202F107 |
| — | NUVEEN MUN ADVANTAGE FD INC | 41,183 | $563 | 0.1% | $13.55 | — | COM | 67062H106 |
| — | MFS INTER INCOME TR | 117,100 | $560 | 0.1% | $4.78 | — | SH BEN INT | 55273C107 |
| — | SEARS HLDGS CORP | 26,399 | $552 | 0.1% | $20.91 | — | *W EXP 12/15/201 | 812350155 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 23,728 | $550 | 0.1% | $23.52 | — | COM | 67074R100 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 36,599 | $539 | 0.1% | $14.09 | — | COM | 09253W104 |
| — | NUVEEN OHIO QUALITY INCOME M | 34,391 | $527 | 0.1% | $15.32 | — | COM | 670980101 |
| — | DIAMOND OFFSHORE DRILLING IN | 14,200 | $521 | 0.1% | $36.69 | — | COM | 25271C102 |
| BRKR | BRUKER CORP | 26,000 | $510 | 0.1% | $20.52 | -10.0% | COM | 116794108 |
| — | INVESCO TR INVT GRADE NY MUN | 34,300 | $469 | 0.1% | $13.67 | — | COM | 46131T101 |
| — | ACELRX PHARMACEUTICALS INC | 69,700 | $469 | 0.1% | $9.00 | — | COM | 00444T100 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 48,851 | $437 | 0.1% | $8.95 | — | COM NEW | 641876800 |
| GME | GAMESTOP CORP NEW | 12,600 | $426 | 0.1% | $7.16 | 0.0% | CL A | 36467W109 |
| — | BOULDER TOTAL RETURN FD INC | 15,286 | $424 | 0.1% | $23.03 | — | COM | 101541100 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 29,223 | $412 | 0.1% | $13.56 | — | COM | 67070F100 |
| FSLR | FIRST SOLAR INC | 9,000 | $401 | 0.1% | $50.95 | 0.0% | COM | 336433107 |
| — | FEDERATED PREM MUN INC FD | 27,247 | $395 | 0.1% | $14.50 | — | COM | 31423P108 |
| — | ADAMS EXPRESS CO | 28,346 | $388 | 0.1% | $13.69 | — | COM | 006212104 |
| — | WESTERN ASSET MGD HI INCM FD | 75,298 | $385 | 0.1% | $5.11 | — | COM | 95766L107 |
| — | GUGGENHEIM CR ALLOCATION FD | 17,719 | $382 | 0.1% | $21.56 | — | COM | 40168G108 |
| XENWX | EATON VANCE NEW YORK MUN BD | 30,244 | $380 | 0.1% | $12.56 | — | COM | 27827Y109 |
| — | PIMCO NY MUNICIPAL INCOME FD | 32,779 | $377 | 0.1% | $11.50 | — | COM | 72200T103 |
| — | COHEN & STEERS LTD DUR PFD I | 16,600 | $376 | 0.1% | $22.65 | — | COM | 19248C105 |
| — | MAINSTAY DEFINEDTERM MN OPP | 20,232 | $368 | 0.1% | $18.19 | — | COM | 56064K100 |
| — | BASIC ENERGY SVCS INC NEW | 51,000 | $358 | 0.1% | $7.02 | — | COM | 06985P100 |
| — | BLACKROCK ENH CAP & INC FD I | 25,000 | $349 | 0.1% | $13.96 | — | COM | 09256A109 |
| — | GUGGENHEIM ENHANCED EQUITY S | 19,566 | $347 | 0.1% | $17.73 | — | COM | 40167K100 |
| — | TRAVELPORT WORLDWIDE LTD | 19,110 | $344 | 0.1% | $18.00 | — | SHS | G9019D104 |
| GNW | GENWORTH FINL INC | 39,800 | $338 | 0.1% | $10.50 | 0.0% | COM CL A | 37247D106 |
| — | KEY ENERGY SVCS INC | 200,200 | $334 | 0.1% | $1.67 | — | COM | 492914106 |
| — | SURGICAL CARE AFFILIATES INC | 9,723 | $327 | 0.1% | $29.11 | — | COM | 86881L106 |
| — | THAI FD INC | 26,503 | $312 | 0.1% | $11.77 | — | COM | 882904105 |
| — | NUVEEN PREM INCOME MUN FD 4 | 21,750 | $288 | 0.0% | $12.14 | — | COM | 6706K4105 |
| — | BLACKROCK CORPOR HI YLD FD I | 25,000 | $285 | 0.0% | $11.40 | — | COM | 09255P107 |
| — | ELLSWORTH FUND LTD | 31,596 | $275 | 0.0% | $8.70 | — | COM | 289074106 |
| OPK | OPKO HEALTH INC | 27,400 | $274 | 0.0% | $8.78 | -2.5% | COM | 68375N103 |
| — | NOVAVAX INC | 45,900 | $272 | 0.0% | $5.93 | — | COM | 670002104 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 18,946 | $271 | 0.0% | $12.81 | — | COM | 09254P108 |
| IBB | ISHARES TR | 42,000 | $269 | 0.0% | — | — | Put | 464287556 |
| — | BLACKROCK RES & COMM STRAT T | 27,590 | $268 | 0.0% | $9.71 | — | SHS | 09257A108 |
| HLF | HERBALIFE LTD | 60,000 | $262 | 0.0% | — | — | Put | G4412G101 |
| — | INVESCO ADVANTAGE MUNICIPAL | 22,156 | $257 | 0.0% | $10.73 | — | SH BEN INT | 46132E103 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 17,077 | $247 | 0.0% | $13.92 | — | COM | 09254L107 |
| — | LEXICON PHARMACEUTICALS INC | 271,656 | $247 | 0.0% | $0.91 | — | COM | 528872104 |
| — | INVESCO MUN OPPORTUNITY TR | 18,904 | $243 | 0.0% | $12.85 | — | COM | 46132C107 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 17,998 | $243 | 0.0% | $13.50 | — | COM | 09254C107 |
| — | CENTRAL SECS CORP | 10,847 | $238 | 0.0% | $21.94 | — | COM | 155123102 |
| — | CREDIT SUISSE ASSET MGMT INC | 70,000 | $230 | 0.0% | $3.29 | — | COM | 224916106 |
| — | BED BATH & BEYOND INC | 3,000 | $229 | 0.0% | $76.33 | — | COM | 075896100 |
| — | INVESCO QUALITY MUNI INC TRS | 17,779 | $222 | 0.0% | $12.49 | — | COM | 46133G107 |
| — | INVESCO TR INVT GRADE MUNS | 16,476 | $219 | 0.0% | $13.29 | — | COM | 46131M106 |
| — | ROYCE VALUE TR INC | 13,120 | $188 | 0.0% | $14.33 | — | COM | 780910105 |
| — | NUVEEN NY DIV ADVANTG MUN FD | 13,900 | $184 | 0.0% | $13.24 | — | COM | 67070A101 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 11,020 | $159 | 0.0% | $14.34 | — | COM | 09254X101 |
| — | BLACKROCK MUNIENHANCED FD IN | 13,945 | $159 | 0.0% | $10.68 | — | COM | 09253Y100 |
| — | UNICO AMERN CORP | 13,000 | $149 | 0.0% | $12.54 | — | COM | 904607108 |
| — | OHA INVT CORP | 28,773 | $135 | 0.0% | $4.69 | — | COM | 67091U102 |
| — | RADIO ONE INC | 74,700 | $125 | 0.0% | $2.27 | — | CL D NON VTG | 75040P405 |
| — | CIVEO CORP | 30,000 | $123 | 0.0% | $4.10 | — | COM | 178787107 |
| — | EATON VANCE N Y MUN BD FD II | 10,162 | $122 | 0.0% | $12.01 | — | COM | 27828T109 |
| XLE | SELECT SECTOR SPDR TR | 35,000 | $117 | 0.0% | $80.37 | — | Put | 81369Y506 |
| — | PACHOLDER HIGH YIELD FD INC | 15,551 | $114 | 0.0% | $7.33 | — | COM | 693742108 |
| — | GUGGENHEIM ENHNCD EQTY INCM | 10,800 | $93 | 0.0% | $8.61 | — | COM | 40167B100 |
| — | WESTERN ASSET HIGH INCM OPP | 17,150 | $92 | 0.0% | $5.36 | — | COM | 95766K109 |
| SPY | SPDR S&P 500 ETF TR | 72,000 | $78 | 0.0% | $170.02 | — | Put | 78462F103 |
| — | TRANSENTERIX INC | 12,500 | $36 | 0.0% | $5.04 | — | COM NEW | 89366M201 |
| GPRO | GOPRO INC | 10,000 | $27 | 0.0% | — | — | Put | 38268T103 |
| HLF | HERBALIFE LTD | 240,000 | $17 | 0.0% | — | — | Call | G4412G101 |
| LOCO | EL POLLO LOCO HLDGS INC | 40,000 | $9 | 0.0% | — | — | Put | 268603107 |
| — | AMTRUST FINL SVCS INC | 20,000 | $9 | 0.0% | — | — | Put | 032359309 |
| — | SEADRILL LIMITED | 20,000 | $8 | 0.0% | — | — | Put | G7945E105 |
| — | WALTER ENERGY INC | 100,000 | $5 | 0.0% | — | — | Call | 93317Q105 |
| — | PENN VA CORP | 22,000 | $5 | 0.0% | — | — | Call | 707882106 |
| TSLA | TESLA MTRS INC | 10,000 | $5 | 0.0% | — | — | Put | 88160R101 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 20,000 | $3 | 0.0% | — | — | Call | G5480U104 |
| HYG | ISHARES | 10,000 | $3 | 0.0% | $89.60 | — | Put | 464288513 |
| EWZ | ISHARES | 103,300 | $1 | 0.0% | — | — | Call | 464286400 |
| XHB | SPDR SERIES TRUST | 20,000 | $0 | 0.0% | — | — | Put | 78464A888 |