CIK: 0001096978 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 10, 2014
Total Value ($000): $482,938 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | EL PASO ENERGY CAP TR I | 967,403 | $55,210 | 11.4% | $55.21 | — | PFD CV TR SECS | 283678209 |
| SPY | SPDR S&P 500 ETF TR | 275,110 | $54,202 | 11.2% | $170.02 | — | TR UNIT | 78462F103 |
| INTC | INTEL CORP | 525,000 | $18,281 | 3.8% | $17.03 | +51.2% | COM | 458140100 |
| — | BLACKSTONE GSO STRATEGIC CR | 802,744 | $13,470 | 2.8% | $17.77 | — | COM SHS BEN IN | 09257R101 |
| LMT | LOCKHEED MARTIN CORP | 71,000 | $12,977 | 2.7% | $83.24 | +50.0% | COM | 539830109 |
| — | INVESCO DYNAMIC CR OPP FD | 854,527 | $10,553 | 2.2% | $12.95 | — | COM | 46132R104 |
| — | NUVEEN CR STRATEGIES INCM FD | 965,270 | $8,620 | 1.8% | $9.50 | — | COM SHS | 67073D102 |
| — | EPR PPTYS | 366,713 | $8,079 | 1.7% | $22.18 | — | PFD C CNV 5.75% | 26884U208 |
| — | BROOKFIELD MTG OPP INC FD IN | 468,394 | $7,958 | 1.6% | $16.66 | — | COM | 112792106 |
| — | ARES DYNAMIC CR ALLOCATION F | 458,114 | $7,806 | 1.6% | $17.89 | — | COM | 04014F102 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 950,000 | $7,125 | 1.5% | $7.43 | — | COM | 01881E101 |
| — | BLACKSTONE GSO LNG SHRT CR I | 423,336 | $7,070 | 1.5% | $17.45 | — | COM SHS BN INT | 09257D102 |
| — | INVESCO SR INCOME TR | 1,384,617 | $6,577 | 1.4% | $5.01 | — | COM | 46131H107 |
| — | DIVERSIFIED REAL ASSET INC F | 365,460 | $6,480 | 1.3% | $17.73 | — | COM SHS | 25533B108 |
| — | NUVEEN PREM INCOME MUN FD 2 | 421,609 | $5,797 | 1.2% | $13.30 | — | COM | 67063W102 |
| — | BOULDER GROWTH & INCOME FD I | 646,114 | $5,712 | 1.2% | $7.84 | — | COM | 101507101 |
| — | WESTERN ASSET CLYM INFL OPP | 488,863 | $5,666 | 1.2% | $11.92 | — | COM | 95766R104 |
| — | CORNERSTONE PROGRESSIVE RTN | 1,187,700 | $4,881 | 1.0% | $4.55 | — | COM | 21925C101 |
| — | NUVEEN DIVER CURRENCY OPPOR | 455,671 | $4,857 | 1.0% | $10.90 | — | COM | 67090N109 |
| WFC | WELLS FARGO & CO NEW | 90,000 | $4,668 | 1.0% | $27.36 | +36.7% | COM | 949746101 |
| — | THL CR SR LN FD | 262,397 | $4,574 | 0.9% | $18.16 | — | COM | 87244R103 |
| BIIB | BIOGEN IDEC INC | 13,739 | $4,545 | 0.9% | $321.35 | +2.6% | COM | 09062X103 |
| — | INVESCO MORTGAGE CAPITAL INC | 280,000 | $4,402 | 0.9% | $15.72 | — | COM | 46131B100 |
| — | NUVEEN DIVID ADV MUN FD 3 | 306,548 | $4,191 | 0.9% | $13.04 | — | COM SH BEN INT | 67070X101 |
| — | EATON VANCE FLTG RATE INCOM | 242,824 | $4,186 | 0.9% | $18.19 | — | COM SHS BEN INT | 278284104 |
| — | NUVEEN SHT DUR CR OPP FD | 243,899 | $4,176 | 0.9% | $18.44 | — | COM | 67074X107 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 170,700 | $4,099 | 0.8% | $22.26 | 0.0% | COM | 33766Y100 |
| — | NEW RESIDENTIAL INVT CORP | 700,000 | $4,081 | 0.8% | $6.19 | — | COM | 64828T102 |
| — | LMP REAL ESTATE INCOME FD IN | 363,000 | $4,076 | 0.8% | $11.02 | — | COM | 50208C108 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 25,100 | $4,030 | 0.8% | $148.46 | +3.6% | SHS USD | G50871105 |
| — | BLACKROCK MULTI-SECTOR INC T | 226,472 | $4,018 | 0.8% | $17.19 | — | COM | 09258A107 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 270,190 | $3,850 | 0.8% | $13.45 | — | COM | 670984103 |
| — | AMERICAN CAPITAL AGENCY CORP | 180,000 | $3,825 | 0.8% | $21.25 | — | COM | 02503X105 |
| — | MALLINCKRODT PUB LTD CO | 41,777 | $3,766 | 0.8% | $90.15 | — | SHS | G5785G107 |
| — | VOYA PRIME RATE TR | 631,743 | $3,475 | 0.7% | $5.79 | — | SH BEN INT | 92913A100 |
| — | WESTERN ASSET CLYM INFL SEC | 289,238 | $3,338 | 0.7% | $11.97 | — | COM SH BEN INT | 95766Q106 |
| — | ALEXION PHARMACEUTICALS INC | 20,000 | $3,316 | 0.7% | $158.67 | — | COM | 015351109 |
| — | AMERICAN CAP MTG INVT CORP | 175,000 | $3,294 | 0.7% | $18.82 | — | COM | 02504A104 |
| — | DEUTSCHE HIGH INCOME OPPORT | 217,457 | $3,184 | 0.7% | $14.64 | — | COM | 25158Y102 |
| — | NUVEEN FLEXIBLE INVT INCOME | 166,085 | $2,908 | 0.6% | $17.63 | — | COM | 67075B104 |
| PRGO | PERRIGO CO PLC | 19,000 | $2,854 | 0.6% | $150.48 | -0.9% | SHS | G97822103 |
| — | PIMCO DYNAMIC CR INCOME FD | 120,000 | $2,696 | 0.6% | $22.50 | — | COM SHS | 72202D106 |
| — | EATON VANCE SR INCOME TR | 411,328 | $2,678 | 0.6% | $6.91 | — | SH BEN INT | 27826S103 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 155,000 | $2,646 | 0.5% | $17.04 | — | COM | 92829B101 |
| INCY | INCYTE CORP | 52,000 | $2,551 | 0.5% | $52.95 | -5.3% | COM | 45337C102 |
| — | APOLLO SR FLOATING RATE FD I | 149,058 | $2,549 | 0.5% | $17.90 | — | COM | 037636107 |
| — | NPS PHARMACEUTICALS INC | 95,000 | $2,470 | 0.5% | $31.40 | — | COM | 62936P103 |
| — | ARES MULTI STRATEGY CR FD IN | 117,525 | $2,443 | 0.5% | $21.49 | — | COM | 04014Q108 |
| — | COHEN & STEERS TOTAL RETURN | 204,073 | $2,439 | 0.5% | $12.39 | — | COM | 19247R103 |
| — | NUVEEN PREMIER MUN INCOME FD | 177,941 | $2,393 | 0.5% | $13.19 | — | COM | 670988104 |
| — | NUVEEN PERFORMANCE PLUS MUN | 155,585 | $2,256 | 0.5% | $14.35 | — | COM | 67062P108 |
| — | NUVEEN MUN MKT OPPORTUNITY F | 167,494 | $2,221 | 0.5% | $12.96 | — | COM | 67062W103 |
| — | RMR REAL ESTATE INCOME FUND | 117,639 | $2,212 | 0.5% | $19.28 | — | COM | 76970B101 |
| — | FIFTH STREET FINANCE CORP | 235,000 | $2,157 | 0.4% | $9.18 | — | COM | 31678A103 |
| — | MEDIVATION INC | 21,500 | $2,126 | 0.4% | $66.10 | — | COM | 58501N101 |
| — | GENERAL ELECTRIC CO | 81,000 | $2,075 | 0.4% | $25.27 | — | COM | 369604103 |
| — | NUVEEN SR INCOME FD | 307,460 | $2,057 | 0.4% | $7.10 | — | COM | 67067Y104 |
| — | ENDO INTL PLC | 30,000 | $2,050 | 0.4% | $68.33 | — | SHS | G30401106 |
| ALKS | ALKERMES PLC | 47,400 | $2,032 | 0.4% | $45.66 | -1.8% | SHS | G01767105 |
| — | APOLLO TACTICAL INCOME FD IN | 113,557 | $1,965 | 0.4% | $18.08 | — | COM | 037638103 |
| — | CLOVIS ONCOLOGY INC | 43,000 | $1,950 | 0.4% | $45.35 | — | COM | 189464100 |
| — | BLACKROCK MUNIHOLDINGS FD IN | 120,444 | $1,939 | 0.4% | $14.79 | — | COM | 09253N104 |
| — | REMY INTL INC | 91,012 | $1,868 | 0.4% | $18.57 | — | COM | 759663107 |
| — | FIRST TR INTER DUR PFD & IN | 85,523 | $1,858 | 0.4% | $21.35 | — | COM | 33718W103 |
| — | AEGERION PHARMACEUTICALS INC | 55,400 | $1,849 | 0.4% | $32.22 | — | COM | 00767E102 |
| — | ARIAD PHARMACEUTICALS INC | 340,300 | $1,838 | 0.4% | $6.79 | — | COM | 04033A100 |
| — | NUVEEN GBL INCOME OPPORTUN F | 147,543 | $1,824 | 0.4% | $12.44 | — | COM | 67073C104 |
| XLE | SELECT SECTOR SPDR TR | 20,111 | $1,822 | 0.4% | $82.89 | — | SBI INT-ENERGY | 81369Y506 |
| — | CATAMARAN CORP | 41,847 | $1,764 | 0.4% | $44.40 | — | COM | 148887102 |
| — | NUVEEN QUALITY PFD INC FD 3 | 209,000 | $1,749 | 0.4% | $8.68 | — | COM | 67072W101 |
| — | IMMUNOGEN INC | 155,500 | $1,647 | 0.3% | $12.38 | — | COM | 45253H101 |
| — | MYLAN INC | 36,000 | $1,638 | 0.3% | $49.43 | — | COM | 628530107 |
| PFE | PFIZER INC | 55,000 | $1,626 | 0.3% | $17.67 | -1.2% | COM | 717081103 |
| — | EATON VANCE MUN BD FD | 128,143 | $1,604 | 0.3% | $12.48 | — | COM | 27827X101 |
| — | BARCLAYS BK PLC | 350,000 | $1,560 | 0.3% | — | — | Put | 06742E711 |
| — | NUVEEN MTG OPPORTUNITY TERM | 64,986 | $1,543 | 0.3% | $24.10 | — | COM | 670735109 |
| GILD | GILEAD SCIENCES INC | 14,400 | $1,533 | 0.3% | $54.29 | +25.3% | COM | 375558103 |
| — | LMP CORPORATE LN FD INC | 131,594 | $1,520 | 0.3% | $12.12 | — | COM | 50208B100 |
| — | TWO HBRS INVT CORP | 155,000 | $1,499 | 0.3% | $9.67 | — | COM | 90187B101 |
| — | VIACOM INC NEW | 19,400 | $1,494 | 0.3% | $68.44 | — | CL A | 92553P102 |
| — | POWERSHARES QQQ TRUST | 15,000 | $1,482 | 0.3% | $87.35 | — | UNIT SER 1 | 73935A104 |
| REGN | REGENERON PHARMACEUTICALS | 4,048 | $1,459 | 0.3% | $296.79 | +12.3% | COM | 75886F107 |
| — | CENTRAL FD CDA LTD | 108,352 | $1,334 | 0.3% | $13.60 | — | CL A | 153501101 |
| — | PENNEY J C INC | 132,000 | $1,325 | 0.3% | $17.08 | — | COM | 708160106 |
| DHR | DANAHER CORP DEL | 17,000 | $1,292 | 0.3% | $31.15 | +0.1% | COM | 235851102 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 94,200 | $1,264 | 0.3% | $12.95 | -8.0% | COM | 45665G303 |
| SLRC | SOLAR CAP LTD | 66,700 | $1,246 | 0.3% | $6.99 | 0.0% | COM | 83413U100 |
| AMCX | AMC NETWORKS INC | 21,000 | $1,227 | 0.3% | $62.77 | -1.7% | CL A | 00164V103 |
| ORCL | ORACLE CORP | 32,000 | $1,225 | 0.3% | $34.36 | -0.4% | COM | 68389X105 |
| — | NUVEEN QUALITY INCOME MUN FD | 88,258 | $1,208 | 0.3% | $13.35 | — | COM | 670977107 |
| — | BLACKROCK MUNICIPL INC QLTY | 85,000 | $1,176 | 0.2% | $12.94 | — | COM | 092479104 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 99,806 | $1,136 | 0.2% | $11.38 | — | COM SHS | 6706EN100 |
| — | ACTAVIS PLC | 4,700 | $1,134 | 0.2% | $241.28 | — | SHS | G0083B108 |
| GM | GENERAL MTRS CO | 35,000 | $1,118 | 0.2% | $26.49 | 0.0% | COM | 37045V100 |
| — | APOLLO INVT CORP | 135,000 | $1,103 | 0.2% | $8.17 | — | COM | 03761U106 |
| — | PRECISION CASTPARTS CORP | 4,600 | $1,090 | 0.2% | $236.96 | — | COM | 740189105 |
| — | DOUBLELINE INCOME SOLUTIONS | 50,000 | $1,083 | 0.2% | $21.10 | — | COM | 258622109 |
| — | BLACKROCK FLOAT RATE OME STR | 75,950 | $1,068 | 0.2% | $14.57 | — | COM | 09255X100 |
| — | ALLERGAN INC | 5,800 | $1,034 | 0.2% | $169.21 | — | COM | 018490102 |
| TFX | TELEFLEX INC | 9,600 | $1,008 | 0.2% | $99.45 | 0.0% | COM | 879369106 |
| — | NGP CAP RES CO | 160,000 | $989 | 0.2% | $6.18 | — | COM | 62912R107 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 68,466 | $966 | 0.2% | $14.14 | — | COM | 67071L106 |
| — | COBALT INTL ENERGY INC | 71,000 | $966 | 0.2% | $16.58 | — | COM | 19075F106 |
| — | SHIRE PLC | 3,700 | $958 | 0.2% | $201.52 | — | SPONSORED ADR | 82481R106 |
| — | KINDER MORGAN ENERGY PARTNER | 10,000 | $933 | 0.2% | $93.30 | — | UT LTD PARTNER | 494550106 |
| LEN/B | LENNAR CORP | 28,800 | $922 | 0.2% | $26.21 | +1.9% | CL B | 526057302 |
| HD | HOME DEPOT INC | 10,000 | $917 | 0.2% | $65.73 | 0.0% | COM | 437076102 |
| — | EATON VANCE SR FLTNG RTE TR | 63,122 | $908 | 0.2% | $15.32 | — | COM | 27828Q105 |
| — | AMERICAN CAP SR FLOATING LTD | 69,800 | $908 | 0.2% | $14.02 | — | COM | 02504D108 |
| SPY | SPDR S&P 500 ETF TR | 402,000 | $876 | 0.2% | $170.02 | — | Put | 78462F103 |
| — | NUVEEN QUALITY MUN FD INC | 66,665 | $863 | 0.2% | $12.75 | — | COM | 67062N103 |
| — | LANNET INC | 18,900 | $863 | 0.2% | $45.66 | — | COM | 516012101 |
| — | BLACKROCK MUNIENHANCED FD IN | 76,914 | $861 | 0.2% | $10.68 | — | COM | 09253Y100 |
| — | CELGENE CORP | 9,000 | $853 | 0.2% | $115.89 | — | COM | 151020104 |
| TMO | THERMO FISHER SCIENTIFIC INC | 7,000 | $852 | 0.2% | $113.45 | +3.4% | COM | 883556102 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 11,356 | $819 | 0.2% | $65.53 | +0.3% | COM | 09061G101 |
| IRWD | IRONWOOD PHARMACEUTICALS INC | 62,200 | $806 | 0.2% | $11.01 | +4.0% | COM CL A | 46333X108 |
| — | WALGREEN CO | 13,000 | $771 | 0.2% | $59.31 | — | COM | 931422109 |
| — | ENDOLOGIX INC | 72,200 | $765 | 0.2% | $14.07 | — | COM | 29266S106 |
| — | ENERGEN CORP | 10,000 | $722 | 0.1% | $72.20 | — | COM | 29265N108 |
| — | BLACKROCK MUNIYIELD QLTY FD | 52,018 | $713 | 0.1% | $13.45 | — | COM | 09254E103 |
| — | WELLCARE HEALTH PLANS INC | 11,800 | $712 | 0.1% | $68.62 | — | COM | 94946T106 |
| — | WELLS FARGO ADVANTAGE MULTI | 50,977 | $712 | 0.1% | $14.91 | — | COM SHS | 94987D101 |
| — | AMERICAN CAP LTD | 50,000 | $708 | 0.1% | $15.29 | — | COM | 02503Y103 |
| — | PHARMACYCLICS INC | 6,000 | $705 | 0.1% | $93.81 | — | COM | 716933106 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 30,230 | $704 | 0.1% | $23.52 | — | COM | 67074R100 |
| — | SOLAR SR CAP LTD | 45,755 | $704 | 0.1% | $15.72 | — | COM | 83416M105 |
| — | NUVEEN FLOATING RATE INCOME | 62,007 | $700 | 0.1% | $12.01 | — | COM | 67072T108 |
| RRC | RANGE RES CORP | 10,000 | $678 | 0.1% | $76.29 | 0.0% | COM | 75281A109 |
| — | CBS CORP NEW | 12,500 | $669 | 0.1% | $53.52 | — | CL B | 124857202 |
| — | PROSHARES TR II | 42,000 | $654 | 0.1% | — | — | Put | 74347W346 |
| SPY | SPDR S&P 500 ETF TR | 145,000 | $647 | 0.1% | $170.02 | — | Call | 78462F103 |
| SAM | BOSTON BEER INC | 2,900 | $643 | 0.1% | $226.62 | -1.2% | CL A | 100557107 |
| HLF | HERBALIFE LTD | 80,000 | $639 | 0.1% | — | — | Put | G4412G101 |
| — | NUVEEN PA INVT QUALITY MUN F | 44,106 | $601 | 0.1% | $13.60 | — | COM | 670972108 |
| QCOM | QUALCOMM INC | 8,000 | $598 | 0.1% | $55.42 | 0.0% | COM | 747525103 |
| CMI | CUMMINS INC | 4,500 | $594 | 0.1% | $106.06 | 0.0% | COM | 231021106 |
| — | ASCENA RETAIL GROUP INC | 40,000 | $532 | 0.1% | $15.79 | — | COM | 04351G101 |
| — | ANTARES PHARMA INC | 281,477 | $515 | 0.1% | $3.50 | — | COM | 036642106 |
| PRTA | PROTHENA CORP PLC | 22,200 | $492 | 0.1% | $23.60 | -10.2% | SHS | G72800108 |
| UPS | UNITED PARCEL SERVICE INC | 5,000 | $491 | 0.1% | $66.34 | 0.0% | CL B | 911312106 |
| BRKR | BRUKER CORP | 26,000 | $481 | 0.1% | $20.52 | 0.0% | COM | 116794108 |
| TEX | TEREX CORP NEW | 15,000 | $477 | 0.1% | $36.56 | 0.0% | COM | 880779103 |
| — | KITE PHARMA INC | 16,507 | $470 | 0.1% | $28.47 | — | COM | 49803L109 |
| — | MICHAEL KORS HLDGS LTD | 6,000 | $428 | 0.1% | $71.33 | — | SHS | G60754101 |
| MASI | MASIMO CORP | 20,000 | $426 | 0.1% | $22.83 | 0.0% | COM | 574795100 |
| ARAY | ACCURAY INC | 55,700 | $404 | 0.1% | $8.11 | 0.0% | COM | 004397105 |
| — | BOULDER TOTAL RETURN FD INC | 15,286 | $403 | 0.1% | $23.03 | — | COM | 101541100 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 27,140 | $393 | 0.1% | $13.91 | — | COM | 09253X102 |
| — | DEX MEDIA INC NEW | 40,306 | $385 | 0.1% | $11.14 | — | COM | 25213A107 |
| — | ACELRX PHARMACEUTICALS INC | 69,700 | $383 | 0.1% | $9.00 | — | COM | 00444T100 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 25,000 | $369 | 0.1% | $17.01 | — | COM UT BEN INT | 670731108 |
| — | NUVEEN MUN ADVANTAGE FD INC | 27,341 | $369 | 0.1% | $13.50 | — | COM | 67062H106 |
| — | EV ENERGY PARTNERS LP | 10,000 | $355 | 0.1% | $35.52 | — | COM UNITS | 26926V107 |
| — | CYS INVTS INC | 40,000 | $330 | 0.1% | $8.25 | — | COM | 12673A108 |
| IBB | ISHARES TR | 52,000 | $313 | 0.1% | — | — | Put | 464287556 |
| — | BLACKROCK KELSO CAPITAL CORP | 35,000 | $299 | 0.1% | $8.54 | — | COM | 092533108 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 20,954 | $292 | 0.1% | $13.34 | — | COM | 67070F100 |
| — | CHIMERIX INC | 10,519 | $291 | 0.1% | $21.93 | — | COM | 16934W106 |
| — | NUVEEN PREM INCOME MUN FD 4 | 21,750 | $277 | 0.1% | $12.14 | — | COM | 6706K4105 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 18,946 | $263 | 0.1% | $12.81 | — | COM | 09254P108 |
| — | SURGICAL CARE AFFILIATES INC | 9,723 | $260 | 0.1% | $29.11 | — | COM | 86881L106 |
| — | NUVEEN NEW JERSEY DIVID | 19,490 | $256 | 0.1% | $13.42 | — | COM | 67071T109 |
| — | INVESCO ADVANTAGE MUNICIPAL | 22,156 | $252 | 0.1% | $10.73 | — | SH BEN INT | 46132E103 |
| XPHDX | PIONEER FLOATING RATE TR | 21,397 | $251 | 0.1% | $11.73 | — | COM | 72369J102 |
| — | HORIZON PHARMA PLC | 20,000 | $246 | 0.1% | $12.30 | — | SHS | G4617B105 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 17,077 | $243 | 0.1% | $13.92 | — | COM | 09254L107 |
| — | NUVEEN NJ DIV ADVANTAGE MUN | 18,000 | $242 | 0.1% | $13.62 | — | COM | 67069Y102 |
| OPK | OPKO HEALTH INC | 27,400 | $233 | 0.0% | $8.78 | +0.1% | COM | 68375N103 |
| IWM | ISHARES TR | 100,000 | $213 | 0.0% | — | — | Put | 464287655 |
| — | BLACKSTONE GSO FLTING RTE FU | 11,900 | $204 | 0.0% | $17.92 | — | COM | 09256U105 |
| M | MACYS INC | 3,500 | $204 | 0.0% | $59.28 | 0.0% | COM | 55616P104 |
| VZ | VERIZON COMMUNICATIONS INC | 4,000 | $200 | 0.0% | $26.57 | +4.6% | COM | 92343V104 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 13,041 | $185 | 0.0% | $12.93 | — | COM | 09253W104 |
| — | SUNESIS PHARMACEUTICALS INC | 25,300 | $181 | 0.0% | $7.15 | — | COM NEW | 867328601 |
| — | VOLCANO CORPORATION | 15,000 | $160 | 0.0% | $17.60 | — | COM | 928645100 |
| AEO | AMERICAN EAGLE OUTFITTERS NE | 11,000 | $160 | 0.0% | $12.44 | -28.3% | COM | 02553E106 |
| — | UNICO AMERN CORP | 13,000 | $157 | 0.0% | $12.54 | — | COM | 904607108 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 11,020 | $154 | 0.0% | $14.34 | — | COM | 09254X101 |
| — | WESTERN ASSET MTG CAP CORP | 10,000 | $148 | 0.0% | $14.80 | — | COM | 95790D105 |
| TJX | TJX COS INC NEW | 37,500 | $145 | 0.0% | — | — | Call | 872540109 |
| — | MCDERMOTT INTL INC | 25,000 | $143 | 0.0% | $8.08 | — | COM | 580037109 |
| XLK | SELECT SECTOR SPDR TR | 71,000 | $95 | 0.0% | — | — | Call | 81369Y803 |
| — | RADIO ONE INC | 29,700 | $94 | 0.0% | $3.16 | — | CL D NON VTG | 75040P405 |
| — | HERZFELD CARIBBEAN BASIN FD | 11,740 | $94 | 0.0% | $8.01 | — | COM | 42804T106 |
| TAP | MOLSON COORS BREWING CO | 15,000 | $79 | 0.0% | — | — | Call | 60871R209 |
| — | NEW YORK MTG TR INC | 10,000 | $72 | 0.0% | $7.20 | — | COM PAR $.02 | 649604501 |
| HLF | HERBALIFE LTD | 200,000 | $66 | 0.0% | — | — | Call | G4412G101 |
| — | JARDEN CORP | 20,000 | $62 | 0.0% | — | — | Call | 471109108 |
| — | SALIX PHARMACEUTICALS INC | 18,000 | $58 | 0.0% | — | — | Call | 795435106 |
| — | ACTAVIS PLC | 15,000 | $57 | 0.0% | $241.28 | — | Call | G0083B108 |
| — | TRANSENTERIX INC | 12,500 | $55 | 0.0% | $5.04 | — | COM NEW | 89366M201 |
| QCOM | QUALCOMM INC | 25,000 | $54 | 0.0% | $55.42 | 0.0% | Call | 747525103 |
| — | SIRIUS XM HLDGS INC | 15,000 | $52 | 0.0% | $3.47 | — | COM | 82968B103 |
| WRLD | WORLD ACCEP CORP DEL | 20,100 | $51 | 0.0% | — | — | Put | 981419104 |
| A | AGILENT TECHNOLOGIES INC | 20,000 | $51 | 0.0% | — | — | Call | 00846U101 |
| XLP | SELECT SECTOR SPDR TR | 30,000 | $51 | 0.0% | — | — | Call | 81369Y308 |
| — | B/E AEROSPACE INC | 12,500 | $49 | 0.0% | — | — | Call | 073302101 |
| TGT | TARGET CORP | 12,500 | $48 | 0.0% | $44.96 | -3.8% | Call | 87612E106 |
| CMCSA | COMCAST CORP NEW | 27,500 | $47 | 0.0% | — | — | Call | 20030N101 |
| WSM | WILLIAMS SONOMA INC | 15,000 | $44 | 0.0% | — | — | Call | 969904101 |
| IYR | ISHARES TR | 15,000 | $43 | 0.0% | — | — | Put | 464287739 |
| CTAS | CINTAS CORP | 10,000 | $43 | 0.0% | $13.19 | +7.7% | Call | 172908105 |
| JNJ | JOHNSON & JOHNSON | 10,000 | $39 | 0.0% | — | — | Call | 478160104 |
| SYK | STRYKER CORP | 15,000 | $39 | 0.0% | — | — | Call | 863667101 |
| BA | BOEING CO | 10,000 | $36 | 0.0% | — | — | Call | 097023105 |
| DIS | DISNEY WALT CO | 11,000 | $31 | 0.0% | — | — | Call | 254687106 |
| TMO | THERMO FISHER SCIENTIFIC INC | 10,000 | $31 | 0.0% | $113.45 | +3.4% | Call | 883556102 |
| BK | BANK NEW YORK MELLON CORP | 25,000 | $30 | 0.0% | — | — | Call | 064058100 |
| — | NOBLE ENERGY INC | 15,000 | $28 | 0.0% | — | — | Call | 655044105 |
| TLT | ISHARES TR | 50,000 | $28 | 0.0% | — | — | Put | 464287432 |
| HAL | HALLIBURTON CO | 11,000 | $28 | 0.0% | — | — | Call | 406216101 |
| DHR | DANAHER CORP DEL | 10,000 | $26 | 0.0% | $31.15 | +0.1% | Call | 235851102 |
| M | MACYS INC | 10,500 | $26 | 0.0% | $59.28 | 0.0% | Call | 55616P104 |
| HYG | ISHARES | 20,000 | $26 | 0.0% | — | — | Put | 464288513 |
| PFE | PFIZER INC | 105,200 | $25 | 0.0% | $17.67 | -1.2% | Call | 717081103 |
| UPS | UNITED PARCEL SERVICE INC | 15,000 | $25 | 0.0% | $66.34 | 0.0% | Call | 911312106 |
| — | COACH INC | 20,000 | $23 | 0.0% | — | — | Call | 189754104 |
| CL | COLGATE PALMOLIVE CO | 15,000 | $22 | 0.0% | — | — | Call | 194162103 |
| UNP | UNION PAC CORP | 10,000 | $21 | 0.0% | — | — | Call | 907818108 |
| XLI | SELECT SECTOR SPDR TR | 12,500 | $20 | 0.0% | — | — | Call | 81369Y704 |
| — | E M C CORP MASS | 25,000 | $20 | 0.0% | $26.36 | — | Call | 268648102 |
| GILD | GILEAD SCIENCES INC | 10,000 | $20 | 0.0% | $54.29 | +25.3% | Call | 375558103 |
| — | APACHE CORP | 10,000 | $19 | 0.0% | — | — | Call | 037411105 |
| — | HERTZ GLOBAL HOLDINGS INC | 20,000 | $17 | 0.0% | — | — | Call | 42805T105 |
| — | AEGERION PHARMACEUTICALS INC | 20,000 | $16 | 0.0% | $32.22 | — | Call | 00767E102 |
| — | TIME WARNER INC | 12,500 | $15 | 0.0% | — | — | Call | 887317303 |
| — | ALEXION PHARMACEUTICALS INC | 15,000 | $14 | 0.0% | $158.67 | — | Call | 015351109 |
| — | BED BATH & BEYOND INC | 10,000 | $14 | 0.0% | — | — | Put | 075896100 |
| — | CHICAGO BRIDGE & IRON CO N V | 15,000 | $14 | 0.0% | — | — | Call | 167250109 |
| GM | GENERAL MTRS CO | 20,000 | $13 | 0.0% | $26.49 | 0.0% | Call | 37045V100 |
| — | PENN VA CORP | 22,000 | $13 | 0.0% | — | — | Call | 707882106 |
| XHB | SPDR SERIES TRUST | 25,000 | $10 | 0.0% | — | — | Put | 78464A888 |
| — | CUBIST PHARMACEUTICALS INC | 30,000 | $9 | 0.0% | — | — | Call | 229678107 |
| — | GUESS INC | 15,000 | $8 | 0.0% | — | — | Call | 401617105 |
| — | ARIAD PHARMACEUTICALS INC | 40,000 | $8 | 0.0% | $6.79 | — | Call | 04033A100 |
| — | WALTER ENERGY INC | 100,000 | $8 | 0.0% | $5.44 | — | Call | 93317Q105 |
| AZN | ASTRAZENECA PLC | 20,900 | $8 | 0.0% | — | — | Call | 046353108 |
| — | ATHENAHEALTH INC | 10,000 | $7 | 0.0% | — | — | Put | 04685W103 |
| ALKS | ALKERMES PLC | 20,000 | $6 | 0.0% | $45.66 | -1.8% | Call | G01767105 |
| PRGO | PERRIGO CO PLC | 10,000 | $6 | 0.0% | $150.48 | -0.9% | Call | G97822103 |
| INCY | INCYTE CORP | 30,000 | $5 | 0.0% | $52.95 | -5.3% | Call | 45337C102 |
| — | MYLAN INC | 30,000 | $4 | 0.0% | $49.43 | — | Call | 628530107 |
| — | CATAMARAN CORP | 10,000 | $4 | 0.0% | $44.40 | — | Call | 148887102 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 15,000 | $4 | 0.0% | $65.53 | +0.3% | Call | 09061G101 |
| — | PETSMART INC | 20,000 | $3 | 0.0% | — | — | Put | 716768106 |
| TEX | TEREX CORP NEW | 15,000 | $0 | 0.0% | $36.56 | 0.0% | Call | 880779103 |