Location: Central, Hong Kong
CIK: 0001569356 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 14, 2018
Total Value: $654M (71.1% shares, 28.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GOOGL | ALPHABET INC | 123,457 | $128M | 19.6% | $46.77 | +17.7% | CAP STK CL A | 02079K305 |
| — | SINA CORP | 94,000,000 | $104M | 15.9% | $1.00 | — | NOTE 1.000%12/0 | 82922RAD5 |
| — | YAHOO INC | 25,000,000 | $34.89M | 5.3% | $1.35 | — | NOTE 12/0 | 984332AF3 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 784,547 | $34.33M | 5.3% | $43.24 | — | SPONSORED ADR | 874039100 |
| NXPI | NXP SEMICONDUCTORS N V | 210,072 | $24.58M | 3.8% | $106.21 | +1.0% | COM | N6596X109 |
| HTT | QUDIAN INC | 2,044,901 | $23.93M | 3.7% | $12.00 | — | ADR | 747798106 |
| — | CTRIP COM INTL LTD | 18,000,000 | $21.93M | 3.4% | $1.33 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | CTRIP COM INTL LTD | 17,500,000 | $18.87M | 2.9% | $1.09 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | SINA CORP | 124,985 | $13.03M | 2.0% | $100.31 | — | ORD | G81477104 |
| NTES | NETEASE INC | 40,239 | $11.28M | 1.7% | $280.05 | — | SPONSORED ADR | 64110W102 |
| INFY | INFOSYS LTD | 573,651 | $10.24M | 1.6% | $16.38 | — | SPONSORED ADR | 456788108 |
| — | CTRIP COM INTL LTD | 8,000,000 | $9.273M | 1.4% | $1.09 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| — | IKANG HEALTHCARE GROUP INC | 442,552 | $8.829M | 1.4% | $19.95 | — | SPONSORED ADR | 45174L108 |
| — | MONSANTO CO NEW | 73,314 | $8.555M | 1.3% | $116.69 | — | COM | 61166W101 |
| — | TIME WARNER INC | 85,134 | $8.052M | 1.2% | $92.22 | — | COM NEW | 887317303 |
| OXY | OCCIDENTAL PETE CORP DEL | 118,945 | $7.727M | 1.2% | $57.44 | +0.0% | COM | 674599105 |
| LPL | LG DISPLAY CO LTD | 564,306 | $6.924M | 1.1% | $13.49 | — | SPONS ADR REP | 50186V102 |
| — | TATA MTRS LTD | 267,366 | $6.732M | 1.0% | $34.92 | — | SPONSORED ADR | 876568502 |
| SHOP | SHOPIFY INC | 52,083 | $6.489M | 1.0% | $12.94 | 0.0% | CL A | 82509L107 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 15,790 | $6.455M | 1.0% | — | — | Put | 670699107 |
| KT | KT CORP | 467,592 | $6.406M | 1.0% | $13.70 | — | SPONSORED ADR | 48268K101 |
| BIDU | BAIDU INC | 28,000 | $6.249M | 1.0% | $223.18 | — | SPON ADR REP A | 056752108 |
| JD | JD COM INC | 135,400 | $5.482M | 0.8% | $40.49 | — | SPON ADR CL A | 47215P106 |
| EXPE | EXPEDIA GROUP INC | 48,052 | $5.305M | 0.8% | $112.62 | 0.0% | COM NEW | 30212P303 |
| — | VANECK VECTORS ETF TR | 261,600 | $5.127M | 0.8% | $19.22 | — | JP MORGAN MKTS | 92189F494 |
| FDX | FEDEX CORP | 19,577 | $4.701M | 0.7% | $220.51 | 0.0% | COM | 31428X106 |
| — | L BRANDS INC | 120,395 | $4.6M | 0.7% | $38.21 | — | COM | 501797104 |
| — | 51JOB INC | 52,199 | $4.491M | 0.7% | $65.17 | — | SP ADR REP COM | 316827104 |
| ALK | ALASKA AIR GROUP INC | 69,643 | $4.315M | 0.7% | $63.43 | 0.0% | COM | 011659109 |
| BHP | BHP BILLITON LTD | 97,051 | $4.204M | 0.6% | $43.32 | — | SPONSORED ADR | 088606108 |
| VIPS | VIPSHOP HLDGS LTD | 207,625 | $3.451M | 0.5% | $16.62 | — | SPONSORED ADR | 92763W103 |
| — | FANG HLDGS LTD | 572,200 | $2.941M | 0.4% | $5.58 | — | ADR | 30711Y102 |
| — | MONEYGRAM INTL INC | 338,577 | $2.919M | 0.4% | $13.18 | — | COM NEW | 60935Y208 |
| — | ALEXION PHARMACEUTICALS INC | 24,977 | $2.784M | 0.4% | $117.35 | — | COM | 015351109 |
| ACN | ACCENTURE PLC IRELAND | 17,762 | $2.726M | 0.4% | $140.78 | 0.0% | SHS CLASS A | G1151C101 |
| AMD | ADVANCED MICRO DEVICES INC | 271,017 | $2.724M | 0.4% | $11.85 | +0.1% | COM | 007903107 |
| — | BUNGE LIMITED | 34,910 | $2.581M | 0.4% | $73.93 | — | COM | G16962105 |
| BA | BOEING CO | 7,688 | $2.521M | 0.4% | $322.72 | +0.0% | COM | 097023105 |
| — | FLEETCOR TECHNOLOGIES INC | 12,051 | $2.44M | 0.4% | $202.47 | — | COM | 339041105 |
| SONY | SONY CORP | 47,478 | $2.295M | 0.4% | $48.34 | — | SPONSORED ADR | 835699307 |
| PKX | POSCO | 29,995 | $2.29M | 0.4% | $76.35 | — | SPONSORED ADR | 693483109 |
| — | MYLAN N V | 52,067 | $2.144M | 0.3% | $39.87 | — | SHS EURO | N59465109 |
| TSN | TYSON FOODS INC | 25,662 | $1.878M | 0.3% | $61.52 | 0.0% | CL A | 902494103 |
| SWK | STANLEY BLACK & DECKER INC | 12,012 | $1.84M | 0.3% | $130.20 | 0.0% | COM | 854502101 |
| SHOP | SHOPIFY INC | 1,150 | $1.75M | 0.3% | $12.94 | 0.0% | Put | 82509L107 |
| HP | HELMERICH & PAYNE INC | 25,972 | $1.729M | 0.3% | $67.45 | 0.0% | COM | 423452101 |
| — | NUVEEN MUN VALUE FD INC | 177,600 | $1.682M | 0.3% | $9.47 | — | COM | 670928100 |
| NOAH | NOAH HLDGS LTD | 32,613 | $1.54M | 0.2% | $46.27 | — | SPON ADS CL A | 65487X102 |
| — | SPLUNK INC | 15,594 | $1.534M | 0.2% | $93.20 | — | COM | 848637104 |
| — | GRUBHUB INC | 14,558 | $1.477M | 0.2% | $99.92 | — | COM | 400110102 |
| — | NUVEEN CR STRATEGIES INCM FD | 178,600 | $1.418M | 0.2% | $7.94 | — | COM SHS | 67073D102 |
| COST | COSTCO WHSL CORP NEW | 7,514 | $1.416M | 0.2% | $162.56 | +4.1% | COM | 22160K105 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 117,900 | $1.402M | 0.2% | $11.89 | — | COM | 01879R106 |
| — | CLEARBRIDGE ENERGY MLP FD IN | 109,200 | $1.375M | 0.2% | $12.59 | — | COM | 184692101 |
| ZLAB | ZAI LAB LTD | 64,000 | $1.366M | 0.2% | $25.74 | — | ADR | 98887Q104 |
| TLT | ISHARES TR | 10,595 | $1.292M | 0.2% | $121.94 | — | 20 YR TR BD ETF | 464287432 |
| NMR | NOMURA HLDGS INC | 213,923 | $1.237M | 0.2% | $4.87 | — | SPONSORED ADR | 65535H208 |
| — | FOOT LOCKER INC | 25,692 | $1.17M | 0.2% | $44.56 | — | COM | 344849104 |
| UMC | UNITED MICROELECTRONICS CORP | 440,626 | $1.163M | 0.2% | $2.64 | — | SPON ADR NEW | 910873405 |
| — | PRUDENTIAL SHT DURATION HG Y | 80,000 | $1.13M | 0.2% | $14.13 | — | COM | 74442F107 |
| TROW | PRICE T ROWE GROUP INC | 10,248 | $1.106M | 0.2% | $82.41 | 0.0% | COM | 74144T108 |
| — | CHINA MOBILE LIMITED | 23,881 | $1.095M | 0.2% | $51.68 | — | SPONSORED ADR | 16941M109 |
| ZTO | ZTO EXPRESS CAYMAN INC | 70,000 | $1.049M | 0.2% | $14.99 | — | SPONSORED ADR | 98980A105 |
| — | MORGAN STANLEY CHINA A SH FD | 41,300 | $1.028M | 0.2% | $24.19 | — | COM | 617468103 |
| PYPL | PAYPAL HLDGS INC | 13,508 | $1.025M | 0.2% | $79.13 | 0.0% | COM | 70450Y103 |
| NTES | NETEASE INC | 475 | $988K | 0.2% | $280.05 | — | Put | 64110W102 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 56,860 | $972K | 0.1% | $17.09 | — | SPONSORED ADR | 881624209 |
| KR | KROGER CO | 39,056 | $935K | 0.1% | $22.97 | 0.0% | COM | 501044101 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 104,300 | $932K | 0.1% | $8.94 | — | COM SH BEN INT N | 021060207 |
| OXY | OCCIDENTAL PETE CORP DEL | 1,450 | $885K | 0.1% | $57.44 | +0.0% | Put | 674599105 |
| — | L BRANDS INC | 1,552 | $881K | 0.1% | $38.21 | — | Put | 501797104 |
| — | BLACKROCK RES & COMM STRAT T | 97,300 | $864K | 0.1% | $8.88 | — | SHS | 09257A108 |
| AMD | ADVANCED MICRO DEVICES INC | 3,950 | $833K | 0.1% | $11.85 | +0.1% | Put | 007903107 |
| WFC | WELLS FARGO CO NEW | 15,562 | $816K | 0.1% | $47.72 | 0.0% | COM | 949746101 |
| EXAS | EXACT SCIENCES CORP | 19,632 | $792K | 0.1% | $50.25 | -2.9% | COM | 30063P105 |
| — | FIRST TR MLP & ENERGY INCOME | 63,714 | $780K | 0.1% | $12.24 | — | COM | 33739B104 |
| — | SEAGATE TECHNOLOGY PLC | 13,031 | $763K | 0.1% | $58.55 | — | SHS | G7945M107 |
| — | SEAGATE TECHNOLOGY PLC | 4,570 | $754K | 0.1% | $58.55 | — | Put | G7945M107 |
| — | ARCONIC INC | 32,227 | $743K | 0.1% | $23.06 | — | COM | 03965L100 |
| FDX | FEDEX CORP | 408 | $728K | 0.1% | $220.51 | 0.0% | Put | 31428X106 |
| IRBTQ | IROBOT CORP | 11,320 | $727K | 0.1% | $75.26 | 0.0% | COM | 462726100 |
| NKE | NIKE INC | 10,381 | $690K | 0.1% | $59.62 | 0.0% | CL B | 654106103 |
| — | WESTERN ASSET EMRG MKT DEBT | 47,500 | $690K | 0.1% | $14.53 | — | COM | 95766A101 |
| — | MORGAN STANLEY EM MKTS DM DE | 84,300 | $659K | 0.1% | $7.82 | — | COM | 617477104 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 46,700 | $648K | 0.1% | $13.88 | — | COM | 74433A109 |
| — | YY INC | 6,146 | $647K | 0.1% | $105.27 | — | ADS REPCOM CLA | 98426T106 |
| KHC | KRAFT HEINZ CO | 9,738 | $607K | 0.1% | $55.81 | -12.3% | COM | 500754106 |
| ALK | ALASKA AIR GROUP INC | 750 | $604K | 0.1% | $63.43 | 0.0% | Put | 011659109 |
| — | INDIA FD INC | 23,800 | $586K | 0.1% | $24.62 | — | COM | 454089103 |
| EXPE | EXPEDIA GROUP INC | 900 | $583K | 0.1% | $112.62 | 0.0% | Put | 30212P303 |
| — | BLACKROCK ENHANCED INTL DIV | 94,100 | $573K | 0.1% | $6.21 | — | COM BENE INTER | 092524107 |
| — | UNITED STATES STL CORP NEW | 16,255 | $572K | 0.1% | $35.19 | — | COM | 912909108 |
| — | VALEANT PHARMACEUTICALS INTL | 35,695 | $568K | 0.1% | $15.91 | — | COM | 91911K102 |
| — | BLACKROCK ENERGY & RES TR | 42,891 | $567K | 0.1% | $13.22 | — | COM | 09250U101 |
| CF | CF INDS HLDGS INC | 14,798 | $558K | 0.1% | $33.41 | 0.0% | COM | 125269100 |
| WB | WEIBO CORP | 582 | $557K | 0.1% | — | — | Put | 948596101 |
| — | TEKLA HEALTHCARE INVS | 25,640 | $552K | 0.1% | $22.55 | — | SH BEN INT | 87911J103 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 1,609 | $504K | 0.1% | $17.09 | — | Put | 881624209 |
| — | ALEXION PHARMACEUTICALS INC | 450 | $484K | 0.1% | $117.35 | — | Put | 015351109 |
| VIPS | VIPSHOP HLDGS LTD | 2,300 | $458K | 0.1% | $16.62 | — | Put | 92763W103 |
| RL | RALPH LAUREN CORP | 4,060 | $454K | 0.1% | $92.65 | 0.0% | CL A | 751212101 |
| — | BLACKROCK ENHANCED EQT DIV T | 48,600 | $424K | 0.1% | $8.72 | — | COM | 09251A104 |
| CROX | CROCS INC | 25,200 | $410K | 0.1% | $13.87 | 0.0% | COM | 227046109 |
| — | TOTAL SYS SVCS INC | 4,715 | $407K | 0.1% | $86.32 | — | COM | 891906109 |
| — | MICHAEL KORS HLDGS LTD | 6,500 | $404K | 0.1% | $62.15 | — | SHS | G60754101 |
| PG | PROCTER AND GAMBLE CO | 5,100 | $404K | 0.1% | $67.87 | 0.0% | COM | 742718109 |
| CSX | CSX CORP | 7,242 | $403K | 0.1% | $16.81 | 0.0% | COM | 126408103 |
| — | SKECHERS U S A INC | 10,000 | $389K | 0.1% | $38.90 | — | CL A | 830566105 |
| WM | WASTE MGMT INC DEL | 4,605 | $387K | 0.1% | $70.72 | +5.9% | COM | 94106L109 |
| COST | COSTCO WHSL CORP NEW | 400 | $376K | 0.1% | $162.56 | +4.1% | Call | 22160K105 |
| — | CBRE CLARION GLOBAL REAL EST | 48,800 | $357K | 0.1% | $7.32 | — | COM | 12504G100 |
| SPY | SPDR S&P 500 ETF TR | 2,500 | $330K | 0.1% | $266.86 | — | Call | 78462F103 |
| — | MYLAN N V | 1,400 | $319K | 0.0% | $39.87 | — | Put | N59465109 |
| CSCO | CISCO SYS INC | 850 | $319K | 0.0% | — | — | Call | 17275R102 |
| — | SEAGATE TECHNOLOGY PLC | 1,200 | $317K | 0.0% | $58.55 | — | Call | G7945M107 |
| — | POWERSHARES ETF TR II | 11,000 | $310K | 0.0% | $29.54 | — | SOVEREIGN DEBT | 73936T573 |
| UAA | UNDER ARMOUR INC | 1,250 | $307K | 0.0% | — | — | Call | 904311107 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 15,744 | $306K | 0.0% | $20.01 | — | PFD SECS INC ETF | 33739E108 |
| BAC | BANK AMER CORP | 2,350 | $302K | 0.0% | — | — | Call | 060505104 |
| FDX | FEDEX CORP | 300 | $287K | 0.0% | $220.51 | 0.0% | Call | 31428X106 |
| — | TATA MTRS LTD | 1,000 | $283K | 0.0% | $34.92 | — | Put | 876568502 |
| — | MOMO INC | 370 | $281K | 0.0% | $31.62 | — | Call | 60879B107 |
| WFC | WELLS FARGO CO NEW | 500 | $280K | 0.0% | $47.72 | 0.0% | Put | 949746101 |
| — | POWERSHARES ETF TR II | 10,820 | $272K | 0.0% | $25.14 | — | VAR RATE PFD POR | 73937B597 |
| BA | BOEING CO | 150 | $272K | 0.0% | $322.72 | +0.0% | Put | 097023105 |
| — | NEW ORIENTAL ED & TECH GRP I | 3,050 | $267K | 0.0% | $93.94 | — | SPON ADR | 647581107 |
| — | BLACKROCK MUN 2030 TAR TERM | 12,300 | $262K | 0.0% | $22.33 | — | COM SHS BEN IN | 09257P105 |
| — | NUVEEN AMT FREE QLTY MUN INC | 19,600 | $255K | 0.0% | $13.01 | — | COM | 670657105 |
| — | GRUBHUB INC | 446 | $255K | 0.0% | $99.92 | — | Put | 400110102 |
| ITUB | ITAU UNIBANCO HLDG SA | 14,867 | $232K | 0.0% | $13.00 | — | SPON ADR REP PFD | 465562106 |
| — | SPLUNK INC | 857 | $229K | 0.0% | $93.20 | — | Put | 848637104 |
| — | ARCONIC INC | 320 | $226K | 0.0% | $23.06 | — | Put | 03965L100 |
| — | VALEANT PHARMACEUTICALS INTL | 1,000 | $224K | 0.0% | $15.91 | — | Put | 91911K102 |
| CSX | CSX CORP | 750 | $220K | 0.0% | $16.81 | 0.0% | Call | 126408103 |
| — | XEROX CORP | 7,660 | $220K | 0.0% | $28.74 | — | COM NEW | 984121608 |
| CSX | CSX CORP | 1,300 | $215K | 0.0% | $16.81 | 0.0% | Put | 126408103 |
| CLX | CLOROX CO DEL | 1,589 | $212K | 0.0% | $106.77 | 0.0% | COM | 189054109 |
| HP | HELMERICH & PAYNE INC | 724 | $211K | 0.0% | $67.45 | 0.0% | Put | 423452101 |
| — | RED HAT INC | 1,356 | $203K | 0.0% | $127.80 | — | COM | 756577102 |
| PFE | PFIZER INC | 5,700 | $202K | 0.0% | $23.80 | +1.8% | COM | 717081103 |
| BAC | BANK AMER CORP | 1,000 | $191K | 0.0% | — | — | Put | 060505104 |
| SJM | SMUCKER J M CO | 1,542 | $191K | 0.0% | $85.77 | +13.2% | COM NEW | 832696405 |
| UAL | UNITED CONTL HLDGS INC | 2,742 | $190K | 0.0% | $69.09 | 0.0% | COM | 910047109 |
| CAT | CATERPILLAR INC DEL | 700 | $189K | 0.0% | — | — | Call | 149123101 |
| — | FLEETCOR TECHNOLOGIES INC | 400 | $188K | 0.0% | $202.47 | — | Put | 339041105 |
| TSN | TYSON FOODS INC | 750 | $186K | 0.0% | $61.52 | 0.0% | Put | 902494103 |
| MPC | MARATHON PETE CORP | 800 | $186K | 0.0% | — | — | Call | 56585A102 |
| UAL | UNITED CONTL HLDGS INC | 455 | $181K | 0.0% | $69.09 | 0.0% | Put | 910047109 |
| — | TD AMERITRADE HLDG CORP | 800 | $176K | 0.0% | $51.13 | — | Call | 87236Y108 |
| UAA | UNDER ARMOUR INC | 2,000 | $170K | 0.0% | — | — | Put | 904311107 |
| — | MOMO INC | 2,850 | $168K | 0.0% | $31.62 | — | Put | 60879B107 |
| IPGP | IPG PHOTONICS CORP | 708 | $165K | 0.0% | $212.25 | +16.3% | COM | 44980X109 |
| — | FIREEYE INC | 9,717 | $165K | 0.0% | $15.27 | — | COM | 31816Q101 |
| — | CLEARBRIDGE ENERGY MLP TR FD | 16,400 | $161K | 0.0% | $11.61 | — | COM | 18469Q108 |
| — | BUNGE LIMITED | 600 | $159K | 0.0% | $73.93 | — | Put | G16962105 |
| TLT | ISHARES TR | 274 | $157K | 0.0% | $121.94 | — | Call | 464287432 |
| ACN | ACCENTURE PLC IRELAND | 355 | $156K | 0.0% | $140.78 | 0.0% | Put | G1151C101 |
| — | WEIGHT WATCHERS INTL INC NEW | 2,431 | $155K | 0.0% | $44.23 | — | COM | 948626106 |
| — | GENERAL AMERN INVS INC | 4,600 | $154K | 0.0% | $33.48 | — | COM | 368802104 |
| TLT | ISHARES TR | 1,000 | $151K | 0.0% | $121.94 | — | Put | 464287432 |
| COST | COSTCO WHSL CORP NEW | 950 | $149K | 0.0% | $162.56 | +4.1% | Put | 22160K105 |
| UAL | UNITED CONTL HLDGS INC | 350 | $145K | 0.0% | $69.09 | 0.0% | Call | 910047109 |
| — | FOOT LOCKER INC | 672 | $144K | 0.0% | $44.56 | — | Put | 344849104 |
| — | FLAHERTY&CRMN PFD SEC INCOM | 7,500 | $143K | 0.0% | $19.07 | — | COM | 338478100 |
| — | YY INC | 94 | $143K | 0.0% | $105.27 | — | Put | 98426T106 |
| KR | KROGER CO | 1,102 | $141K | 0.0% | $22.97 | 0.0% | Put | 501044101 |
| SWK | STANLEY BLACK & DECKER INC | 160 | $132K | 0.0% | $130.20 | 0.0% | Put | 854502101 |
| EXAS | EXACT SCIENCES CORP | 256 | $132K | 0.0% | $50.25 | -2.9% | Put | 30063P105 |
| — | VOYA GLBL EQTY DIV & PREM OP | 17,800 | $130K | 0.0% | $7.30 | — | COM | 92912T100 |
| IRBTQ | IROBOT CORP | 311 | $130K | 0.0% | $75.26 | 0.0% | Put | 462726100 |
| KHC | KRAFT HEINZ CO | 100 | $130K | 0.0% | $55.81 | -12.3% | Put | 500754106 |
| — | TE CONNECTIVITY LTD | 1,286 | $128K | 0.0% | $99.53 | — | REG SHS | H84989104 |
| — | 58 COM INC | 1,584 | $126K | 0.0% | $79.55 | — | SPON ADR REP A | 31680Q104 |
| — | BLACKROCK ENHANCED GBL DIV T | 10,300 | $119K | 0.0% | $11.55 | — | COM | 092501105 |
| INTC | INTEL CORP | 200 | $108K | 0.0% | — | — | Call | 458140100 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 12,518 | $105K | 0.0% | $6.06 | — | SPONSORED ADR | 86562M209 |
| PYPL | PAYPAL HLDGS INC | 500 | $104K | 0.0% | $79.13 | 0.0% | Put | 70450Y103 |
| — | XEROX CORP | 386 | $102K | 0.0% | $28.74 | — | Put | 984121608 |
| — | ALLIANZGI CONV & INCOME FD | 14,700 | $99,000 | 0.0% | $7.03 | — | COM | 018828103 |
| — | CLEARBRIDGE AMERN ENERG MLP | 13,900 | $95,000 | 0.0% | $6.83 | — | COM | 184691103 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 1,609 | $94,000 | 0.0% | $17.09 | — | Call | 881624209 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 800 | $93,000 | 0.0% | $13.79 | — | Put | 71654V408 |
| — | TEMPLETON GLOBAL INCOME FD | 14,200 | $91,000 | 0.0% | $6.41 | — | COM | 880198106 |
| EL | LAUDER ESTEE COS INC | 63 | $87,000 | 0.0% | $108.54 | +15.6% | Call | 518439104 |
| — | DUFF & PHELPS GLB UTL INC FD | 6,000 | $84,000 | 0.0% | $15.50 | — | COM | 26433C105 |
| EXPE | EXPEDIA GROUP INC | 75 | $83,000 | 0.0% | $112.62 | 0.0% | Call | 30212P303 |
| — | FST TR NEW OPPORT MLP & ENE | 8,300 | $81,000 | 0.0% | $9.76 | — | COM | 33739M100 |
| — | ALPINE GLOBAL PREMIER PPTYS | 12,900 | $80,000 | 0.0% | $6.20 | — | COM SBI | 02083A103 |
| CAT | CATERPILLAR INC DEL | 400 | $75,000 | 0.0% | — | — | Put | 149123101 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 800 | $73,000 | 0.0% | $13.79 | — | Call | 71654V408 |
| WFC | WELLS FARGO CO NEW | 500 | $73,000 | 0.0% | $47.72 | 0.0% | Call | 949746101 |
| CSCO | CISCO SYS INC | 850 | $72,000 | 0.0% | — | — | Put | 17275R102 |
| — | DOUBLELINE OPPORTUNISTIC CR | 3,300 | $71,000 | 0.0% | $21.52 | — | COM | 258623107 |
| HSBC | HSBC HLDGS PLC | 500 | $70,000 | 0.0% | — | — | Put | 404280406 |
| — | ALLIANZGI CONV & INCOME FD I | 10,900 | $65,000 | 0.0% | $6.19 | — | COM | 018825109 |
| CF | CF INDS HLDGS INC | 300 | $63,000 | 0.0% | $33.41 | 0.0% | Put | 125269100 |
| — | NUVEEN REAL ASSET INM AND GW | 3,800 | $62,000 | 0.0% | $16.32 | — | COM | 67074Y105 |
| — | KAYNE ANDERSON MDSTM ENERGY | 5,100 | $60,000 | 0.0% | $11.76 | — | COM | 48661E108 |
| — | WESTERN ASSET GLB HI INCOME | 6,400 | $60,000 | 0.0% | $9.38 | — | COM | 95766B109 |
| — | XEROX CORP | 1,136 | $55,000 | 0.0% | $28.74 | — | Call | 984121608 |
| — | WESTERN ASST MNGD MUN FD INC | 4,100 | $53,000 | 0.0% | $12.93 | — | COM | 95766M105 |
| — | FIRST TR ENERGY INFRASTRCTR | 3,400 | $51,000 | 0.0% | $15.00 | — | COM | 33738C103 |
| FFIV | F5 NETWORKS INC | 356 | $51,000 | 0.0% | $143.36 | 0.0% | COM | 315616102 |
| — | NUVEEN INTER DURATION MN TMF | 4,100 | $51,000 | 0.0% | $12.44 | — | COM | 670671106 |
| — | MACQUARIE GLBL INFRA TOTL RE | 2,300 | $51,000 | 0.0% | $22.17 | — | COM | 55608D101 |
| TROW | PRICE T ROWE GROUP INC | 300 | $50,000 | 0.0% | $82.41 | 0.0% | Put | 74144T108 |
| — | UNITED STATES STL CORP NEW | 415 | $49,000 | 0.0% | $35.19 | — | Put | 912909108 |
| TSN | TYSON FOODS INC | 600 | $48,000 | 0.0% | $61.52 | 0.0% | Call | 902494103 |
| NVDA | NVIDIA CORP | 192 | $44,000 | 0.0% | $4.18 | +39.2% | COM | 67066G104 |
| TRN | TRINITY INDS INC | 300 | $37,000 | 0.0% | — | — | Call | 896522109 |
| — | WEIGHT WATCHERS INTL INC NEW | 93 | $35,000 | 0.0% | $44.23 | — | Put | 948626106 |
| — | FLIR SYS INC | 668 | $33,000 | 0.0% | $49.40 | — | COM | 302445101 |
| INTC | INTEL CORP | 200 | $26,000 | 0.0% | — | — | Put | 458140100 |
| — | TOTAL SYS SVCS INC | 200 | $26,000 | 0.0% | $86.32 | — | Put | 891906109 |
| ADM | ARCHER DANIELS MIDLAND CO | 64 | $26,000 | 0.0% | — | — | Call | 039483102 |
| — | FIREEYE INC | 1,000 | $23,000 | 0.0% | $15.27 | — | Put | 31816Q101 |
| ITUB | ITAU UNIBANCO HLDG SA | 2,000 | $20,000 | 0.0% | $13.00 | — | Put | 465562106 |
| RL | RALPH LAUREN CORP | 200 | $18,000 | 0.0% | $92.65 | 0.0% | Put | 751212101 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 917 | $16,000 | 0.0% | $13.27 | 0.0% | COM | 42824C109 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 1,160 | $16,000 | 0.0% | $13.79 | — | SPONSORED ADR | 71654V408 |
| CLX | CLOROX CO DEL | 55 | $16,000 | 0.0% | $106.77 | 0.0% | Put | 189054109 |
| TRN | TRINITY INDS INC | 531 | $15,000 | 0.0% | — | — | Put | 896522109 |
| — | TD AMERITRADE HLDG CORP | 350 | $13,000 | 0.0% | $51.13 | — | Put | 87236Y108 |
| — | TE CONNECTIVITY LTD | 37 | $12,000 | 0.0% | $99.53 | — | Put | H84989104 |
| — | NEW ORIENTAL ED & TECH GRP I | 450 | $12,000 | 0.0% | $93.94 | — | Put | 647581107 |
| WM | WASTE MGMT INC DEL | 505 | $10,000 | 0.0% | $70.72 | +5.9% | Put | 94106L109 |
| MPC | MARATHON PETE CORP | 357 | $9,000 | 0.0% | — | — | Put | 56585A102 |
| — | RED HAT INC | 400 | $9,000 | 0.0% | $127.80 | — | Put | 756577102 |
| IPGP | IPG PHOTONICS CORP | 200 | $9,000 | 0.0% | $212.25 | +16.3% | Put | 44980X109 |
| LULU | LULULEMON ATHLETICA INC | 91 | $8,000 | 0.0% | $80.02 | 0.0% | COM | 550021109 |
| — | FOOT LOCKER INC | 400 | $8,000 | 0.0% | $44.56 | — | Call | 344849104 |
| NKE | NIKE INC | 500 | $8,000 | 0.0% | $59.62 | 0.0% | Put | 654106103 |
| — | BB&T CORP | 157 | $8,000 | 0.0% | $50.96 | — | COM | 054937107 |
| — | 58 COM INC | 709 | $7,000 | 0.0% | $79.55 | — | Put | 31680Q104 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 30 | $6,000 | 0.0% | $13.27 | 0.0% | Put | 42824C109 |
| FFIV | F5 NETWORKS INC | 9 | $6,000 | 0.0% | $143.36 | 0.0% | Put | 315616102 |
| SJM | SMUCKER J M CO | 300 | $5,000 | 0.0% | $85.77 | +13.2% | Put | 832696405 |
| KHC | KRAFT HEINZ CO | 900 | $5,000 | 0.0% | $55.81 | -12.3% | Call | 500754106 |
| ADM | ARCHER DANIELS MIDLAND CO | 64 | $5,000 | 0.0% | — | — | Put | 039483102 |
| EL | LAUDER ESTEE COS INC | 442 | $4,000 | 0.0% | $108.54 | +15.6% | Put | 518439104 |
| ALK | ALASKA AIR GROUP INC | 600 | $3,000 | 0.0% | $63.43 | 0.0% | Call | 011659109 |
| NVDA | NVIDIA CORP | 13 | $2,000 | 0.0% | $4.18 | +39.2% | Put | 67066G104 |
| — | WESTROCK CO | 5 | $2,000 | 0.0% | — | — | Put | 96145D105 |
| — | FLIR SYS INC | 50 | $1,000 | 0.0% | $49.40 | — | Put | 302445101 |
| — | WESTROCK CO | 105 | $1,000 | 0.0% | — | — | Call | 96145D105 |
| — | L BRANDS INC | 134 | $1,000 | 0.0% | $38.21 | — | Call | 501797104 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 30 | $1,000 | 0.0% | $13.27 | 0.0% | Call | 42824C109 |
| — | BB&T CORP | 3 | $1,000 | 0.0% | $50.96 | — | Put | 054937107 |
| LULU | LULULEMON ATHLETICA INC | 10 | $1,000 | 0.0% | $80.02 | 0.0% | Put | 550021109 |
| — | ARCONIC INC | 320 | $1,000 | 0.0% | $23.06 | — | Call | 03965L100 |
| KR | KROGER CO | 50 | $0 | 0.0% | $22.97 | 0.0% | Call | 501044101 |