CIK: 0001386462 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Dec 12, 2014
Total Value ($000): $3,177,743 (96.1% shares, 3.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| XLF | SELECT SECTOR SPDR TR | 18,143,100 | $420,375 | 13.2% | $20.53 | — | Put | 81369Y605 |
| SPY | SPDR S&P 500 ETF TR | 1,578,000 | $310,897 | 9.8% | — | — | Put | 78462F103 |
| MTNA 6 01/15/16 | ARCELORMITTAL SA LUXEMBOURG | 4,988,424 | $105,405 | 3.3% | $19.22 | — | MAND CV NT 16 | L0302D178 |
| AAPL | APPLE INC | 974,900 | $98,221 | 3.1% | — | — | Put | 037833100 |
| — | RACKSPACE HOSTING INC | 2,298,898 | $74,829 | 2.4% | $35.40 | — | COM | 750086100 |
| — | BERRY PLASTICS GROUP INC | 2,707,087 | $68,327 | 2.2% | $23.73 | — | COM | 08579W103 |
| — | LIN MEDIA LLC | 2,901,930 | $64,423 | 2.0% | $26.57 | — | CL A COM | 532771102 |
| CMCSA | COMCAST CORP NEW | 1,195,800 | $64,310 | 2.0% | $19.78 | +7.0% | Call | 20030N101 |
| APD | AIR PRODS & CHEMS INC | 451,175 | $58,734 | 1.8% | $73.47 | +25.8% | COM | 009158106 |
| — | ALLERGAN INC | 323,971 | $57,728 | 1.8% | $169.96 | — | COM | 018490102 |
| NPO | ENPRO INDS INC | 904,126 | $54,727 | 1.7% | $62.98 | +8.1% | COM | 29355X107 |
| — | MYLAN INC | 1,174,015 | $53,406 | 1.7% | $49.74 | — | COM | 628530107 |
| IYR | ISHARES TR | 720,000 | $49,824 | 1.6% | $69.60 | — | Put | 464287739 |
| SPY | SPDR S&P 500 ETF TR | 245,500 | $48,369 | 1.5% | — | — | Call | 78462F103 |
| AIG | AMERICAN INTL GROUP INC | 839,592 | $45,355 | 1.4% | $35.58 | +17.4% | COM NEW | 026874784 |
| — | GENCORP INC | 2,754,705 | $43,993 | 1.4% | $17.01 | — | COM | 368682100 |
| MU | MICRON TECHNOLOGY INC | 1,230,000 | $42,140 | 1.3% | $24.45 | +29.2% | Put | 595112103 |
| OSIS | OSI SYSTEMS INC | 604,167 | $38,353 | 1.2% | $63.89 | +3.9% | COM | 671044105 |
| — | DIGITALGLOBE INC | 1,237,645 | $35,273 | 1.1% | $29.83 | — | COM NEW | 25389M877 |
| MSFT | MICROSOFT CORP | 755,000 | $35,002 | 1.1% | $31.26 | +20.5% | Put | 594918104 |
| — | MONSANTO CO NEW | 301,600 | $33,933 | 1.1% | — | — | Call | 61166W101 |
| CUK | CARNIVAL PLC | 840,894 | $33,594 | 1.1% | $38.46 | — | ADR | 14365C103 |
| — | JARDEN CORP | 548,800 | $32,988 | 1.0% | $59.69 | — | COM | 471109108 |
| — | HUBBELL INC | 271,729 | $32,751 | 1.0% | $122.87 | — | CL B | 443510201 |
| UPS | UNITED PARCEL SERVICE INC | 330,000 | $32,436 | 1.0% | $65.67 | +1.0% | Call | 911312106 |
| — | VIACOM INC NEW | 400,621 | $30,852 | 1.0% | $83.37 | — | CL A | 92553P102 |
| SXC | SUNCOKE ENERGY INC | 1,328,005 | $29,814 | 0.9% | $21.81 | +6.0% | COM | 86722A103 |
| MEOH | METHANEX CORP | 442,940 | $29,588 | 0.9% | $61.77 | +7.1% | COM | 59151K108 |
| — | OCEAN RIG UDW INC | 1,791,851 | $28,885 | 0.9% | $18.47 | — | SHS | Y64354205 |
| AAPL | APPLE INC | 286,300 | $28,845 | 0.9% | — | — | Call | 037833100 |
| — | QEP RES INC | 920,367 | $28,329 | 0.9% | $28.36 | — | COM | 74733V100 |
| XLF | SELECT SECTOR SPDR TR | 1,185,607 | $27,471 | 0.9% | $20.53 | — | SBI INT-FINL | 81369Y605 |
| BAC | BANK AMER CORP | 1,519,616 | $25,910 | 0.8% | $12.48 | +0.8% | Call | 060505104 |
| ARMK | ARAMARK | 931,937 | $24,510 | 0.8% | $16.64 | +1.1% | COM | 03852U106 |
| AWI | ARMSTRONG WORLD INDS INC NEW | 415,365 | $23,260 | 0.7% | $52.98 | -2.1% | COM | 04247X102 |
| — | GOOGLE INC | 38,283 | $22,103 | 0.7% | $576.18 | — | CL C | 38259P706 |
| AAL | AMERICAN AIRLS GROUP INC | 615,200 | $21,827 | 0.7% | $30.86 | +20.4% | Put | 02376R102 |
| — | MONSTER BEVERAGE CORP | 233,344 | $21,391 | 0.7% | $91.67 | — | COM | 611740101 |
| — | B/E AEROSPACE INC | 252,658 | $21,208 | 0.7% | $88.43 | — | COM | 073302101 |
| — | TESLA MTRS INC | 10,100,000 | $20,369 | 0.6% | $1.45 | — | NOTE 1.500% 6/0 | 88160RAA9 |
| — | MICRON TECHNOLOGY INC | 15,200,000 | $19,998 | 0.6% | $1.32 | — | NOTE 3.000%11/1 | 595112AY9 |
| EPI | WISDOMTREE TR | 811,400 | $17,778 | 0.6% | $16.66 | — | Put | 97717W422 |
| — | TWENTY FIRST CENTY FOX INC | 509,297 | $16,965 | 0.5% | $32.75 | — | CL B | 90130A200 |
| PG | PROCTER & GAMBLE CO | 200,000 | $16,748 | 0.5% | — | — | Put | 742718109 |
| — | UNITED STATES STL CORP NEW | 10,200,000 | $16,735 | 0.5% | $1.64 | — | NOTE 2.750% 4/0 | 912909AH1 |
| — | BIOSCRIP INC | 2,279,426 | $15,751 | 0.5% | $7.94 | — | COM | 09069N108 |
| MTN | VAIL RESORTS INC | 178,721 | $15,506 | 0.5% | $70.88 | +12.0% | COM | 91879Q109 |
| FCX | FREEPORT-MCMORAN INC | 470,000 | $15,346 | 0.5% | — | — | Put | 35671D857 |
| FXI | ISHARES TR | 400,500 | $15,331 | 0.5% | $38.17 | — | Put | 464287184 |
| MSFT | MICROSOFT CORP | 326,800 | $15,150 | 0.5% | $31.26 | +20.5% | Call | 594918104 |
| — | HEALTH CARE REIT INC | 12,250,000 | $15,009 | 0.5% | $1.24 | — | NOTE 3.000%12/0 | 42217KAR7 |
| — | MGM RESORTS INTERNATIONAL | 11,200,000 | $14,165 | 0.4% | $1.46 | — | NOTE 4.250% 4/1 | 55303QAE0 |
| BAC | BANK AMER CORP | 825,000 | $14,066 | 0.4% | $12.48 | +0.8% | Put | 060505104 |
| HYG | ISHARES | 150,000 | $13,793 | 0.4% | — | — | Put | 464288513 |
| — | YAHOO INC | 330,000 | $13,448 | 0.4% | $37.79 | — | Put | 984332106 |
| MU | MICRON TECHNOLOGY INC | 392,477 | $13,446 | 0.4% | $24.45 | +29.2% | COM | 595112103 |
| — | GULFPORT ENERGY CORP | 250,000 | $13,350 | 0.4% | $56.69 | — | Put | 402635304 |
| — | MEDIA GEN INC | 1,000,374 | $13,115 | 0.4% | $17.44 | — | COM | 584404107 |
| LVS | LAS VEGAS SANDS CORP | 200,000 | $12,442 | 0.4% | $49.32 | 0.0% | Put | 517834107 |
| — | GLOBALSTAR INC | 3,362,991 | $12,309 | 0.4% | $4.25 | — | COM | 378973408 |
| — | UNITED TECHNOLOGIES CORP | 115,000 | $12,144 | 0.4% | $116.37 | — | Call | 913017109 |
| CVX | CHEVRON CORP NEW | 100,000 | $11,932 | 0.4% | — | — | Call | 166764100 |
| — | MOLINA HEALTHCARE INC | 11,800,000 | $11,819 | 0.4% | $1.00 | — | DBCV 1.625% 8/1 | 60855RAD2 |
| INTC | INTEL CORP | 332,500 | $11,578 | 0.4% | — | — | Call | 458140100 |
| ABBV | ABBVIE INC | 196,600 | $11,356 | 0.4% | $35.17 | 0.0% | COM | 00287Y109 |
| XME | SPDR SERIES TRUST | 292,700 | $10,768 | 0.3% | $36.79 | — | Put | 78464A755 |
| — | ENVISION HEALTHCARE HLDGS IN | 309,325 | $10,727 | 0.3% | $34.68 | — | COM | 29413U103 |
| XOM | EXXON MOBIL CORP | 113,000 | $10,628 | 0.3% | $61.50 | 0.0% | Put | 30231G102 |
| — | GULFPORT ENERGY CORP | 198,732 | $10,612 | 0.3% | $56.69 | — | COM NEW | 402635304 |
| T | AT&T INC | 300,000 | $10,572 | 0.3% | $11.90 | 0.0% | Put | 00206R102 |
| — | HUBBELL INC | 83,601 | $10,380 | 0.3% | $124.65 | — | CL A | 443510102 |
| IP | INTL PAPER CO | 215,500 | $10,288 | 0.3% | $28.63 | 0.0% | COM | 460146103 |
| — | CHESAPEAKE ENERGY CORP | 10,100,000 | $10,209 | 0.3% | $1.05 | — | NOTE 2.750%11/1 | 165167BW6 |
| — | ICONIX BRAND GROUP INC | 7,700,000 | $9,741 | 0.3% | $1.27 | — | NOTE 2.500% 6/0 | 451055AE7 |
| CF | CF INDS HLDGS INC | 34,000 | $9,493 | 0.3% | $37.05 | 0.0% | COM | 125269100 |
| SLV | ISHARES SILVER TRUST | 561,550 | $9,181 | 0.3% | $20.03 | — | ISHARES | 46428Q109 |
| — | LEVEL 3 COMMUNICATIONS INC | 200,000 | $9,146 | 0.3% | — | — | Put | 52729N308 |
| XLE | SELECT SECTOR SPDR TR | 100,000 | $9,062 | 0.3% | $83.88 | — | Put | 81369Y506 |
| — | COACH INC | 250,000 | $8,903 | 0.3% | — | — | Call | 189754104 |
| — | NTELOS HLDGS CORP | 808,439 | $8,602 | 0.3% | $12.08 | — | COM NEW | 67020Q305 |
| NOK | NOKIA CORP | 1,012,500 | $8,566 | 0.3% | $7.75 | — | Put | 654902204 |
| EEM | ISHARES TR | 204,000 | $8,478 | 0.3% | — | — | Put | 464287234 |
| T | AT&T INC | 240,000 | $8,458 | 0.3% | $11.90 | 0.0% | COM | 00206R102 |
| WMB | WILLIAMS COS INC DEL | 150,000 | $8,303 | 0.3% | $20.92 | +44.5% | Call | 969457100 |
| — | KKR & CO L P DEL | 360,000 | $8,028 | 0.3% | — | — | Call | 48248M102 |
| — | ZIONS BANCORPORATION | 1,447,595 | $7,383 | 0.2% | $5.69 | — | *W EXP 05/22/202 | 989701115 |
| EFA | ISHARES TR | 114,000 | $7,310 | 0.2% | $66.58 | — | Put | 464287465 |
| INTC | INTEL CORP | 200,000 | $6,964 | 0.2% | — | — | Put | 458140100 |
| — | GENERAL ELECTRIC CO | 265,000 | $6,789 | 0.2% | $25.78 | — | Put | 369604103 |
| MGM | MGM RESORTS INTERNATIONAL | 294,300 | $6,704 | 0.2% | — | — | Put | 552953101 |
| — | BED BATH & BEYOND INC | 100,000 | $6,583 | 0.2% | — | — | Call | 075896100 |
| FCX | FREEPORT-MCMORAN INC | 200,000 | $6,530 | 0.2% | — | — | Call | 35671D857 |
| — | BAKER HUGHES INC | 100,000 | $6,506 | 0.2% | — | — | Call | 057224107 |
| — | TESSERA TECHNOLOGIES INC | 231,229 | $6,146 | 0.2% | $26.58 | — | COM | 88164L100 |
| IP | INTL PAPER CO | 122,700 | $5,858 | 0.2% | $28.63 | 0.0% | Call | 460146103 |
| MCD | MCDONALDS CORP | 60,000 | $5,689 | 0.2% | — | — | Put | 580135101 |
| — | CITRIX SYS INC | 75,000 | $5,351 | 0.2% | $71.35 | — | COM | 177376100 |
| XME | SPDR SERIES TRUST | 145,163 | $5,341 | 0.2% | $36.79 | — | S&P METALS MNG | 78464A755 |
| — | SALIX PHARMACEUTICALS INC | 33,729 | $5,270 | 0.2% | $156.25 | — | COM | 795435106 |
| CSCO | CISCO SYS INC | 200,000 | $5,034 | 0.2% | — | — | Put | 17275R102 |
| CSCO | CISCO SYS INC | 200,000 | $5,034 | 0.2% | — | — | Call | 17275R102 |
| — | YAHOO INC | 122,832 | $5,005 | 0.2% | $37.79 | — | COM | 984332106 |
| VZ | VERIZON COMMUNICATIONS INC | 100,000 | $4,999 | 0.2% | $25.94 | +7.2% | Call | 92343V104 |
| PKG | PACKAGING CORP AMER | 78,256 | $4,994 | 0.2% | $47.89 | 0.0% | COM | 695156109 |
| — | UNITED STATES STL CORP NEW | 125,000 | $4,896 | 0.2% | — | — | Put | 912909108 |
| — | KAPSTONE PAPER & PACKAGING C | 174,940 | $4,893 | 0.2% | $27.97 | — | COM | 48562P103 |
| EBAY | EBAY INC | 85,000 | $4,814 | 0.2% | $19.39 | +2.1% | Put | 278642103 |
| — | INSULET CORP | 4,500,000 | $4,801 | 0.2% | $1.11 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| — | GENERAL ELECTRIC CO | 184,210 | $4,719 | 0.1% | $25.78 | — | COM | 369604103 |
| LVS | LAS VEGAS SANDS CORP | 75,000 | $4,666 | 0.1% | $49.32 | 0.0% | Call | 517834107 |
| — | MARKET VECTORS ETF TR | 200,000 | $4,474 | 0.1% | $26.36 | — | Put | 57060U506 |
| F | FORD MTR CO DEL | 300,000 | $4,437 | 0.1% | $8.64 | +8.6% | Put | 345370860 |
| VGK | VANGUARD INTL EQUITY INDEX F | 80,000 | $4,418 | 0.1% | — | — | Put | 922042874 |
| DRI | DARDEN RESTAURANTS INC | 85,600 | $4,405 | 0.1% | — | — | Put | 237194105 |
| — | ARCELORMITTAL SA LUXEMBOURG | 317,100 | $4,342 | 0.1% | $13.69 | — | Call | 03938L104 |
| — | UNITED TECHNOLOGIES CORP | 40,000 | $4,224 | 0.1% | $116.37 | — | Put | 913017109 |
| XLU | SELECT SECTOR SPDR TR | 100,000 | $4,209 | 0.1% | — | — | Call | 81369Y886 |
| CIEN | CIENA CORP | 250,000 | $4,180 | 0.1% | $19.60 | 0.0% | Put | 171779309 |
| EXPD | EXPEDITORS INTL WASH INC | 100,000 | $4,058 | 0.1% | $35.63 | +3.1% | Call | 302130109 |
| EXPD | EXPEDITORS INTL WASH INC | 100,000 | $4,058 | 0.1% | $35.63 | +3.1% | Put | 302130109 |
| — | GLOBAL EAGLE ENTMT INC | 352,800 | $3,959 | 0.1% | — | — | Put | 37951D102 |
| C | CITIGROUP INC | 72,200 | $3,742 | 0.1% | $36.03 | +3.9% | COM NEW | 172967424 |
| C | CITIGROUP INC | 70,000 | $3,628 | 0.1% | $36.03 | +3.9% | Put | 172967424 |
| — | CATHAY GEN BANCORP | 500,000 | $3,580 | 0.1% | $8.51 | — | *W EXP 12/05/201 | 149150112 |
| EXPD | EXPEDITORS INTL WASH INC | 85,911 | $3,486 | 0.1% | $35.63 | +3.1% | COM | 302130109 |
| — | GULFPORT ENERGY CORP | 62,500 | $3,338 | 0.1% | $56.69 | — | Call | 402635304 |
| — | ANGLOGOLD ASHANTI LTD | 270,000 | $3,240 | 0.1% | $12.01 | — | Call | 035128206 |
| DIS | DISNEY WALT CO | 35,774 | $3,185 | 0.1% | $76.68 | +3.4% | COM DISNEY | 254687106 |
| XHB | SPDR SERIES TRUST | 100,000 | $2,959 | 0.1% | — | — | Call | 78464A888 |
| TLT | ISHARES TR | 25,387 | $2,952 | 0.1% | $116.26 | — | 20+ YR TR BD ETF | 464287432 |
| BHP | BHP BILLITON LTD | 50,000 | $2,944 | 0.1% | $68.41 | — | Put | 088606108 |
| BHP | BHP BILLITON LTD | 50,000 | $2,944 | 0.1% | $68.41 | — | Call | 088606108 |
| — | UNITED STATES STL CORP NEW | 75,000 | $2,938 | 0.1% | — | — | Call | 912909108 |
| — | CITRIX SYS INC | 40,000 | $2,854 | 0.1% | $71.35 | — | Call | 177376100 |
| NEE | NEXTERA ENERGY INC | 30,000 | $2,817 | 0.1% | — | — | Put | 65339F101 |
| CIEN | CIENA CORP | 168,000 | $2,809 | 0.1% | $19.60 | 0.0% | COM NEW | 171779309 |
| MS | MORGAN STANLEY | 80,000 | $2,766 | 0.1% | $24.62 | 0.0% | Put | 617446448 |
| POST | POST HLDGS INC | 82,500 | $2,738 | 0.1% | — | — | Put | 737446104 |
| ADM | ARCHER DANIELS MIDLAND CO | 50,000 | $2,555 | 0.1% | $31.61 | +11.6% | Call | 039483102 |
| PEP | PEPSICO INC | 25,000 | $2,327 | 0.1% | $64.88 | 0.0% | Call | 713448108 |
| — | BAKER HUGHES INC | 35,000 | $2,277 | 0.1% | — | — | Put | 057224107 |
| NOK | NOKIA CORP | 257,874 | $2,182 | 0.1% | $7.75 | — | SPONSORED ADR | 654902204 |
| AMAT | APPLIED MATLS INC | 100,000 | $2,161 | 0.1% | $19.16 | 0.0% | Call | 038222105 |
| LVS | LAS VEGAS SANDS CORP | 33,202 | $2,065 | 0.1% | $49.32 | 0.0% | COM | 517834107 |
| — | YAHOO INC | 50,000 | $2,038 | 0.1% | $37.79 | — | Call | 984332106 |
| — | GOLDCORP INC NEW | 88,000 | $2,027 | 0.1% | — | — | Call | 380956409 |
| VZ | VERIZON COMMUNICATIONS INC | 40,000 | $2,000 | 0.1% | $25.94 | +7.2% | Put | 92343V104 |
| SOXX | ISHARES TR | 23,009 | $1,999 | 0.1% | $83.03 | — | PHLX SEMICND ETF | 464287523 |
| — | KRAFT FOODS GROUP INC | 35,000 | $1,974 | 0.1% | — | — | Call | 50076Q106 |
| XLE | SELECT SECTOR SPDR TR | 21,432 | $1,942 | 0.1% | $83.88 | — | SBI INT-ENERGY | 81369Y506 |
| XME | SPDR SERIES TRUST | 50,000 | $1,840 | 0.1% | $36.79 | — | Call | 78464A755 |
| — | LAM RESEARCH CORP | 24,500 | $1,830 | 0.1% | $55.73 | — | COM | 512807108 |
| MO | ALTRIA GROUP INC | 39,800 | $1,828 | 0.1% | $20.68 | 0.0% | COM | 02209S103 |
| DIS | DISNEY WALT CO | 20,000 | $1,781 | 0.1% | $76.68 | +3.4% | Call | 254687106 |
| — | COACH INC | 50,000 | $1,781 | 0.1% | — | — | Put | 189754104 |
| KGC | KINROSS GOLD CORP | 500,000 | $1,650 | 0.1% | $4.07 | -3.5% | Call | 496902404 |
| XOM | EXXON MOBIL CORP | 17,200 | $1,618 | 0.1% | $61.50 | 0.0% | COM | 30231G102 |
| EPI | WISDOMTREE TR | 73,430 | $1,609 | 0.1% | $16.66 | — | INDIA ERNGS FD | 97717W422 |
| WY | WEYERHAEUSER CO | 49,500 | $1,577 | 0.0% | $19.29 | +9.1% | Call | 962166104 |
| UPS | UNITED PARCEL SERVICE INC | 15,312 | $1,505 | 0.0% | $65.67 | +1.0% | CL B | 911312106 |
| VOD | VODAFONE GROUP PLC NEW | 45,100 | $1,483 | 0.0% | — | — | Call | 92857W308 |
| IYR | ISHARES TR | 20,000 | $1,384 | 0.0% | $69.60 | — | Call | 464287739 |
| NEM | NEWMONT MINING CORP | 60,000 | $1,383 | 0.0% | $19.87 | 0.0% | Put | 651639106 |
| — | LEVEL 3 COMMUNICATIONS INC | 30,000 | $1,372 | 0.0% | — | — | Call | 52729N308 |
| — | RICE ENERGY INC | 50,000 | $1,330 | 0.0% | $26.57 | — | Call | 762760106 |
| CMCSA | COMCAST CORP NEW | 22,989 | $1,236 | 0.0% | $19.78 | +7.0% | CL A | 20030N101 |
| — | MECHEL OAO | 1,000,000 | $1,130 | 0.0% | — | — | Call | 583840103 |
| F | FORD MTR CO DEL | 56,791 | $840 | 0.0% | $8.64 | +8.6% | COM PAR $0.01 | 345370860 |
| XLK | SELECT SECTOR SPDR TR | 20,679 | $826 | 0.0% | $38.78 | — | TECHNOLOGY | 81369Y803 |
| — | JA SOLAR HOLDINGS CO LTD | 85,000 | $786 | 0.0% | — | — | Call | 466090206 |
| MSFT | MICROSOFT CORP | 16,938 | $785 | 0.0% | $31.26 | +20.5% | COM | 594918104 |
| MS | MORGAN STANLEY | 22,600 | $781 | 0.0% | $24.62 | 0.0% | COM NEW | 617446448 |
| NEM | NEWMONT MINING CORP | 30,000 | $692 | 0.0% | $19.87 | 0.0% | Call | 651639106 |
| — | BARCLAYS BK PLC | 20,167 | $629 | 0.0% | $42.23 | — | IPATH S&P500 VIX | 06742E711 |
| — | ANGLOGOLD ASHANTI LTD | 50,000 | $600 | 0.0% | $12.01 | — | Put | 035128206 |
| — | ARCELORMITTAL SA LUXEMBOURG | 43,085 | $590 | 0.0% | $13.69 | — | NY REGISTRY SH | 03938L104 |
| IWM | ISHARES TR | 5,000 | $547 | 0.0% | $113.66 | — | Put | 464287655 |
| AMAT | APPLIED MATLS INC | 21,000 | $454 | 0.0% | $19.16 | 0.0% | COM | 038222105 |
| BABA | ALIBABA GROUP HLDG LTD | 5,000 | $444 | 0.0% | $88.80 | — | SPONSORED ADS | 01609W102 |
| BHP | BHP BILLITON LTD | 7,006 | $413 | 0.0% | $68.41 | — | SPONSORED ADR | 088606108 |
| — | ANGLOGOLD ASHANTI LTD | 31,387 | $377 | 0.0% | $12.01 | — | SPONSORED ADR | 035128206 |
| — | LAM RESEARCH CORP | 5,000 | $374 | 0.0% | $55.73 | — | Call | 512807108 |
| — | HAWAIIAN HOLDINGS INC | 200,000 | $354 | 0.0% | $1.81 | — | NOTE 5.000% 3/1 | 419879AD3 |
| IYR | ISHARES TR | 5,006 | $346 | 0.0% | $69.60 | — | U.S. REAL ES ETF | 464287739 |
| — | LUMOS NETWORKS CORP | 20,564 | $334 | 0.0% | $16.24 | — | COM | 550283105 |
| — | SANDISK CORP | 150,000 | $289 | 0.0% | $1.65 | — | NOTE 1.500% 8/1 | 80004CAD3 |
| — | TYSON FOODS INC | 5,258 | $265 | 0.0% | $50.40 | — | UNIT 99/99/9999 | 902494301 |
| NEM | NEWMONT MINING CORP | 11,200 | $258 | 0.0% | $19.87 | 0.0% | COM | 651639106 |
| — | ALCOA INC | 5,000 | $252 | 0.0% | $50.40 | — | DEP SHS 1/10TH | 013817309 |
| AAL | AMERICAN AIRLS GROUP INC | 6,858 | $243 | 0.0% | $30.86 | +20.4% | COM | 02376R102 |
| — | AMSURG CORP | 2,201 | $235 | 0.0% | $106.77 | — | PFD CNV SR A-1 % | 03232P504 |
| — | MENTOR GRAPHICS CORP | 200,000 | $234 | 0.0% | $1.32 | — | SDCV 4.000% 4/0 | 587200AK2 |
| — | HF2 FINL MGMT INC | 19,852 | $206 | 0.0% | $10.38 | — | CL A | 40421A104 |
| — | RED HAT INC | 3,598 | $202 | 0.0% | $56.14 | — | COM | 756577102 |
| BAC | BANK AMER CORP | 11,400 | $194 | 0.0% | $12.48 | +0.8% | COM | 060505104 |
| PEP | PEPSICO INC | 2,000 | $186 | 0.0% | $64.88 | 0.0% | COM | 713448108 |
| — | RICE ENERGY INC | 7,000 | $186 | 0.0% | $26.57 | — | COM | 762760106 |
| — | HENNESSY CAP ACQUISITION COR | 16,000 | $157 | 0.0% | $9.74 | — | COM | 425886108 |
| — | DEPOMED INC | 10,000 | $152 | 0.0% | — | — | Put | 249908104 |
| — | TESLA MTRS INC | 150,000 | $143 | 0.0% | $0.91 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | BUFFALO WILD WINGS INC | 1,000 | $134 | 0.0% | $134.39 | — | Put | 119848109 |
| — | BUFFALO WILD WINGS INC | 1,000 | $134 | 0.0% | $134.39 | — | Call | 119848109 |
| — | UNITED TECHNOLOGIES CORP | 1,160 | $122 | 0.0% | $116.37 | — | COM | 913017109 |
| — | CAPITOL ACQUISITION CORP II | 11,200 | $110 | 0.0% | $9.72 | — | COM | 14056V105 |
| — | CIS ACQUISITION LTD | 10,000 | $104 | 0.0% | $10.10 | — | SHS SER A | G21490209 |
| — | GLOBAL DEFENSE & NATL SEC SY | 10,000 | $103 | 0.0% | $10.10 | — | COM | 37953N108 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 10,268 | $102 | 0.0% | $10.66 | — | UNIT | 85207H104 |
| FXI | ISHARES TR | 2,646 | $101 | 0.0% | $38.17 | — | CHINA LG-CAP ETF | 464287184 |
| — | BUFFALO WILD WINGS INC | 692 | $93 | 0.0% | $134.39 | — | COM | 119848109 |
| IWM | ISHARES TR | 736 | $80 | 0.0% | $113.66 | — | RUSSELL 2000 ETF | 464287655 |
| — | URANERZ ENERGY CORP | 65,739 | $72 | 0.0% | $1.10 | — | COM | 91688T104 |
| EBAY | EBAY INC | 1,000 | $57 | 0.0% | $19.39 | +2.1% | COM | 278642103 |
| EFA | ISHARES TR | 825 | $53 | 0.0% | $66.58 | — | MSCI EAFE ETF | 464287465 |
| — | FIELDPOINT PETROLEUM CORP | 61,886 | $43 | 0.0% | $1.02 | — | *W EXP 03/23/201 | 316570126 |
| C | CITIGROUP INC | 500 | $26 | 0.0% | $36.03 | +3.9% | Call | 172967424 |
| — | CIS ACQUISITION LTD | 10,000 | $4 | 0.0% | $0.40 | — | *W EXP 12/18/201 | G21490118 |
| — | CEL SCI CORP | 20,000 | $4 | 0.0% | $0.43 | — | *W EXP 10/11/201 | 150837177 |